Calendar Highlights
November 13, 2008
Deadline for comment on proposed rule or order 73 FR 52832. Reopening of Comment Period
November 17, 2008
Deadline for comment on proposed rule or order 73 FR 54097.
What's New at the CFTC
Western Virginia Man Found Guilty of 37 Counts Related to Defrauding Commodity Pool Investors out of Millions, October 24, 2008
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Registration of Intermediaries
Commitments of Traders: The Commitments of Traders (COT) reports provide a breakdown of each Tuesday’s open interest for market reports in which 20 or more traders hold positions equal to or above the reporting levels established by the CFTC.
Industry Filings: The Industry Filings search tool provides access to information about, and filings by, both U.S. and foreign trading facilities and clearing organizations. View Pending Industry Filings, including filings open for comment.
Federal Register Releases: CFTC Federal Register releases, available in html and pdf formats, may be searched by year, type of release, or subject. View CFTC Federal Register Open Comment Files.
Case Status Reports: The CFTC provides Case Status Reports to inform the public of the current status of ongoing legal cases brought against defendants accused of committing futures trading violations.
Fraud Awareness & Prevention: Before you trade in commodities or futures, know the kinds and signs of fraud and the basics of futures trading.