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Content Last Revised:1/19/01
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CFR  

Code of Federal Regulations Pertaining to U.S. Department of Labor

Title 20  

Employees' Benefits

 

Chapter VI  

Employment Standards Administration, Department of Labor

 

 

Part 725  

Claims for Benefits Under Part C of Title IV of the Federal Mine Safety and Health Act, As Amended

 

 

 

Subpart F  

Hearings


20 CFR 725.456 - Introduction of documentary evidence.

  • Section Number: 725.456
  • Section Name: Introduction of documentary evidence.

    (a) All documents transmitted to the Office of Administrative Law 
Judges under Sec. 725.421 shall be placed into evidence by the 
administrative law judge, subject to objection by any party.
    (b)(1) Documentary evidence pertaining to the liability of a 
potentially liable operator and/or the identification of a responsible 
operator which was not submitted to the district director shall not be 
admitted into the hearing record in the absence of extraordinary 
circumstances. Medical evidence in excess of the limitations contained 
in Sec. 725.414 shall not be admitted into the hearing record in the 
absence of good cause.
    (2) Subject to the limitations in paragraph (b)(1) of this section, 
any other documentary material, including medical reports, which was 
not submitted to the district director, may be received in evidence 
subject to the objection of any party, if such evidence is sent to all 
other parties at least 20 days before a hearing is held in connection 
with the claim.
    (3) Documentary evidence, which is not exchanged with the parties 
in accordance with this paragraph, may be admitted at the hearing with 
the written consent of the parties or on the record at the hearing, or 
upon a showing of good cause why such evidence was not exchanged in 
accordance with this paragraph. If documentary evidence is not 
exchanged in accordance with paragraph (b)(2) of this section and the 
parties do not waive the 20-day requirement or good cause is not shown, 
the administrative law judge shall either exclude the late evidence 
from the record or remand the claim to the district director for 
consideration of such evidence.
    (4) A medical report which is not made available to the parties in 
accordance with paragraph (b)(2) of this section shall not be admitted 
into evidence in any case unless the hearing record is kept open for at 
least 30 days after the hearing to permit the parties to take such 
action as each considers appropriate in response to such evidence. If, 
in the opinion of the administrative law judge, evidence is withheld 
from the parties for the purpose of delaying the adjudication of the 
claim, the administrative law judge may exclude such evidence from the 
hearing record and close the record at the conclusion of the hearing.
    (c) Subject to paragraph (b) of this section, documentary evidence 
which the district director excludes from the record, and the 
objections to such evidence, may be submitted by the parties to the 
administrative law judge, who shall independently determine whether the 
evidence shall be admitted.
    (1) If the evidence is admitted, the administrative law judge may, 
in his or her discretion, remand the claim to the district director for 
further consideration.
    (2) If the evidence is admitted, the administrative law judge shall 
afford the opposing party or parties the opportunity to develop such 
additional documentary evidence as is necessary to protect the right of 
cross-examination.
    (d) All medical records and reports submitted by any party shall be 
considered by the administrative law judge in accordance with the 
quality standards contained in part 718 of this subchapter.
    (e) If the administrative law judge concludes that the complete 
pulmonary evaluation provided pursuant to Sec. 725.406, or any part 
thereof, fails to comply with the applicable quality standards, or 
fails to address the relevant conditions of entitlement (see 
Sec. 725.202(d)(2)(i) through (iv)) in a manner which permits 
resolution of the claim, the administrative law judge shall, in his or 
her discretion, remand the claim to the district director with 
instructions to develop only such additional evidence as is required, 
or allow the parties a reasonable time to obtain and submit such 
evidence, before the termination of the hearing.
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