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Content Last Revised: 10/07/2005
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CFR  

Code of Federal Regulations Pertaining to U.S. Department of Labor

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Title 41  

Public Contracts and Property Management

 

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Chapter 60  

Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor

 

 

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Part 60-1  

Obligations of Contractors and Subcontractors

 

 

 

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Subpart A  

Preliminary Matters; Equal Opportunity Clause; Compliance Reports


41 CFR 60-1.3 - Definitions.

  • Section Number: 60-1.3
  • Section Name: Definitions.

    Administering agency means any department, agency and establishment 
in the executive branch of the Government, including any wholly owned 
Government corporation, which administers a program involving federally 
assisted construction contracts.
    Administrative law judge means an administrative law judge appointed 
as provided in 5 U.S.C. 3105 and Subpart B of Part 930 of Title 5 of the 
Code of Federal Regulations (see 37 FR 16787) and qualified to preside 
at hearings under 5 U.S.C. 557.
    Agency means any contracting or any administering agency of the 
Government.
    Applicant means an applicant for Federal assistance involving a 
construction contract, or other participant in a program involving a 
construction contract as determined by regulation of an administering 
agency. The term also includes such persons after they become recipients 
of such Federal assistance.
    Compliance evaluation means any one or combination of actions OFCCP 
may take to examine a Federal contractor or subcontractor's compliance 
with one or more of the requirements of Executive Order 11246.
    Construction work means the construction, rehabilitation, 
alteration, conversion, extension, demolition or repair of buildings, 
highways, or other changes or improvements to real property, including 
facilities providing utility services. The term also includes the 
supervision, inspection, and other onsite functions incidental to the 
actual construction.
    Contract means any Government contract or subcontract or any 
federally assisted construction contract or subcontract.
    Contracting agency means any department, agency, establishment, or 
instrumentality in the executive branch of the Government, including any 
wholly owned Government corporation, which enters into contracts.
    Contractor means, unless otherwise indicated, a prime contractor or 
subcontractor.
    Deputy Assistant Secretary means the Deputy Assistant Secretary for 
Federal Contract Compliance, United States Department of Labor, or his 
or her designee.
    Equal opportunity clause means the contract provisions set forth in 
Sec.  60-1.4 (a) or (b), as appropriate.
    Federally assisted construction contract means any agreement or 
modification thereof between any applicant and a person for construction 
work which is paid for in whole or in part with funds obtained from the 
Government or borrowed on the credit of the Government pursuant to any 
Federal program involving a grant, contract, loan, insurance, or 
guarantee, or undertaken pursuant to any Federal program involving such 
grant, contract, loan, insurance, or guarantee, or any application or 
modification thereof approved by the Government for a grant, contract, 
loan, insurance, or guarantee under which the applicant itself 
participates in the construction work.
    Government means the government of the United States of America.
    Government contract means any agreement or modification thereof 
between any contracting agency and any person for the purchase, sale or 
use of personal property or nonpersonal services. The term ``personal 
property,'' as used in this section, includes supplies, and contracts 
for the use of real property (such as lease arrangements), unless the 
contract for the use of real property itself constitutes real property 
(such as easements). The term ``nonpersonal services'' as used in this 
section includes, but is not limited to, the following services: 
Utilities, construction, transportation, research, insurance, and

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fund depository. The term Government contract does not include:
    (1) Agreements in which the parties stand in the relationship of 
employer and employee; and
    (2) Federally assisted construction contracts.
    Internet Applicant. (1) Internet Applicant means any individual as 
to whom the following four criteria are satisfied:
    (i) The individual submits an expression of interest in employment 
through the Internet or related electronic data technologies;
    (ii) The contractor considers the individual for employment in a 
particular position;
    (iii) The individual's expression of interest indicates the 
individual possesses the basic qualifications for the position; and,
    (iv) The individual at no point in the contractor's selection 
process prior to receiving an offer of employment from the contractor, 
removes himself or herself from further consideration or otherwise 
indicates that he or she is no longer interested in the position.
    (2) For purposes of paragraph (1)(i) of this definition, ``submits 
an expression of interest in employment through the Internet or related 
electronic data technologies,'' includes all expressions of interest, 
regardless of the means or manner in which the expression of interest is 
made, if the contractor considers expressions of interest made through 
the Internet or related electronic data technologies in the recruiting 
or selection processes for that particular position.

    (i) Example A: Contractor A posts on its web site an opening for a 
Mechanical Engineer position and encourages potential applicants to 
complete an on-line profile if they are interested in being considered 
for that position. The web site also advises potential applicants that 
they can send a hard copy resume to the HR Manager with a cover letter 
identifying the position for which they would like to be considered. 
Because Contractor A considers both Internet and traditional expressions 
of interest for the Mechanical Engineer position, both the individuals 
who completed a personal profile and those who sent a paper resume and 
cover letter to Contractor A meet this part of the definition of 
Internet Applicant for this position.
    (ii) Example B: Contractor B posts on its web site an opening for 
the Accountant II position and encourages potential applicants to 
complete an on-line profile if they are interested in being considered 
for that position. Contractor B also receives a large number of 
unsolicited paper resumes in the mail each year. Contractor B scans 
these paper resumes into an internal resume database that also includes 
all the on-line profiles that individuals completed for various jobs 
(including possibly for the Accountant II position) throughout the year. 
To find potential applicants for the Accountant II position, Contractor 
B searches the internal resume database for individuals who have the 
basic qualifications for the Accountant II position. Because Contractor 
B considers both Internet and traditional expressions of interest for 
the Accountant II position, both the individuals who completed a 
personal profile and those who sent a paper resume and cover letter to 
the employer meet this part of the definition of Internet Applicant for 
this position.
    (iii) Example C: Contractor C advertises for Mechanics in a local 
newspaper and instructs interested candidates to mail their resumes to 
the employer's address. Walk-in applications also are permitted. 
Contractor C considers only paper resumes and application forms for the 
Mechanic position, therefore no individual meets this part of the 
definition of an Internet Applicant for this position.
    (3) For purposes of paragraph (1)(ii) of this definition, 
``considers the individual for employment in a particular position,'' 
means that the contractor assesses the substantive information provided 
in the expression of interest with respect to any qualifications 
involved with a particular position. A contractor may establish a 
protocol under which it refrains from considering expressions of 
interest that are not submitted in accordance with standard procedures 
the contractor establishes. Likewise, a contractor may establish a 
protocol under which it refrains from considering expressions of 
interest, such as unsolicited resumes, that are not submitted with 
respect to a particular position. If there are a large number of 
expressions of interest, the contractor does not ``consider the 
individual for employment in a particular position'' by using data 
management techniques that do not depend on assessment of 
qualifications, such as random sampling or absolute numerical limits, to 
reduce the number of expressions of interest to be considered,

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provided that the sample is appropriate in terms of the pool of those 
submitting expressions of interest.
    (4) For purposes of paragraph (1)(iii) of this definition, ``basic 
qualifications'' means qualifications--
    (i)(A) That the contractor advertises (e.g., posts on its web site a 
description of the job and the qualifications involved) to potential 
applicants that they must possess in order to be considered for the 
position, or
    (B) For which the contractor establishes criteria in advance by 
making and maintaining a record of such qualifications for the position 
prior to considering any expression of interest for that particular 
position if the contractor does not advertise for the position but 
instead uses an alternative device to find individuals for consideration 
(e.g., through an external resume database), and
    (ii) That meet all of the following three conditions:
    (A) The qualifications must be noncomparative features of a job 
seeker. For example, a qualification of three years' experience in a 
particular position is a noncomparative qualification; a qualification 
that an individual have one of the top five number of years' experience 
among a pool of job seekers is a comparative qualification.
    (B) The qualifications must be objective; they do not depend on the 
contractor's subjective judgment. For example, ``a Bachelor's degree in 
Accounting'' is objective, while ``a technical degree from a good 
school'' is not. A basic qualification is objective if a third-party, 
with the contractor's technical knowledge, would be able to evaluate 
whether the job seeker possesses the qualification without more 
information about the contractor's judgment.
    (C) The qualifications must be relevant to performance of the 
particular position and enable the contractor to accomplish business-
related goals.
    (5) For purposes of paragraph (1)(iv) of this definition, a 
contractor may conclude that an individual has removed himself or 
herself from further consideration, or has otherwise indicated that he 
or she is no longer interested in the position for which the contractor 
has considered the individual, based on the individual's express 
statement that he or she is no longer interested in the position, or on 
the individual's passive demonstration of disinterest shown through 
repeated non-responsiveness to inquiries from the contractor about 
interest in the position. A contractor also may determine that an 
individual has removed himself or herself from further consideration or 
otherwise indicated that he or she is no longer interested in the 
position for which the contractor has considered the individual based on 
information the individual provided in the expression of interest, such 
as salary requirements or preferences as to type of work or location of 
work, provided that the contractor has a uniformly and consistently 
applied policy or procedure of not considering similarly situated job 
seekers. If a large number of individuals meet the basic qualifications 
for the position, a contractor may also use data management techniques, 
such as random sampling or absolute numerical limits, to limit the 
number of individuals who must be contacted to determine their interest 
in the position, provided that the sample is appropriate in terms of the 
pool of those meeting the basic qualifications.
    Minority group as used herein shall include, where appropriate, 
female employees and prospective female employees.
    Modification means any alteration in the terms and conditions of a 
contract, including supplemental agreements, amendments, and extensions.
    Order, Executive order, or Executive Order 11246 means parts II, 
III, and IV of the Executive Order 11246 dated September 24, 1965 (30 FR 
12319), any Executive order amending such order, and any other Executive 
order superseding such order.
    Person means any natural person, corporation, partnership, 
unincorporated association, State or local government, and any agency, 
instrumentality, or subdivision of such a government.
    Prime contractor means any person holding a contract and, for the 
purposes of Subpart B of this part, any person who has held a contract 
subject to the order.

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    Recruiting and training agency means any person who refers workers 
to any contractor or subcontractor or who provides for employment by any 
contractor or subcontractor.
    Rules, regulations, and relevant orders of the Secretary of Labor 
used in paragraph (4) of the equal opportunity clause means rules, 
regulations, and relevant orders of the Secretary of Labor or his 
designee issued pursuant to the order.
    Secretary means the Secretary of Labor, U.S. Department of Labor, or 
his or her designee.
    Site of construction means the general physical location of any 
building, highway, or other change or improvement to real property which 
is undergoing construction, rehabilitation, alteration, conversion, 
extension, demolition, or repair and any temporary location or facility 
at which a contractor, subcontractor, or other participating party meets 
a demand or performs a function relating to the contract or subcontract.
    Subcontract means any agreement or arrangement between a contractor 
and any person (in which the parties do not stand in the relationship of 
an employer and an employee):
    (1) For the purchase, sale or use of personal property or 
nonpersonal services which, in whole or in part, is necessary to the 
performance of any one or more contracts; or
    (2) Under which any portion of the contractor's obligation under any 
one or more contracts is performed, undertaken or assumed.
    Subcontractor means any person holding a subcontract and, for the 
purposes of Subpart B of this part, any person who has held a 
subcontract subject to the order. The term ``first-tier subcontractor'' 
refers to a subcontractor holding a subcontract with a prime contractor.
    United States as used herein shall include the several States, the 
District of Columbia, the Commonwealth of Puerto Rico, the Panama Canal 
Zone, and the possessions of the United States.
    United States, as used herein, shall include the several States, the 
District of Columbia, the Virgin Islands, the Commonwealth of Puerto 
Rico, Guam, American Samoa, the Commonwealth of the Northern Mariana 
Islands, and Wake Island.

[43 FR 49240, Oct. 20, 1978, as amended at 61 FR 19988, May 3, 1996; 62 
FR 44188, Aug. 19, 1997; 62 FR 66971, Dec. 22, 1997; 70 FR 58961, Oct. 
7, 2005]
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