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Results of TWG Analysis of March Stage 2 Scenarios, SBREFA, and
Development of April Stage 2 Scenarios
Meeting Summary - April 2000
M/DBP Stage 2 Federal Advisory Committee (FACA2)
Results of TWG Analysis of March Stage 2 Scenarios, SBREFA, and
Development of April Stage 2 Scenarios
Meeting #10
April 18-19, 2000
Washington, DC
Table of Contents
I Introduction
II TWG Presentation: Analysis and Discussion of Stage 2 Scenarios
III TWG Presentation to FACA Committee Stage 2 Compliance
Technology Predictions for Small SW Systems
IV Elaboration of the Microbial Framework
V Small Business Regulatory Enforcement Fairness Act (SBREFA)
VI TWG Direction for June 1-2 FACA Meeting
VII Public Comment
VIII FACA Next Steps
ATTACHMENTS
I.a Meeting Participants - M/DBP FACA, April 18-19, 2000
I.b Meeting Agenda - MDBP FACA, April 18-19, 2000
II.a TWG Presentation to FACA Committee: Stage 2 Regulatory Scenarios - Mike
McGuire, MEC
II.b TWG Analysis of March Regulatory Scenarios: Summary Tables - Mike
McGuire, MEC
II.c Selection of SWAT Runs to Estimate FACA Negotiation Options - Mike
McGuire
III. TWG Presentation to FACA Committee Stage 2 Compliance Technology
Predictions for Small SW Systems - Frank Letkiewicz, Cadmus
IV. Water Quality Framework for Distribution Systems: Preliminary draft for TWG
review - Stig Regli, EPA
I Introduction
On April 18-19, 2000, EPA held the tenth meeting of the Stage 2 Disinfection
Byproducts and Long-Term 2 Enhanced Surface Water Treatment Rules (MDBP) Federal
Advisory Committee (FACA). Facilitator Abby Arnold, RESOLVE, began the meeting
by reviewing the proposed agenda and objectives of the meeting. At the March FACA
meeting the FACA developed a list of regulatory scenarios for addressing microbial
occurrence and DBPs. The TWG presented its analysis of these regulatory scenarios at
this meeting. The TWG worked very hard and long hours to complete the analyses
requested by the FACA in the two weeks between the March and April meetings. They
were not, however, able to complete all the analyses requested. The FACA negotiated
additional regulatory scenarios for TWG analysis for the June meeting and developed a
list of questions for the TWG to address (see section VI of this summary). EPA also
presented an overview of the Small Business Regulatory Enforcement Fairness Act
(SBREFA) process. See Attachment I.a for a list of meeting participants and Attachment
I.b for the draft meeting agenda.
EPA provided FACA members with the following updates:
At the March FACA meeting EPA agreed to work offline with several FACA parties
on an agreement on how the FACA would handle the discussion of unfiltered systems
- given the use of FACA and TWG presentation materials in a lawsuit in
Massachusetts. EPA and the relevant parties on the FACA have reached an
agreement that will allow the FACA to continue to include unfiltered systems in the
negotiation. All parties have agreed that presentations to the FACA and TWG will
not used outside of the Stage 2 M/DBP FACA negotiation table.
EPA proposed the Ground Water Rule on April 18. This rule is related to the
deliberations of this Committee because it deals with microbes in groundwater source
drinking water systems.
The Federal Court of Appeals has vacated EPA's proposed Maximum Contaminant
Level Goal (MCLG) for chloroform of zero. The court has asked for briefings in its
consideration of remedies.
Ephraim King, EPA, presented a list of issues that EPA would like the FACA to address
in the Stage 2 rule recommendations. These questions are in addition to the issues on
DBP levels and microbial disinfection that are already being discussed by the FACA:
1. What action, if any, should be taken on uncovered finished water reservoirs?
- Current rules require that all new finished water reservoirs be covered. Should
action be taken to cover the several hundred (of all sizes) reservoirs that remain
uncovered?
2. Should EPA take action to require cross connection control measures?
3. Should EPA move to increase its authority to require corrective action from
individual systems with significant deficiencies?
- The 1997 FACA Agreement identified systems with deficiencies that are causing
or have the potential to cause contamination. Under the Agreement, states with
primacy to administer drinking water programs have the authority to require
corrective actions. In one state, EPA does not have primacy to administer
drinking water programs. EPA, therefore, does not have authority to take action
to correct the deficiency unless there is an imminent threat of contamination.
- It is unclear whether a change in EPA's authority to enforce corrective actions in
states without primacy would effect EPA and state authority in states with
primacy.
- In addition, a FACA member added that the FACA should consider DBP
monitoring in groundwater system aquifers, do systems need to continue
monitoring when results are consistently negative?
II TWG Presentation: Analysis and Discussion of Stage 2 Scenarios
Mike McGuire, MEC, presented the TWG's analysis of regulatory scenarios requested at
the March FACA meeting [Attachment II.a is the TWG presentation slides and II.b are
the summary tables from the TWG analyses]. The TWG has had to work quickly to
analyze the requested scenarios and has not had time to review this presentation with the
full TWG as it has in the past. McGuire presented TWG analyses on behalf of the TWG
and will depend on other TWG members make comments as appropriate.
At the March meeting the FACA asked the TWG to analyze a series of Stage 2 regulatory
scenarios [see Attachment II.a slide 4 for the Matrix]. The Matrix includes increasingly
stringent DBP and Microbial inactivation requirements and analyzes DBP "exposure"
(occurrence data is used as a surrogate because exposure cannot be measured directly
though ICR data), technology shifts, and costs.
In setting up to conduct the requested SWAT runs the TWG found that the SWAT is not
designed to predict analysis of the Locational Running Annual Average (LRAA) [See
Attachment II.c for detailed explanation and Selection of SWAT Runs to Estimate FACA
Negotiation Options]. The TWG identified the Annual Average of the Maximum (AAM)
as the best estimate of LRAA. To identify a surrogate for LRAA the TWG compared
SWAT outcomes for TTHM/HAA5 for annual averages of distribution system (DS)
average and DS maximum with actual ICR data for the four LRAA values. The TWG
also added the Running Annual Average (RAA) to the revised Stage 2 Scenario Matrix
(below). In addition, the TWG made the following changes in the revised Matrix:
- Small system SW estimates switched to AAM column.
- Substantial increase in number of SWAT runs and Sorts for microbial condition of
20% of plants achieving 2.0 log Crypto inactivation.
- UV On/Off analyzed.
- Low and High Bromate MCLs analyzed.
The TWG was only able to develop large, medium and small surface water costs, not
groundwater costs, in the two weeks between the March 30 FACA and the current
meeting. The TWG will develop groundwater and National costs for these scenarios for
the June 1-2 FACA meeting.
REVISED STAGE 2 SCENARIOS MATRIX
|
120/90
Single Highest |
80/60
Running
Annual Ave |
80/60
Annual Ave of
the Maximum |
80/60
Single Highest |
40/30
Single Highest |
|
|
|
|
|
|
0 log Crypto
removal (UV
off) |
X |
X |
X |
X |
X |
0.5 log Crypto
removal |
XX
(UV on/off)
(Bromate=10) |
XX
(UV on/off)
(Bromate=10) |
XX
(UV on/off)
(Bromate=10) |
XXXX
(UV on/off)
(Bromate=5/10) |
XX
(UV on/off)
(Bromate=10) |
Sort Only 20%
2.0 log Crypto
removal |
XX
(UV on/off)
(Bromate=10) |
XX
(UV on/off)
(Bromate=10) |
XX
(UV on/off)
(Bromate=10) |
XXXX
(UV on/off)
(Bromate=5/10) |
XX
(UV on/off)
(Bromate=10) |
2.0 log Crypto
removal |
XX
(UV on/off)
(Bromate=10) |
XX
(UV on/off)
(Bromate=10) |
XX
(UV on/off)
(Bromate=10) |
XXXX
(UV on/off)
(Bromate=5/10) |
XX
(UV on/off)
(Bromate=10) |
|
|
|
+Small SW
Systems;
National Costs
Not
Available |
+Small SW
Systems;
National Costs
Not
Available |
|
X = SWAT run for a total of 41 runs
McGuire presented additional questions and issues that the FACA needs to consider as
part of their consideration of these analyses and the TWG workplan:
1. Prediction of SWAT vs. ICR data:
- In comparing SWAT predictions to ICR data the TWG has found that above the
50th percentile, the SWAT model tends to slightly over-predict the ICR Observed
values for TTHM and HAA5, by as much as 20-30 mg/l for TTHMs. This pushes
systems further down the decision-tree in choosing technologies, overestimating
costs. However, the TWG believes that this overestimation is offset by increased
benefits (reduction in TTHMs and HAAs) resulting in a good overall estimate of
National costs.
- Many factors effect predictions (e.g., distribution system modeling). These
prediction problems and problems with ICR data account for some of the
discrepancy between SWAT predictions and ICR data.
- The two cumulative probability distributions for SWAT Initial Plant and ICR
Observed are indistinguishable below the 50th percentile for both TTHM and
HAA5.
- The TWG accepted this variation as the best that could be done for the SWAT
model for TTHM and HAA5.
3. Comparison of sampling scenarios using ICR data
- The difference between the LRAA and RAA is very small and insignificant in
comparison to differences between the other averaging strategies. Therefore the
TWG considers AAM a good estimate of LRAA.
2. Distribution monitoring options and issues
- The technique specified for sampling within the distribution system will have a
large impact on the compliance, especially for chloramines.
2. Distribution systems with chloramines (break back to free chlorine for one month)
- Structure of monitoring and/or compliance will have a large impact on technology
choices. For example, many utilities that use chloramines convert to free chlorine
for one month out of the year to control nitrification. For quarterly monitoring,
this should not be a problem. For Single Highest MCL options and monthly
monitoring, this would reduce the advantage of chloramines.
4. Bromate in hypochlorite
- TWG needs guidance how to handle bromate contamination of hypochlorite. For
ozone plants that use hypochlorite, there could be much more strict treatment
required. The TWG proposes reducing bromate targets from 8 to 7 ug/L and from
4 to 3 ug/L.
McGuire and Michelle Frey, MEC, reviewed the Summary Results tables of Matrix
SWAT runs [Attachment II.b]. While the handout is complete, it is hard to notice trends
due to the blizzard of numbers. The TWG made the following observations:
- In general, there are increasing shifts to more complex technologies with more
stringent DBP and Microbial scenarios.
- More stringent DBP scenarios result in lower concentrations of DBPs in
distribution systems.
- 0.5 and 2.0 log Crypto inactivation requirement for every plant results in
dramatic shift in technology selection and cost of disinfection.
- 20% of plants at 2.0 log inactivation requirement results in more modest shifts
in technology.
- Dramatic shifts in technology translate into significant Household cost
increases.
Incorporating UV in the mix of technologies has been a challenge for the TWG. In
SWAT, UV acts like a black box, changing microbial inactivation without effecting
DBPs. In the SWAT model UV is assumed to inactivate Giardia - this has not been
proven. The SWAT modeling runs with UV "on" assume 100% feasibility, SWAT runs
with UV "off" assume 0% feasibility. In practice, UV technology has not been
determined to be 100% feasible or completely unfeasible. Many question remain about
UV commercial feasibility on a national and costs associated with installing UV
nationally.
- The SWAT model with UV on assumes up to 2.0 logs of inactivation is achieved by
all systems. Technology selection in these cases is controlled by the DBP option only.
- If ultimately UV is not feasible, the model requires the instillation of advanced
disinfectants at higher technology costs (e.g., ozone and GAC). Further, bromate
limitations drive plants to GAC and membrane technologies.
- A FACA member noted that the TWG has not yet developed data on UV applied to
small systems. Ozone or UV may reduce the need for addition of chlorine dioxide.
- The effect of UV on DBPs is unknown. Chlorine is used in drinking water plants for
reasons other than killing pathogens (e.g., as an oxidant). A FACA member noted that
a central question is to what extent UV, if feasible, will reduce technology shifts?
- A FACA member noted that the increased use of advanced technologies increases the
confidence in predictions of finished water quality because the effectiveness of
advance technologies is better understood.
In response to this discussion Dan Schmelling, EPA, distributed copies of slides from Jim
Malley's September 1999 presentation to the FACA regarding UV Giardia and viral
inactivation. A summary of these slides is included below:
Giardia Inactivation
- Theory suggests the DNA is vulnerable to UV.
- There are two independent data sets:
- Work in press by Finch and Belosevic (G. muris)
- Work performed by Sobsey and Linden (G. lamblia)
- Data sets are consistent up to 2-log inactivation of Giardia. G. Lamblia work
shows greater inactivation.
- Additional work is planned by other groups over the next two years to verify
this 2-3 log effectiveness.
Viral Inactivation
- Theory suggests that viral nucleic acid is attached by UV. Protein coating can
provide some UV protection. DS-RNA or DS-DNA will be harder to attack.
- UV doses of 40 achieve 4-log inactivation for poliovirus, hepatitis-A,
rotavirus, coxsackie virus, and MS-2.
- Recent work suggests adenovirus may be more resistant.
- Dosages of 80 may be needed for 3-log inactivation
- Dosages of 120 may be needed for 4-log inactivation
- Independent Confirmation Warranted
- Should adenovirus be the basis for viral inactivation?
McGuire presented data from the SWAT runs on two specific technologies: GAC10
(including GAC10 and GAC10 + oxidants) and membrane filtration (including
nanofiltration for removal of DBPs and precursors). These data (slides 25-26) show the
number of plants driven to these technologies. With UV on, inactivation estimates are the
same for all runs (2-log inactivation), therefore estimates for inactivation scenarios are
given for UV off only.
- For GAC10, the number of plants at higher stringency scenarios drops as more plants
are driven to membranes.
- Plants may shift to higher technologies for reasons other than requirements.
- A FACA member requested that the TWG develop data on DBP speculation due to
technology shifts.
McGuire presented an overview of the cost comparisons included in the Summary Table
Examples. No groundwater costs are available yet. Monitoring and implementation
costs are not included in estimates. Utility-Primacy Agency transactional costs not
included.
Total annual cost is annualized capital cost plus the annual operation and maintenance
costs. For this estimate capital costs are annualized at a 3% discount rate (determined by
EPA policy).
Capital costs are defined as total capital investment minus total capital cost for installing
technology. (McGuire noted that cents/1000 gallons/year equal dollars/household/year.)
Capital costs are not annualized and do not include operation and managment.
Household cost estimates presented go beyond ICR data and include medium systems
data. It is impossible to derive full distribution or percentile statistics (given limitations
of SWAT for plant-by-plant analysis.) Household costs are total costs divided by the
number of households. The TWG is now reporting average cost to median U.S.
household. Cost to median household can be computed without estimates for small
systems
In addition to the Matrix, the FACA requested the following analyses, which the TWG
presented:
- Monster SWAT Run: The 1986 SDWA Amendment included GAC as a -+best
available technology. FACA members requested that the TWG analyze this
option, as presented in the SDWA; prepare a cumulative probability distribution
of TTHM and HAA5; Set MCLs for the DBP levels at the 90th percentiles;
perform Smart SWAT runs based on these MCLs
- Screening SWAT Runs: Sort 160 screening SWAT runs by significant technology
shifts (UV is a significant tech shift), national costs of SWAT utilities, and DBP
exposure. The TWG found no clear "knee in the curve".
- For Stage 1 Baseline SWAT run (80/60 Running Annual Average), sort monthly
DBP predictions for all 273 plants by increasing levels of TTHM and HAA5 and
determine how many plants are over 120/90 as single highest value the following
number of times (1, 2, 3, etc.). Only three plants were found with over 120/90 SH
value.
- Next, for Stage 1 Baseline SWAT run (80/60 Running Annual Average), sort
monthly DBP predictions for all 273 plants by increasing levels of TTHM and
HAA5 and determine which plants exceed 120/90 as single highest value; then go
to the SWAT run for 120/90, and identify what those plants had to do to comply
with 120/90. Present technology shifts meeting 120/90 single highest value under
these conditions (this may be an example of a composite regulatory option
combining RAA and SH).
FACA members requested for the next FACA meeting that the TWG provide cost
measurements for individual systems that have to make shifts, not just National average.
This request included estimating small system costs, and costs based on the rate that
systems are charged for borrowing money (estimated at 5%) for the next meeting.
III TWG Presentation to FACA Committee Stage 2 Compliance
Technology Predictions for Small SW Systems
On behalf of the TWG non-ICR subgroup Frank Letkiewicz, Cadmus, presented
technology shift predictions for small surface water systems (serving under 10,000
people) [Attachment III]. There are approximately 4000 community (small) surface
water systems serving approximately 10 million people nationwide. These systems are
further divided by the non-ICR subgroup into three categories for cost and feasibility
analysis:
a) 1,000 to 10,000 served (~2,200 systems)
b) 100 to 1,000 served (1,300 systems)
c) < 100 served (~ 600 systems)
The TWG develops its predictions for small surface water systems based on SWAT data
for large and medium systems. The TWG modified the SWAT ending technology
predictions to obtain predictions for 1,000 to 10,000 population served category.
Predictions for the systems serving 1,000 to 10,000 people are modified to obtain
predictions for systems serving 100 to 1,000 people. Predictions for systems serving 100
to 1,000 people are modified to obtain predictions for systems serving less than 100
people.
Key considerations in modifying technology predictions to the small system categories
include:
- Source water quality appears to be somewhat better for small surface water
systems (TOC, Br). Therefore, there is believed to be a slightly lower shift to
advanced technologies to meet DBP goals.
- Ozone and chlorine dioxide are less feasible for the 100-1,000 category, and will
not be used in the <100 category. Therefore technologies shift toward more
advanced treatments due to the operational difficulties of ozone and chlorine
dioxide.
- GAC20 is judged to be preferred over GAC10 for smallest systems.
With no additional Crypto inactivation requirements, slightly less overall use of advanced
technologies is predicted for small systems. With additional Crypto inactivation the
overall total of advanced technologies predicted is similar to that for large systems.
However, the advanced technologies that are predicted in either case are further down the
decision tree which means systems, especially the very smallest systems, will have to
install more expensive technologies to comply.
In its analysis the TWG is considering the use of chlorine verses chloramine and the
feasibility of GAC for the smallest systems. A FACA member noted that chloramine
technology is tricky for very small systems, especially those that have limited water hours
(i.e. do not run 24 hours a day). This is due to operator availability and capability as
much as cost. Small systems may be forced to use the simplest technology, not the least
expensive. GAC20 may be used over GAC10 because it is a simpler technology.
Letkiewicz presented a list of the scenarios analyzed by the TWG for ending technology
(see Attachment III for results):
- Stage 1: 80/60 Running Annual Average (RAA), 0 Log Crypto removal
requirement with UV off.
- Stage 2: 80/60 AAM and Single Maximum (SM) for 0, 1.5, and 2 Log Crypto
removal, UV on and off (some runs included high and low bromate).
In summary Letkiewicz made the following points:
- Stage 2 technology predictions can be derived from SWAT results for large
systems.
- In general, technical feasibility limitations drive small systems toward more
advanced technologies. This is offset slightly in 0 log inactivation options (where
DBP control is the driver) by better source water quality.
- The TWG will continue to consider whether small systems will use chloramine and
GAC.
- The TWG will prepare predictions for additional Stage 2 options if needed.
IV Elaboration of the Microbial Framework
Stig Regli, EPA, represented the TWG in presenting a working draft of the Microbial
Framework and how it might be applied to filtered systems in the LT2ESWTR
[Attachment IV.] Regli stated that the objective of the Framework is to identify plants
needing microbial control beyond minimum requirements of existing rules (Stage
1/IESWTR, LT1ESWTR, Filter Backwash Rule, Operator Certification, and Source
Water Assessment). The Framework does not address distribution systems issues, which
the TWG will addressed separately.
The Framework consists of the following four elements:
1. Treatment Characterization
2. Characterization of source water
- Determine whether Crypto monitoring is necessary
- Monitoring criteria for estimating mean Crypto concentrations in source water
5. Criteria for classifying potential exposure
- using mean Crypto concentration and treatment characterization for plant
7. Criteria for mitigating potential exposure
- based on watershed and/or treatment control measures
Treatment Characterization will characterize existing treatment, compare to toolbox of
other treatment methods and treatment effectiveness, and determine if a systems
treatment method is adequate and whether further action is necessary.
Characterization of source water. This involves determining whether Crypto monitoring
is necessary and monitoring criteria for estimating mean Crypto concentrations in source
water. The framework considers use of one or more of following: fecal coliform, E. coli ,
total coliform, turbidity, as indicator(s) of challenged watershed, and/or watershed
characteristics (a watershed index). If indicator(s) (possibly a mean value) is below a
critical level, the system would be considered below a Crypto occurrence level of
concern. TWG has not yet determined best strategies to determine if the water is a
concern.
Regli presented the Vulnerability Index as one method of identifying those systems (of
the 7000 surface water systems) with the Crypto occurrence that would be correctly
identified using different indicators. The Vulnerability Index contains data using
Supplemental Surveys (Crypto Method 1623) and ICR (Crypto Method 1622) data.
Regli pointed out that Method 1623 is more accurate, however, both tests are expensive
and not highly reliable. The cost and effectiveness of different indicators is highly
variable. Regli pointed out that the higher the stringency, the lower the level of
miscalculation. However, higher stringency also means fewer plants avoid increased
monitoring. Different fields (e.g., engineering or medicine) treat the risk of
misclassification differently. In medicine false negatives are much more important to
avoid and relatively high false positive rates are tolerated. The FACA will want to
discuss what to screen for and what methodology is acceptable as part of the framework
discussion.
The TWG is discussing a few options for classifying potential exposure:
- 24 monthly samples (2 years), at least 10L/sample, 40% mean recovery, 50% CV,
approximately $500./sample.
- Concerns identified by the TWG with this approach are: high costs (utilities and
states), method is not approved, interpretation of results, high burden on small
systems, does not measure infective Crypto, not necessarily capturing peak events.
- Benefits identified by the TWG: it is the most direct approach for determining relative
levels of Crypto in the source water.
The TWG is also discussing various options for mitigating potential exposure based on
watershed and/or treatment control measures:
- Plants that must monitor would monitor monthly for Crypto in source water at intake
of each plant
- Method 1623 (or equivalent) by approved labs
- At the end of 2 years, systems would calculate
- option 1: mean value
- option 2: highest running annual mean
- Systems would use mean concentration of each plant to classify potential exposure
- Method 1623 appears adequate for estimating mean Crypto concentrations in source
water.
Regli presented a breakout of system Crypto vulnerability, as measured by the ICR and
Supplemental Surveys, in terms of three "bins" or vulnerability levels.
Concentration |
ICR |
Supplemental. Surveys |
>1 oocyst detected |
37% |
81% |
>10 oocysts |
24% |
37% |
>100 oocysts |
15% |
8% |
The Framework provides options that address the following:
1. Across the board regulatory action because we cannot with high certainty identify
those systems with the highest risk.
2. Across the board monitoring followed by corrective actions in those systems that
have occurrence. This method has risk of misclassification of systems.
3. Screening and corrective action for those systems identified as high risk.
EPA commented that the FACA must decide if it is concerned with these levels of
exposure and if the subset of systems with Crypto occurrence require further corrective
action.
The Maximum Contaminant Level Goal for Crypto is zero, and EPA is bound to manage
to achieve this level. The question for the FACA group is what is "technologically
feasible."
Regli reviewed a potential classification approach for systems splitting plants into four
categories depending on highest running annual mean concentration of Crypto. For the
three catagories that would required corrective action systems would go to the toolbox to
pick technologies:
- Less than or equal to 0.01/L are low risk and would require no action because of
inactivation of existing treatment under present regulations;
- 0.01 - 0.1/L may require no action, or may be required to go to the Toolbox;
- 0.1 - 1.0/L; and
- Greater than 1.0/L.
The Treatment Toolbox consists of a list of treatment measures/options with their
inactivation effectiveness and cost. The TWG is still working on how to assign
disinfection credit to different measures/options.
The workplan for the TWG in May for presentations in June will include:
- Fleshing out the framework further;
- Developing national distribution estimates, including the implications for
individual systems and costs; and
- Developing the microbial index.
The Microbial Subgroup is scheduled to meet May 11-12 and May 17-18, 2000.
FACA members made the following additional points:
- 20% false negative rate for Crypto monitoring is very high and will result in high
monitoring costs. The cost of testing is also very high, it is unknown if increased
demand will bring the cost of testing down.
- The TWG should look into event driven monitoring (e.g., rain) to focus monitoring
on peak events.
- It is unclear if peak events are the high-risk events. Crypto may not be viable, higher
live counts may occur under other conditions.
- Measuring a test's sensitivity and specificity requires an accurate account of the
actual number of true positives. In the case of Crypto this is unknown. The TWG
believes that the Crypto test is useful in that it can measure if treatment is protective
or not.
- The TWG pointed out that some numbers presented are not consistent because
different recovery adjustments have been applied. The TWG will try and present data
in a consistent format so translation between charts makes sense.
- Present Crypto methods are not accurate enough to measure Crypto in finished water,
so any present categorization will be of source water and not finished water.
- The FACA agreed that the TWG should continue its development of the Framework
and Toolbox and report back to the FACA in June.
V Small Business Regulatory Enforcement Fairness Act (SBREFA)
Tom Kelly, EPA, presented an overview of the SBREFA process for the Stage 2 rules
and coordination with the Stage 2 FACA. Kelly explained that SBREFA is a
complimentary and supplemental process to analyze the impacts of rules to identify
significant impacts and burdens on small entities (including business, community groups
and non-profit organizations), perform outreach to small entities regarding the rule, and
propose options to avoid or minimize impacts. Under SBREFA EPA and Occupational
Safety and Health Administration are required to conduct a Small Business Advocacy
Review Panel made up of Federal agency representatives only. Ephraim King,
EPA/OGWDW, will serve on this panel and will provide a link with the FACA. The
panel will review the Stage 2 rules prior to proposal. The Small Business Administration
also convenes a group of small entity representatives to provide feedback on the rule.
FACA member Rodney Tart, National Rural Water Association representative, is serving
on this group for the Stage 2 drinking water rules. The SBREFA review will use the
same information as that generated for the FACA. The Panel has 60 days from its first
meeting (April 26) to review the regulations and submit its findings to the EPA
Administrator. Though this report will not be released until the proposed rules are
published, the Panel will work transparently with the FACA in consideration of data and
analysis.
In summary:
- The SBREFA Panel is advisory and does not set policy, recommendations are
submitted to the EPA Administrator.
- The SBREFA Panel is consensus oriented, however, if consensus is not reached the
report will include dissenting opinions.
- Both SBREFA and FACA include EPA staff providing direct link between the
deliberations and considerations and consistency between the two bodies.
- This FACA has made clear that small entities are an ongoing concern and are being
included in its deliberations. SBREFA is another channel to ensure that small entities
are considered.
Following Kelly's presentation FACA members made the following points:
- EPA is structuring its participation on both the FACA and the SBREFA Panel to
ensure up front and transparent dialogue and avoid surprises.
- EPA will work with SBREFA and with Office of Management and Budget (OMB) in
analyzing the impacts of proposed Stage 2 rules. However, EPA will make its own
decisions regarding proposed rules. EPA agrees to abide by whatever
recommendations are agreed to by the FACA.
- Jim Laity, OMB, noted that OMB does not participate or constrain the FACA or
SBREFA Panel in its deliberations. OMB review occurs after the proposed rule is
drafted, before publication, to ensure that it is consistent with criteria specified under
an Executive Order. EPA is under no obligation to concur with the outcome of the
OMB review.
VI TWG Direction for June 1-2 FACA Meeting
FACA members met in caucus and cross-caucus meetings to begin discussion of
regulatory scenarios. In Plenary discussion following caucus meetings, the FACA agreed
to the following analysis and questions for TWG to answer for the June 1-2 FACA
meeting:
TWG Analyses Identified by FACA April 19, 2000 and Revised April 26, 2000
Stage 2 MDBP Scenarios Matrix
DBPs: |
80/60
RAA
Bromate
= 10 |
80/60
RAA
Bromate
= 5 |
80/60
AAM
Bromate
= 10 |
80/60
AAM
Bromate = 5 |
80/60
LRAA
&
80/60
SH Action
Level
(5% SF)
Bromate = 5 |
80/60
LRAA
&
100/75
SH
Bromate
= 5 |
80/60
SH
Bromate = 10 |
80/60
SH
Bromate = 5 |
Microbial: |
|
|
|
|
|
|
|
|
0 log
Crypto |
xx |
xx |
xx |
xx
|
xx |
xx |
xx |
xx |
0.5 log
Crypto
removal |
xx |
xx |
xx |
xx |
xx |
xx |
xx |
xx |
Sort only
20%
1.0 log
Crypto |
|
|
|
|
|
xx |
|
|
1.0 log
Crypto |
|
|
|
|
|
xx |
|
|
Sort only
20%
2.0 log
Crypto |
xx |
xx |
xx |
xx |
xx |
xx |
xx |
xx |
2.0 log
Crypto |
xx |
xx |
xx |
xx |
xx |
xx |
xx |
xxxx |
- Each option in matrix should be run with "UV on" and "UV off" (i.e., 2 analyses for
each box xx).
- Total national costs (large, medium & small and surface water & ground water
plants)developed for all options with shading. Large and medium SW systems
analyzed for each option. GW system analysis for all "0 log Crypto" options.
- Option of "80/60 SH & bromate =5 & 2.0 log Crypto" will be run w/ and w/o 1 ppb
bromate reduction to account for bromate in hypochlorite (drk gray shading)
- Output from each run:
- Technology forecast: change in fraction each technology (& CLM);
- DBP occurrence: average and 90th% endpoints for THM4, HAA5, bromate,
chlorite
- Costs (as change from Stage 1 baseline): capital costs, annual costs, household
costs for all system sizes
- Range of costs (i.e., tails).
- Costs to households affected
- Costs of UV (10%, 20%, 50% systems using UV for 2 log Crypto
inactivation). Qualitative discussion on effect of market constraints.
- Delayed implementation costs (after 3 yrs 20% implementation; 5 yrs
40%; 10 yrs 80%).
- The outputs for the following runs will include chloroform, trichloroacetic acid, and
dibromochloromethane occurrence (bold border):
- 80/60 AAM & bromate =5 & 0 log Crypto; 80/60 SH & bromate =5 & 0 log
Crypto; 80/60 SH & bromate =10 & 0 log Crypto
- Safety factor sensitivity analysis.
- System versus plant (?)
Additional Requests:
- Suggestions for tools to respond to DBP action level exceedences (e.g., distribution
system flushing, in system reservoir storage).
- What operational strategies can systems use to eliminate DBP peaks?
- Qualitative description of the difference between RAA, LRAA, AAM, and SH
compliance scenarios. What best reflects spatial and temporal variability?
- Characterization of DBP risks and risk reductions.
- Characterization of microbial risks.
- What are the assumptions about monitoring, infectivity, treatment effectiveness?
- Microbial Framework (toolbox) for source waters: monitoring feasibility & control
enhancement measures
- Methods to identify vulnerable systems? What other criteria or combinations of
criteria can be considered?
- What watershed characteristics can be used?
- Where are the Crypto problems occurring?
- How can misclassification be minimized and what are the consequences of
misclassification?
- What credits can be identified for monitoring outs? What is the rationale for each
suggestion?
- What is the prevalence of Crypto occurrence? (As a basis for understanding
misclassification consequences.)
- What are the characteristics of the watersheds where false +/- were found using
ecoli metric?
- UV characterization
- What is the availability of UV? UV implementation issues?
- Inactivation of Giardia, Crypto, and viruses?
- GAC and chloramine applicability to small systems (information/data from
suppliers)?
- Distribution System Water Quality Framework.
- Cross connection program options?
- Uncovered FW reservoirs
VII Public Comment
There was no public comment.
VIII FACA Next Steps
- The TWG will continue its analysis of the regulatory scenarios and questions from the
April FACA meeting, and those it was not able to complete from the March FACA
meeting.
- Ephraim King agreed to revise the One-Text document outline. The goal is to
develop the One-Text document over the final two FACA meetings (June 1-2, 29-30)
and between meetings into the FACA's agreement document. King will submit the
revised One-Text to Abby Arnold who will circulate and discuss it with FACA
members prior to the June 1-2 meeting.
- FACA members will be encouraged to submit to Abby Arnold their preferred Stage 2
options for consideration by the FACA in mid to late May. These options will be
compiled by Arnold for distribution and discussion at the June 1-2 FACA meeting.
- The FACA agreed to hold a conference call on June 26 to discuss the instructions to
the TWG.
Adjourn
|