TESTIMONY OF
DEPUTY SECRETARY THEODORE W.
KASSINGER
BEFORE THE
COMMITTEE ON SCIENCE
UNITED STATES HOUSE OF
REPRESENTATIVES
February 16, 2005
Mr. Chairman and Members of the Committee, I am
pleased to join you today as we examine the Administration’s budget request for
research and development at the Department of Commerce and the Department’s role
in reinforcing
INTRODUCTION
The Department of Commerce works
to create the conditions for economic growth and opportunity for all Americans
by promoting innovation, entrepreneurship, competitiveness, and stewardship. We
provide tools to help maximize
Maintaining
The President understands the opportunity science and technology provide to enhance the lives of all Americans. The President’s focus in the area of science and technology is reflected in the Department of Commerce R&D portfolio. The Commerce budget maintains substantial R&D investments in two of our bureaus, the Technology Administration (TA) (which includes the National Institute of Standards and Technology (NIST) and the National Technical Information Service) and the National Oceanic and Atmospheric Administration (NOAA). The overall FY 2006 budget request for TA is $536.2 million, a small increase over our FY 2005 request. However, the request represents an increase of over $47 million from the FY 2005 enacted amount for NIST’s core laboratory programs, the NIST programs most effective and necessary in supporting the fundamental scientific understanding and technological needs of U.S.-based businesses, American workers, and the domestic economy. For FY 2006, we will be seeking program increases of $19.6 million for advanced manufacturing research, $3.0 million for measurements and standards work related to homeland security, $17.2 million for measurement infrastructure improvements, and $35.4 million for high priority facilities modernization and maintenance needs. For NOAA, we are requesting $3.6 billion, an increase of $205 million from our FY 2005 request. Of the increase, $94.7 million will support requirements to build an integrated Earth observing system.
While the focus of this testimony is on TA/NIST and NOAA, I should also note that the United States Patent and Trademark Office (USPTO) and the National Telecommunications and Information Administration (NTIA) play significant roles in promoting the Department of Commerce’s technology goals. USPTO ensures that the intellectual property system contributes to a strong global economy, encourages investment in innovation, and fosters entrepreneurial spirit. NTIA works to spur innovation by promoting efficient use of federal radio spectrum and encouraging the development and implementation of new and emerging telecommunications technologies, helping consumers and creating jobs.
The Technology Administration and
its various components seek to maximize technology’s contribution to economic
growth, high-wage job creation, and the social well-being of the
The National Oceanic and
Atmospheric Administration’s mission is to understand
and predict changes in the Earth’s environment, as well as to conserve and
manage coastal and marine resources to meet our nation’s economic, social, and
environmental needs. The work performed at NOAA touches the
daily lives of every person in the
· provides weather, water, and climate services;
· manages and protects marine resources ecosystems;
· conducts atmospheric, climate, and ecosystems research;
· promotes efficient and environmentally safe commerce and transportation; and
· provides emergency response and vital information in support of homeland security.
In addition to using science and technology to create jobs and improve economic prosperity, the Department is also directing resources toward disaster prevention, to better understand and minimize the loss of life and property from disasters.
In January 2005, the
Administration announced that the
Currently, NOAA leads the Nation and world in ocean and ecosystem science, policy and management. In December 2004, the Administration released the “U.S. Ocean Action Plan,” a response to the U.S. Commission on Ocean Policy’s report entitled, “An Ocean Blueprint for the 21st Century.” Working under the leadership of the Council on Environmental Quality, and with several other agencies, NOAA substantially assisted in the development of this action plan. NOAA will play a key role in implementing many of the ocean policy measures that it contains, including supporting the establishment of a coordinated ocean governance structure. Consistent with this approach, the Administration continues to support Commerce’s leadership role in oceans policy and activities by promoting passage of a NOAA Organic Act. We look forward to discussing this with you further when you consider this legislation.
NOAA’s global leadership also extends to monitoring the planet through the development of the GEOSS. The GEOSS will provide NOAA and others with the tools to better understand our planet through an integrated, comprehensive, and sustained Earth observation program.
NOAA leads the Administration’s interagency Climate Change Science Program. As needs for water, climate, and air quality information increase worldwide, NOAA has been working to improve our understanding of climate and helping develop products and services that provide useful information for national and regional management decisions. One example of this is the National Integrated Drought Information System (NIDIS), which provides early drought warning on a regional level.
HIGHLIGHTS OF THE FY
2006 BUDGET REQUEST
Technology
Administration Programs
The mission of the Technology Administration (TA), which
includes the Under Secretary of Commerce for Technology and two major
components, the National Institute of Standards and Technology (NIST) and the
National Technical Information Service (NTIS), is to maximize technology’s
contribution to
The Department requests $4.2 million for the Office of the
Under Secretary for Technology (TA/US). The Administration proposes to
streamline the administrative and policy operations of the Technology
Administration’s Office of the Under Secretary. The Office of the Under Secretary, in
its technology policy leadership role, will continue to provide policy guidance
to the Secretary of Commerce and the Technology Administration’s component
agencies, serve as an interagency leader on key Administration technology
initiatives, lead the National Medal of Technology Program, participate in the
President’s National Science and Technology Council’s Committee on Technology,
promote Administration policies for innovation and industrial competitiveness
within and outside government, and provide leadership within the Department as
chair of the Commerce Coordinating Council for Technology. The Under Secretary’s office will
continue to coordinate the civilian science and technology efforts of federal
agencies and help to shape federal civilian R&D priorities after considering
the views of industry. The Under
Secretary will continue to provide counsel to the Secretary of Commerce on all
matters affecting innovation, and coordinate with counterpart offices in the
trade and economic agencies to create unified, integrated trade and technology
policies.
National
NIST’s proposed $532 million budget request for FY 2006 focuses the Institute’s resources on addressing the critical national priorities that can best be served by the Institute’s unique cross-disciplinary expertise in science and technology. As noted above, the request includes a $47 million increase for NIST’s core laboratory programs. The NIST budget request for FY 2006 also reflects the President’s concern for focusing intently on other national priorities. While the request covers strategic investments in Institute capabilities, it still helps meet the President’s overall budget goals by reducing NIST’s budget more than $163 million compared with FY 2005 appropriations, accomplished by shifting resources from lower-priority programs.
Advances in Manufacturing ($19.6 million increase)
The Department is requesting a $19.6 milllion increase for
NIST in Advanced Manufacturing research.
The growth of the global economy – the rapid exchange of goods and
technologies – has placed unprecedented pressures on the Nation’s manufacturing
sector. Most observers agree that
if the
·
National
Nanomanufacturing and Nanometrology Facility (N3F) ($10
million). The largest major
element of NIST’s advanced manufacturing initiative is the development of a
national “user facility” for nanotechnology research in the AML. The N3F will give qualified
collaborators from industry and government access to the state-of-the-art
laboratories of the AML, the existing nanotechnology expertise of the seven NIST
laboratories, and mechanisms for partnering on nanotech projects. Together with
public and private sector partners, NIST will use the N3F to
investigate the fundamental physics, mechanisms and metrology to manipulate
matter atom-by-atom, in order to build perfectly defined nanostructures with
predefined electronic, mechanical, and quantum properties. N3F will offer
· Nanomanufacturing research ($4 million). As manufacturing processes and products become ever more sophisticated, the key battlefields of 21st-century manufacturing will depend more and more on excellence in measurement technology. This is true across the board in manufacturing, but nowhere more so than in the rapidly developing field of nanomanufacturing, where it can be necessary to locate, track and manipulate individual molecules and atoms. NIST’s nanomanufacturing research effort will concentrate on delivering the critical measurement technology and standards infrastructure across the broad spectrum of science and engineering that is “nanotechnology,” including nanodevices (mechanical and electronic), nanomagnetics, nanomanipulation, and nanoscale materials characterization. NIST is uniquely positioned for this work not only because of its long history of expertise in measurement research, but also because of the recent completion of its Advanced Measurement Laboratory (AML), which offers a unique collection of state-of-the-art precision measurement labs.
·
Manufacturing enterprise integration ($1.6
million).
Measurements and Standards for Homeland Security ($3 million increase)
Measurements and standards are increasingly understood to be an important component of homeland security, whether in helping to mitigate the effects of disasters, both natural and man-made, or in helping to ensure the reliability of the new high-tech tools being brought to bear in the war on terrorism. NIST will continue to coordinate its work closely with the Department of Homeland Security and other agencies.
New Measurement Horizons for the
One of the most serious challenges NIST faces in its mission to provide the measurement infrastructure needed by the Nation’s scientific and industrial communities is the requirement for the relatively small Institute to stay not only abreast of but — in many cases — ahead of rapidly changing developments across the broad range of science and technology.
NIST has a unique, multidisciplinary expertise in measurement science that is essential in a field like biotechnology, which lies at the interface of biology, chemistry, physics and mathematics. The Institute also has a long history of working with the healthcare industry to provide needed measurement technologies and reference standards ranging from clinical standards for cholesterol and glucose to DNA. Under this initiative, NIST will establish a systems approach to identifying and removing measurement-related barriers to the effective application of biotechnology in healthcare. The Institute also will further the development of bioinformatics – the computational and information science tools needed to assemble, organize, summarize and analyze the mountains of biological data produced by these new technologies.
As part of this initiative, NIST will develop the technical support tools required to maximize the performance of future components, systems and networks, including developing metrics and standards for the performance, conformance and usability of complex, multi-modal, distributed scientific systems to ensure interoperability. NIST will also develop metrics and techniques for characterizing and assessing emerging self-managing system technologies, and develop mathematical models, measurement techniques and control systems capable of detecting and reacting to emergent behaviors in very-large-scale scientific systems. The initiative also calls for NIST to develop test methods and protocols for detecting and reporting malicious tampering of systems and components.
NIST is a leader in fundamental research on quantum
information systems, having demonstrated laboratory-scale quantum computing and
quantum teleportation systems.
There is also a need for a significantly broader program to provide the
basic measurement tools and standards for quantum computing and communications
systems to support
· Building competence for advanced measurements ($4 million). Since the late 1970s, a key element of NIST’s planning strategy has been the Building Competence for Advanced Measurements Program, a special research effort enabling NIST to explore key developing areas of science and technology and establish a base of technical expertise on which to build future measurement services. The quantum physics research of NIST’s two Nobel laureates, the development of new cold neutron instrumentation that ultimately led to the Institute’s unique Cold Neutron Research Facility, and NIST’s Biotechnology Division with its pathbreaking research in DNA forensics all were fostered originally by Competence Program funding. The Competence Program is an essential tool giving NIST’s research program the necessary agility to adapt to fast-moving scientific developments. The proposed initiative will allow NIST to expand and enhance the existing Competence Program.
Facilities Improvement Plan ($32 million increase)
NIST is engaged in a long-range facility modernization
program to make badly needed repairs and upgrades to its physical plant. NIST maintains about 50 specialized
laboratories, offices and support buildings at its two major campuses in
Maintenance for the Advanced Measurement Laboratory ($3.4 million increase)
Completed at the end of 2003, the NIST Advanced Measurement Laboratory (AML) is one of the world’s most sophisticated measurement and standards laboratories. Specialized AML labs are able to control environmental factors such as vibration, temperature, humidity, and surface and air cleanliness to the demands of NIST’s most advanced research in areas. In some labs, for example, temperature can be controlled to within one-hundredth of a degree Celsius across the entire room.
Maintaining and operating the AML poses special challenges because of the sophisticated and complex mechanical and electrical systems needed to maintain the rigorous environmental controls. Thorough and uncompromising preventive maintenance is required to keep the AML operating as designed and protect the Nation’s investment in this unique laboratory. If the clean room mechanical systems ever slip from their exacting design parameters, for example, it will likely cost over $100,000 to decontaminate the clean room and return it to service. This initiative covers the needed increase to NIST’s research facilities budget to maintain the AML.
Baldrige National Quality Program ($5.7 million request)
NIST also administers the Baldrige National Quality Program
(BNQR). Created by the Congress in
1987, the BNQP has established a standard for performance excellence that helps
Only a relative handful of institutions have won the
program’s centerpiece, the Malcolm Baldrige National Quality Award – since 1988,
only 62 Baldrige Awards have been presented to 59 organizations. Nonetheless, the BNQP has had a
pervasive influence on
The Baldrige Award originally had categories for manufacturing, service, and small business. In 1999, the award was expanded to include categories in education and health care. In 2004, the award was expanded to include all non-profit organizations, including Federal, state and local government organizations.
Hollings Manufacturing Extension
Partnership ($46.8 million
request)
Since 1988, the Hollings Manufacturing Extension Partnership
(HMEP) at NIST has fostered a Federal-state-local partnership program to give
small and medium sized manufacturers a nationwide network of not-for-profit
centers to help them become more competitive and productive. HMEP centers serve all 50 States and
Advanced Technology Program ($0 request)
Since 1990, the Advanced Technology Program has used
cost-shared awards to encourage industry investment in high-risk, innovative
technology R&D that promise broad benefits to the Nation. While the program has sponsored
successful research projects over the years, this budget proposes terminating
the program in favor of more appropriate and higher-priority needs of government
funding. Our budget request
reflects our belief that the NIST core laboratory programs have a much higher
priority than the ATP because they support the fundamental science and
technology needs of
National Oceanic and
Atmospheric Administration Programs
Americans
look to NOAA for an incredible variety of services and support ranging from the
local weather forecast, to a sustainable supply of quality seafood, to the safe
transport of millions of tons of weatherborne cargo. NOAA also helps to keep the coastline
safe and vibrant, and to maintain detailed research on the climate from the
frozen arctic to the depths of the oceans. NOAA’s Strategic Plan highlights
focal areas for research under each of the agency’s four major cross-cutting
strategic goals: ecosystems,
climate, weather and water, and commerce and transportation. NOAA’s FY 2006 budget request includes
several initiatives that are research driven or science based which are set out
below in the context of NOAA’s four major strategic goals. I would like to begin by highlighting the
Global Earth Observation System of Systems (GEOSS), a program that brings
together elements of all four strategic goals.
Global Earth
Observations ($94.7 million increase)
NOAA’s FY 2006
budget includes increases of approximately $94.7 million to support requirements
to build an integrated Earth observing system, the GEOSS. Included in these efforts is the $65.6
million requested for NOAA’s Geostationary and Polar Orbiting Satellites, and
the $9.5 million to expand the U.S. Tsunami Warning Network. The new ‘system of systems’ will “take
the pulse of the planet” by providing critical scientific data needed to address
important global economic, social and scientific challenges. With this improved
knowledge, decision-makers around the world will be able to make more informed
decisions regarding climate, the environment, and a host of other economic and
social issues that are affected by Earth’s systems.
Ecosystems ($74.52 million increase)
DOC requests an increase of $1.5 million to improve the condition of coral reefs through support and implementation of locally driven three-year action strategies in order to translate the broad national goals proposed by the U.S. Commission on Ocean Policy into action. The strategies are roadmaps for collaborative and cooperative action among federal, state or territory and nongovernmental partners to address specific threats to coral reef ecosystems, including land-based sources of pollution, recreational overuse, lack of public awareness, climate change, coral bleaching, disease, and issues addressed by fisheries management, such as over-fishing.
DOC requests a net increase of $5.5 million for economic and social science research to expand the agency’s data collection capabilities. This is critically important in the area of fishery management. With the funds requested, NOAA expects to 1) complete economic analyses on commercial harvesters for 26 Fisheries Management Plans (FMP) by FY 2006—a 46% increase over FY 2005 projections; 2) complete profiles on 20 fishing communities—a threefold increase from FY 2005; and 3) estimate economic impacts on recreational and commercial fisheries that are economically displaced in 20 federal marine managed areas—also a threefold increase from FY 2005. DOC also requests $32.5 million for a fourth Fisheries Survey Vessel (FSV 4) that will deploy state-of-the-art acoustic technologies to enhance our ability to collect fish stocks data to protect marine mammals.
DOC requests $61.2 million to sustain the operations of the National Sea Grant College Program in FY 2006 to continue development of a system of regional networks to organize multi-state responses to regional/ecosystem-level problems.
DOC is also requesting level funding of $22.7 million to sustain the operations of the Ocean Exploration Program. This program seeks to increase our national understanding of unknown or poorly known ocean systems and processes by conducting 25-30 expeditions per year. In FY 2005, the program will purchase a remotely operated vehicle (ROV) and other infrastructure for NOAA’s first designated exploration vessel, which is scheduled for sea trials in 2007. With this infrastructure in place, NOAA will be able to devote funding to support an expanded set of expeditions and projects.
DOC also requests an increase of $2.5 million for the Aquatic Invasive Species (AIS) Program. Zebra mussels have cost the Great Lakes region $3 billion over the past decade, and they are just one of hundreds of invasive species threatening the health of the Great Lakes ecosystem.
DOC requests an increase of $1.6 million for its Marine Aquaculture Program. This increase will spur environmentally safe domestic marine aquaculture production, and help to offset the current $7 billion annual U.S. trade deficit in seafood; will help in rebuilding wild fisheries stocks; and will enhance job creation in both the production and processing of fishery products, thereby revitalizing communities devastated by collapsing fisheries industries.
Climate ($36.8 million increase)
DOC is requesting additional funds for its climate programs, including an $18 million increase to support the President’s Climate Change Science Plan. This includes the following initiatives:
Weather and Water ($96.2 million increase)
In response to the tragedy that struck
DOC also requests $4 million to begin developing a nationwide water resources forecasting capability that is integrated and leveraged with other federal water agency activities, forming the basis of a national water information system. This initiative provides the water modeling capability to support the U.S. Commission on Ocean Policy mandate for a national water quality monitoring and prediction system. Furthermore, the initiative enables NOAA to deliver a national database of drought analyses and predictions, and generate user friendly Geographic Information Systems (GIS) products for monitoring drought. The initiative will provide water users the ability to assess water availability in real time and make informed decisions to mitigate impacts of extreme water events, such as droughts.
DOC also requests $2.1 million to accelerate nationwide implementation of ozone air quality (AQ) forecasting capability from FY 2009 to FY 2008 and to deliver an initial particulate matter forecasting capability by FY 2011. The effect of poor air quality on the national economy is estimated at $150 billion/year from health effects alone. Accurate air quality forecast guidance, provided in time to take action, can realize significant savings. Due to the magnitude of this impact, even a 0.5% change due to air quality forecasting would have a significant effect, saving about $750 million a year nationally.
Commerce and Transportation ($35.1 million
increase)
DOC requests a total of $7.5 million to maintain the
operations of the
An increase of $900,000 is requested for the South Carolina
Geodetic Survey and the
DOC also requests $2 million to implement the National Vertical Datum Transformation tool database, or VDatum. This tool supports NOAA’s requirement for hydrographic and shoreline data for our nautical techniques. VDatum will benefit NOAA’s modernization efforts in shoreline measurement and hydrographic surveying for navigation safety. In addition, the tool will enable sharing of geospatial data sets among federal/state/local agencies and academia by translating data between disparate reference datums.
CONCLUSION
This completes my statement. The Department’s research and development budget includes a number of investments critical to our nation. I look forward to working with you and Members of the Committee in meeting the challenge of finding the necessary funds at a time when the demands on the Federal Budget continue to increase.
Thank you for the opportunity to appear here today to present the Department’s R&D budget. I would be pleased to answer any questions you may have.