A Message to Investors The economic problems our nation faces amid the turbulence on Wall Street has left Main Street investors concerned about the safety of their brokerage and retirement account assets. Because there are those who will try to prey on the investing public in times of confusion, fear and uncertainty, investors should resist the temptation to make uninformed and hasty decisions about their investments. NASAA has developed a series of resources to help investors with questions about their long-term investments. NASAA President Fred Joseph Details>>  NASAA Letter to Congress Regarding Economic Stabilization Proposals>>

IARD Fee Waiver
NASAA and the SEC announce IARD System Fee Waiver Details

Auction Rate Securities
State Securities Regulators Announce Settlement with Bank of America and RBC Capital Markets Corp. in Auction Rate Securities Investigations ARS Information Center

Equity Indexed Annuities
NASAA Comments on SEC EIA Proposal. Details / Comment Letter

Senior Investor Protection
>> AARP, NASAA Team to Launch Free Lunch Monitor Program. Details.

>> Growing Number of States Adopt Provisions Based on NASAA Model Rule on the Use of Senior Certifications and Professional Designations. Details.

Notice of Request for Comments
2008 Franchise Registration and Disclosure Guidelines Commentary. Details