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Test Procedures for Testing Highway and Nonroad Engines and Omnibus Technical Amendments [[pp. 40569-40612]]

 [Federal Register: July 13, 2005 (Volume 70, Number 133)]
[Rules and Regulations]
[Page 40569-40612]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr13jy05-23]
 
[[pp. 40569-40612]]
Test Procedures for Testing Highway and Nonroad Engines and 
Omnibus Technical Amendments

[[Continued from page 40568]]

[[Page 40569]]
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Example:

yref = 1205.3
y = 1123.8
[sigma]ref = 9.399
[sigma]y = 10.583
    Nref = 11
    N = 7
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t = 16.63
[sigma]ref = 9.399
[sigma]y = 10.583
Nref = 11
N = 7
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v = 11.76

    (2) For a paired t-test, calculate the t statistic and its number 
of degrees of freedom, v, as follows, noting that the 
[epsi]i are the errors (e.g., differences) between each pair 
of yrefi and yi:
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Example:
[epsi]8 = -0.12580
N = 16
[sigma][epsiv]
= 0.04837
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t = 10.403
v = N - 1

Example:

N = 16
[ngr]
= 16 - 1
[ngr]
= 15

    (3) Use Table 1 of this section to compare t to the 
tcrit values tabulated versus the number of degrees of 
freedom. If t is less than tcrit, then t passes the t-test.

 Table 1 of Sec.   1065.602.--Critical t Values Versus Number of Degrees
                          of Freedom, [ngr]
\1\
------------------------------------------------------------------------
                                                         Confidence
                       [ngr]
---------------------
                                                       90%        95%
------------------------------------------------------------------------
1.................................................      6.314     12.706
2.................................................      2.920      4.303
3.................................................      2.353      3.182
4.................................................      2.132      2.776
5.................................................      2.015      2.571
6.................................................      1.943      2.447
7.................................................      1.895      2.365
8.................................................      1.860      2.306
9.................................................      1.833      2.262
10................................................      1.812      2.228
11................................................      1.796      2.201
12................................................      1.782      2.179
13................................................      1.771      2.160
14................................................      1.761      2.145
15................................................      1.753      2.131
16................................................      1.746      2.120
18................................................      1.734      2.101
20................................................      1.725      2.086
22................................................      1.717      2.074
24................................................      1.711      2.064
26................................................      1.706      2.056
28................................................      1.701      2.048
30................................................      1.697      2.042
35................................................      1.690      2.030
40................................................      1.684      2.021
50................................................      1.676      2.009
70................................................      1.667      1.994
100...............................................      1.660      1.984
1000+.............................................      1.645      1.960
------------------------------------------------------------------------
\1\ Use linear interpolation to establish values not shown here.

    (g) F-test. Calculate the F statistic as follows:
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Example:
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F = 1.268

    (1) For a 90% confidence F-test, use Table 2 of this section to 
compareF to the Fcrit90 values tabulated versus (N-1) 
and(Nref-1). If F is less than Fcrit90, thenF 
passes the F-test at 90% confidence.
    (2) For a 95% confidence F-test, use Table 3 of this section to 
compareF to the Fcrit95 values tabulated versus (N-1) 
and(Nref-1). If F is less than Fcrit95, thenF 
passes the F-test at 95% confidence.
BILLING CODE 6560-50-P

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[[Page 40573]]

BILLING CODE 6560-50-C
    (h) Slope. Calculate a least-squares regression 
slope,a1y, as follows:
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Example:

N = 6000
y1 = 2045.8
y = 1051.1
yref 1 = 2045.0
yref = 1055.3
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a1y = 1.0110

    (i) Intercept. Calculate a least-squares regression intercept, 
a0y, as follows:
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Example:

y = 1050.1
a1y = 1.0110
yref = 1055.3
a0y = 1050.1 - (1.0110 [middot]
1055.3)
a0y = 16.8083

    (j) Standard estimate of error. Calculate a standard estimate of 
error, SEE, as follows:
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Example:

N = 6000
y1 = 2045.8
a0y = -16.8083
a1y = 1.0110
yref1= 2045.0
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SEEy = 5.348

    (k) Coefficient of determination.Calculate a coefficient of 
determination, r2, as follows:
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Example:

N = 6000
y1 = 2045.8
a0y = 16.8083
a1y = 1.0110
yref1 = 2045.0
y = 1480.5

[[Page 40574]]
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    (l) Flow-weighted mean concentration. In some sections of this 
part, you may need to calculate a flow-weighted mean concentration to 
determine the applicability of certain provisions. A flow-weighted mean 
is the mean of a quantity after it is weighted proportional to a 
corresponding flow rate. For example, if a gas concentration is 
measured continuously from the raw exhaust of an engine, its flow-
weighted mean concentration is the sum of the products of each recorded 
concentration times its respective exhaust molar flow rate, divided by 
the sum of the recorded flow rate values. As another example, the bag 
concentration from a CVS system is the same as the flow-weighted mean 
concentration because the CVS system itself flow-weights the bag 
concentration. You might already expect a certain flow-weighted mean 
concentration of an emission at its standard based on previous testing 
with similar engines or testing with similar equipment and instruments. 
If you need to estimate your expected flow-weighted mean concentration 
of an emission at its standard, we recommend using the following 
examples as a guide for how to estimate the flow-weighted mean 
concentration expected at the standard. Note that these examples are 
not exact and that they contain assumptions that are not always valid. 
Use good engineering judgement to determine if you can use similar 
assumptions.
    (1) To estimate the flow-weighted mean raw exhaust NOX 
concentration from a turbocharged heavy-duty compression-ignition 
engine at a NOX standard of 2.5 g/(kW[middot]hr), you may do 
the following:
    (i) Based on your engine design, approximate a map of maximum 
torque versus speed and use it with the applicable normalized duty 
cycle in the standard-setting part to generate a reference duty cycle 
as described in Sec.  1065.610. Calculate the total reference work, 
Wref, as described in Sec.  1065.650. Divide the reference 
work by the duty cycle's time interval, [Delta]tdutycycle, 
to determine mean reference power, Pref.
    (ii) Based on your engine design, estimate maximum 
power,Pmax, the design speed at maximum power, 
fnmax, the design maximum intake manifold boost pressure, 
pinmax, and temperature, Tinmax. Also, estimate 
an mean fraction of power that is lost due to friction and pumping, 
Pfrict. Use this information along with the engine 
displacement volume, Vdisp, an approximate volumetric 
efficiency, [eta]V, and the number of engine strokes per 
power stroke (2-stroke or 4-stroke), Nstroke to estimate the 
maximum raw exhaust molar flow rate,nexhmax.
    (iii) Use your estimated values as described in the following 
example calculation:
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Example:

eNOX = 2.5 g/(kW [middot]
hr)
Wref = 11.883 kW [middot]
hr
MNOX = 46.0055 g/mol = 46.0055 [middot]
10-6 g/
[mu]mol
[Delta]tdutycycle = 20 min = 1200 s
P ref = 35.65 kW
P frict = 15%
Pmax = 125 kW
pmax = 300 kPa = 300000 Pa
Vdisp = 3.011 = 0.0030 m3
fnmax = 2800 rev/min = 46.67 rev/s
Nstroke = 4 1/rev
[eta]V = 0.9
R = 8.314472 J/(mol[middot]K)
Tmax = 348.15 K
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n exhmax = 6.53 mol/s
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X exp = 189.4 [mu]mol/mol

    (2) To estimate the flow-weighted mean NMHC concentration in a CVS 
from a naturally aspirated nonroad spark-ignition engine at an NMHC 
standard of 0.5 g/(kW[middot]hr), you may do the following:
    (i) Based on your engine design, approximate a map of maximum 
torque versus speed and use it with the applicable normalized duty 
cycle in the standard-setting part to generate a reference duty cycle 
as described in Sec.  1065.610. Calculate the total reference work, 
Wref, as described in Sec.  1065.650.
    (ii) Multiply your CVS total molar flow rate by the time interval 
of the duty cycle, [Delta]tdutycycle. The result is the 
total diluted exhaust flow of the ndexh.
    (iii) Use your estimated values as described in the following 
example calculation:

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Example:
eNMHC = 1.5 g/(kW[middot]hr)
Wref = 5.389 kW[middot]hr
MNMHC = 13.875389 g/mol = 13.875389 [middot]
10-6 
g/[mu]mol
n dexh = 6.021 mol/s
[Delta]tdutycycle = 30 min = 1800 s
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X NMHC = 53.8 [mu]mol/mol

Sec.  1065.610  Duty cycle generation.

    This section describes how to generate duty cycles that are 
specific to your engine, based on the normalized duty cycles in the 
standard-setting part. During an emission test, use a duty cycle that 
is specific to your engine to command engine speed, torque, and power, 
as applicable, using an engine dynamometer and an engine operator 
demand. Paragraph (a) of this section describes how to ``normalize'' 
your engine's map to determine the maximum test speed and torque for 
your engine. The rest of this section describes how to use these values 
to ``denormalize'' the duty cycles in the standard-setting parts, which 
are all published on a normalized basis. Thus, the term ``normalized'' 
in paragraph (a) of this section refers to different values than it 
does in the rest of the section.
    (a) Maximum test speed, fntest. This section generally applies to 
duty cycles for variable-speed engines. For constant-speed engines 
subject to duty cycles that specify normalized speed commands, use the 
no-load governed speed as the measured fntest. This is the 
highest engine speed where an engine outputs zero torque. For variable-
speed engines, determine the measured fntest from the power-
versus-speed map, generated according to Sec.  1065.510, as follows:
    (1) Based on the map, determine maximum power, Pmax, and 
the speed at which maximum power occurred, fnPmax. Divide 
every recorded power by Pmax and divide every recorded speed 
by fnPmax. The result is a normalized power-versus-speed 
map. Your measured fntest is the speed at which the sum of 
the squares of normalized speed and power is maximum, as follows:
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Where:

fntest = maximum test speed.
i = an indexing variable that represents one recorded value of an 
engine map.
fnnormi = an engine speed normalized by dividing it by 
fnPmax.
Pnormi = an engine power normalized by dividing it by 
Pmax.

Example:

(fnnorm1 = 1.002, Pnorm1 = 0.978, fn1 
= 2359.71)
(fnnorm2 = 1.004, Pnorm2 = 0.977, fn2 
= 2364.42)
(fnnorm3 = 1.006, Pnorm3 = 0.974, fn3 
= 2369.13)
(fnnorm12 + Pnorm12) = 
(1.0022 + 0.9782) = 1.960
(fnnorm12 + Pnorm12) = 
(1.0042 + 0.9772) = 1.963
(fnnorm12 + Pnorm12) = 
(1.0062 + 0.9742) = 1.961 maximum = 1.963 at i = 2
fntest = 2364.42 rev/min

    (2) For variable-speed engines, transform normalized speeds to 
reference speeds according to paragraph (c) of this section by using 
the measured maximum test speed determined according to paragraph 
(a)(1) of this section--or use your declared maximum test speed, as 
allowed in Sec.  1065.510.
    (3) For constant-speed engines, transform normalized speeds to 
reference speeds according to paragraph (c) of this section by using 
the measured no-load governed--speed or use your declared maximum test 
speed, as allowed in Sec.  1065.510.
    (b) Maximum test torque, Ttest. For constant-speed engines, 
determine the measured Ttest from the power-versus-speed 
map, generated according to Sec.  1065.510, as follows:
    (1) Based on the map, determine maximum power, Pmax, and 
the speed at which maximum power occurs, FnPmax. Divide 
every recorded power by Pmax and divide every recorded speed 
by FnPmax. The result is a normalized power-versus-speed 
map. Your measured Ttest is the speed at which the sum of 
the squares of normalized speed and power is maximum, as follows:
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Where:

Ttest = maximum test torque.

Example:

(fnnorm1 = 1.002, Pnorm1 = 0.978, T1 = 
722.62 N[sdot]m)
(fnnorm2 = 1.004, Pnorm2 = 0.977, T2 = 
720.44 N[sdot]m)
(fnnorm3 = 1.006, Pnorm3 = 0.974, T3 = 
716.80 N[sdot]m)
(fnnorm12 + Pnorm12) = 
(1.0022 + 0.9782) = 1.960
(fnnorm12 + Pnorm12) = 
(1.0042 + 0.9772) = 1.963
(fnnorm12 + Pnorm12) = 
(1.0062 + 0.9742) = 1.961 maximum = 1.963 at i = 
2
Ttest = 720.44 N[sdot]m

    (2) Transform normalized torques to reference torques according to 
paragraph (d) of this section by using the measured maximum test torque 
determined according to paragraph (b)(1) of this section--or use your 
declared maximum test torque, as allowed in Sec.  1065.510.
    (c) Generating reference speed values from normalized duty cycle 
speeds. Transform normalized speed values to reference values as 
follows:
    (1) % speed. If your normalized duty cycle specifies % speed 
values, use your declared warm idle speed and your maximum test speed 
to transform the duty cycle, as follows:

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Example:

% speed = 85 %
fntest = 2364 rev/min
fnidle = 650 rev/min
fnref = 85 % [sdot]
(2364 650 ) + 650
fnref = 2107 rev/min

    (2) A, B, and C speeds. If your normalized duty cycle specifies 
speeds as A, B, or C values, use your power-versus-speed curve to 
determine the lowest speed below maximum power at which 50 % of maximum 
power occurs. Denote this value as nlo. Also determine the 
highest speed above maximum power at which 70 % of maximum power 
occurs. Denote this value as nhi Use nhi and 
nlo to calculate reference values for A, B, or C speeds as 
follows:
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Example:

nlo = 1005 rev/min
nhi = 2385 rev/min
fnrefA = 0.25 [sdot]
(2385 1005) + 1005
fnrefB = 0.50 [sdot]
(2385 1005) + 1005
fnrefC = 0.75 [sdot]
(2385 1005) + 1005
fnrefA = 1350 rev/min
fnrefB = 1695 rev/min
fnrefC = 2040 rev/min

    (3) Intermediate speed. If your normalized duty cycle specifies a 
speed as ``intermediate speed,'' use your torque-versus-speed curve to 
determine the speed at which maximum torque occurs. This is peak torque 
speed. Identify your reference intermediate speed as one of the 
following values:
    (i) Peak torque speed if it is between (60 and 75) % of maximum 
test speed.
    (ii) 60% of maximum test speed if peak torque speed is less than 
60% of maximum test speed.
    (iii) 75% of maximum test speed if peak torque speed is greater 
than 75% of maximum test speed.
    (d) Generating reference torques from normalized duty-cycle 
torques. Transform normalized torques to reference torques using your 
map of maximum torque versus speed.
    (1) Reference torque for variable-speed engines. For a given speed 
point, multiply the corresponding % torque by the maximum torque at 
that speed, according to your map. Linearly interpolate mapped torque 
values to determine torque between mapped speeds. The result is the 
reference torque for each speed point.
    (2) Reference torque for constant-speed engines. Multiply a % 
torque value by your maximum test torque. The result is the reference 
torque for each point. Note that if your constant-speed engine is 
subject to duty cycles that specify normalized speed commands, use the 
provisions of paragraph (d)(1) of this section to transform your 
normalized torque values.
    (3) Permissible deviations for any engine. If your engine does not 
operate below a certain minimum torque under normal in-use conditions, 
you may use a declared minimum torque as the reference value instead of 
any value denormalized to be less than the declared value. For example, 
if your engine is connected to an automatic transmission, it may have a 
minimum torque called curb idle transmission torque (CITT). In this 
case, at idle conditions (i.e., 0% speed, 0% torque), you may useCITT 
as a reference value instead of 0 N[middot]m.
    (e) Generating reference power values from normalized duty cycle 
powers. Transform normalized power values to reference speed and power 
values using your map of maximum power versus speed.
    (1) First transform normalized speed values into reference speed 
values. For a given speed point, multiply the corresponding % power by 
the maximum test power defined in the standard-setting part. The result 
is the reference power for each speed point. You may calculate a 
corresponding reference torque for each point and command that 
reference torque instead of a reference power.
    (2) If your engine does not operate below a certain power under 
normal in-use conditions, you may use a declared minimum power as the 
reference value instead of any value denormalized to be less than the 
declared value. For example, if your engine is directly connected to a 
propeller, it may have a minimum power called idle power. In this case, 
at idle conditions (i.e., 0% speed, 0% power), you may use a 
corresponding idle power as a reference power instead of 0 kW.

Sec.  1065.630  1980 international gravity formula.

    The acceleration of Earth's gravity, ag, varies 
depending on your location. Calculate ag at your latitude, 
as follows:
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Where:

[thetas]
= Degrees north or south latitude.

Example:

[thetas]
= 45[deg]
ag = 9.7803267715 [middot]
(1+
5.2790414 [middot]
10-3 [middot]
sin2 (45) +
2.32718 [middot]
10-5 [middot]sin 4 (45) +
1.262 [middot]
10-7 [middot]sin 6 (45) +
7 [middot]
10-10 [middot]sin 8 (45)
ag = 9.8178291229 m/s2


Sec.  1065.640  Flow meter calibration calculations.

    This section describes the calculations for calibrating various 
flow meters. After you calibrate a flow meter using these calculations, 
use the calculations described in Sec.  1065.642 to calculate flow 
during an emission test. Paragraph (a) of this section first describes 
how to convert reference flow meter outputs for use in the calibration 
equations, which are presented on a molar basis. The remaining 
paragraphs describe the calibration calculations that are specific to 
certain types of flow meters.

[[Page 40577]]

    (a) Reference meter conversions. The calibration equations in this 
section use molar flow rate, nref, as a reference quantity. 
If your reference meter outputs a flow rate in a different quantity, 
such as standard volume rate, Vstdref, actual volume rate, 
Vactref, or mass rate, mref, convert your 
reference meter output to a molar flow rate using the following 
equations, noting that while values for volume rate, mass rate, 
pressure, temperature, and molar mass may change during an emission 
test, you should ensure that they are as constant as practical for each 
individual set point during a flow meter calibration:
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Where:

n ref = reference molar flow rate.
V stdref = reference volume flow rate, corrected to a 
standard pressure and a standard temperature.
V actref = reference volume flow rate at the actual pressure 
and temperature of the flow rate.
m ref = reference mass flow.
Pstd = standard pressure.
Pact = actual pressure of the flow rate.
Tstd = standard temperature.
Tact = actual temperature of the flow rate.
R = molar gas constant.
Mmix = molar mass of the flow rate.

Example 1:

V stdref = 1000.00 ft3/min = 0.471948 m/s
T = 68.0 [deg]F = 293.15 K
R = 8.314472 J/(mol[sdot]K)
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n ref = 19.169 mol/s

Example 2:

m ref = 17.2683 kg/min = 287.805 g/s
Mmix = 28.7805 g/mol
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n ref =10.0000 mol/s
    (b) PDP calibration calculations. For each restrictor position, 
calculate the following values from the mean values determined in Sec.  
1065.340, as follows:
    (1) PDP volume pumped per revolution, Vrev 
(m3/rev):
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Example:

n ref = 25.096 mol/s
R = 8.314472 J/(mol[sdot]K)
T in = 299.5 K
P in = 98290 Pa
f nPDP = 1205.1 rev/min = 20.085 rev/s
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Vrev = 0.03166 m3/rev
    (2) PDP slip correction factor, Ks (s/rev):
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Example:
f nPDP = 1205.1 rev/min = 20.085 rev/s
P out = 100.103 kPa
P in= 98.290 kPa
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Ks = 0.006700 s/rev

    (3) Perform a least-squares regression of PDP volume pumped per 
revolution, Vrev, versus PDP slip correction factor, 
Ks, by calculating slope, a1, and intercept, 
a0, as described in Sec.  1065.602.
    (4) Repeat the procedure in paragraphs (b)(1) through (3) of this 
section for every speed that you run your PDP.
    (5) The following example illustrates these calculations:

      Table 1 of Sec.   1065.640.--Example of PDP Calibration Data
------------------------------------------------------------------------
                      f nPDP                            a1         a0
------------------------------------------------------------------------
755.0.............................................      50.43      0.056
987.6.............................................      49.86     -0.013
1254.5............................................      48.54      0.028
1401.3............................................      47.30     -0.061
------------------------------------------------------------------------

    (6) For each speed at which you operate the PDP, use the 
corresponding slope, a1, andintercept, ao, to 
calculate flow rate during emission testing as described in Sec.  
1065.642.
    (c) Venturi governing equations and permissible assumptions. This 
section describes the governing equations and permissible assumptions 
for calibrating a venturi and calculating flow using a venturi. Because 
a subsonic venturi (SSV) and a critical-flow venturi (CFV) both operate 
similarly, their governing equations are nearly the same, except for 
the equation describing their pressure ratio, r (i.e., rSSV 
versus rCFV). These governing equations assume one-
dimensional isentropic inviscid compressible flow of an ideal gas. In 
paragraph (c)(4) of this section, we describe other assumptions that 
you may make, depending upon how you conduct your emission tests. If we 
do not allow you to assume that the measured flow is an ideal gas, the 
governing equations include a first-order correction for the behavior 
of a real gas; namely, the compressibility factor, Z. If good 
engineering judgment dictates using a value other than Z=1, you may 
either use an appropriate equation of state to determine values of Z as 
a function of measured pressures and temperatures, or you may develop 
your own calibration equations based on good engineering judgment. Note 
that the equation for the flow coefficient, Cf, is based on 
the ideal gas assumption that the isentropic exponent, [gamma], is 
equal to the ratio of specific heats, Cp/Cv. If 
good engineering judgment dictates using a real gas isentropic 
exponent, you may either use an appropriate equation of state to 
determine values of [gamma]
as a function of measured pressures and 
temperatures, or you may develop your own calibration equations based 
on good engineering judgment. Calculate molar flow rate, n, as follows:

[[Page 40578]]

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Where:

Cd = Discharge coefficient, as determined in paragraph 
(c)(1) of this section.
Cf = Flow coefficient, as determined in paragraph (c)(2) of 
this section.
At = Venturi throat cross-sectional area.
Pin = Venturi inlet absolute static pressure.
Z = Compressibility factor.
Mmix = Molar mass of gas mixture.
R = Molar gas constant.
Tin = Venturi inlet absolute temperature.

    (1) Using the data collected in Sec.  1065.340, calculate 
Cd using the following equation:
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Where:

nref = A reference molar flow rate.

    (2) Determine Cf using one of the following methods:
    (i) For CFV flow meters only, determine CfCFV from the 
following table based on your values for [bgr]b and [ggr], using linear 
interpolation to find intermediate values:

 Table 2 of Sec.   1065.640.--CfCFV Versus [bgr]
and [ggr]
for CFV Flow
                                 Meters
------------------------------------------------------------------------
                            CfCFV                              [ggr]dexh
--------------------------------------------------------------     =
                                                     [ggr]exh   [ggr]air
                       [bgr]
= 1.385    =  1.399
------------------------------------------------------------------------
0.000.............................................     0.6822     0.6846
0.400.............................................     0.6857     0.6881
0.500.............................................     0.6910     0.6934
0.550.............................................     0.6953     0.6977
0.600.............................................     0.7011     0.7036
0.625.............................................     0.7047     0.7072
0.650.............................................     0.7089     0.7114
0.675.............................................     0.7137     0.7163
0.700.............................................     0.7193     0.7219
0.720.............................................     0.7245     0.7271
0.740.............................................     0.7303     0.7329
0.760.............................................     0.7368     0.7395
0.770.............................................     0.7404     0.7431
0.780.............................................     0.7442     0.7470
0.790.............................................     0.7483     0.7511
0.800.............................................     0.7527     0.7555
0.810.............................................     0.7573     0.7602
0.820.............................................     0.7624     0.7652
0.830.............................................     0.7677     0.7707
0.840.............................................     0.7735     0.7765
0.850.............................................     0.7798     0.7828
------------------------------------------------------------------------

    (ii) For any CFV or SSV flow meter, you may use the following 
equation to calculate Cf:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.069

Where:

[ggr]
= isentropic exponent. For an ideal gas, this is the ratio of 
specific heats of the gas mixture, Cp/Cv.
r = Pressure ratio, as determined in paragraph (c)(3) of this section.
[bgr]
= Ratio of venturi throat to inlet diameters.

    (3) Calculate r as follows:
    (i) For SSV systems only, calculate rSSV using the 
following equation:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.070

Where:

[b.Delta]pSSV = Differential static pressure; venturi inlet 
minus venturi throat.

    (ii) For CFV systems only, calculate rCFV iteratively 
using the following equation:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.071

    (4) You may make any of the following simplifying assumptions of 
the governing equations, or you may use good engineering judgment to 
develop more appropriate values for your testing:
    (i) For emission testing over the full ranges of raw exhaust, 
diluted exhaust and dilution air, you may assume that the gas mixture 
behaves as an ideal gas: Z=1.
    (ii) For the full range of raw exhaust you may assume a constant 
ratio of specific heats of [ggr]
=1.385.

[[Page 40579]]

    (iii) For the full range of diluted exhaust and air (e.g., 
calibration air or dilution air), you may assume a constant ratio of 
specific heats of [ggr]
= 1.399.
    (iv) For the full range of diluted exhaust and air, you may assume 
the molar mass of the mixture is a function only of the amount of water 
in the dilution air or calibration air, xH2O,determined as 
described in Sec.  1065.645, as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.072

Example:

Mair = 28.96559 g/mol
xH2O = 0.0169 mol/mol
MH2O = 18.01528 g/mol
Mmix = 28.96559 x (1 0.0169) + 18.01528 x 0.0169
Mmix = 28.7805 g/mol

    (v) For the full range of diluted exhaust and air, you may assume a 
constant molar mass of the mixture, Mmix, for all 
calibration and all testing as long as your assumed molar mass differs 
no more than ±1% from the estimated minimum and maximum 
molar mass during calibration and testing. You may assume this, using 
good engineering judgment, if you sufficiently control the amount of 
water in calibration air and in dilution air or if you remove 
sufficient water from both calibration air and dilution air. The 
following table gives examples of permissible ranges of dilution air 
dewpoint versus calibration air dewpoint:

  Table 3 of Sec.   1065.640.--Examples of Dilution Air and Calibration
         Air Dewpoints at Which you May Assume a Constant Mmix.
------------------------------------------------------------------------
                                      assume the      for the following
                                       following       ranges of Tdew
If calibration Tdew ([deg]C) is...   constant Mmix     ([deg]C) during
                                      (g/mol)...       emission testsa
------------------------------------------------------------------------
dry...............................        28.96559  dry to 18.
0.................................        28.89263  dry to 21.
5.................................        28.86148  dry to 22.
10................................        28.81911  dry to 24.
15................................        28.76224  dry to 26.
20................................        28.68685  -8 to 28.
25................................        28.58806  12 to 31.
30................................        28.46005  23 to 34.
------------------------------------------------------------------------
a Range valid for all calibration and emission testing over the
  atmospheric pressure range (80.000 to 103.325) kPa.

    (5) The following example illustrates the use of the governing 
equations to calculate the discharge coefficient, Cd of an 
SSV flow meter at one reference flow meter value. Note that calculating 
Cd for a CFV flow meter would be similar, except that 
Cf would be determined from Table 1 of this section or 
calculated iteratively using values of [bgr]
and [ggr]
as described in 
paragraph (c)(2) of this section.

Example:

nref = 57.625 mol/s
Z = 1
Mmix = 28.7805 g/mol = 0.0287805 kg/mol
R = 8.314472 J/(mol[middot]K)
Tin = 298.15 K
At = 0.01824 m2
pin = 99132.0 Pa
[gamma]
= 1.399
[beta]
= 0.8
[Delta]p = 2.312 kPa
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.073

[GRAPHIC]
[TIFF OMITTED]
TR13JY05.074

Cf = 0.274
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.075

Cd = 0.981

    (d) SSV calibration. Perform the following steps to calibrate an 
SSV flow meter:
    (1) Calculate the Reynolds number, Re#, for each 
reference molar flow rate, using the throat diameter of the venturi, 
dt. Because the dynamic viscosity, [mu], is needed to 
compute Re#, you may use your own fluid viscosity 
model to determine [mu]
for your calibration gas (usually air), using 
good engineering judgment. Alternatively, you may use the Sutherland 
three-coefficient viscosity model to approximate [mu], as shown in the 
following sample calculation for Re#:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.076

Where, using the Sutherland three-coefficient viscosity model:

[[Page 40580]]

[GRAPHIC]
[TIFF OMITTED]
TR13JY05.077

Where:

[mu]
= Dynamic viscosity of calibration gas.
[mu]0 = Sutherland reference viscosity.
T0 = Sutherland reference temperature.
S = Sutherland constant.

                                  Table 3 of Sec.   1065.640.--Sutherland Three-Coefficient Viscosity Model Parameters
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                              [mu]0  kg/(m [middot]
Temp range within < plus-
                           Gas a                                        s)             T0  K     S  K      minus> 2% error  K      Pressure limit  kPa
--------------------------------------------------------------------------------------------------------------------------------------------------------
Air........................................................      1.716 [middot]
10-5      273      111              170 to 1900                  < = 1800
CO2........................................................      1.370 [middot]
10-5      273      222              190 to 1700                  < = 3600
H2O........................................................       1.12 [middot]
10-5      350     1064              360 to 1500                 < = 10000
O2.........................................................      1.919 [middot]
10-5      273      139              190 to 2000                  < = 2500
N2.........................................................      1.663 [middot]
10-5      273      107              100 to 1500                  < = 1600
--------------------------------------------------------------------------------------------------------------------------------------------------------
a Use tabulated parameters only for the pure gases, as listed. Do not combine parameters in calculations to calculate viscosities of gas mixtures.

Example:

[mu]0 = 1.7894 [middot]
10-5 kg/(m[middot]s)
T0 = 273.11 K
S = 110.56 K
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.078

[mu]
= 1.916 [middot]
10-5 kg/(m[middot]s)
Mmix = 28.7805 g/mol
nref = 57.625 mol/s
dt = 152.4 mm
Tin = 298.15 K
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.079

Re# = 7.2317 [middot]
105
    (2) Create an equation for Cd versus 
Re#, using paired values of (Re#, 
Cd). For the equation, you may use any mathematical 
expression, including a polynomial or a power series. The following 
equation is an example of a commonly used mathematical expression for 
relating Cd and Re#:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.080

    (3) Perform a least-squares regression analysis to determine the 
best-fit coefficients to the equation and calculate the equation's 
regression statistics, SEE and r2, accordingto Sec.  
1065.602.
    (4) If the equation meets the criteria of SEE <  0.5% [middot]
nrefmax and r2 >= 0.995, you may use the equation 
to determine Cd for emission tests, as described in Sec.  
1065.642.
    (5) If the SEE and r2 criteria are not met, you may use 
good engineering judgment to omit calibration data points to meet the 
regression statistics. You must use at least seven calibration data 
points to meet the criteria.
    (6) If omitting points does not resolve outliers, take corrective 
action. For example, select another mathematical expression for the 
Cd versus Re# equation, check for leaks, 
or repeat the calibration process. If you must repeat the process, we 
recommend applying tighter tolerances to measurements and allowing more 
time for flows to stabilize.
    (7) Once you have an equation that meets the regression criteria, 
you may use the equation only to determine flow rates that are within 
the range of the reference flow rates used to meet the Cd 
versus Re# equation's regression criteria.
    (e) CFV calibration. Some CFV flow meters consist of a single 
venturi and some consist of multiple venturis, where different 
combinations of venturis are used to meter different flow rates. For 
CFV flow meters that consist of multiple venturis, either calibrate 
each venturi independently to determine a separate discharge 
coefficient, Cd, for each venturi, or calibrate each 
combination of venturis as one venturi. In the case where you calibrate 
a combination of venturis, use the sum of the active venturi throat 
areas as At, the sum of the active venturi throat diameters 
as dt, and the ratio of venturi throat to inlet diameters as 
the ratio of the sum of the active venturi throat diameters to the 
diameter of the common entrance to all of the venturis. To determine 
the Cd for a single venturi or a single combination of 
venturis, perform the following steps:
    (1) Use the data collected at each calibration set point to 
calculate an individual Cd for each point using Eq. 
1065.640-4.
    (2) Calculate the mean and standard deviation of all the 
Cd values according to Eqs. 1065.602-1 and 1065.602-2.
    (3) If the standard deviation of all the Cd values is 
less than or equal to 0.3% of the mean Cd, then use the mean 
Cd in Eq 1065.642-6, and use the CFV only down to the lowest 
[Delta]pCFV measured during calibration.
    (4) If the standard deviation of all the Cd values 
exceeds 0.3% of the mean Cd, omit the Cd values 
corresponding to the data point collected at the lowest 
[Delta]pCFV measured during calibration.
    (5) If the number of remaining data points is less than seven, take 
corrective action by checking your calibration data or repeating the 
calibration process. If you repeat the calibration process, we 
recommend checking for leaks, applying tighter tolerances to 
measurements and allowing more time for flows to stabilize.
    (6) If the number of remaining Cd values is seven or 
greater, recalculate

[[Page 40581]]

the mean and standard deviation of the remaining Cd values.
    (7) If the standard deviation of the remaining Cd values 
is less than or equal to 0.3 % of the mean of the remaining 
Cd, use that mean Cd in Eq 1065.642-6, and use 
the CFV values only down to the lowest [Delta]pCFV 
associated with the remaining Cd.
    (8) If the standard deviation of the remaining Cd still 
exceeds 0.3% of the mean of the remaining Cd values, repeat 
the steps in paragraph (e)(4) through (8) of this section.


Sec.  1065.642  SSV, CFV, and PDP molar flow rate calculations.

    This section describes the equations for calculating molar flow 
rates from various flow meters. After you calibrate a flow meter 
according to Sec.  1065.640, use the calculations described in this 
section to calculate flow during an emission test.
    (a) PDP molar flow rate. Based upon the speed at which you operate 
the PDP for a test interval, select the corresponding slope, 
a1, and intercept, a0, as calculated in Sec.  
1065.640, to calculate molar flow rate, n, as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.081

Where:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.082

Example:

a1 = 50.43
fnPDP = 755.0 rev/min = 12.58 rev/s
pout = 99950 Pa
pin = 98575 Pa
a0 = 0.056
R = 8.314472 J/(mol[middot]K)
Tin = 323.5 K
Cp = 1000 (J/m3)/kPa
Ct = 60 s/min
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.083

vrev = 0.06389 m3/rev
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.084

n = 29.464 mol/s

    (b) SSV molar flow rate. Based on the Cd versus 
Re# equation you determined according to Sec.  
1065.640, calculate SSV molar flow rate, nbnb 
during an emission test as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.085

Example:

At = 0.01824 m2
pin = 99132 Pa
Z = 1
Mmix = 28.7805 g/mol = 0.0287805 kg/mol
R = 8.314472 J/(mol[middot]K)
Tin = 298.15 K
Re# = 7.232[middot]105
[b.gamma]
= 1.399
[beta]
= 0.8
[Delta]p = 2.312 kPa

Using Eq. 1065.640-6,

rssv = 0.997

Using Eq. 1065.640-5,

Cf = 0.274

Using Eq. 1065.640-4,

Cd = 0.990
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.086

n= 58.173 mol/s

    (c) CFV molar flow rate. Some CFV flow meters consist of a single 
venturi and some consist of multiple venturis, where different 
combinations of venturis are used to meter different flow rates. If you 
use multiple venturis and you calibrated each venturi independently to 
determine a separate discharge coefficient, Cd, for each 
venturi, calculate the individual molar flow rates through each venturi 
and sum all their flow rates to determine n. If you use multiple 
venturis and you calibrated each combination of venturis, calculate 
using the sum of the active venturi throat areas as At, the 
sum of the active venturi throat diameters as dt, and the 
ratio of venturi throat to inlet diameters as the ratio of the sum of 
the active venturi throat diameters to the diameter of the common 
entrance to all of the venturis. To calculate the molar flow rate 
through one venturi or one combination of venturis, use its respective 
mean Cd and other constants you determined according to 
Sec.  1065.640 and calculate its molar flow rate n during an emission 
test, as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.087

Example:
Cd = 0.985
Cf = 0.7219
At = 0.00456 m2
pin = 98836 Pa
Z = 1
Mmix = 28.7805 g/mol = 0.0287805 kg/mol
R = 8.314472 J/(mol[middot]K)
Tin = 378.15 K
n = 0.985[middot]0.712
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.088


[[Page 40582]]


n = 33.690 mol/s


Sec.  1065.645  Amount of water in an ideal gas.

    This section describes how to determine the amount of water in an 
ideal gas, which you need for various performance verifications and 
emission calculations. Use the equation for the vapor pressure of water 
in paragraph (a) of this section or another appropriate equation and, 
depending on whether you measure dewpoint or relative humidity, perform 
one of the calculations in paragraph (b) or (c) of this section.
    (a) Vapor pressure of water. Calculate the vapor pressure of water 
for a given saturation temperature condition, Tsat, as 
follows, or use good engineering judgment to use a different 
relationship of the vapor pressure of water to a given saturation 
temperature condition:
    (1) For humidity measurements made at ambient temperatures from (0 
to 100) [deg]C, or for humidity measurements made over super-cooled 
water at ambient temperatures from (-50 to 0) [deg]C, use the following 
equation:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.089

Where:

pH20 = vapor pressure of water at saturation temperature 
condition, kPa.
Tsat = saturation temperature of water at measured 
conditions, K.

Example:
Tsat = 9.5 [deg]C
Tdsat= 9.5 + 273.15 = 282.65 K
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.090

-log10(pH20) = -0.074297
pH20 = 10\0.074297\ = 1.1866 kPa

    (2) For humidity measurements over ice at ambient temperatures from 
(-100 to 0) [deg]C, use the following equation:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.091

Example:

Tice = -15.4 [deg]C
Tice = -15.4 + 273.15 = 257.75 K
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.092

-log10(pH20) = -0.79821
pH20 = 10\0.074297\ = 0.15941 kPa

    (b) Dewpoint. If you measure humidity as a dewpoint, determine the 
amount of water in an ideal gas, xH20, as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.093

Where:

xH20 = amount of water in an ideal gas.
pH20 = water vapor pressure at the measured dewpoint, 
Tsat = Tdew.
pabs = wet static absolute pressure at the location of your 
dewpoint measurement.

Example:

pabs = 99.980 kPa
Tsat = Tdew = 9.5 [deg]C
Using Eq. 1065.645-2,
pH20 = 1.1866 kPa
xH2O = 1.1866/99.980
xH2O = 0.011868 mol/mol
    (c) Relative humidity. If you measure humidity as a relative 
humidity, RH%, determine the amount of water in an ideal gas, 
xH20, as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.094

Where:

xH20 = amount of water in an ideal gas.
RH% = relative humidity.
pH20 = water vapor pressure at 100% relative humidity at the 
location of your relative humidity measurement, Tsat = 
Tamb.
Pabs = wet static absolute pressure at the location of your 
relative humidity measurement.

Example:

RH% = 50.77%
pabs = 99.980 kPa
Tsat = Tamb = 20 [deg]C
Using Eq. 1065.645-2,
pH20 = 2.3371 kPa
xH2O = (50.77% [middot]
2.3371)/99.980
xH2O = 0.011868 mol/mol

[[Page 40583]]

Sec.  1065.650  Emission calculations.

    (a) General. Calculate brake-specific emissions over each test 
interval in a duty cycle. Refer to the standard-setting part for any 
calculations you might need to determine a composite result, such as a 
calculation that weights and sums the results of individual test 
intervals in a duty cycle. We specify three alternative ways to 
calculate brake-specific emissions, as follows:
    (1) For any testing, you may calculate the total mass of emissions, 
as described in paragraph (b) of this section, and divide it by the 
total work generated over the test interval, as described in paragraph 
(c) of this section, using the following equation:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.095

Example:

mNOX = 64.975 g
W = 25.783 kW[middot]hr
eNOX = 64.975/25.783
eNOX = 2.520 g/(kW[middot]hr)

    (2) For discrete-mode steady-state testing, you may calculate the 
ratio of emission mass rate to power, as described in paragraph (d) of 
this section, using the following equation:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.096

    (3) For field testing, you may calculate the ratio of total mass to 
total work, where these individual values are determined as described 
in paragraph (e) of this section. You may also use this approach for 
laboratory testing, consistent with good engineering judgment. This is 
a special case in which you use a signal linearly proportional to raw 
exhaust molar flow rate to determine a value proportional to total 
emissions. You then use the same linearly proportional signal to 
determine total work using a chemical balance of fuel, intake air, and 
exhaust as described in Sec.  1065.655, plus information about your 
engine's brake-specific fuel consumption. Under this method, flow 
meters need not meet accuracy specifications, but they must meet the 
applicable linearity and repeatability specifications in subpart D or 
subpart J of this part. The result is a brake-specific emission value 
calculated as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.097

Example:

m = 805.5 g
w = 52.102 kW[middot]hr
eCO = 805.5/52.102
eCO = 2.520 g/(kW[middot]hr)

    (b) Total mass of emissions. To calculate the total mass of an 
emission, multiply a concentration by its respective flow. For all 
systems, make preliminary calculations as described in paragraph (b)(1) 
of this section, then use the method in paragraphs (b)(2) through (4) 
of this section that is appropriate for your system. Calculate the 
total mass of emissions as follows:
    (1) Concentration corrections. Perform the following sequence of 
preliminary calculations on recorded concentrations:
    (i) Correct all concentrations measured on a ``dry'' basis to a 
``wet'' basis, including dilution air background concentrations, as 
described in Sec.  1065.659.
    (ii) Calculate all HC concentrations, including dilution air 
background concentrations, as described in Sec.  1065.660.
    (iii) For emission testing with an oxygenated fuel, calculate any 
HC concentrations, including dilution air background concentrations, as 
described in Sec.  1065.665. See subpart I of this part for testing 
with oxygenated fuels.
    (iv) Correct the total mass of NOX based on intake-air 
humidity as described in Sec.  1065.670.
    (v) Calculate brake-specific emissions before and after correcting 
for drift, including dilution air background concentrations, according 
to Sec.  1065.672.
    (2) Continuous sampling. For continuous sampling, you must 
frequently record a continuously updated concentration signal. You may 
measure this concentration from a changing flow rate or a constant flow 
rate (including discrete-mode steady-state testing), as follows:
    (i) Varying flow rate. If you continuously sample from a changing 
exhaust flow rate, synchronously multiply it by the flow rate of the 
flow from which you extracted it. We consider the following to be 
examples of changing flows that require a continuous multiplication of 
concentration times molar flow rate: Raw exhaust, exhaust diluted with 
a constant flow rate of dilution air, and CVS dilution with a CVS flow 
meter that does not have an upstream heat exchanger or electronic flow 
control. Account for dispersion and time alignment as described in 
Sec.  1065.201. This multiplication results in the flow rate of the 
emission itself. Integrate the emission flow rate over a test interval 
to determine the total emission. If the total emission is a molar 
quantity, convert this quantity to a mass by multiplying it by its 
molar mass, M. The result is the mass of the emission, m.Calculate m 
for continuous sampling with variable flow using the following 
equations:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.098

Example:

MNMHC = 13.875389 g/mol
N = 1200
xNMHC1 = 84.5 [mu]mol/mol = 84.5 [middot]
10-6 
mol/mol
xNMHC2 = 86.0 [mu]mol/mol = 86.0 [middot]
10-6 
mol/mol
nexh1 = 2.876 mol/s
nexh2 = 2.224 mol/s
frecord = 1 Hz

Using Eq. 1065.650-5,

[Delta]t = 1/1 = 1 s
mNMHC = 13.875389 [middot]
(84.5 [middot]
10-6 
[middot]
2.876 + 86.0 [middot]
10-6 [middot]2.224 + ... + 
xNMHC1200 [middot]
nexh) [middot]
1
mNMHC = 25.23 g

    (ii) Constant flow rate. If you continuously sample from a constant 
exhaust flow rate, calculate the mean concentration recorded over the 
test interval and treat the mean as a batch sample, as described in 
paragraph (b)(3)(ii) of this section. We consider the following to be 
examples of constant exhaust flows: CVS diluted exhaust with a CVS flow 
meter that has either an upstream heat exchanger, electronic flow 
control, or both.
    (3) Batch sampling. For batch sampling, the concentration is a 
single value from a proportionally extracted batch sample (such as a 
bag, filter, impinger, or cartridge). In this case, multiply the mean 
concentration of the batch sample by the total flow from which the 
sample was extracted. You may calculate total flow by integrating a 
changing flow rate or by determining the mean of a constant flow rate, 
as follows:
    (i) Varying flow rate. If you collect a batch sample from a 
changing exhaust flow rate, extract a sample proportional to the 
changing exhaust flow rate. We consider the following to be examples of 
changing flows that require proportional sampling: Raw exhaust, exhaust 
diluted with a constant flow rate of dilution air, and CVS dilution 
with a CVS flow meter that does not have an upstream heat exchanger or 
electronic flow control. Integrate the flow rate over a test interval 
to determine the total flow from which you extracted the proportional 
sample. Multiply the mean concentration of the batch sample by the 
total flow from which the sample was extracted. If the total emission 
is a molar quantity, convert this quantity to a mass by multiplying it 
by its molar mass, M. The result is the mass of the emission, m. In the 
case of PM emissions, where

[[Page 40584]]

the mean PM concentration is already in units of mass per mole of 
sample, MPM, simply multiply it by the total flow. The 
result is the total mass of PM, mPM. Calculate m for batch 
sampling with variable flow using the following equation:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.099

Example:

MNOX = 46.0055 g/mol
N = 9000
xNOX = 85.6 [mu]mol/mol = 85.6 [middot]
10-6 mol/
mol
ndexhl = 25.534 mol/s
ndexh2 = 26.950 mol/s
frecord = 5 Hz
Using Eq. 1065.650-5,
[Delta]t = 1/5 = 0.2
mNOX = 46.0055 [middot]
85.6 [middot]
10-6 
[middot]
(25.534 + 26.950 + ... +nexh9000) [middot]
0.2
mNOX = 4.201 g

    (ii) Constant flow rate. If you batch sample from a constant 
exhaust flow rate, extract a sample at a constant flow rate. We 
consider the following to be examples of constant exhaust flows: CVS 
diluted exhaust with a CVS flow meter that has either an upstream heat 
exchanger, electronic flow control, or both. Determine the mean molar 
flow rate from which you extracted the constant flow rate sample. 
Multiply the mean concentration of the batch sample by the mean molar 
flow rate of the exhaust from which the sample was extracted, and 
multiply the result by the time of the test interval. If the total 
emission is a molar quantity, convert this quantity to a mass by 
multiplying it by its molar mass, M. The result is the mass of the 
emission, m. In the case of PM emissions, where the mean PM 
concentration is already in units of mass per mole of sample 
MPM, simply multiply it by the total flow, and the result is 
the total mass of PM, mPM, Calculate m for sampling with 
constant flow using the following equations:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.100


and for PM or any other analysis of a batch sample that yields a mass 
per mole of sample,
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.101

Example:

MPM = 144.0 [mu]g/mol = 144.0 [middot]
10-6 g/mol
n dexh = 57.692 mol/s
[Delta]t = 1200 s
mPM = 144.0 [middot]
10-6 [middot]
57.692 
[middot]
1200
mPM = 9.9692 g

    (4) Additional provisions for diluted exhaust sampling; continuous 
or batch. The following additional provisions apply for sampling 
emissions from diluted exhaust:
    (i) For sampling with a constant dilution ratio (DR) of air flow 
versus exhaust flow (e.g., secondary dilution for PM sampling), 
calculate m using the following equation:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.102

Example:

mPMdil = 6.853 g
DR = 5:1
mPM = 6.853 [middot]
(5 + 1)
mPM = 41.118 g

    (ii) For continuous or batch sampling, you may measure background 
emissions in the dilution air. You may then subtract the measured 
background emissions, as described in Sec.  1065.667.
    (c) Total work. To calculate total work, multiply the feedback 
engine speed by its respective feedback torque. Integrate the resulting 
value for power over a test interval. Calculate total work as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.103

[GRAPHIC]
[TIFF OMITTED]
TR13JY05.104

Example:

N = 9000
fn1 = 1800.2 rev/min
fn2 = 1805.8 rev/min
T1 = 177.23 N[middot]m
T2 = 175.00 N[middot]m
Crev = 2 [middot]
[pi]
rad/rev
Ct1 = 60 s/min
Cp = 1000 (N[middot]m)/kW
frecord = 5 Hz
Ct2 = 3600 s/hr
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.105

P1 = 33.41 kW
P2 = 33.09 kW

Using Eq. 1065.650-5,
[Delta]t = 1/5 = 0.2 s
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.106

W = 16.875 kW[middot]hr

    (d) Steady-state mass rate divided by power. To determine steady-
state brake-specific emissions for a test interval as described in 
paragraph (a)(2) of this section, calculate the mean steady-state mass 
rate of the emission, m, and the mean steady-state power, P, as 
follows:
    (1) To calculate, m, multiply its mean concentration, x, by its 
corresponding mean molar flow rate, n. If the result is a molar flow 
rate, convert this quantity to a mass rate by multiplying it by its 
molar mass, M. The result is the mean mass rate of the emission, 
mPM. In the case of PM emissions, where the mean PM 
concentration is already in units of mass per mole of sample, M 
PM, simply multiply it by the mean molar flow rate, n. The 
result is the mass rate of PM,m PM. Calculate m using the 
following equation:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.107

    (2) Calculate P using the following equation:
    [GRAPHIC]
[TIFF OMITTED]
TR13JY05.108
    
    (3) Ratio of mass and work. Divide emission mass rate by power to 
calculate a brake-specific emission result as described in paragraph 
(a)(2) of this section.
    (4) Example. The following example shows how to calculate mass of 
emissions using mean mass rate and mean power:

MCO = 28.0101 g/mol
x CO = 12.00 mmol/mol = 0.01200 mol/mol
n = 1.530 mol/s
fn = 3584.5 rev/min = 375.37 rad/s
T = 121.50 N[middot]m
m = 28.0101[middot]0.01200[middot]1.530
m = 0.514 g/s
P = 121.5[middot]375.37
P = 45607 W = 45.607 kW
eCO = 0.514/45.61
eCO = 0.0113 g/(kW[middot]hr)

    (e) Ratio of total mass of emissions to total work. To determine 
brake-specific emissions for a test interval as described in paragraph 
(a)(3) of this section, calculate a value proportional to the total 
mass of each emission. Divide each proportional value by a value that 
is similarly proportional to total work.
    (1) Total mass. To determine a value proportional to the total mass 
of an emission, determine total mass as described in paragraph (b) of 
this section, except substitute for the molar flow rate, n, or the 
total flow, n, with a signal that is linearly proportional to molar 
flow rate, n, or linearly proportional to total flow, n, as follows:

[[Page 40585]]

[GRAPHIC]
[TIFF OMITTED]
TR13JY05.109

    (2) Total work. To calculate a value proportional to total work 
over a test interval, integrate a value that is proportional to power. 
Use information about the brake-specific fuel consumption of your 
engine, efuel, to convert a signal proportional to fuel flow 
rate to a signal proportional to power. To determine a signal 
proportional to fuel flow rate, divide a signal that is proportional to 
the mass rate of carbon products by the fraction of carbon in your 
fuel, wc. For your fuel, you may use a measured 
wc or you may use the default values in Table 1 of Sec.  
1065.655. Calculate the mass rate of carbon from the amount of carbon 
and water in the exhaust, which you determine with a chemical balance 
of fuel, intake air, and exhaust as described in Sec.  1065.655. In the 
chemical balance, you must use concentrations from the flow that 
generated the signal proportional to molar flow rate, n, in paragraph 
(e)(1) of this section. Calculate a value proportional to total work as 
follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.110

Where:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.111

    (3) Divide the value proportional to total mass by the value 
proportional to total work to determine brake-specific emissions, as 
described in paragraph (a)(3) of this section.
    (4) The following example shows how to calculate mass of emissions 
using proportional values:

N = 3000
frecord = 5 Hz
efuel = 285 g/(kW[middot]hr)
wfuel = 0.869 g/g
Mc = 12.0107 g/mol
n1 = 3.922 mol/s = 14119.2 mol/hr
xCproddry1 = 91.634 mmol/mol = 0.091634 mol/mol
xH2O1 = 27.21 mmol/mol = 0.02721 mol/mol
Using 1065.650-5,
[Delta]t = 0.2 s
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.112

W = 5.09  (kW[middot]hr)

    (f) Rounding. Round emission values only after all calculations are 
complete and the result is in g/(kW[middot]hr) or units equivalent to 
the units of the standard, such as g/(hp[middot]hr). See the definition 
of ``Round'' in Sec.  1065.1001.


Sec.  1065.655  Chemical balances of fuel, intake air, and exhaust.

    (a) General. Chemical balances of fuel, intake air, and exhaust may 
be used to calculate flows, the amount of water in their flows, and the 
wet concentration of constituents in their flows. With one flow rate of 
either fuel, intake air, or exhaust, you may use chemical balances to 
determine the flows of the other two. For example, you may use chemical 
balances along with either intake air or fuel flow to determine raw 
exhaust flow.
    (b) Procedures that require chemical balances. We require chemical 
balances when you determine the following:
    (1) A value proportional to total work, W, when you choose to 
determine brake-specific emissions as described in Sec.  1065.650(e).
    (2) The amount of water in a raw or diluted exhaust flow, 
xH2O, when you do not measure the amount of water to correct 
for the amount of water removed by a sampling system. Correct for 
removed water according to Sec.  1065.659(c)(2).
    (3) The flow-weighted mean fraction of dilution air in diluted 
exhaust x dil, when you do not measure dilution air flow to 
correct for background emissions as described inSec.  1065.667(c). Note 
that if you use chemical balances for this purpose, you are assuming 
that your exhaust is stoichiometric, even if it is not.
    (c) Chemical balance procedure. The calculations for a chemical 
balance involve a system of equations that require iteration. We 
recommend using a computer to solve this system of equations. You must 
guess the initial values of up to three quantities: the amount of water 
in the measured flow, xH2O, fraction of dilution air in 
diluted exhaust, xdil, and the amount of products on a 
C1 basis per dry mole of dry measured flow, 
xCproddry. For each emission concentration, x, and amount of 
water xH2O, you must determine their completely dry 
concentrations. xdry and xH2Odry. You must also 
use your fuel's atomic hydrogen-to-carbon ratio, [alpha], and oxygen-
to-carbon ratio, [beta]. For your fuel, you may measure [alpha]
and 
[beta]
or you may use the default values in Table 1 of Sec.  1065.650. 
Use the following steps to complete a chemical balance:
    (1) Convert your measured concentrations such as, 
xCO2meas, xNOmeas, and xH2Oint, to dry 
concentrations by dividing them by one minus the amount of water 
present during their respective measurements; for example: 
xH2OxCO2, xH2OxNO, and xH2Oint. If the 
amount of water present during a ``wet'' measurement is the same as the 
unknown amount of water in the exhaust flow, xH2O, 
iteratively solve for that value in the system of equations. If you 
measure only total NOX and not NO and NO2 
separately, use good engineering judgement to estimate a split in your 
total NOX concentration between NO and NO2 for 
the chemical balances. For example, if you measure emissions from a 
stoichiometric spark-ignition engine, you may assume all NOX 
is NO. For a compression-ignition engine, you may assume that your 
molar concentration of NOX, xNOX, is 75% NO and 
25% NO2 For NO2 storage aftertreatment systems, 
you may assume xNOX is 25% NO and 75% NO2. Note 
that for calculating the mass of NOX emissions, you must use 
the molar mass of NO2 for the effective molar mass of all 
NOX species, regardless of the actual NO2 
fraction of NOX.
    (2) Enter the equations in paragraph (c)(4) of this section into a 
computer program to iteratively solve for xH2O and 
xCproddry. If you measure raw exhaust flow, set 
xdil equal to zero. If you measure diluted exhaust flow, 
iteratively solve for xdil. Use good engineering judgment to 
guess initial values for xH2O, xCproddry, and 
xdil. We

[[Page 40586]]

recommend guessing an initial amount of water that is about twice the 
amount of water in your intake or dilution air. We recommend guessing 
an initial value of xCproddry as the sum of your measured 
CO2, CO, and THC values. If you measure diluted exhaust, we 
also recommend guessing an initial xdil between 0.75 and 
0.95, such as 0.8. Iterate values in the system of equations until the 
most recently updated guesses are all within ±1% of their 
respective most recently calculated values.
    (3) Use the following symbols and subscripts in the equations for 
this paragraph (c):

xH2O = Amount of water in measured flow.
xH2Odry = Amount of water per dry mole of measured flow.
xCproddry = Amount of carbon products on a C1 
basis per dry mole of measured flow.
xdil = Fraction of dilution air in measured flow, assuming 
stoichiometric exhaust; or xdil = excess air for raw 
exhaust.
xprod/intdry = Amount of dry stoichiometric products per dry 
mole of intake air.
xO2proddry = Amount of oxygen products on an O2 
basis per dry mole of measured flow.
x[emission]dry = Amount of emission per dry mole of measured 
flow.
x[emission]meas = Amount of emission in measured flow.
xH2O[emission]meas = Amount of water at emission-detection 
location. Measure or estimate these values according to Sec.  
1065.145(d)(2).
xH2Oint = Amount of water in the intake air, based on a 
humidity measurement of intake air.
xH2Odil = Amount of water in dilution air, based on a 
humidity measurement of intake air.
xO2airdry = Amount of oxygen per dry mole of air. Use 
xO2airdry= 0.209445 mol/mol.
xCO2airdry = Amount of carbon dioxide per dry mole of air. 
Use xCO2airdry = 375 mol/mol.
[alpha]
= Atomic hydrogen-to-carbon ratio in fuel.
[beta]
= Atomic oxygen-to-carbon ratio in fuel.

    (4) Use the following equations to iteratively solve for 
xH2O and xCproddry:
[GRAPHIC]
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TR13JY05.113
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TR13JY05.114
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TR13JY05.115
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TR13JY05.116
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TR13JY05.117
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TR13JY05.118
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TR13JY05.119
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TR13JY05.120
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TR13JY05.121
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TR13JY05.122
[[Page 40587]]
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TR13JY05.123
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TR13JY05.124
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TR13JY05.125

    (5) The following example is a solution for xH2O and 
xCproddry using the equations in paragraph (c)(4) of this 
section:
[GRAPHIC]
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TR13JY05.126
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TR13JY05.127
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.128

[[Page 40588]]

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TR13JY05.129
[GRAPHIC]
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TR13JY05.130
[GRAPHIC]
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TR13JY05.131

xO2airdry = 0.209445 mol/mol
xCO2airdry = 375 mol/mol
[alpha]
= 1.8
[beta]
= 0.05

Table 1 of Sec.   1065.655.--Default values of atomic hydrogen-to-carbon ratio, [alpha], atomic oxygen-to-carbon
                      ratio, [beta]
and carbon mass fraction of fuel, wC, for various fuels
----------------------------------------------------------------------------------------------------------------
                                                                                                  Carbon mass
                      Fuel                        Atomic hydrogen and oxygen-to-carbon ratios    concentration,
                                                               CH[alpha]
O[beta]
wCg/g
----------------------------------------------------------------------------------------------------------------
Gasoline........................................  CH1.85O0                                                 0.866
#2 Diesel...............................  CH1.80O0                                                 0.869
#1 Diesel...............................  CH1.93O0                                                 0.861
Liquified Petroleum Gas.........................  CH2.64O0                                                 0.819
Natural gas.....................................  CH3.78O0.016                                             0.747
Ethanol.........................................  CH3O0.5                                                  0.521
Methanol........................................  CH4O1                                                    0.375
----------------------------------------------------------------------------------------------------------------

    (d) Calculated raw exhaust molar flow rate from measured intake air 
molar flow rate or fuel mass flow rate. You may calculate the raw 
exhaust molar flow rate from which you sampled emissions,n 
exh, based on the measured intake air molarflow rate, 
nint, or the measured fuel mass flow rate, m 
fuel, and the values calculated using the chemical balance 
in paragraph (c) of this section. Solve for the chemical balance in 
paragraph (c) of this section at the same frequency that you update and 
recordn int orm fuel.
    (1) Crankcase flow rate. You may calculate raw exhaust flow based 
on n int or m fuel only if at least one of the 
following is true about your crankcase emission flow rate:
    (i) Your test engine has a production emission-control system with 
a closed crankcase that routes crankcase flow back to the intake air, 
downstream of your intake air flow meter.
    (ii) During emission testing you route open crankcase flow to the 
exhaust according to Sec.  1065.130(g).
    (iii) You measure open crankcase emissions and flow, and you add 
the masses of crankcase emissions to your brake-specific emission 
calculations.
    (iv) Using emission data or an engineering analysis, you can show 
that neglecting the flow rate of open crankcase emissions does not 
adversely affect your ability to demonstrate compliance with the 
applicable standards.
    (2) Intake air molar flow rate calculation. Based on n 
int, calculate n exh as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.132

Where:
n exh= raw exhaust molar flow rate from which you measured 
emissions.
n int =intake air molar flow rate including humidity in 
intake air.

Example:

n int= 3.780 mol/s
xH20int = 16.930 mmol/mol = 0.016930 mol/mol
xprod/intdry = 0.93382 mol/mol
xH20dry = 130.16 mmol/mol = 0.13016 mol/mol
xdil = 0.20278 mol/mol
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.133

[[Page 40589]]

nexh =4.919 mol/s

    (3) Fuel mass flow rate calculation. Based on m fuel, 
calculate n exh as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.134

Where:

n exh= raw exhaust molar flow rate from which you measured 
emissions.
m fuel= intake air molar flow rate including humidity in 
intake air.

Example:

m fuel= 6.023 g/s
wC = 0.869 g/g
MC = 12.0107 g/mol
xCproddry = 125.58 mmol/mol = 0.12558 mol/mol
xH20dry = 130.16 mmol/mol = 0.13016 mol/mol
xdil = 0.20278 mol/mol
[GRAPHIC]
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TR13JY05.135

n exh = 4.919 mol/s


Sec.  1065.659  Removed water correction.

    (a) If you remove water upstream of a concentration measurement, x, 
or upstream of a flow measurement, n, correct for the removed water. 
Perform this correction based on the amount of water at the 
concentration measurement, xH2O[emission]meas, and at the 
flow meter, xH2O, whose flow is used to determine the 
concentration's total mass over a test interval.
    (b) Downstream of where you removed water, you may determine the 
amount of water remaining by any of the following:
    (1) Measure the dewpoint and absolute pressure downstream of the 
water removal location and calculate the amount of water remaining as 
described in Sec.  1065.645.
    (2) When saturated water vapor conditions exist at a given 
location, you may use the measured temperature at that location as the 
dewpoint for the downstream flow. If we ask, you must demonstrate how 
you know that saturated water vapor conditions exist. Use good 
engineering judgment to measure the temperature at the appropriate 
location to accurately reflect the dewpoint of the flow.
    (3) You may also use a nominal value of absolute pressure based on 
an alarm setpoint, a pressure regulator setpoint, or good engineering 
judgment.
    (c) For a corresponding concentration or flow measurement where you 
did not remove water, you may determine the amount of initial water by 
any of the following:
    (1) Use any of the techniques described in paragraph (b) of this 
section.
    (2) If the measurement comes from raw exhaust, you may determine 
the amount of water based on intake-air humidity, plus a chemical 
balance of fuel, intake air and exhaust as described in Sec.  1065.655.
    (3) If the measurement comes from diluted exhaust, you may 
determine the amount of water based on intake-air humidity, dilution 
air humidity, and a chemical balance of fuel, intake air, and exhaust 
as described in Sec.  1065.655.
    (d) Perform a removed water correction to the concentration 
measurement using the following equation:
[GRAPHIC]
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TR13JY05.136


Example:

xCOmeas = 29.0 [mu]mol/mol
xH2OxCOmeas = 8.601 mmol/mol = 0.008601 mol/mol
xH2O = 34.04 mmol/mol = 0.03404 mol/mol
[GRAPHIC]
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TR13JY05.137

xCO = 28.3 [mu]mol/mol


Sec.  1065.660  THC and NMHC determination.

    (a) THC determination. If we require you to determine THC 
emissions, calculate xTHC using the initial THC 
contamination concentration xTHCinit from Sec.  1065.520 as 
follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.138

Example:

xTHCuncor = 150.3 [mu]mol/mol
xTHCinit = 1.1 [mu]mol/mol
xTHCcor = 150.3 - 1.1
xTHCcor = 149.2 [mu]mol/mol

    (b) NMHC determination. Use one of the following to determine NMHC 
emissions, xNMHC.
    (1) Report xNMHC as 0.98 ? xTHC if you 
did not measure CH4, or if the result of paragraph (b)(2) or 
(3) of this section is greater than the result using this paragraph 
(b)(1).
    (2) For nonmethane cutters, calculate xNMHC using the 
nonmethane cutter's penetration fractions (PF) of CH4 and 
C2H6 from Sec.  1065.365, and using the initial 
NMHC contamination concentration xNMHCinit from Sec.  
1065.520 as follows:

[[Page 40590]]

[GRAPHIC]
[TIFF OMITTED]
TR13JY05.139

Where:

xNMHC = concentration of NMHC.
PFCH4 = nonmethane cutter CH4 penetration 
fraction, according to Sec.  1065.365.
xTHC = concentration of THC, as measured by the THC FID.
RFCH4 = response factor of THC FID to CH4, 
according to Sec.  1065.360.
xCH4 = concentration of methane, as measured downstream of 
the nonmethane cutter.
PFC2H6 = nonmethane cutter CH4 penetration 
fraction, according to Sec.  1065.365.
xNMHCinit = initial NMHC contamination concentration, 
according to Sec.  1065.520.

Example:

PFCH4 = 0.990
xTHC = 150.3 [mu]mol/mol
RFCH4 = 1.05
xCH4 = 20.5 [mu]mol/mol
PFC2H6 = 0.020
xNMHCinit = 1.1 [mu]mol/mol
[GRAPHIC]
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TR13JY05.140


xNMHC = 130.1 [mu]mol/mol

    (3) For a gas chromatograph, calculate xNMHC using the 
THC analyzer's response factor (RF) for CH4, from Sec.  
1065.360, and using the initial NMHC contamination concentration 
xNMHCinit from Sec.  1065.520 as follows:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.141

Example:
xTHC = 145.6 [mu]mol/mol
RFCH4 = 0.970
xCH4 = 18.9 [mu]mol/mol
xNMHCinit = 1.1 [mu]mol/mol
xNMHC = 145.6 - 0.970 [middot]
18.9 - 1.1
xNMHC = 126.2 [mu]mol/mol


Sec.  1065.665  THCE and NMHCE determination.

    (a) If you measured an oxygenated hydrocarbon's mass concentration 
(per mole of exhaust), first calculate its molar concentration by 
dividing its mass concentration by the effective molar mass of the 
oxygenated hydrocarbon, then multiply each oxygenated hydrocarbon's 
molar concentration by its respective number of carbon atoms per 
molecule. Add these C1-equivalent molar concentrations to 
the molar concentration of NOTHC. The result is the molar concentration 
of THCE. Calculate THCE concentration using the following equations:
[GRAPHIC]
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TR13JY05.142

[GRAPHIC]
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TR13JY05.143

[GRAPHIC]
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TR13JY05.144

Where:

xOHCi = The C1-equivalent concentration of 
oxygenated species i in diluted exhaust.
xTHC = The C1-equivalent FID response to NOTHC 
and all OHC in diluted exhaust.
RFOHCi = The response factor of the FID to species i 
relative to propane on a C1-equivalent basis.
C# = the mean number of carbon atoms in the 
particular compound.

    (b) If we require you to determine NMHCE, use the following 
equation:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.145

    (c) The following example shows how to determine NMHCE emissions 
based on ethanol (C2H5OH) and methanol 
(CH3OH) molar concentrations, and acetaldehyde 
(C2H4O) and formaldehyde (HCHO) as mass 
concentrations:

xNMHC = 127.3 [mu]mol/mol
xC2H5OH = 100.8 [mu]mol/mol
xCH3OH = 25.5 [mu]mol/mol
MexhC2H4O = 0.841 mg/mol
MexhHCHO = 39.0 [mu]g/mol
MC2H4O = 44.05256 g/mol
MHCHO = 30.02598 g/mol
xC2H4O = 0.841/44.05256 [sdot]
1000
xC2H4O = 19.1 [mu]mol/mol
xHCHO = 39/30.02598
xHCHO = 1.3 [mu]mol/mol
xNMHCE = 127.3 + 2 [sdot]
100.8 + 25.5 + 2 [sdot]
19.1 + 1.3
xNMHCE = 393.9 [mu]mol/mol


Sec.  1065.667  Dilution air background emission correction.

    (a) To determine the mass of background emissions to subtract from 
a diluted exhaust sample, first determine the total flow of dilution 
air, ndil, over the test interval. This may be a measured 
quantity or a quantity calculated from the diluted exhaust flow and the 
flow-weighted mean fraction of

[[Page 40591]]

dilution air in diluted exhaust, xdil. Multiply the total 
flow of dilution air by the mean concentration of a background 
emission. This may be a time-weighted mean or a flow-weighted mean 
(e.g., a proportionally sampled background). The product of 
ndil and the mean concentration of a background emission is 
the total amount of a background emission. If this is a molar quantity, 
convert it to a mass by multiplying it by its molar mass, M. The result 
is the mass of the background emission, m. In the case of PM, where the 
mean PM concentration is already in units of mass per mole of sample, 
MPM, multiply it by the total amount of dilution air, and 
the result is the total background mass of PM, mPM. Subtract 
total background masses from total mass to correct for background 
emissions.
    (b) You may determine the total flow of dilution air by a direct 
flow measurement. In this case, calculate the total mass of background 
as described in Sec.  1065.650(b), using the dilution air flow, 
ndil . Subtract the background mass from the total mass. Use 
the result in brake-specific emission calculations.
    (c) You may determine the total flow of dilution air from the total 
flow of diluted exhaust and a chemical balance of the fuel, intake air, 
and exhaust as described in Sec.  1065.655. In this case, calculate the 
total mass of background as described in Sec.  1065.650(b), using the 
total flow of diluted exhaust, ndexh, then multiply this 
result by the flow-weighted mean fraction of dilution air in diluted 
exhaust, xdil. Calculate xdil using flow-weighted 
mean concentrations of emissions in the chemical balance, as described 
in Sec.  1065.655. You may assume that your engine operates 
stoichiometrically, even if it is a lean-burn engine, such as a 
compression-ignition engine. Note that for lean-burn engines this 
assumption could result in an error in emission calculations. This 
error could occur because the chemical balances in Sec.  1065.655 
correct excess air passing through a lean-burn engine as if it was 
dilution air. If an emission concentration expected at the standard is 
about 100 times its dilution air background concentration, this error 
is negligible. However, if an emission concentration expected at the 
standard is similar to its background concentration, this error could 
be significant. If this error might affect your ability to show that 
your engines comply with applicable standards, we recommend that you 
remove background emissions from dilution air by HEPA filtration, 
chemical adsorption, or catalytic scrubbing. You might also consider 
using a partial-flow dilution technique such as a bag mini-diluter, 
which uses purified air as the dilution air.
    (d) The following is an example of using the flow-weighted mean 
fraction of dilution air in diluted exhaust, xdil, and the 
total mass of background emissions calculated using the total flow of 
diluted exhaust, ndexh, as described in Sec.  1065.650(b) :
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.146

[GRAPHIC]
[TIFF OMITTED]
TR13JY05.147

Example:

MNOx = 46.0055 g/mol
xbkgnd = 0.05 [mu]mol/mol = 0.05[middot]10-6 mol/
mol
ndexh = 23280.5 mol
xdil = 0.843
mbkgndNOxdexh = 46.0055 [middot]
0.05 [middot]
10-6 [middot]
23280.5
mbkgndNOxdexh = 0.0536 g
mbkgndNOx = 0.843 [middot]
0.0536
mbkgndNOx = 0.0452 g


Sec.  1065.670  NOX intake-air humidity and temperature 
corrections.

    See the standard-setting part to determine if you may correct 
NOX emissions for the effects of intake-air humidity or 
temperature. Use the NOX intake-air humidity andtemperature 
corrections specified in the standard-setting part instead of the 
NOX intake-air humidity correction specified in this part 
1065. If the standard-setting part allows correcting NOX 
emissions for intake-air humidity according to this part 1065, first 
apply any NOX corrections for background emissions and water 
removal from the exhaust sample, then correct NOX 
concentrations for intake-air humidity using one of the following 
approaches:
    (a) Correct for intake-air humidity using the following equation:
    [GRAPHIC]
[TIFF OMITTED]
TR13JY05.148
    
Example:
xNOxuncor = 700.5 [mu]mol/mol
xH2O = 0.022 mol/mol
xNOxcor = 700.5 [middot]
(9.953 [middot]
0.022 + 0.832)
xNOxcor = 736.2 [mu]mol/mol

    (b) Develop your own correction, based on good engineering 
judgment.


Sec.  1065.672  Drift correction.

    (a) Scope and frequency. Perform the calculations in this section 
to determine if gas analyzer drift invalidates the results of a test 
interval. If drift does not invalidate the results of a test interval, 
correct that test interval's gas analyzer responses for drift according 
to this section. Use the drift-corrected gas analyzer responses in all 
subsequent emission calculations. Note that the acceptable threshold 
for gas analyzer drift over a test interval is specified in Sec.  
1065.550 for both laboratory testing and field testing.
    (b) Correction principles. The calculations in this section utilize 
a gas analyzer's responses to reference zero and span concentrations of 
analytical gases, as determined sometime before and after a test 
interval. The calculations correct the gas analyzer's responses that 
were recorded during a test interval. The correction is based on an 
analyzer's mean responses to reference zero and span gases, and it is 
based on the reference concentrations of the zero and span gases 
themselves. Validate and correct for drift as follows:
    (c) Drift validation. After applying all the other corrections-
except drift correction-to all the gas analyzer signals, calculate 
brake-specific emissions according to Sec.  1065.650. Then correct all 
gas analyzer signals for drift according to this section. Recalculate 
brake-specific emissions using all of the drift-corrected gas analyzer 
signals. Validate and report the brake-specific

[[Page 40592]]

emission results before and after drift correction according to Sec.  
1065.550.
    (d) Drift correction. Correct all gas analyzer signals as follows:
    (1) Correct each recorded concentration, xi, for 
continuous sampling or for batch sampling, x.
    (2) Correct for drift using the following equation:
    [GRAPHIC]
[TIFF OMITTED]
TR13JY05.149
    
Where:

xidriftcorrected = concentration corrected for drift.
xrefzero = reference concentration of the zero gas, which is 
usually zero unless known to be otherwise.
xrefspan = reference concentration of the span gas.
xprespan = pre-test interval gas analyzer response to the 
span gas concentration.
xpostspan = post-test interval gas analyzer response to the 
span gas concentration.
xi or x = concentration recorded during test, before drift 
correction.
xprezero = pre-test interval gas analyzer response to the 
zero gas concentration.
xpostzero = post-test interval gas analyzer response to the 
zero gas concentration.

Example:
xrefzero = 0 [mu]mol/mol
xrefspan = 1800.0 [mu]mol/mol
xprespan = 1800.5 [mu]mol/mol
xpostspan = 1695.8 [mu]mol/mol
xi or x = 435.5 [mu]mol/mol
xprezero = 0.6 [mu]mol/mol
xpostzero = -5.2 [mu]mol/mol
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.150

xidriftcorrected = 450.8 [mu]mol/mol

    (3) For any pre-test interval concentrations, use concentrations 
determined most recently before the test interval. For some test 
intervals, the most recent pre-zero or pre-span might have occurred 
before one or more previous test intervals.
    (4) For any post-test interval concentrations, use concentrations 
determined most recently after the test interval. For some test 
intervals, the most recent post-zero or post-span might have occurred 
after one or more subsequent test intervals.
    (5) If you do not record any pre-test interval analyzer response to 
the span gas concentration, xprespan, set 
xprespan equal to the reference concentration of the span 
gas:

xprespan = xrefspan.

    (6) If you do not record any pre-test interval analyzer response to 
the zero gas concentration, xprezero, set 
xprezero equal to the reference concentration of the zero 
gas:

xprezero = xrefzero.

    (7) Usually the reference concentration of the zero gas, 
xrefzero, is zero: xrefzero = 0 [mu]mol/mol. 
However, in some cases you might you know that xrefzero has 
a non-zero concentration. For example, if you zero a CO2 
analyzer using ambient air, you may use the default ambient air 
concentration of CO2, which is 375 [mu]mol/mol. In this 
case, xrefzero = 375 [mu]mol/mol. Note that when you zero an 
analyzer using a non-zero xrefzero, you must set the 
analyzer to output the actual xrefzero concentration. For 
example, if xrefzero = 375 [mu]mol/mol, set the analyzer to 
output a value of 375 [mu]mol/mol when the zero gas is flowing to the 
analyzer.


Sec.  1065.675  CLD quench verification calculations.

    Perform CLD quench-check calculations as follows:
    (a) Calculate the amount of water in the span gas, 
xH2Ospan, assuming complete saturation at the span-gas 
temperature.
    (b) Estimate the expected amount of water and CO2 in the 
exhaust you sample, xH2Oexp and xCO2exp, 
respectively, by considering the maximum expected amounts of water in 
combustion air, fuel combustion products, and dilution air 
concentrations (if applicable).
    (c) Calculate water quench as follows:
    [GRAPHIC]
[TIFF OMITTED]
TR13JY05.151
    
Where:
quench = amount of CLD quench.

xNOdry = measured concentration of NO upstream of a bubbler, 
according to Sec.  1065.370.
xNOwet = measured concentration of NO downstream of a 
bubbler, according to Sec.  1065.370.
xH2Oexp = expected maximum amount of water entering the CLD 
sample port during emission testing.
xH2Omeas = measured amount of water entering the CLD sample 
port during the quench verification specified in Sec.  1065.370.
xNO,CO2 = measured concentration of NO when NO span gas is 
blended with

[[Page 40593]]

CO2 span gas, according to Sec.  1065.370.
xNO,N2 = measured concentration of NO when NO span gas is 
blended with N2 span gas, according to Sec.  1065.370.
xCO2exp = expected maximum amount of CO2 entering 
the CLD sample port during emission testing.
xCO2meas = measured amount of CO2 entering the 
CLD sample port during the quench verification specified in Sec.  
1065.370.

Example:
xNOdry = 1800.0 [mu]mol/mol
xNOwet = 1760.5 [mu]mol/mol
xH2Oexp = 0.030 mol/mol
xH2Omeas = 0.017 mol/mol
xNO,CO2 = 1480.2 [mu]mol/mol
xNO,N2 = 1500.8 [mu]mol/mol
xCO2exp = 2.00%
xCO2meas = 3.00%
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.152

quench = -0.00888 - 0.00915 = -1.80%


Sec.  1065.690  Buoyancy correction for PM sample media.

    (a) General. Correct PM sample media for their buoyancy in air if 
you weigh them on a balance. The buoyancy correction depends on the 
sample media density, the density of air, and the density of the 
calibration weight used to calibrate the balance. The buoyancy 
correction does not account for the buoyancy of the PM itself, because 
the mass of PM typically accounts for only (0.01 to 0.10)% of the total 
weight. A correction to this small fraction of mass would be at the 
most 0.010%.
    (b) PM sample media density. Different PM sample media have 
different densities. Use the known density of your sample media, or use 
one of the densities for some common sampling media, as follows:
    (1) For PTFE-coated borosilicate glass, use a sample media density 
of 2300 kg/m3.
    (2) For PTFE membrane (film) media with an integral support ring of 
polymethylpentene that accounts for 95% of the media mass, use a sample 
media density of 920 kg/m3.
    (3) For PTFE membrane (film) media with an integral support ring of 
PTFE, use a sample media density of 2144 kg/m3.
    (c) Air density. Because a PM balance environment must be tightly 
controlled to an ambient temperature of (22 ±1) [deg]C and a 
dewpoint of (9.5 ±1) [deg]C, air density is primarily 
function of atmospheric pressure. We therefore specify a buoyancy 
correction that is only a function of atmospheric pressure. Using good 
engineering judgment, you may develop and use your own buoyancy 
correction that includes the effects of temperature and dewpoint on 
density in addition to the effect of atmospheric pressure.
    (d) Calibration weight density. Use the stated density of the 
material of your metal calibration weight. The example calculation in 
this section uses a density of 8000 kg/m3, but you should 
know the density of your weight from the calibration weight supplier or 
the balance manufacturer if it is an internal weight.
    (e) Correction calculation. Correct the PM sample media for 
buoyancy using the following equations:
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.153

Where:

mcor = PM mass corrected for buoyancy.
muncor = PM mass uncorrected for buoyance.
[rho]air = density of air in balance environment.
pweight = density of calibration weight used to span 
balance.
pmedia = density of PM sample media, such as a filter.
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.154

Where:
pabs = absolute pressure in balance environment.
Mmix = molar mass of air in balance environment.
R = molar gas constant.
Tamb = absolute ambient temperature of balance environment.

Example:
pabs = 99.980 kPa
Tsat = Tdew = 9.5 [deg]C
Using Eq. 1065.645-2,
pH20 = 1.1866 kPa
Using Eq. 1065.645-3,
xH2O = 0.011868 mol/mol
Using Eq. 1065.640-8,
Mmix = 28.83563 g/mol
R = 8.314472 J/(mol[sdot]K)
Tamb = 20 [deg]C
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.155

pair = 1.18282 kg/m3
muncorr = 100.0000 mg
pweight = 8000 kg/m3
pmedia = 920 kg/m3
[GRAPHIC]
[TIFF OMITTED]
TR13JY05.156

mcor = 100.1139 mg


Sec.  1065.695  Data requirements.

    (a) To determine the information we require from engine tests, 
refer to the standard-setting part and request from your Designated 
Compliance Officer the format used to apply for certification or 
demonstrate compliance. We may require different information for 
different purposes, such as for certification applications, approval 
requests for alternate procedures, selective enforcement audits, 
laboratory audits, production-line test reports, and field-test 
reports.
    (b) See the standard-setting part and Sec.  1065.25 regarding 
recordkeeping.
    (c) We may ask you the following about your testing, and we may ask 
you for other information as allowed under the Act:

[[Page 40594]]

    (1) What approved alternate procedures did you use? For example:
    (i) Partial-flow dilution for proportional PM.
    (ii) CARB test procedures.
    (iii) ISO test procedures.
    (2) What laboratory equipment did you use? For example, the make, 
model, and description of the following:
    (i) Engine dynamometer and operator demand.
    (ii) Probes, dilution, transfer lines, and sample preconditioning 
components.
    (iii) Batch storage media (such as the bag material or PM filter 
material).
    (3) What measurement instruments did you use? For example, the 
make, model, and description of the following:
    (i) Speed and torque instruments.
    (ii) Flow meters.
    (iii) Gas analyzers.
    (iv) PM balance.
    (4) When did you conduct calibrations and performance checks and 
what were the results? For example, the dates and results of the 
following:
    (i) Linearity checks.
    (ii) Interference checks.
    (iii) Response checks.
    (iv) Leak checks.
    (v) Flow meter checks.
    (5) What engine did you test? For example, the following:
    (i) Manufacturer.
    (ii) Family name on engine label.
    (iii) Model.
    (iv) Model year.
    (v) Identification number.
    (6) How did you prepare and configure your engine for testing? 
Consider the following examples:
    (i) Dates, hours, duty cycle and fuel used for service 
accumulation.
    (ii) Dates and description of scheduled and unscheduled 
maintenance.
    (iii) Allowable pressure range of intake restriction.
    (iv) Allowable pressure range of exhaust restriction.
    (v) Charge air cooler volume.
    (vi) Charge air cooler outlet temperature, specified engine 
conditions and location of temperature measurement.
    (vii) Fuel temperature and location of measurement.
    (viii) Any aftertreatment system configuration and description.
    (ix) Any crankcase ventilation configuration and description (e.g., 
open, closed, PCV, crankcase scavenged).
    (7) How did you test your engine? For example:
    (i) Constant speed or variable speed.
    (ii) Mapping procedure (step or sweep).
    (iii) Continuous or batch sampling for each emission.
    (iv) Raw or dilute sampling; any dilution-air background sampling.
    (v) Duty cycle and test intervals.
    (vi) Cold-start, hot-start, warmed-up running.
    (vii) Absolute pressure, temperature, and dewpoint of intake and 
dilution air.
    (viii) Simulated engine loads, curb idle transmission torque value.
    (ix) Warm-idle speed value and any enhanced-idle speed value.
    (x) Simulated vehicle signals applied during testing.
    (xi) Bypassed governor controls during testing.
    (xii) Date, time, and location of test (e.g., dynamometer 
laboratory identification).
    (xiii) Cooling medium for engine and charge air.
    (xiv) Operating temperatures of coolant, head, and block.
    (xv) Natural or forced cool-down and cool-down time.
    (xvi) Canister loading.
    (8) How did you validate your testing? For example, results from 
the following:
    (i) Duty cycle regression statistics for each test interval.
    (ii) Proportional sampling.
    (iii) Drift.
    (iv) Reference PM sample media in PM-stabilization environment.
    (9) How did you calculate results? For example, results from the 
following:
    (i) Drift correction.
    (ii) Noise correction.
    (iii) ``Dry-to-wet'' correction.
    (iv) NMHC, CH4, and contamination correction.
    (v) NOX humidity correction.
    (vi) Brake-specific emission formulation--total mass divided by 
total work, mass rate divided by power, or ratio of mass to work.
    (vii) Rounding emission results.
    (10) What were the results of your testing? For example:
    (i) Maximum mapped power and speed at maximum power.
    (ii) Maximum mapped torque and speed at maximum torque.
    (iii) For constant-speed engines: no-load governed speed.
    (iv) For constant-speed engines: test torque.
    (v) For variable-speed engines: maximum test speed.
    (vi) Speed versus torque map.
    (vii) Speed versus power map.
    (viii) Brake-specific emissions over the duty cycle and each test 
interval.
    (ix) Brake-specific fuel consumption.
    (11) What fuel did you use? For example:
    (i) Fuel that met specifications of subpart H of this part.
    (ii) Alternate fuel.
    (iii) Oxygenated fuel.
    (12) How did you field test your engine? For example:
    (i) Data from paragraphs (c)(1), (3), (4), (5), and (9) of this 
section.
    (ii) Probes, dilution, transfer lines, and sample preconditioning 
components.
    (iii) Batch storage media (such as the bag material or PM filter 
material).
    (iv) Continuous or batch sampling for each emission.
    (v) Raw or dilute sampling; any dilution air background sampling.
    (vi) Cold-start, hot-start, warmed-up running.
    (vii) Intake and dilution air absolute pressure, temperature, 
dewpoint.
    (viii) Curb idle transmission torque value.
    (ix) Warm idle speed value, any enhanced idle speed value.
    (x) Date, time, and location of test (e.g., identify the testing 
laboratory).
    (xi) Proportional sampling validation.
    (xii) Drift validation.
    (xiii) Operating temperatures of coolant, head, and block.
    (xiv) Vehicle make, model, model year, identification number.

Subpart H--Engine Fluids, Test Fuels, Analytical Gases and Other 
Calibration Standards


Sec.  1065.701  General requirements for test fuels.

    (a) General. For all emission measurements, use test fuels that 
meet the specifications in this subpart, unless the standard-setting 
part directs otherwise. Section 1065.10(c)(1) does not apply with 
respect to test fuels. Note that the standard-setting parts generally 
require that you design your emission controls to function properly 
when using commercially available fuels, even if they differ from the 
test fuel.
    (b) Fuels meeting alternate specifications. We may allow you to use 
a different test fuel (such as California Phase 2 gasoline) if you show 
us that using it does not affect your ability to comply with all 
applicable emission standards using commercially available fuels.
    (c) Fuels not specified in this subpart. If you produce engines 
that run on a type of fuel (or mixture of fuels) that we do not specify 
in this subpart, you must get our written approval to establish the 
appropriate test fuel. You must show us all the following things before 
we can specify a different test fuel for your engines:
    (1) Show that this type of fuel is commercially available.
    (2) Show that your engines will use only the designated fuel in 
service.

[[Page 40595]]

    (3) Show that operating the engines on the fuel we specify would 
unrepresentatively increase emissions or decrease durability.
    (d) Fuel specifications. The fuel parameters specified in this 
subpart depend on measurement procedures that are incorporated by 
reference. For any of these procedures, you may instead rely upon the 
procedures identified in 40 CFR part 80 for measuring the same 
parameter. For example, we may identify different reference procedures 
for measuring gasoline parameters in 40 CFR 80.46.
    (e) Service accumulation and field testing fuels. If we do not 
specify a service-accumulation or field-testing fuel in the standard-
setting part, use an appropriate commercially available fuel such as 
those meeting minimum ASTM specifications from the following table:

          Table 1 of Sec.   1065.701.--Specifications for Service-Accumulation and Field-Testing Fuels
----------------------------------------------------------------------------------------------------------------
               Fuel type                               Subcategory                    ASTM specification \1\
----------------------------------------------------------------------------------------------------------------
Diesel................................  Light distillate and light blends with    D975-04c
                                         residual.
                                        Middle distillate.......................  D6751-03a
                                        Biodiesel (B100)........................  D6985-04a
Gasoline..............................  Motor vehicle and minor oxygenate blends  D4814-04b
                                        Ethanol (Ed75-85).......................  D5798-99
                                        Methanol (M70-M85)......................  D5797-96
Aviation fuel.........................  Aviation gasoline.......................  D910-04a
                                        Gas turbine.............................  D1655-04a
                                        Jet B wide cut..........................  D6615-04a
Gas turbine fuel......................  General.................................  D2880-03
----------------------------------------------------------------------------------------------------------------
\1\ All ASTM specifications are incorporated by reference in Sec.   1065.1010.

Sec.  1065.703  Distillate diesel fuel.

    (a) Distillate diesel fuels for testing must be clean and bright, 
with pour and cloud points adequate for proper engine operation.
    (b) There are three grades of #2 diesel fuel specified for 
use as a test fuel. See the standard-setting part to determine which 
grade to use. If the standard-setting part does not specify which grade 
to use, use good engineering judgment to select the grade that 
represents the fuel on which the engines will operate in use. The three 
grades are specified in Table 1 of this section.
    (c) You may use the following nonmetallic additives with distillate 
diesel fuels:
    (1) Cetane improver.
    (2) Metal deactivator.
    (3) Antioxidant, dehazer.
    (4) Rust inhibitor.
    (5) Pour depressant.
    (6) Dye.
    (7) Dispersant.
    (8) Biocide.

                                     Table 1 of Sec.   1065.703--Test Fuel Specifications for Distillate Diesel Fuel
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                    Reference procedure
               Item                          Units             Ultra low sulfur           Low sulfur             High sulfur                \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Cetane Number.....................  ......................  40-50                   40-50                   40-50                  ASTM D 613-03b
Distillation range:
    Initial boiling point.........  [deg]C................  171-204                 171-204                 171-204                ASTM D 86-04b
    10 pct. point.................  ......................  204-238                 204-238                 204-238
    50 pct. point.................  243-282...............  243-282                 243-282
    90 pct. point.................  293-332...............  293-332                 293-332
    Endpoint......................  321-366...............  321-366                 321-366
Gravity...........................  [deg]API..............  32-37                   32-37                   32-37                  ASTM D 287-92
Total sulfur......................  mg/kg.................  7-15                    300-500                 2000-4000              ASTM D 2622-03
Aromatics, minimum. (Remainder      g/kg..................  100                     100                     100                    ASTM D 5186-03
 shall be paraffins, naphthalenes,
 and olefins).
Flashpoint, min...................  [deg]C................  54                      54                      54                     ASTM D 93-02a
Viscosity.........................  cSt...................  2.0-3.2                 2.0-3.2                 2.0-3.2                ASTM D 445-04
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ All ASTM procedures are incorporated by reference in Sec.   1065.1010. See Sec.   1065.701(d) for other allowed procedures.

Sec.  1065.705 Residual fuel  [Reserved]


Sec.  1065.710  Gasoline.

    (a) Gasoline for testing must have octane values that represent 
commercially available fuels for the appropriate application.
    (b) There are two grades of gasoline specified for use as a test 
fuel. If the standard-setting part requires testing with fuel 
appropriate for low temperatures, use the test fuel specified for low-
temperature testing. Otherwise, use the test fuel specified for general 
testing. The two grades are specified in Table 1 of this section.

[[Page 40596]]



                       Table 1 of Sec.   1065.710.--Test Fuel Specifications for Gasoline
----------------------------------------------------------------------------------------------------------------
                                                                          Low-temperature   Reference  procedure
             Item                       Units           General testing       testing                1
----------------------------------------------------------------------------------------------------------------
Distillation Range:
    Initial boiling point....  [deg]C................  24-35 2.........  24-36...........  ASTM D 86-04b
    10% point................  ......do..............  49-57...........  37-48...........
    50% point................  ......do..............  93-110..........  82-101..........
    90% point................  ......do..............  149-163.........  158-174.........
    End point................  ......do..............  Maximum, 213....  Maximum, 212....
Hydrocarbon composition:
    1. Olefins...............  mm3/m3................  Maximum, 100,000  Maximum, 175,000  ASTM D 1319-03
    2. Aromatics.............  ......do..............  Maximum, 350,000  Maximum, 304,000
    3. Saturates.............  ......do..............  Remainder.......  Remainder.......
Lead (organic)...............  g/liter...............  Maximum, 0.013..  Maximum, 0.013..  ASTM D 3237-02
Phosphorous..................  g/liter...............  Maximum, 0.0013.  Maximum, 0.005..  ASTM D 3231-02
Total sulfur.................  mg/kg.................  Maximum, 80.....  Maximum, 80.....  ASTM D 1266-98
Volatility (Reid Vapor         kPa...................  60.0-63.4 2 3...  77.2-81.4.......  ASTM D 323-99a
 Pressure).
----------------------------------------------------------------------------------------------------------------
1 All ASTM procedures are incorporated by reference in Sec.   1065.1010. See Sec.   1065.701(d) for other
  allowed procedures.
2 For testing at altitudes above 1 219 m, the specified volatility range is (52 to 55) kPa and the specified
  initial boiling point range is (23.9 to 40.6) [deg]C.
3 For testing unrelated to evaporative emissions, the specified range is (55 to 63) kPa.

Sec.  1065.715  Natural gas.

    (a) Natural gas for testing must meet the specifications in the 
following table:

  Table 1 of Sec.   1065.715.--Test Fuel Specifications for Natural Gas
------------------------------------------------------------------------
             Item                               Value\1\
------------------------------------------------------------------------
1. Methane, CH4..............  Minimum, 0.87 mol/mol.
2. Ethane, C2H6..............  Maximum, 0.055 mol/mol.
3. Propane, C3H8.............  Maximum, 0.012 mol/mol.
4. Butane, C4H10.............  Maximum, 0.0035 mol/mol.
5. Pentane, C5H12............  Maximum, 0.0013 mol/mol.
6. C6 and higher.............  Maximum, 0.001 mol/mol.
7. Oxygen....................  Maximum, 0.001 mol/mol.
8. Inert gases (sum of CO2     Maximum, 0.051 mol/mol.
 and N2).
------------------------------------------------------------------------
\1\ All parameters are based on the reference procedures in ASTM D 1945-
  03 (incorporated by reference in Sec.  1065.1010). See Sec.
  1065.701(d) for other allowed procedures.

    (b) At ambient conditions, natural gas must have a distinctive odor 
detectable down to a concentration in air not more than one-fifth the 
lower flammable limit.


Sec.  1065.720  Liquefied petroleum gas.

    (a) Liquefied petroleum gas for testing must meet the 
specifications in the following table:

                Table 1 of Sec.   1065.720.--Test Fuel Specifications for Liquefied Petroleum Gas
----------------------------------------------------------------------------------------------------------------
                Item                            Value                         Reference Procedure\1\
----------------------------------------------------------------------------------------------------------------
1. Propane, C3H8...................  Minimum, 0.85 m3/m3........  ASTM D 2163-91
2. Vapor pressure at 38 [deg]C.....  Maximum, 1400 kPa..........  ASTM D 1267-02 or 2598-02 \2\
3. Volatility residue evaporated     Maximum, -38 [deg]C........  ASTM D 1837-02a
 temperature, 35 [deg]C).
4. Butanes.........................  Maximum, 0.05 m3/m3........  ASTM D 2163-91
5. Butenes.........................  Maximum, 0.02 m3/m3........  ASTM D 2163-91
6. Pentenes and heavier............  Maximum, 0.005 m3/m3.......  ASTM D 2163-91
7. Propene.........................  Maximum, 0.1 m3/m3.........  ASTM D 2163-91
8. Residual matter(residue on evap.  Maximum, 0.05 ml pass \3\..  ASTM D 2158-04
 of 100) ml oil stain observ.).
9. Corrosion, copper strip.........  Maximum, No. 1.............  ASTM D 1838-03
10. Sulfur.........................  Maximum, 80 mg/kg..........  ASTM D 2784-98
11. Moisture content...............  pass.......................  ASTM D 2713-91
----------------------------------------------------------------------------------------------------------------
\1\ All ASTM procedures are incorporated by reference in Sec.   1065.1010. See Sec.   1065.701(d) for other
  allowed procedures.
\2\ If these two test methods yield different results, use the results from ASTM D 1267-02.
\3\ The test fuel must not yield a persistent oil ring when you add 0.3 ml of solvent residue mixture to a
  filter paper in 0.1 ml increments and examine it in daylight after two minutes.


[[Page 40597]]

    (b) At ambient conditions, liquefied petroleum gas must have a 
distinctive odor detectable down to a concentration in air not more 
than one-fifth the lower flammable limit.


Sec.  1065.740  Lubricants.

    (a) Use commercially available lubricating oil that represents the 
oil that will be used in your engine in use.
    (b) You may use lubrication additives, up to the levels that the 
additive manufacturer recommends.


Sec.  1065.745  Coolants.

    (a) You may use commercially available antifreeze mixtures or other 
coolants that will be used in your engine in use.
    (b) For laboratory testing of liquid-cooled engines, you may use 
water with or without rust inhibitors.
    (c) For coolants allowed in paragraphs (a) and (b) of this section, 
you may use rust inhibitors and additives required for lubricity, up to 
the levels that the additive manufacturer recommends.


Sec.  1065.750  Analytical gases.

    Analytical gases must meet the accuracy and purity specifications 
of this section, unless you can show that other specifications would 
not affect your ability to show that your engines comply with all 
applicable emission standards.
    (a) Subparts C, D, F, and J of this part refer to the following gas 
specifications:
    (1) Use purified gases to zero measurement instruments and to blend 
with calibration gases. Use gases with contamination no higher than the 
highest of the following values in the gas cylinder or at the outlet of 
a zero-gas generator:
    (i) 2% contamination, measured relative to the flow-weighted mean 
concentration expected at the standard. For example, if you would 
expect a flow-weighted CO concentration of 100.0 mmol/mol, then you 
would be allowed to use a zero gas with CO contamination less than or 
equal to 2.000 mmol/mol.
    (ii) Contamination as specified in the following table:

                     Table 1 of Sec.   1065.750.--General Specifications for Purified Gases
----------------------------------------------------------------------------------------------------------------
               Constituent                       Purified air \1\                    Purified N2 \1\
----------------------------------------------------------------------------------------------------------------
THC (C1 equivalent)......................  < 0.05 [mu]mol/mol...........  <  0.05 [mu]mol/mol
CO.......................................  < 1 [mu]mol/mol..............  <  1 [mu]mol/mol
CO2......................................  <  10 [mu]mol/mol............  <  10 [mu]mol/mol
O2.......................................  0.205 to 0.215 mol/mol......  <  2 [mu]mol/mol
NOX......................................  <  0.02 [mu]mol/mol..........  <  0.02 [mu]mol/mol
----------------------------------------------------------------------------------------------------------------
\1\ We do not require these levels of purity to be NIST-traceable.

    (2) Use the following gases with a FID analyzer:
    (i) FID fuel. Use FID fuel with an H2 concentration of 
(0.400 ± 0.004) mol/mol, balance He. Make sure the mixture 
contains no more than 0.05 [mu]mol/mol THC.
    (ii) FID burner air. Use FID burner air that meets the 
specifications of purified air in paragraph (a)(1) of this section. For 
field testing, you may use ambient air.
    (iii) FID zero gas. Zero flame-ionization detectors with purified 
gas that meets the specifications in paragraph (a)(1) of this section, 
except that the purified gas O2 concentration may be any 
value. Note that FID zero balance gases may be any combination of 
purified air and purified nitrogen. We recommend FID analyzer zero 
gases that contain approximately the flow-weighted mean concentration 
of O2 expected during testing.
    (iv) FID propane span gas. Span and calibrate THC FID with span 
concentrations of propane, C3H8. Calibrate on a 
carbon number basis of one (C1). For example, if you use a 
C3H8 span gas of concentration 200 [mu]mol/mol, 
span a FID to respond with a value of 600 [mu]mol/mol. Note that FID 
span balance gases may be any combination of purified air and purified 
nitrogen. We recommend FID analyzer span gases that contain 
approximately the flow-weighted mean concentration of O2 
expected during testing.
    (v) FID methane span gas. If you always span and calibrate a 
CH4 FID with a nonmethane cutter, then span and calibrate 
the FID with span concentrations of methane, CH4. Calibrate 
on a carbon number basis of one (C1). For example, if you 
use a CH4 span gas of concentration 200 [mu]mol/mol, span a 
FID to respond with a value of 200 [mu]mol/mol. Note that FID span 
balance gases may be any combination of purified air and purified 
nitrogen. We recommend FID analyzer span gases that contain 
approximately the flow-weighted mean concentration of O2 
expected during testing.
    (3) Use the following gas mixtures, with gases traceable within 
± 1.0% of the NIST true value or other gas standards we 
approve:
    (i) CH4, balance purified synthetic air and/or 
N2 (as applicable).
    (ii) C2H6, balance purified synthetic air 
and/or N2 (as applicable).
    (iii) C3H8, balance purified synthetic air 
and/or N2 (as applicable).
    (iv) CO, balance purified N2.
    (v) CO2, balance purified N2.
    (vi) NO, balance purified N2.
    (vii) NO2, balance purified N2.
    (viii) O2, balance purified N2.
    (ix) C3H8, CO, CO2, NO, balance 
purified N2.
    (x) C3H8, CH4, CO, CO2, 
NO, balance purified N2.
    (4) You may use gases for species other than those listed in 
paragraph (a)(3) of thissection (such as methanol in air, which you may 
use to determine response factors), as long as they are traceable to 
within ±1.0 % of the NIST true value or other similar 
standards we approve, and meet the stability requirements of paragraph 
(b) of this section.
    (5) You may generate your own calibration gases using a precision 
blending device, such as a gas divider, to dilute gases with purified 
N2 or purified synthetic air. If your gas dividers meet the 
specifications in Sec.  1065.248, and the gases being blended meet the 
requirements of paragraphs (a)(1) and (3) of this section, the 
resulting blends are considered to meet the requirements of this 
paragraph (a).
    (b) Record the concentration of any calibration gas standard and 
its expiration date specified by the gas supplier.
    (1) Do not use any calibration gas standard after its expiration 
date, except as allowed by paragraph (b)(2) of this section.
    (2) Calibration gases may be relabeled and used after their 
expiration date as follows:
    (i) Alcohol/carbonyl calibration gases used to determine response 
factors according to subpart I of this part may be relabeled as 
specified in subpart I of this part.
    (ii) Other gases may be relabeled and used after the expiration 
date only if we approve it in advance.

[[Page 40598]]

    (c) Transfer gases from their source to analyzers using components 
that are dedicated to controlling and transferring only those gases. 
For example, do not use a regulator, valve, or transfer line for zero 
gas if those components were previously used to transfer a different 
gas mixture. We recommend that you label regulators, valves, and 
transfer lines to prevent contamination. Note that even small traces of 
a gas mixture in the dead volume of a regulator, valve, or transfer 
line can diffuse upstream into a high-pressure volume of gas, which 
would contaminate the entire high-pressure gas source, such as a 
compressed-gas cylinder.
    (d) To maintain stability and purity of gas standards, use good 
engineering judgment and follow the gas standard supplier's 
recommendations for storing and handling zero, span, and calibration 
gases. For example, it may be necessary to store bottles of condensable 
gases in a heated environment.


Sec.  1065.790  Mass standards.

    (a) PM balance calibration weights. Use PM balance calibration 
weights that are certified as NIST-traceable within 0.1 % uncertainty. 
Calibration weights may be certified by any calibration lab that 
maintains NIST-traceability. Make sure your lowest calibration weight 
has no greater than ten times the mass of an unused PM-sample medium.
    (b) Dynamometer calibration weights. [Reserved]

Subpart I--Testing With Oxygenated Fuels


Sec.  1065.801  Applicability.

    (a) This subpart applies for testing with oxygenated fuels. Unless 
the standard-setting part specifies otherwise, the requirements of this 
subpart do not apply for fuels that contain less than 25% oxygenated 
compounds by volume. For example, you generally do not need to follow 
the requirements of this subpart for tests performed using a fuel 
containing 10% ethanol and 90% gasoline, but you must follow these 
requirements for tests performed using a fuel containing 85% ethanol 
and 15% gasoline.
    (b) Section 1065.805 applies for all other testing that requires 
measurement of any alcohols or carbonyls.
    (c) This subpart specifies sampling procedures and calculations 
that are different than those used for non-oxygenated fuels. All other 
test procedures of this part 1065 apply for testing with oxygenated 
fuels.


Sec.  1065.805  Sampling system.

    (a) Proportionally dilute engine exhaust, and use batch sampling 
collect flow-weighted dilute samples of the applicable alcohols and 
carbonyls at a constant flow rate. You may not use raw sampling for 
alcohols and carbonyls.
    (b) You may collect background samples for correcting dilution air 
for background concentrations of alcohols and carbonyls.
    (c) Maintain sample temperatures within the dilution tunnel, 
probes, and sample lines less than 121 [deg]C but high enough to 
prevent aqueous condensation up to the point where a sample is 
collected. The maximum temperature limit is intended to prevent 
chemical reaction of the alcohols and carbonyls. The lower temperature 
limit is intended to prevent loss of the alcohols and carbonyls by 
dissolution in condensed water. Use good engineering judgment to 
minimize the amount of time that the undiluted exhaust is outside this 
temperature range to the extent practical. We recommend that you 
minimize the length of exhaust tubing before dilution. Extended lengths 
of exhaust tubing may require preheating, insulation, and cooling fans 
to limit excursions outside this temperature range.
    (d) You may bubble a sample of the exhaust through water to collect 
alcohols for later analysis. You may also use a photo-acoustic analyzer 
to quantify ethanol and methanol in an exhaust sample.
    (e) Sample the exhaust through cartridges impregnated with 2,4-
dinitrophenylhydrazine to collect carbonyls for later analysis. If the 
standard-setting part specifies a duty cycle that has multiple test 
intervals (such as multiple engine starts or an engine-off soak phase), 
you may proportionally collect a single carbonyl sample for the entire 
duty cycle.For example, if the standard-setting part specifies a six-
to-one weighting of hot-start to cold-start emissions, you may collect 
a single carbonyl sample for the entire duty cycle by using a hot-start 
sample flow rate that is six times the cold-start sample flow rate.
    (f) You may sample alcohols or carbonyls using ``California Non-
Methane Organic Gas Test Procedures'' (incorporated by reference in 
Sec.  1065.1010). If you use this method, follow its calculations to 
determine the mass of the alcohol/carbonyl in the exhaust sample, but 
follow subpart G of this part for all other calculations.
    (g) Use good engineering judgment to sample other oxygenated 
hydrocarbon compounds in the exhaust.


Sec.  1065.845  Response factor determination.

    Since FID analyzers generally have an incomplete response to 
alcohols and carbonyls, determine each FID analyzer's alcohol/carbonyl 
response factor (such as RFMeOH) after FID optimization. 
Formaldehyde response is assumed to be zero and does not need to be 
determined. Use the most recent alcohol/carbonyl response factors to 
compensate for alcohol/carbonyl response.
    (a) Determine the alcohol/carbonyl response factors as follows:
    (1) Select a C3H8 span gas that meets the 
specifications of Sec.  1065.750. Note that FID zero and span balance 
gases may be any combination of purified air or purified nitrogen that 
meets the specifications of Sec.  1065.750. We recommend FID analyzer 
zero and span gases that contain approximately the flow-weighted mean 
concentration of O2 expected during testing. Record the 
C3H8 concentration of the gas.
    (2) Select or prepare an alcohol/carbonyl calibration gas that 
meets the specifications of Sec.  1065.750 and has a concentration 
typical of the peak concentration expected at the hydrocarbon standard. 
Record the calibration concentration of the gas.
    (3) Start and operate the FID analyzer according to the 
manufacturer's instructions.
    (4) Confirm that the FID analyzer has been calibrated using 
C3H8. Calibrate on a carbon number basis of one 
(C1). For example, if you use a C3H8 
span gas of concentration 200 [mu]mol/mol, span the FID to respond with 
a value of 600 [mu]mol/mol.
    (5) Zero the FID. Note that FID zero and span balance gases may be 
any combination of purified air or purified nitrogen that meets the 
specifications of Sec.  1065.750. We recommend FID analyzer zero and 
span gases that contain approximately the flow-weighted mean 
concentration of O2 expected during testing.
    (6) Span the FID with the C3H8 span gas that 
you selected under paragraph (a)(1) of this section.
    (7) Introduce at the inlet of the FID analyzer the alcohol/carbonyl 
calibration gas that you selected under paragraph (a)(2) of this 
section.
    (8) Allow time for the analyzer response to stabilize. 
Stabilization time may include time to purge the analyzer and to 
account for its response.
    (9) While the analyzer measures the alcohol/carbonyl concentration, 
record 30 seconds of sampled data. Calculate the arithmetic mean of 
these values.
    (10) Divide the mean measured concentration by the recorded span 
concentration of the alcohol/carbonyl calibration gas. The result is 
the FID analyzer's response factor for alcohol/carbonyl, 
RFMeOH.

[[Page 40599]]

    (b) Alcohol/carbonyl calibration gases must remain within < plus-
minus>2% of the labeled concentration. You must demonstrate the 
stability based on a quarterly measurement procedure with a precision 
of ±2% percent or another method that we approve. Your 
measurement procedure may incorporate multiple measurements. If the 
true concentration of the gas changes deviates by more than < plus-
minus>2%, but less than ±10%, the gas may be relabeled with 
the new concentration.


Sec.  1065.850  Calculations.

    Use the calculations specified in Sec.  1065.665 to determine THCE 
or NMHCE.

Subpart J--Field Testing and Portable Emission Measurement Systems


Sec.  1065.901  Applicability.

    (a) Field testing. This subpart specifies procedures for field-
testing engines to determine brake-specific emissions using portable 
emission measurement systems (PEMS). These procedures are designed 
primarily for in-field measurements of engines that remain installed in 
vehicles or equipment in the field. Field-test procedures apply to your 
engines only as specified in the standard-setting part.
    (b) Laboratory testing. You may optionally use PEMS for any 
laboratory testing, as long as the standard-setting part does not 
prohibit it for certain types of laboratory testing, subject to the 
following provisions:
    (1) Follow the laboratory test procedures specified in this part 
1065, according to Sec.  1065.905(e).
    (2) Do not apply any PEMS-related field-testing adjustments or 
``measurement allowances'' to laboratory emission results or standards.
    (3) Do not use PEMS for laboratory measurements if it prevents you 
from demonstrating compliance with the applicable standards. Some of 
the PEMS requirements in this part 1065 are less stringent than the 
corresponding laboratory requirements. Depending on actual PEMS 
performance, you might therefore need to account for some additional 
measurement uncertainty when using PEMS for laboratory testing. If we 
ask, you must show us by engineering analysis that any additional 
measurement uncertainty due to your use of PEMS for laboratory testing 
is offset by the extent to which your engine's emissions are below the 
applicable standards. For example, you might show that PEMS versus 
laboratory uncertainty represents 5% of the standard, but your engine's 
deteriorated emissions are at least 20% below the standard for each 
pollutant.


Sec.  1065.905  General provisions.

    (a) General. Unless the standard-setting part specifies deviations 
from the provisions of this subpart, field testing and laboratory 
testing with PEMS must conform to the provisions of this subpart.
    (b) Field-testing scope. Field testing conducted under this subpart 
may include any normal in-use operation of an engine.
    (c) Field testing and the standard-setting part. This subpart J 
specifies procedures for field-testing various categories of engines. 
See the standard-setting part for specific provisions for a particular 
type of engine. Before using this subpart's procedures for field 
testing, read the standard-setting part to answer at least the 
following questions:
    (1) How many engines must I test in the field?
    (2) How many times must I repeat a field test on an individual 
engine?
    (3) How do I select vehicles for field testing?
    (4) What maintenance steps may I take before or between tests?
    (5) What data are needed for a single field test on an individual 
engine?
    (6) What are the limits on ambient conditions for field testing? 
Note that the ambient condition limits in Sec.  1065.520 do not apply 
for field testing.
    (7) Which exhaust constituents do I need to measure?
    (8) How do I account for crankcase emissions?
    (9) Which engine and ambient parameters do I need to measure?
    (10) How do I process the data recorded during field testing to 
determine if my engine meets field-testing standards? How do I 
determine individual test intervals? Note that ``test interval'' is 
defined in subpart K of this part 1065.
    (11) Should I warm up the test engine before measuring emissions, 
or do I need to measure cold-start emissions during a warm-up segment 
of in-use operation?
    (12) Do any unique specifications apply for test fuels?
    (13) Do any special conditions invalidate parts of a field test or 
all of a field test?
    (14) Does any special ``measurement allowance'' apply to field-test 
emission results or standards, based on using PEMS for field-testing 
versus using laboratory equipment and instruments for laboratory 
testing?
    (15) Do results of initial field testing trigger any requirement 
for additional field testing or laboratory testing?
    (16) How do I report field-testing results?
    (d) Field testing and this part 1065. Use the following 
specifications for field testing:
    (1) Use the applicability and general provisions of subpart A of 
this part.
    (2) Use equipment specifications in Sec.  1065.101 and in the 
sections from Sec.  1065.140 to the end of subpart B of this part. 
Section 1065.910 specifies additional equipment specific to field 
testing.
    (3) Use measurement instruments in subpart C of this part, except 
as specified in Sec.  1065.915.
    (4) Use calibrations and verifications in subpart D of this part, 
except as specified in Sec.  1065.920. Section 1065.920 also specifies 
additional calibrations and verifications for field testing.
    (5) Use the provisions of the standard-setting part for selecting 
and maintaining engines in the field instead of the specifications in 
subpart E of this part.
    (6) Use the procedures in Sec. Sec.  1065.930 and 1065.935 to start 
and run a field test. If you use a gravimetric balance for PM, weigh PM 
samples according to Sec. Sec.  1065.590 and 1065.595.
    (7) Use the calculations in subpart G of this part to calculate 
emissions over each test interval. Note that ``test interval'' is 
defined in subpart K of this part 1065, and that the standard setting 
part indicates how to determine test intervals for your engine.
    Section 1065.940 specifies additional calculations for field 
testing. Use any calculations specified in the standard-setting part to 
determine if your engines meet the field-testing standards. The 
standard-setting part may also contain additional calculations that 
determine when further field testing is required.
    (8) Use a typical in-use fuel meeting the specifications of Sec.  
1065.701(d).
    (9) Use the lubricant and coolant specifications in Sec.  1065.740 
and Sec.  1065.745.
    (10) Use the analytical gases and other calibration standards in 
Sec.  1065.750 and Sec.  1065.790.
    (11) If you are testing with oxygenated fuels, use the procedures 
specified for testing with oxygenated fuels in subpart I of this part.
    (12) Apply the definitions and reference materials in subpart K of 
this part.
    (e) Laboratory testing using PEMS. Use the following specifications 
when using PEMS for laboratory testing:
    (1) Use the applicability and general provisions of subpart A of 
this part.
    (2) Use equipment specifications in subpart B of this part. Section 
1065.910

[[Page 40600]]

specifies additional equipment specific to testing with PEMS.
    (3) Use measurement instruments in subpart C of this part, except 
as specified in Sec.  1065.915.
    (4) Use calibrations and verifications in subpart D of this part, 
except as specified in Sec.  1065.920. Section 1065.920 also specifies 
additional calibration and verifications for PEMS.
    (5) Use the provisions of Sec.  1065.401 for selecting engines for 
testing. Use the provisions of subpart E of this part for maintaining 
engines, except as specified in the standard-setting part.
    (6) Use the procedures in subpart F of this part and in the 
standard-setting part to start and run a laboratory test.
    (7) Use the calculations in subpart G of this part to calculate 
emissions over the applicable duty cycle. Section 1065.940 specifies 
additional calculations for testing with PEMS.
    (8) Use a fuel meeting the specifications of subpart H of this 
part, as specified in the standard-setting part.
    (9) Use the lubricant and coolant specifications in Sec.  1065.740 
and Sec.  1065.745.
    (10) Use the analytical gases and other calibration standards in 
Sec.  1065.750 and Sec.  1065.790.
    (11) If you are testing with oxygenated fuels, use the procedures 
specified for testing with oxygenated fuels in subpart I of this part.
    (12) Apply the definitions and reference materials in subpart K of 
this part.
    (f) Summary. The following table summarizes the requirements of 
paragraphs (d) and (e) of this section:

  Table 1 of Sec.   1065.905.--Summary of Testing Requirements That are
                  Specified Outside of This Subpart J 1
------------------------------------------------------------------------
                                                      Applicability for
           Subpart              Applicability for    laboratory testing
                                  field testing           with PEMS
------------------------------------------------------------------------
A: Applicability and general  Use all.............  Use all.
 provisions.
B: Equipment for testing....  Use Sec.   1065.101   Use all. Sec.
                               and Sec.   1065.140   1065.910 specifies
                               through the end of    equipment specific
                               subpart B. Sec.       to laboratory
                               1065.910 specifies    testing with PEMS.
                               equipment specific
                               to field testing.
C: Measurement instruments..  Use all.............  Use all.
                              Sec.   1065.915       Sec.   1065.915
                               allows deviations.    allows deviations.
D: Calibrations and           Use all.............  Use all.
 verifications.
                              Sec.   1065.920       Sec.   1065.920
                               allows deviations,    allows deviations,
                               but also has          but also has
                               additional            additional
                               specifications.       specifications.
E: Test engine selection,     Do not use..........  Use all.
 maintenance, and durability. Use standard-setting
                               part.
F: Running an emission test   Use Sec.  Sec.        Use all.
 in the laboratory.            1065.590 and
                               1065.595 for PM.
                              Sec.   1065.930 and
                               Sec.   1065.935 to
                               start and run a
                               field test..
G: Calculations and data      Use all.............  Use all.
 requirements.
                              Use standard-setting  Use standard-setting
                               part.                 part.
                              Sec.   1065.940 has   Sec.   1065.940 has
                               additional            additional
                               calculation           calculation
                               instructions.         instructions.
H: Fuels, engine fluids,      Use fuels specified   Use fuels from
 analytical gases, and other   in Sec.               subpart H of this
 calibration materials.        1065.701(d).          part as specified
                                                     in standard-setting
                                                     part.
                              Use lubricant and     Use lubricant and
                               coolant               coolant
                               specifications in     specifications in
                               Sec.   1065.740 and   subpart H of this
                               Sec.   1065.745.      part.
                              Use analytical gas    Use analytical gas
                               specifications and    specifications and
                               other calibration     other calibration
                               standards in Sec.     standards in Sec.
                               1065.750 and Sec.     1065.750 and Sec.
                               1065.790.             1065.790.
I: Testing with oxygenated    Use all.............  Use all.
 fuels.
K: Definitions and reference  Use all.............  Use all.
 materials.
------------------------------------------------------------------------
1 Refer to paragraphs (d) and (e) of this section for complete
  specifications.

Sec.  1065.910  PEMS auxiliary equipment for field testing.

    For field testing you may use various types of auxiliary equipment 
to attach PEMS to a vehicle or engine and to power PEMS.
    (a) When you use PEMS, you will likely route engine exhaust to a 
raw-exhaust flow meter and sample probes. Route the engine exhaust as 
follows:
    (1) Flexible connections. Use short flexible connectors at the end 
of the engine's exhaust pipe.
    (i) You may use flexible connectors to enlarge or reduce the 
exhaust-pipe diameter to match that of your test equipment.
    (ii) Use flexible connectors that do not exceed a length of three 
times their largest inside diameter.
    (iii) Use four-ply silicone-fiberglass fabric with a temperature 
rating of at least 315 [deg]C for flexible connectors. You may use 
connectors with a spring-steel wire helix for support and you may use 
Nomex\TM\ coverings or linings for durability. You may also use any 
other material with equivalent permeation-resistance and durability, as 
long as it seals tightly around tailpipes and does not react with 
exhaust.
    (iv) Use stainless-steel hose clamps to seal flexible connectors to 
the outside diameter of tailpipes, or use clamps that seal 
equivalently.
    (v) You may use additional flexible connectors to connect to flow 
meters and sample probe locations.
    (2) Raw exhaust tubing. Use rigid 300 series stainless steel tubing 
to connect between flexible connectors. Tubing may be straight or bent 
to accommodate vehicle geometry. You may use ``T'' or ``Y'' fittings 
made of 300 series stainless steel tubingto join exhaust from multiple 
tailpipes, or you may cap or plug redundant tailpipes if the engine 
manufacturer recommends it.
    (3) Exhaust back pressure. Use connectors and tubing that do not 
increase back pressure so much that it exceeds the manufacturer's 
maximum specified exhaust restriction. You may verify this at the 
maximum exhaust flow rate by measuring back pressure at the 
manufacturer-specified location with your system connected. You may 
also perform an engineering analysis to verify proper back pressure, 
taking into account the maximum exhaust flow rate expected, the field 
test system's flexible connectors, and the tubing's characteristics for 
pressure drops versus flow.

[[Page 40601]]

    (b) For vehicles or other motive equipment, we recommend installing 
PEMS in the same location where passenger might sit. Follow PEMS 
manufacturer instructions for installing PEMS in vehicle cargo spaces, 
vehicle trailers, or externally such that PEMS is directly exposed to 
the outside environment. Locate PEMS where it will be subject to 
minimal sources of the following parameters:
    (1) Ambient temperature changes.
    (2) Ambient pressure changes.
    (3) Electromagnetic radiation.
    (4) Mechanical shock and vibration.
    (5) Ambient hydrocarbons--if using a FID analyzer that uses ambient 
air as FID burner air.
    (c) Mounting hardware. Use mounting hardware as required for 
securing flexible connectors, exhaust tubing, ambient sensors, and 
other equipment. Use structurally sound mounting points such as vehicle 
frames, trailer hitch receivers, and payload tie-down fittings. We 
recommend mounting hardware such as clamps, suction cups, and magnets 
that are specifically designed for vehicle applications. We also 
recommend considering mounting hardware such as commercially available 
bicycle racks, trailer hitches, and luggage racks.
    (d) Electrical power. Field testing may require portable electrical 
power to run your test equipment. Power your equipment, as follows:
    (1) You may use electrical power from the vehicle, up to the 
highest power level, such that all the following are true:
    (i) The vehicle power system is capable of safely supplying your 
power, such that your demand does not overload the vehicle's power 
system.
    (ii) The engine emissions do not change significantly when you use 
vehicle power.
    (iii) The power you demand does not increase output from the engine 
by morethan 1% of its maximum power.
    (2) You may install your own portable power supply. For example, 
you may use batteries, fuel cells, a portable generator, or any other 
power supply to supplement or replace your use of vehicle power. 
However, you must not supply power to the vehicle's power system under 
any circumstances.


Sec.  1065.915  PEMS instruments.

    (a) Instrument specifications. We recommend that you use PEMS that 
meet the specifications of subpart C of this part. For field testing of 
for laboratory testing with PEMS, the specifications in the following 
table apply instead of the specifications in Table 1 of Sec.  1065.205.

                                Table 1 of Sec.   1065.915.--Recommended Minimum PEMS Measurement Instrument Performance
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                 Measured quantity  Rise time and fall   Recording update                      Repeatability
          Measurement                 symbol               time             frequency        Accuracy \1\           \1\                Noise \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Engine speed transducer.......  fn................  1 s...............  1 Hz means.......  5.0% of pt. or    2.0% of pt. or    0.5% of max.
                                                                                            1.0% of max.      1.0% of max.
Engine torque estimator, BSFC   T or BSFC.........  1 s...............  1 Hz means.......  8.0% of pt. or    2.0% of pt. or    1.0% of max.
 (This is a signal from an                                                                  5% of max.        1.0% of max.
 engine's ECM).
General pressure transducer     p.................  5 s...............  1 Hz.............  5.0% of pt. or    2.0% of pt. or    1.0% of max.
 (not a part of another                                                                     5.0% of max.      0.5% of max.
 instrument).
Atmospheric pressure meter....  patmos............  50 s..............  0.1 Hz...........  250 Pa..........  200 Pa..........  100 Pa.
General temperature sensor      T.................  5 s...............  1 Hz.............  1.0% of pt. K or  0.5% of pt. K or  0.5% of max 0.5 K.
 (not a part of another                                                                     5 K.              2 K.
 instrument).
General dewpoint sensor.......  Tdew..............  50 s..............  0.1 Hz...........  3 K.............  1 K.............  1 K.
Exhaust flow meter............  n.................  1 s...............  1 Hz means.......  5.0% of pt. or    2.0% of pt......  2.0% of max.
                                                                                            3.0% of max.
Dilution air, inlet air,        n.................  1 s...............  1 Hz means.......  2.5% of pt. or    1.25% of pt. or   1.0% of max.
 exhaust, and sample flow                                                                   1.5% of max.      0.75% of max.
 meters.
Continuous gas analyzer.......  X.................  5 s...............  1 Hz.............  4.0% of pt. or    2.0% of pt. or    1.0% of max.
                                                                                            4.0% of meas.     2.0% of meas.
Gravimetric PM balance........  mPM...............  N/A...............  N/A..............  See Sec.          0.5 [mu]g.......  N/A
                                                                                            1065.790.
Inertial PM balance...........  mPM...............  5 s...............  1 Hz.............  4.0% of pt. or    2.0% of pt. or    1.0% of max.
                                                                                            4.0% of meas.     2.0% of meas.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Accuracy, repeatability, and noise are all determined with the same collected data, as described in Sec.   1065.305, and based on absolute values.
  ``pt.'' refers to the overall flow-weighted mean value expected at the standard; ``max.'' refers to the peak value expected at the standard over any
  test interval, not the maximum of the instrument's range; ``meas'' refers to the actual flow-weighted mean measured over any test interval.

    (b) Redundant measurements. For all PEMS described in this subpart, 
you may use data from multiple instruments to calculate test results 
for a single test. If you use redundant systems, use good engineering 
judgment to use multiple measured values in calculations or to 
disregard individual measurements. Note that you must keep your results 
from all measurements, as described in Sec.  1065.25. This requirement 
applies whether or not you actually use the measurements in your 
calculations.
    (c) Field-testing ambient effects on PEMS. PEMS must be only 
minimally affected by ambient conditions such as temperature, pressure, 
humidity, physical orientation, mechanical shock and vibration, 
electromagnetic radiation, and ambient hydrocarbons. Follow the PEMS 
manufacturer's instructions for proper installation to isolate PEMS 
from ambient conditions that affect their performance. If a PEMS is 
inherently affected by ambient conditions that you cannot control, you 
must monitor those conditions and adjust the PEMS signals to compensate 
for the ambient effect. The standard-setting part may also specify the 
use of one or more field-testing adjustments or ``measurement 
allowances'' that you apply to results or standards to account for 
ambient effects on PEMS.
    (d) ECM signals. You may use signals from the engine's electronic 
control module (ECM) in place of values measured by individual 
instruments within a PEMS, subject to the following provisions:
    (1) Recording ECM signals. If your ECM updates a broadcast signal 
more frequently than 1 Hz, take one of the following steps:
    (i) Use PEMS to sample and record the signal's value more 
frequently--up

[[Page 40602]]

to 5 Hz maximum. Calculate and record the 1 Hz mean of the more 
frequently updated data.
    (ii) Use PEMS to electronically filter the ECM signals to meet the 
rise time and fall time specifications in Table 1 of this section. 
Record the filtered signal at 1 Hz.
    (2) Omitting ECM signals. Replace any discontinuous or irrational 
ECM data with linearly interpolated values from adjacent data.
    (3) Aligning ECM signals with other data. You must perform time-
alignment and dispersion of ECM signals, according to PEMS manufacturer 
instructions and using good engineering judgment.
    (4) ECM signals for determining test intervals. You may use any 
combination of ECM signals, with or without other measurements, to 
determine the start-time and end-time of a test interval.
    (5) ECM signals for determining brake-specific emissions. You may 
use any combination of ECM signals, with or without other measurements, 
to estimate engine speed, torque, and brake-specific fuel consumption 
(BSFC, in units of mass of fuel per kW-hr) for use in brake-specific 
emission calculations. We recommend that the overall performance of any 
speed, torque, or BSFC estimator should meet the performance 
specifications in Table 1 of this section. We recommend using one of 
the following methods:
    (i) Speed. Use the engine speed signal directly from the ECM. This 
signal is generally accurate and precise. You may develop your own 
speed algorithm based on other ECM signals.
    (ii) Torque. Use one of the following:
    (A) ECM torque. Use the engine-torque signal directly from the ECM, 
if broadcast. Determine if this signal is proportional to indicated 
torque or brake torque. If it is proportional to indicated torque, 
subtract friction torque from indicated torque and record the result as 
brake torque. Friction torque may be a separate signal broadcast from 
the ECM or you may have to determine it from laboratory data as a 
function of engine speed.
    (B) ECM %-load. Use the %-load signal directly from the ECM, if 
broadcast. Determine if this signal is proportional to indicated torque 
or brake torque. If it is proportional to indicated torque, subtract 
the minimum %-load value from the %-load signal. Multiply this result 
by the maximum brake torque at the corresponding engine speed. Maximum 
brake torque versus speed information is commonly published by the 
engine manufacturer.
    (C) Your algorithms. You may develop and use your own combination 
of ECM signals to determine torque.
    (iii) BSFC. Use one of the following:
    (A) Use ECM engine speed and ECM fuel flow signals to interpolate 
brake-specific fuel consumption data, which might be available from an 
engine laboratory as a function of ECM engine speed and ECM fuel 
signals.
    (B) Use a single BSFC value that approximates the BSFC value over a 
test interval (as defined in subpart K of this part). This value may be 
a nominal BSFC value for all engine operation determined over one or 
more laboratory duty cycles, or it may be any other BSFC that we 
approve. If you use a nominal BSFC, we recommend that you select a 
value based on the BSFC measured over laboratory duty cycles that best 
represent the range of engine operation that defines a test interval 
for field-testing.
    (C) You may develop and use your own combination of ECM signals to 
determine BSFC.
    (iv) Other ECM signals. You may ask to use other ECM signals for 
determining brake-specific emissions, such as ECM fuel flow or ECM air 
flow. We must approve the use of such signals in advance.
    (6) Permissible deviations. ECM signals may deviate from the 
specifications of this part 1065, but the expected deviation must not 
prevent you from demonstrating that you meet the applicable standards. 
For example, your emission results may be sufficiently below an 
applicable standard, such that the deviation would not significantly 
change the result. As another example, a very low engine-coolant 
temperature may define a logical statement that determines when a test 
interval may start. In this case, even if the ECM's sensor for 
detecting coolant temperature was not very accurate or repeatable, its 
output would never deviate so far as to significantly affect when a 
test interval may start.


Sec.  1065.920  PEMS Calibrations and verifications.

    (a) Subsystem calibrations and verifications. Use all the 
applicable calibrations and verifications in subpart D of this part, 
including the linearity verifications in Sec.  1065.307, to calibrate 
and verify PEMS. Note that a PEMS does not have to meet the system-
response specifications of Sec.  1065.308 if it meets the overall 
verification described in paragraph (b) of this section.
    (b) Overall verification. We require only that you maintain a 
record showing that the particular make, model, and configuration of 
your PEMS meets this verification. We recommend that you generate your 
own record to show that your specific PEMS meets this verification, but 
you may also rely on data and other information from the PEMS 
manufacturer. If you upgrade or change the configuration of your PEMS, 
your record must show that your new configuration meets this 
verification. The verification consists of operating an engine over a 
duty cycle in the laboratory and statistically comparing data generated 
and recorded by the PEMS with data simultaneously generated and 
recorded by laboratory equipment as follows:
    (1) Mount an engine on a dynamometer for laboratory testing. 
Prepare the laboratory and PEMS for emission testing, as described in 
this part, to get simultaneous measurements. We recommend selecting an 
engine with emission levels close to the applicable duty-cycle 
standards, if possible.
    (2) Select or create a duty cycle that has all the following 
characteristics:
    (i) Engine operation that represents normal in-use speeds, loads, 
and degree of transient activity. Consider using data from previous 
field tests to generate a cycle.
    (ii) A duration of (20 to 40) min.
    (iii) At least 50% of engine operating time must include at least 
10 valid test intervals for calculating emission levels for field 
testing. For example, for highway compression-ignition engines, select 
a duty cycle in which at least 50% of the engine operating time can be 
used to calculate valid NTE events.
    (3) Starting with a warmed-up engine, run a valid emission test 
with the duty cycle from paragraph (b)(2) of this section. The 
laboratory and PEMS must both meet applicable validation requirements, 
such as drift validation, hydrocarbon contamination validation, and 
proportional validation.
    (4) Determine the brake-specific emissions for each test interval 
for both laboratory and the PEMS measurements, as follows:
    (i) For both laboratory and PEMS measurements, use identical values 
to determine the beginning and end of each test interval.
    (ii) For both laboratory and PEMS measurements, use identical 
values to determine total work over each test interval.
    (iii) Apply any ``measurement allowance'' to the PEMS data. If the 
measurement allowance is normally added to the standard, subtract the 
measurement allowance from the PEMS brake-specific emission result.
    (iv) Round results to the same number of significant digits as the 
standard.

[[Page 40603]]

    (5) Repeat the engine duty cycle and calculations until you have at 
least 100 valid test intervals.
    (6) For each test interval and emission, subtract the lab result 
from the PEMS result.
    (7) If for each constituent, the PEMS passes this verification if 
any one of the following are true:
    (i) 91% or more of the differences are zero or less than zero.
    (ii) The entire set of test-interval results passes the 95% 
confidence alternate-procedure statistics for field testing (t-test and 
F-test) specified in subpart A of this part.


Sec.  1065.925  PEMS preparation for field testing.

    Take the following steps to prepare PEMS for field testing:
    (a) Verify that ambient conditions at the start of the test are 
within the limits specified in the standard-setting part. Continue to 
monitor these values to determine if ambient conditions exceed the 
limits during the test.
    (b) Install a PEMS and any accessories needed to conduct a field 
test.
    (c) Power the PEMS and allow pressures, temperatures, and flows to 
stabilize to their operating set points.
    (d) Bypass or purge any gaseous sampling PEMS instruments with 
ambient air until sampling begins to prevent system contamination from 
excessive cold-start emissions.
    (e) Conduct calibrations and verifications.
    (f) Operate any PEMS dilution systems at their expected flow rates 
using a bypass.
    (g) If you use a gravimetric balance to determine whether an engine 
meets an applicable PM standard, follow the procedures for PM sample 
preconditioning and tare weighing as described in Sec.  1065.590. 
Operate the PM-sampling system at its expected flow rates using a 
bypass.
    (h) Verify the amount of contamination in the PEMS HC sampling 
system as follows:
    (1) Select the HC analyzers' ranges for measuring the maximum 
concentration expected at the HC standard.
    (2) Zero the HC analyzers using a zero gas introduced at the 
analyzer port. When zeroing the FIDs, use the FIDs' burner air that 
would be used for in-use measurements (generally either ambient air or 
a portable source of burner air).
    (3) Span the HC analyzers using span gas introduced at the analyzer 
port. When spanning the FIDs, use the FIDs' burner air that would be 
used in-use (for example, use ambient air or a portable source of 
burner air).
    (4) Overflow zero air at the HC probe or into a fitting between the 
HC probe and the transfer line.
    (5) Measure the HC concentration in the sampling system:
    (i) For continuous sampling, record the mean HC concentration as 
overflow zero air flows.
    (ii) For batch sampling, fill the sample medium and record its mean 
concentration.
    (6) Record this value as the initial HC concentration, 
xHCinit, and use it to correct measured values as described 
in Sec.  1065.660.
    (7) If the initial HC concentration exceeds the greater of the 
following values, determine the source of the contamination and take 
corrective action, such as purging the system or replacing contaminated 
portions:
    (i) 2% of the flow-weighted mean concentration expected at the 
standard or measured during testing.
    (ii) 2 [mu]mol/mol.
    (8) If corrective action does not resolve the deficiency, you use a 
contaminated HC system if it does not prevent you from demonstrating 
compliance with the applicable emission standards.


Sec.  1065.930  Engine starting, restarting, and shutdown.

    Unless the standard-setting part specifies otherwise, start, 
restart, and shut down the test engine for field testing as follows:
    (a) Start or restart the engine as described in the owners manual.
    (b) If the engine does not start after 15 seconds of cranking, stop 
cranking and determine the reason it failed to start. However, you may 
crank the engine longer than 15 seconds, as long as the owners manual 
or the service-repair manual describes the longer cranking time as 
normal.
    (c) Respond to engine stalling with the following steps:
    (1) If the engine stalls during a required warm-up before emission 
sampling begins, restart the engine and continue warm-up.
    (2) If the engine stalls at any other time after emission sampling 
begins, restart the engine and continue testing.
    (d) Shut down and restart the engine according to the 
manufacturer's specifications, as needed during normal operation in-
use, but continue emission sampling until the field test is complete.


Sec.  1065.935  Emission test sequence for field testing.

    (a) Time the start of field testing as follows:
    (1) If the standard-setting part requires only hot-stabilized 
emission measurements, operate the engine in-use until the engine 
coolant, block, or head absolute temperature is within ±10% 
of its mean value for the previous 2 min or until an engine thermostat 
controls engine temperature with coolant or air flow.
    (2) If the standard-setting part requires hot-start emission 
measurements, shut down the engine after at least 2 min at the 
temperature tolerance specified in paragraph (a)(1) of this section. 
Start the field test within 20 min of engine shutdown.
    (3) If the standard-setting part requires cold-start emission 
measurements, proceed to the steps specified in paragraph (b) of this 
section.
    (b) Take the following steps before emission sampling begins:
    (1) For batch sampling, connect clean storage media, such as 
evacuated bags or tare-weighed PM sample media.
    (2) Operate the PEMS according to the instrument manufacturer's 
instructions and using good engineering judgment.
    (3) Operate PEMS heaters, dilution systems, sample pumps, cooling 
fans, and the data-collection system.
    (4) Pre-heat or pre-cool PEMS heat exchangers in the sampling 
system to within their tolerances for operating temperatures.
    (5) Allow all other PEMS components such as sample lines, filters, 
and pumps to stabilize at operating temperature.
    (6) Verify that no significant vacuum-side leak exists in the PEMS, 
as described in Sec.  1065.345.
    (7) Adjust PEMS flow rates to desired levels, using bypass flow if 
applicable.
    (8) Zero and span all PEMS gas analyzers using NIST-traceable gases 
that meet the specifications of Sec.  1065.750.
    (c) Start testing as follows:
    (1) Before the start of the first test interval, zero or re-zero 
any PEMS electronic integrating devices, as needed.
    (2) If the engine is already running and warmed up and starting is 
not part of field testing, start the field test by simultaneously 
starting to sample exhaust, record engine and ambient data, and 
integrate measured values using a PEMS.
    (3) If engine starting is part of field testing, start field 
testing by simultaneously starting to sample from the exhaust system, 
record engine and ambient data, and integrate measured values using a 
PEMS. Then start the engine.
    (d) Continue the test as follows:
    (1) Continue to sample exhaust, record data and integrate measured 
values throughout normal in-use operation of the engine.

[[Page 40604]]

    (2) Between each test interval, zero or re-zero any electronic 
integrating devices, and reset batch storage media, as needed.
    (3) The engine may be stopped and started, but continue to sample 
emissions throughout the entire field test.
    (4) Conduct periodic verifications such as zero and span 
verifications on PEMS gas analyzers, as recommended by the PEMS 
manufacturer or as indicated by good engineering judgment. Results from 
these verifications will be used to calculate and correct for drift 
according to paragraph (g) of this section. Do not include data 
recorded during verifications in emission calculations.
    (5) You may periodically condition and analyze batch samples in-
situ, including PM samples; for example you may condition an inertial 
PM balance substrate if you use an inertial balance to measure PM.
    (6) You may have personnel monitoring and adjusting the PEMS during 
a test, or you may operate the PEMS unattended.
    (e) Stop testing as follows
    (1) Continue sampling as needed to get an appropriate amount of 
emission measurement, according to the standard setting part. If the 
standard-setting part does not describe when to stop sampling, develop 
a written protocol before you start testing to establish how you will 
stop sampling. You may not determine when to stop testing based on 
measured values.
    (2) At the end of the field test, allow the sampling systems' 
response times to elapse and then stop sampling. Stop any integrators 
and indicate the end of the test cycle on the data-collection medium.
    (3) You may shut down the engine before or after you stop sampling.
    (f) For any proportional batch sample, such as a bag sample or PM 
sample, verify for each test interval whether or not proportional 
sampling was maintained according to Sec.  1065.545. Void the sample 
for any test interval that did not maintain proportional sampling 
according to Sec.  1065.545.
    (g) Take the following steps after emission sampling is complete:
    (1) As soon as practical after the emission sampling, analyze any 
gaseous batch samples.
    (2) If you used dilution air, either analyze background samples or 
assume that background emissions were zero. Refer to Sec.  1065.140 for 
dilution-air specifications.
    (3) After quantifying all exhaust gases, record mean analyzer 
values after stabilizing a zero gas to each analyzer, then record mean 
analyzer values after stabilizing the span gas to the analyzer. 
Stabilization may include time to purge an analyzer of any sample gas, 
plus any additional time to account for analyzer response. Use these 
recorded values to correct for drift as described in Sec.  1065.550.
    (4) Invalidate any test intervals that do not meet the range 
criteria in Sec.  1065.550. Note that it is acceptable that analyzers 
exceed 100% of their ranges when measuring emissions between test 
intervals, but not during test intervals. You do not have to retest an 
engine in the field if the range criteria are not met.
    (5) Invalidate any test intervals that do not meet the drift 
criterion in Sec.  1065.550. For test intervals that do meet the drift 
criterion, correct those test intervals for drift according to Sec.  
1065.672 and use the drift corrected results in emissions calculations.
    (6) Unless you weighed PM in-situ, such as by using an inertial PM 
balance, place any used PM samples into covered or sealed containers 
and return them to the PM-stabilization environment and weigh them as 
described in Sec.  1065.595.


Sec.  1065.940  Emission calculations.

    Perform emission calculations as described in Sec.  1065.650 to 
calculate brake-specific emissions for each test interval using any 
applicable information and instructions in the standard-setting part.

Subpart K--Definitions and Other Reference Information


Sec.  1065.1001  Definitions.

    The definitions in this section apply to this part. The definitions 
apply to all subparts unless we note otherwise. All undefined terms 
have the meaning the Act gives them. The definitions follow:
    300 series stainless steel means any stainless steel alloy with a 
Unified Numbering System for Metals and Alloys number designated from 
S30100 to S39000. For all instances in this part where we specify 300 
series stainless steel, such parts must also have a smooth inner-wall 
construction. We recommend an average roughness, Ra, no 
greater than 4 [mu]m.
    Accuracy means the absolute difference between a reference quantity 
and the arithmetic mean of ten mean measurements of that quantity. 
Determine instrument accuracy, repeatability, and noise from the same 
data set. We specify a procedure for determining accuracy in Sec.  
1065.305.
    Act means the Clean Air Act, as amended, 42 U.S.C. 7401-7671q.
    Adjustable parameter means any device, system, or element of design 
that someone can adjust (including those which are difficult to access) 
and that, if adjusted, may affect emissions or engine performance 
during emission testing or normal in-use operation. This includes, but 
is not limited to, parameters related to injection timing and fueling 
rate. In some cases, this may exclude a parameter that is difficult to 
access if it cannot be adjusted to affect emissions without 
significantly degrading engine performance, or if it will not be 
adjusted in a way that affects emissions during in-use operation.
    Aerodynamic diameter means the diameter of a spherical water 
droplet that settles at the same constant velocity as the particle 
being sampled.
    Aftertreatment means relating to a catalytic converter, particulate 
filter, or any other system, component, or technology mounted 
downstream of the exhaust valve (or exhaust port) whose design function 
is to decrease emissions in the engine exhaust before it is exhausted 
to the environment. Exhaust-gas recirculation (EGR) and turbochargers 
are not aftertreatment.
    Allowed procedures means procedures that we either specify in this 
part 1065 or in the standard-setting part or approve under Sec.  
1065.10.
    Alternate procedures means procedures allowed under Sec.  
1065.10(c)(7).
    Applicable standard means an emission standard to which an engine 
is subject; or a family emission limit to which an engine is certified 
under an emission credit program in the standard-setting part.
    Aqueous condensation means the precipitation of water-containing 
constituents from a gas phase to a liquid phase. Aqueous condensation 
is a function of humidity, pressure, temperature, and concentrations of 
other constituents such as sulfuric acid. These parameters vary as a 
function of engine intake-air humidity, dilution-air humidity, engine 
air-to-fuel ratio, and fuel composition--including the amount of 
hydrogen and sulfur in the fuel.
    Atmospheric pressure means the wet, absolute, atmospheric static 
pressure. Note that if you measure atmospheric pressure in a duct, you 
must ensure that there are negligible pressure losses between the 
atmosphere and your measurement location, and you must account for 
changes in the duct's static pressure resulting from the flow.
    Auto-ranging means a gas analyzer function that automatically 
changes the analyzer digital resolution to a larger range of 
concentrations as the concentration approaches 100% of the analyzer's 
current range. Auto-ranging

[[Page 40605]]

does not mean changing an analog amplifier gain within an analyzer.
    Auxiliary emission-control device means any element of design that 
senses temperature, motive speed, engine RPM, transmission gear, or any 
other parameter for the purpose of activating, modulating, delaying, or 
deactivating the operation of any part of the emission-control system.
    Brake power has the meaning given in the standard-setting part. If 
it is not defined in the standard-setting part, brake power means the 
usable power output of the engine, not including power required to 
fuel, lubricate, or heat the engine, circulate coolant to the engine, 
or to operate aftertreatment devices. If the engine does not power 
these accessories during a test, subtract the work required to perform 
these functions from the total work used in brake-specific emission 
calculations. Subtract engine fan work from total work only for air-
cooled engines.
    C1 equivalent (or basis) means a convention of 
expressing HC concentrations based on the total number of carbon atoms 
present, such that the C1 equivalent of a molar HC 
concentration equals the molar concentration multiplied by the mean 
number of carbon atoms in each HC molecule. For example, the 
C1 equivalent of 10 [mu]mol/mol of propane 
(C3H8) is 30 [mu]mol/mol. C1 
equivalent molar values may be denoted as ``ppmC'' in the standard-
setting part.
    Calibration means the process of setting a measurement system's 
response so that its output agrees with a range of reference signals. 
Contrast with ``verification''.
    Certification means relating to the process of obtaining a 
certificate of conformity for an engine family that complies with the 
emission standards and requirements in the standard-setting part.
    Compression-ignition means relating to a type of reciprocating, 
internal-combustion engine that is not a spark-ignition engine.
    Confidence interval means the range associated with a probability 
that a quantity will be considered statistically equivalent to a 
reference quantity.
    Constant-speed engine means an engine whose certification is 
limited to constant-speed operation. Engines whose constant-speed 
governor function is removed or disabled are no longer constant-speed 
engines.
    Constant-speed operation means engine operation with a governor 
that automatically controls the operator demand to maintain engine 
speed, even under changing load. Governors do not always maintain speed 
exactly constant. Typically speed can decrease (0.1 to 10)% below the 
speed at zero load, such that the minimum speed occurs near the 
engine's point of maximum power.
    Coriolis meter means a flow-measurement instrument that determines 
the mass flow of a fluid by sensing the vibration and twist of 
specially designed flow tubes as the flow passes through them. The 
twisting characteristic is called the Coriolis effect. According to 
Newton's Second Law of Motion, the amount of sensor tube twist is 
directly proportional to the mass flow rate of the fluid flowing 
through the tube. See Sec.  1065.220.
    Designated Compliance Officer means the Manager, Engine Programs 
Group (6405-J), U.S. Environmental Protection Agency, 1200 Pennsylvania 
Ave., NW., Washington, DC 20460.
    Dewpoint means a measure of humidity stated as the equilibrium 
temperature at which water condenses under a given pressure from moist 
air with a given absolute humidity. Dewpoint is specified as a 
temperature in [deg]C or K, and is valid only for the pressure at which 
it is measured. See Sec.  1065.645 to determine water vapor mole 
fractions from dewpoints using the pressure at which the dewpoint is 
measured.
    Discrete-mode means relating to a discrete-mode type of steady-
state test, as described in the standard-setting part.
    Dispersion means either:
    (1) The broadening and lowering of a signal due to any fluid 
capacitance, fluid mixing, or electronic filtering in a sampling 
system. (Note: To adjust a signal so its dispersion matches that of 
another signal, you may adjust the system's fluid capacitance, fluid 
mixing, or electronic filtering.)
    (2) The mixing of a fluid, especially as a result of fluid 
mechanical forces or chemical diffusion.
    Drift means the difference between a zero or calibration signal and 
the respective value reported by a measurement instrument immediately 
after it was used in an emission test, as long as you zeroed and 
spanned the instrument just before the test.
    Duty cycle means a series of speed and torque values (or power 
values) that an engine must follow during a laboratory test. Duty 
cycles are specified in the standard-setting part. A single duty cycle 
may consist of one or more test intervals. For example, a duty cycle 
may be a ramped-modal cycle, which has one test interval; a cold-start 
plus hot-start transient cycle, which has two test intervals; or a 
discrete-mode cycle, which has one test interval for each mode.
    Electronic control module means an engine's electronic device that 
uses data from engine sensors to control engine parameters.
    Emission-control system means any device, system, or element of 
design that controls or reduces the emissions of regulated pollutants 
from an engine.
    Emission-data engine means an engine that is tested for 
certification. This includes engines tested to establish deterioration 
factors.
    Emission-related maintenance means maintenance that substantially 
affects emissions or is likely to substantially affect emission 
deterioration.
    Engine means an engine to which this part applies.
    Engine family means a group of engines with similar emission 
characteristics throughout the useful life, as specified in the 
standard-setting part.
    Engine governed speed means the engine operating speed when it is 
controlled by the installed governor.
    Exhaust-gas recirculation means a technology that reduces emissions 
by routing exhaust gases that had been exhausted from the combustion 
chamber(s) back into the engine to be mixed with incoming air before or 
during combustion. The use of valve timing to increase the amount of 
residual exhaust gas in the combustion chamber(s) that is mixed with 
incoming air before or during combustion is not considered exhaust-gas 
recirculation for the purposes of this part.
    Fall time, t90-10, means the time interval of a 
measurement instrument's response after any step decrease to the input 
between the following points:
    (1) The point at which the response has fallen 10% of the total 
amount it will fall in response to the step change.
    (2) The point at which the response has fallen 90% of the total 
amount it will fall in response to the step change.
    Flow-weighted mean means the mean of a quantity after it is 
weighted proportional to a corresponding flow rate. For example, if a 
gas concentration is measured continuously from the raw exhaust of an 
engine, its flow-weighted mean concentration is the sum of the products 
of each recorded concentration times its respective exhaust flow rate, 
divided by the sum of the recorded flow rates. As another example, the 
bag concentration from a CVS system is the same as the flow-weighted 
mean concentration, because the CVS system itself flow-weights the bag 
concentration.
    Fuel type means a general category of fuels such as gasoline or 
LPG. There can be multiple grades within a single type

[[Page 40606]]

of fuel, such as all-season and winter-grade gasoline.
    Good engineering judgment means judgments made consistent with 
generally accepted scientific and engineering principles and all 
available relevant information. See 40 CFR 1068.5 for the 
administrative process we use to evaluate good engineering judgment.
    HEPA filter means high-efficiency particulate air filters that are 
rated to achieve a minimum initial particle-removal efficiency of 
99.97% using ASTM F 1471-93 (incorporated by reference in Sec.  
1065.1010).
    Hydraulic diameter means the diameter of a circle whose area is 
equal to the area of a noncircular cross section of tubing, including 
its wall thickness. The wall thickness is included only for the purpose 
of facilitating a simplified and nonintrusive measurement.
    Hydrocarbon (HC) means THC, THCE, NMHC, or NMHCE, as applicable. 
Hydrocarbon generally means the hydrocarbon group on which the emission 
standards are based for each type of fuel and engine.
    Identification number means a unique specification (for example, a 
model number/serial number combination) that allows someone to 
distinguish a particular engine from other similar engines.
    Idle speed means the lowest engine speed with minimum load (greater 
than or equal to zero load), where an engine governor function controls 
engine speed. For engines without a governor function that controls 
idle speed, idle speed means the manufacturer-declared value for lowest 
engine speed possible with minimum load. Note that warm idle speed is 
the idle speed of a warmed-up engine.
    Intermediate test speed has the meaning given in Sec.  1065.610.
    Linearity means the degree to which measured values agree with 
respective reference values. Linearity is quantified using a linear 
regression of pairs of measured values and reference values over a 
range of values expected or observed during testing. Perfect linearity 
would result in an intercept, a0, equal to zero, a slope, 
a1, of one, a coefficient of determination, r \2\, of one, 
and a standard error of the estimate, SEE, of zero. The term 
``linearity'' is not used in this part to refer to the shape of a 
measurement instrument's unprocessed response curve, such as a curve 
relating emission concentration to voltage output. A properly 
performing instrument with a nonlinear response curve will meet 
linearity specifications.
    Manufacturer has the meaning given in section 216(1) of the Act. In 
general, this term includes any person who manufactures an engine or 
vehicle for sale in the United States or otherwise introduces a new 
nonroad engine into commerce in the United States. This includes 
importers who import engines or vehicles for resale.
    Maximum test speed has the meaning given in Sec.  1065.610.
    Maximum test torque has the meaning given in Sec.  1065.610.
    NIST-traceable means relating to a standard value that can be 
related to NIST-stated references through an unbroken chain of 
comparisons, all having stated uncertainties, as specified in NIST 
Technical Note 1297 (incorporated by reference in Sec.  1065.1010). 
Allowable uncertainty limits specified for NIST-traceability refer to 
the propagated uncertainty specified by NIST. You may ask to use other 
internationally recognized standards that are equivalent to NIST 
standards.
    Noise means the precision of 30 seconds of updated recorded values 
from a measurement instrument as it quantifies a zero or reference 
value. Determine instrument noise, repeatability, and accuracy from the 
same data set. We specify a procedure for determining noise in Sec.  
1065.305.
    Nonmethane hydrocarbons (NMHC) means the sum of all hydrocarbon 
species except methane. Refer to Sec.  1065.660 for NMHC determination.
    Nonmethane hydrocarbon equivalent (NMHCE) means the sum of the 
carbon mass contributions of non-oxygenated nonmethane hydrocarbons, 
alcohols and aldehydes, or other organic compounds that are measured 
separately as contained in a gas sample, expressed as exhaust 
nonmethane hydrocarbon from petroleum-fueled engines. The hydrogen-to-
carbon ratio of the equivalent hydrocarbon is 1.85:1.
    Nonroad means relating to nonroad engines.
    Nonroad engine has the meaning we give in 40 CFR 1068.30. In 
general this means all internal-combustion engines except motor vehicle 
engines, stationary engines, engines used solely for competition, or 
engines used in aircraft.
    Open crankcase emissions means any flow from an engine's crankcase 
that is emitted directly into the environment. Crankcase emissions are 
not ``open crankcase emissions'' if the engine is designed to always 
route all crankcase emissions back into the engine (for example, 
through the intake system or an aftertreatment system) such that all 
the crankcase emissions, or their products, are emitted into the 
environment only through the engine exhaust system.
    Operator demand means an engine operator's input to control engine 
output. The ``operator'' may be a person (i.e., manual), or a governor 
(i.e., automatic) that mechanically or electronically signals an input 
that demands engine output. Input may be from an accelerator pedal or 
signal, a throttle-control lever or signal, a fuel lever or signal, a 
speed lever or signal, or a governor setpoint or signal. Output means 
engine power, P, which is the product of engine speed, fn, 
and engine torque, T.
    Oxides of nitrogen means compounds containing only nitrogen and 
oxygen as measured by the procedures specified in this part, except as 
specified in the standard-setting part. Oxides of nitrogen are 
expressed quantitatively as if the NO is in the form of NO2, 
such that you use an effective molar mass for all oxides of nitrogen 
equivalent to that of NO2.
    Oxygenated fuels means fuels composed of oxygen-containing 
compounds, such as ethanol or methanol. Testing engines that use 
oxygenated fuels generally requires the use of the sampling methods in 
subpart I of this part. However, you should read the standard-setting 
part and subpart I of this part to determine appropriate sampling 
methods.
    Partial pressure means the pressure, p, attributable to a single 
gas in a gas mixture. For an ideal gas, the partial pressure divided by 
the total pressure is equal to the constituent's molar concentration, 
x.
    Percent (%) means a representation of exactly 0.01. Significant 
digits for the product of % and another value are defined as follows:
    (1) Where we specify some percentage of a total value, the 
calculated value has the same number of significant digits as the total 
value. For example, 2% is exactly 0.02 and 2% of 101.3302 equals 
2.026604.
    (2) In other cases, determine the number of significant digits 
using the same method as you would use for determining the number of 
significant digits of a fractional value.
    Portable emission measurement system (PEMS) means a measurement 
system consisting of portable equipment that can be used to generate 
brake-specific emission measurements during field testing or laboratory 
testing.
    Precision means two times the standard deviation of a set of 
measured values of a single zero or reference quantity.
    Procedures means all aspects of engine testing, including the 
equipment specifications, calibrations, calculations and other 
protocols and specifications

[[Page 40607]]

needed to measure emissions, unless we specify otherwise.
    Proving ring is a device used to measure static force based on the 
linear relationship between stress and strain in an elastic material. 
It is typically a steel alloy ring, and you measure the deflection 
(strain) of its diameter when a static force (stress) is applied across 
its diameter.
    PTFE means polytetrafluoroethylene, commonly known as Teflon\TM\.
    Ramped-modal means relating to a ramped-modal type of steady-state 
test, as described in the standard-setting part.
    Regression statistics means any of the set of statistics specified 
in Sec.  1065.602(i) through (l).
    Repeatability means the precision of ten mean measurements of a 
reference quantity. Determine instrument repeatability, accuracy, and 
noise from the same data set. We specify a procedure for determining 
repeatability in Sec.  1065.305.
    Revoke has the meaning given in 40 CFR 1068.30.
    Rise time, t10-90, means the time interval of a 
measurement instrument's response after any step increase to the input 
between the following points:
    (1) The point at which the response has risen 10% of the total 
amount it will rise in response to the step change.
    (2) The point at which the response has risen 90% of the total 
amount it will rise in response to the step change.
    Roughness (or average roughness, Ra) means the size of finely 
distributed vertical surface deviations from a smooth surface, as 
determined when traversing a surface. It is an integral of the absolute 
value of the roughness profile measured over an evaluation length.
    Round means to round numbers according to NIST SP 811 (incorporated 
by reference in Sec.  1065.1010), unless otherwise specified.
    Scheduled maintenance means adjusting, repairing, removing, 
disassembling, cleaning, or replacing components or systems 
periodically to keep a part or system from failing, malfunctioning, or 
wearing prematurely. It also may mean actions you expect are necessary 
to correct an overt indication of failure or malfunction for which 
periodic maintenance is not appropriate.
    Shared atmospheric pressure meter means an atmospheric pressure 
meter whose output is used as the atmospheric pressure for an entire 
test facility that has more than one dynamometer test cell.
    Shared humidity measurement means a humidity measurement that is 
used as the humidity for an entire test facility that has more than one 
dynamometer test cell.
    Span means to adjust an instrument so that it gives a proper 
response to a calibration standard that represents between 75% and 100% 
of the maximum value in the instrument range or expected range of use.
    Spark-ignition means relating to a gasoline-fueled engine or any 
other type of engine with a spark plug (or other sparking device) and 
with operating characteristics significantly similar to the theoretical 
Otto combustion cycle. Spark-ignition engines usually use a throttle to 
regulate intake air flow to control power during normal operation.
    Special procedures means procedures allowed under Sec.  
1065.10(c)(2).
    Specified procedures means procedures we specify in this part 1065 
or the standard-setting part. Other procedures allowed or required by 
Sec.  1065.10(c) are not specified procedures.
    Standard deviation has the meaning given in Sec.  1065.602. Note 
this is the standard deviation for a non-biased sample.
    Standard-setting part means the part in the Code of Federal 
Regulations that defines emission standards for a particular engine. 
See Sec.  1065.1(a).
    Steady-state means relating to emission tests in which engine speed 
and load are held at a finite set of nominally constant values. Steady-
state tests are either discrete-mode tests or ramped-modal tests.
    Stoichiometric means relating to the particular ratio of air and 
fuel such that if the fuel were fully oxidized, there would be no 
remaining fuel or oxygen. For example, stoichiometric combustion in a 
gasoline-fueled engine typically occurs at an air-to-fuel mass ratio of 
about 14.7:1.
    Storage medium means a particulate filter, sample bag, or any other 
storage device used for batch sampling.
    Test engine means an engine in a test sample.
    Test interval means a duration of time over which you determine 
brake-specific emissions. For example, the standard-setting part may 
specify a complete laboratory duty cycle as a cold-start test interval, 
plus a hot-start test interval. As another example, a standard-setting 
part may specify a field-test interval, such as a ``not-to-exceed'' 
(NTE) event, as a duration of time over which an engine operates within 
a certain range of speed and torque. In cases where multiple test 
intervals occur over a duty cycle, the standard-setting part may 
specify additional calculations that weight and combine results to 
arrive at composite values for comparison against the applicable 
standards.
    Test sample means the collection of engines selected from the 
population of an engine family for emission testing.
    Tolerance means the interval in which 95% of a set of recorded 
values of a certain quantity must lie, with the remaining 5% of the 
recorded values deviating from the tolerance interval only due to 
measurement variability. Use the specified recording frequencies and 
time intervals to determine if a quantity is within the applicable 
tolerance. For parameters not subject to measurement variability, 
tolerance means an absolute allowable range.
    Total hydrocarbon (THC) means the combined mass of organic 
compounds measured by the specified procedure for measuring total 
hydrocarbon, expressed as a hydrocarbon with a hydrogen-to-carbon mass 
ratio of 1.85:1.
    Total hydrocarbon equivalent (THCE) means the sum of the carbon 
mass contributions of non-oxygenated hydrocarbons, alcohols and 
aldehydes, or other organic compounds that are measured separately as 
contained in a gas sample, expressed as exhaust hydrocarbon from 
petroleum-fueled engines. The hydrogen-to-carbon ratio of the 
equivalent hydrocarbon is 1.85:1.
    United States means the States, the District of Columbia, the 
Commonwealth of Puerto Rico, the Commonwealth of the Northern Mariana 
Islands, Guam, American Samoa, and the U.S. Virgin Islands.
    Useful life means the period during which a new engine is required 
to comply with all applicable emission standards. The standard-setting 
part defines the specific useful-life periods for individual engines.
    Variable-speed engine means an engine that is not a constant-speed 
engine.
    Vehicle means any vehicle, vessel, or type of equipment using 
engines to which this part applies. For purposes of this part, the term 
``vehicle'' may include nonmotive machines or equipment such as a pump 
or generator.
    Verification means to evaluate whether or not a measurement 
system's outputs agree with a range of applied reference signals to 
within one or more predetermined thresholds for acceptance. Contrast 
with ``calibration''.
    We (us, our) means the Administrator of the Environmental 
Protection Agency and any authorized representatives.
    Zero means to adjust an instrument so it gives a zero response to a 
zero calibration standard, such as purified nitrogen or purified air 
for measuring concentrations of emission constituents.

[[Page 40608]]

    Zero gas means a gas that yields a zero response in an analyzer. 
This may either be purified nitrogen, purified air, a combination of 
purified air and purified nitrogen. For field testing, zero gas may 
include ambient air.


Sec.  1065.1005  Symbols, abbreviations, acronyms, and units of 
measure.

    The procedures in this part generally follow the International 
System of Units (SI), as detailed in NIST Special Publication 811, 1995 
Edition, ``Guide for the Use of the International System, of Units 
(SI),'' which we incorporate by reference in Sec.  1065.1010. See Sec.  
1065.25 for specific provisions related to these conventions. This 
section summarizes the way we use symbols, units of measure, and other 
abbreviations.
    (a) Symbols for quantities. This part uses the following symbols 
and units of measure for various quantities:

----------------------------------------------------------------------------------------------------------------
    Symbol            Quantity                Unit               Unit symbol               Base SI units
----------------------------------------------------------------------------------------------------------------
%.............  percent.............  0.01................  %...................  10-2
[alpha].......  atomic hydrogen to    mole per mole.......  mol/mol.............  1
                 carbon ratio.
A.............  area................  square meter........  m\2\................  m\2\
a0............  intercept of least
                 squares regression.
a1............  slope of least
                 squares regression.
[beta]........  ratio of diameters..  meter per meter.....  m/m.................  1
[beta]........  atomic oxygen to      mole per mole.......  mol/mol.............  1
                 carbon ratio.
C#............  number of carbon
                 atoms in a molecule.
D.............  diameter............  meter...............  m...................  m
DF............  dilution air          mole per mol........  mol/mol.............  1
                 fraction.
[egr].........  error between a
                 quantity and its
                 reference.
e.............  brake-specific basis  gram per kilowatt     g/(kW[middot]h).....  g[middot]3.6-
                                       hour.                                       1[middot]10\6\[middot]m-
                                                                                   2[middot]kg[middot]s\2\
F.............  F-test statistic....
f.............  frequency...........  hertz...............  Hz..................  s-1
fn............  rotational frequency  revolutions per       rev/min.............  2[middot]pi[middot]60-
                 (shaft).              minute.                                     1[middot]s-1
[gamma].......  ratio of specific     (joule per kilogram   (J/(kg[middot]K))/(J/ 1
                 heats.                kelvin) per (joule    (kg[middot]K)).
                                       per kilogram
                                       kelvin).
K.............  correction factor...  ....................  ....................  1
l.............  length..............  meter...............  m...................  m
[mu]..........  viscosity, dynamic..  pascal second.......  Pa[middot]s.........  m-1[middot]kg[middot]s-1
M.............  molar mass\1\.......  gram per mole.......  g/mol...............  10-3[middot]kg[middot]mol-1
m.............  mass................  kilogram............  kg..................  kg
m.............  mass rate...........  kilogram per second.  kg/s................  kg[middot]s-1
[b.nu]........  viscosity, kinematic  meter squared per     m\2\/s..............  m\2\[middot]s-1
                                       second.
N.............  total number in
                 series.
n.............  amount of substance.  mole................  mol.................  mol
n.............  amount of substance   mole per second.....  mol/s...............  mol[middot]s-1
                 rate.
P.............  power...............  kilowatt............  kW..................  10\3\[middot]m\2\[middot]kg[mi
                                                                                   ddot]s-3
PF............  penetration fraction
p.............  pressure............  pascal..............  Pa..................  m-1[middot]kg[middot]s-2
[rho].........  mass density........  kilogram per cubic    kg/m\3\.............  kg[middot]m-3
                                       meter.
r.............  ratio of pressures..  pascal per pascal...  Pa/Pa...............  1
r\2\..........  coefficient of
                 determination.
Ra............  average surface       micrometer..........  [mu]m...............  m-6
                 roughness.
Re#...........  Reynolds number.....
RF............  response factor.....
[sigma].......  non-biased standard
                 deviation.
SEE...........  standard estimate of
                 error.
T.............  absolute temperature  kelvin..............  K...................  K
T.............  Celsius temperature.  degree Celsius......  [deg]C..............  K-273.15
T.............  torque (moment of     newton meter........  N[middot]m..........  m\2\[middot]kg[middot]s-2
                 force).
t.............  time................  second..............  s...................  s
[Delta]t......  time interval,        second..............  s...................  s
                 period, 1/frequency.
V.............  volume..............  cubic meter.........  m\3\................  m\3\
V.............  volume rate.........  cubic meter per       m\3\/s..............  m\3\[middot]s-1
                                       second.
W.............  work................  kilowatt hour.......  kW[middot]h.........  3.6[middot]10-
                                                                                   6[middot]m\2\[middot]kg[middo
                                                                                   t]s-2
x.............  amount of substance   mole per mole.......  mol/mol.............  1
                 mole fraction \2\.
X.............  flow-weighted mean    mole per mole.......  mol/mol.............  1
                 concentration.
y.............  generic variable....
----------------------------------------------------------------------------------------------------------------
\1\ See paragraph (f)(2) of this section for the values to use for molar masses. Note that in the cases of NOX
  and HC, the regulations specify effective molar masses based on assumed speciation rather than actual
  speciation.
\2\ Note that mole fractions for THC, THCE, NMHC, NMHCE, and NOTHC are expressed on a C1 equivalent basis.

    (b) Symbols for chemical species. This part uses the following 
symbols for chemical species and exhaust constituents:

------------------------------------------------------------------------
              Symbol                              Species
------------------------------------------------------------------------
Ar...............................  argon.
C................................  carbon.
CH4..............................  methane.
C2H6.............................  ethane.
C3H8.............................  propane.
C4H10............................  butane
C5H12............................  pentane.
CO...............................  carbon monoxide.
CO2..............................  carbon dioxide.
H................................  atomic hydrogen
H2...............................  molecular hydrogen.
H2O..............................  water.
He...............................  helium.

[[Page 40609]]


\85\Kr...........................  krypton 85.
N2...............................  molecular nitrogen.
NMHC.............................  nonmethane hydrocarbon.
NMHCE............................  nonmethane hydrocarbon equivalent.
NO...............................  nitric oxide.
NO2..............................  nitrogen dioxide.
NOX..............................  oxides of nitrogen.
NOTHC............................  nonoxygenated hydrocarbon.
O2...............................  molecular oxygen.
OHC..............................  oxygenated hydrocarbon.
\210\Po..........................  polonium 210.
PM...............................  particulate mass.
S................................  sulfur.
THC..............................  total hydrocarbon.
ZrO2.............................  zirconium dioxide.
------------------------------------------------------------------------

    (c) Prefixes. This part uses the following prefixes to define a 
quantity:

------------------------------------------------------------------------
           Symbol                        Quantity                Value
------------------------------------------------------------------------
[mu].......................  micro...........................     10-\6\
m..........................  milli...........................     10-\3\
c..........................  centi...........................     10-\2\
k..........................  kilo............................      10\3\
M..........................  mega............................      10\6\
------------------------------------------------------------------------

    (d) Superscripts. This part uses the following superscripts to 
define a quantity:

------------------------------------------------------------------------
              Superscript                           Quantity
------------------------------------------------------------------------
overbar (such as y)...................  arithmetic mean.
overdot (such as y)...................  quantity per unit time.
------------------------------------------------------------------------

    (e) Subscripts. This part uses the following subscripts to define a 
quantity:

------------------------------------------------------------------------
            Subscript                             Quantity
------------------------------------------------------------------------
abs..............................  absolute quantity.
act..............................  actual condition.
air..............................  air, dry
atmos............................  atmospheric.
cal..............................  calibration quantity.
CFV..............................  critical flow venturi.
cor..............................  corrected quantity.
dil..............................  dilution air.
dexh.............................  diluted exhaust.
exh..............................  raw exhaust.
exp..............................  expected quantity.
i................................  an individual of a series.
idle.............................  condition at idle.
in...............................  quantity in.
init.............................  initial quantity, typically before an
                                    emission test.
j................................  an individual of a series.
max..............................  the maximum (i.e., peak) value
                                    expected at the standard over a test
                                    interval; not the maximum of an
                                    instrument range.
meas.............................  measured quantity.
out..............................  quantity out.
part.............................  partial quantity.
PDP..............................  positive-displacement pump.
ref..............................  reference quantity.
rev..............................  revolution.
sat..............................  saturated condition.
slip.............................  PDP slip.
span.............................  span quantity.
SSV..............................  subsonic venturi.
std..............................  standard condition.
test.............................  test quantity.
uncor............................  uncorrected quantity.
zero.............................  zero quantity.
------------------------------------------------------------------------

    (f) Constants. (1) This part uses the following constants for the 
composition of dry air:

------------------------------------------------------------------------
          Symbol                        Quantity               Mol/mol
------------------------------------------------------------------------
xArair....................  amount of argon in dry air.....      0.00934
xCO2air...................  amount of carbon dioxide in dry     0.000375
                             air.
xN2air....................  amount of nitrogen in dry air..      0.78084
xO2air....................  amount of oxygen in dry air....     0.209445
------------------------------------------------------------------------

    (2) This part uses the following molar masses or effective molar 
masses of chemical species:

------------------------------------------------------------------------
                                                        g/mol (10-
       Symbol                  Quantity          3[middot]kg[middot]mol-
                                                            1)
------------------------------------------------------------------------
Mair................  molar mass of dry air \1\           28.96559
MAr.................  molar mass of argon......             39.948
MC..................  molar mass of carbon.....            12.0107
MCO.................  molar mass of carbon                 28.0101
                       monoxide.
MCO2................  molar mass of carbon                 44.0095
                       dioxide.
MH..................  molar mass of atomic                 1.00794
                       hydrogen.
MH2.................  molar mass of molecular              2.01588
                       hydrogen.
MH2O................  molar mass of water......           18.01528
MHe.................  molar mass of helium.....           4.002602
MN..................  molar mass of atomic                 14.0067
                       nitrogen.
MN2.................  molar mass of molecular              28.0134
                       nitrogen.
MNMHC...............  effective molar mass of            13.875389
                       nonmethane hydrocarbon
                       \2\.
MNMHCE..............  effective molar mass of            13.875389
                       nonmethane equivalent
                       hydrocarbon \2\.
MNOX................  effective molar mass of              46.0055
                       oxides of nitrogen \3\.
MO..................  molar mass of atomic                 15.9994
                       oxygen.
MO2.................  molar mass of molecular              31.9988
                       oxygen.
MC3H8...............  molar mass of propane....           44.09562
MS..................  molar mass of sulfur.....             32.065
MTHC................  effective molar mass of            13.875389
                       total hydrocarbon \2\.
MTHCE...............  effective molar mass of            13.875389
                       total hydrocarbon
                       equivalent \2\.
------------------------------------------------------------------------
\1\ See paragraph (f)(1) of this section for the composition of dry air.
\2\ The effective molar masses of THC, THCE, NMHC, and NMHCE are defined
  by an atomic hydrogen-to-carbon ratio, [agr], of 1.85.
\3\ The effective molar mass of NOX is defined by the molar mass of
  nitrogen dioxide, NO2.

    (3) This part uses the following molar gas constant for ideal 
gases:

------------------------------------------------------------------------
                                        J/(mol) [middot]
K) (10)-3
   Symbol          Quantity       (m2[middot]kg[middot]S-2 mol-1[middot]
                                                   K-1
------------------------------------------------------------------------
R...........  molar gas                                         8.314472
               constant.
------------------------------------------------------------------------

    (4) This part uses the following ratios of specific heats for 
dilution air and diluted exhaust:

------------------------------------------------------------------------
                                                               [J/
                                                         (kg[middot]K)]/
         Symbol                      Quantity                  [J/
                                                          (kg[middot]K)]
------------------------------------------------------------------------
[gamma]air..............  ratio of specific heats for            1.399
                           intake air or dilution air.
[gamma]dil..............  ratio of specific heats for            1.399
                           diluted exhaust.

[[Page 40610]]


[gamma]exh..............  ratio of specific heats for            1.385
                           raw exhaust.
------------------------------------------------------------------------

    (g) Other acronyms and abbreviations. This part uses the following 
additional abbreviations and acronyms:

------------------------------------------------------------------------

------------------------------------------------------------------------
ASTM............................  American Society for Testing and
                                   Materials.
BMD.............................  bag mini-diluter.
BSFC............................  brake-specific fuel consumption.
CARB............................  California Air Resources Board.
CFR.............................  Code of Federal Regulations.
CFV.............................  critical-flow venturi.
CI..............................  compression-ignition.
CLD.............................  chemiluminescent detector.
CVS.............................  constant-volume sampler.
DF..............................  deterioration factor.
ECM.............................  electronic control module.
EFC.............................  electronic flow control.
EGR.............................  exhaust gas recirculation.
EPA.............................  Environmental Protection Agency.
FID.............................  flame-ionization detector.
IBP.............................  initial boiling point.
ISO.............................  International Organization for
                                   Standardization.
LPG.............................  liquefied petroleum gas.
NDIR............................  nondispersive infrared.
NDUV............................  nondispersive ultraviolet.
NIST............................  National Institute for Standards and
                                   Technology.
PDP.............................  positive-displacement pump.
PEMS............................  portable emission measurement system.
PFD.............................  partial-flow dilution.
PMP.............................  Polymethylpentene.
pt..............................  a single point at the mean value
                                   expected at the standard.
PTFE............................  polytetrafluoroethylene (commonly
                                   known as Teflon\TM\).
RE..............................  rounding error.
RMC.............................  ramped-modal cycle.
RMS.............................  root-mean square.
RTD.............................  resistive temperature detector.
SSV.............................  subsonic venturi.
SI..............................  spark-ignition.
UCL.............................  upper confidence limit.
UFM.............................  ultrasonic flow meter.
U.S.C...........................  United States Code.
------------------------------------------------------------------------

Sec.  1065.1010  Reference materials.

    Documents listed in this section have been incorporated by 
reference into this part. The Director of the Federal Register approved 
the incorporation by reference as prescribed in 5 U.S.C. 552(a) and 1 
CFR part 51. Anyone may inspect copies at the U.S. EPA, Air and 
Radiation Docket and Information Center, 1301 Constitution Ave., NW., 
Room B102, EPA West Building, Washington, DC 20460 or at the National 
Archives and Records Administration (NARA). For information on the 
availability of this material at NARA, call 202-741-6030, or go to: 
http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.
Exit Disclaimer
    (a) ASTM material. Table 1 of this section lists material from the 
American Society for Testing and Materials that we have incorporated by 
reference. The first column lists the number and name of the material. 
The second column lists the sections of this part where we reference 
it. Anyone may purchase copies of these materials from the American 
Society for Testing and Materials, 100 Barr Harbor Dr., P.O. Box C700, 
West Conshohocken, PA 19428 or http://www.astm.com. Exit Disclaimer Table 1 follows:


              Table 1 of Sec.   1065.1010.--ASTM Materials
------------------------------------------------------------------------
            Document number and name               Part 1065 reference
------------------------------------------------------------------------
ASTM D 86-04b, Standard Test Method for               1065.703, 1065.710
 Distillation of Petroleum Products at
 Atmospheric Pressure..........................
ASTM D 93-02a, Standard Test Methods for Flash                  1065.703
 Point by Pensky-Martens Closed Cup Tester.....
ASTM D 287 92 (Reapproved 2000), Standard Test                  1065.703
 Method for API Gravity of Crude Petroleum and
 Petroleum Products (Hydrometer Method)........
ASTM D 323-99a, Standard Test Method for Vapor                  1065.710
 Pressure of Petroleum Products (Reid Method)..
ASTM D 445-04, Standard Test Method for                         1065.703
 Kinematic Viscosity of Transparent and Opaque
 Liquids (and the Calculation of Dynamic
 Viscosity)....................................
ASTM D 613-03b, Standard Test Method for Cetane                 1065.703
 Number of Diesel Fuel Oil.....................
ASTM D 910-04a, Standard Specification for                      1065.701
 Aviation Gasolines............................
ASTM D 975-04c, Standard Specification for                      1065.701
 Diesel Fuel Oils..............................
ASTM D 1266-98 (Reapproved 2003), Standard Test                 1065.710
 Method for Sulfur in Petroleum Products (Lamp
 Method).......................................
ASTM D 1267-02, Standard Test Method for Gage                   1065.720
 Vapor Pressure of Liquefied Petroleum (LP)
 Gases (LP-Gas Method).........................
ASTM D 1319-03, Standard Test Method for                        1065.710
 Hydrocarbon Types in Liquid Petroleum Products
 by Fluorescent Indicator Adsorption...........
ASTM D 1655-04a, Standard Specification for                     1065.701
 Aviation Turbine Fuels........................
ASTM D 1837-02a, Standard Test Method for                       1065.720
 Volatility of Liquefied Petroleum (LP) Gases..
ASTM D 1838-03, Standard Test Method for Copper                 1065.720
 Strip Corrosion by Liquefied Petroleum (LP)
 Gases.........................................
ASTM D 1945-03, Standard Test Method for                        1065.715
 Analysis of Natural Gas by Gas Chromatography.
ASTM D 2158-04, Standard Test Method for                        1065.720
 Residues in Liquefied Petroleum (LP) Gases....
ASTM D 2163-91 (Reapproved 1996), Standard Test                 1065.720
 Method for Analysis of Liquefied Petroleum
 (LP) Gases and Propene Concentrates by Gas
 Chromatography................................
ASTM D 2598-02, Standard Practice for                           1065.720
 Calculation of Certain Physical Properties of
 Liquefied Petroleum (LP) Gases from
 Compositional Analysis........................
ASTM D 2622-03, Standard Test Method for Sulfur                 1065.703
 in Petroleum Products by Wavelength Dispersive
 X-ray Fluorescence Spectrometry...............
ASTM D 2713-91 (Reapproved 2001), Standard Test                 1065.720
 Method for Dryness of Propane (Valve Freeze
 Method).......................................
ASTM D 2784-98 (Reapproved 2003), Standard Test                 1065.720
 Method for Sulfur in Liquefied Petroleum Gases
 (Oxy-Hydrogen Burner or Lamp).................
ASTM D 2880-03, Standard Specification for Gas                  1065.701
 Turbine Fuel Oils.............................
ASTM D 2986-95a (Reapproved 1999), Standard                     1065.170
 Practice for Evaluation of Air Assay Media by
 the Monodisperse DOP (Dioctyl Phthalate) Smoke
 Test..........................................
ASTM D 3231-02, Standard Test Method for                        1065.710
 Phosphorus in Gasoline........................
ASTM D 3237-02, Standard Test Method for Lead                   1065.710
 in Gasoline By Atomic Absorption Spectroscopy.
ASTM D 4814-04b, Standard Specification for                     1065.701
 Automotive Spark-Ignition Engine Fuel.........
ASTM D 5186-03, Standard Test Method for                        1065.703
 Determination of the Aromatic Content and
 Polynuclear Aromatic Content of Diesel Fuels
 and Aviation Turbine Fuels By Supercritical
 Fluid Chromatography..........................
ASTM D 5797-96 (Reapproved 2001), Standard                      1065.701
 Specification for Fuel Methanol (M70-M85) for
 Automotive Spark-Ignition Engines.............

[[Page 40611]]


ASTM D 5798-99 (Reapproved 2004), Standard                      1065.701
 Specification for Fuel Ethanol (Ed75-Ed85) for
 Automotive Spark-Ignition Engines.............
ASTM D 6615-04a, Standard Specification for Jet                 1065.701
 B Wide-Cut Aviation Turbine Fuel..............
ASTM D 6751-03a, Standard Specification for                     1065.701
 Biodiesel Fuel Blend Stock (B100) for Middle
 Distillate Fuels..............................
ASTM D 6985-04a, Standard Specification for                     1065.701
 Middle Distillate Fuel Oil Military Marine
 Applications..................................
ASTM F 1471-93 (Reapproved 2001), Standard Test                1065.1001
 Method for Air Cleaning Performance of a High-
 Efficiency Particulate Air Filter System......
------------------------------------------------------------------------

    (b) ISO material. Table 2 of this section lists material from the 
International Organization for Standardization that we have 
incorporated by reference. The first column lists the number and name 
of the material. The second column lists the section of this part where 
we reference it. Anyone may purchase copies of these materials from the 
International Organization for Standardization, Case Postale 56, CH-
1211 Geneva 20, Switzerland or http://www.iso.org. Exit Disclaimer Table 2 follows:


               Table 2 of Sec.   1065.1010.--ISO Materials
------------------------------------------------------------------------
            Document number and name               Part 1065 reference
------------------------------------------------------------------------
ISO 14644-1, Cleanrooms and associated                          1065.190
 controlled environments.......................
------------------------------------------------------------------------

    (c) NIST material. Table 3 of this section lists material from the 
National Institute of Standards and Technology that we have 
incorporated by reference. The first column lists the number and name 
of the material. The second column lists the section of this part where 
we reference it. Anyone may purchase copies of these materials from the 
Government Printing Office, Washington, DC 20402 or download them free 
from the Internet at http://www.nist.gov. Exit Disclaimer Table 3 follows:


               Table 3 of Sec.   1065.1010. NIST Materials
------------------------------------------------------------------------
            Document number and name               Part 1065 reference
------------------------------------------------------------------------
NIST Special Publication 811, 1995 Edition,          1065.20, 1065.1001,
 Guide for the Use of the International System                 1065.1005
 of Units (SI), Barry N. Taylor, Physics
 Laboratory....................................
NIST Technical Note 1297, 1994 Edition,                        1065.1001
 Guidelines for Evaluating and Expressing the
 Uncertainty of NIST Measurement Results, Barry
 N. Taylor and Chris E. Kuyatt.................
------------------------------------------------------------------------

    (d) SAE material. Table 4 of this section lists material from the 
Society of Automotive Engineering that we have incorporated by 
reference. The first column lists the number and name of the material. 
The second column lists the sections of this part where we reference 
it. Anyone may purchase copies of these materials from the Society of 
Automotive Engineers, 400 Commonwealth Drive, Warrendale, PA 15096 or 
http://www.sae.org. Exit Disclaimer Table 4 follows:


               Table 4 of Sec.   1065.1010. SAE Materials
------------------------------------------------------------------------
                                                              Part 1065
                  Document number and name                    reference
------------------------------------------------------------------------
``Optimization of Flame Ionization Detector for                 1065.360
 Determination of Hydrocarbon in Diluted Automotive
 Exhausts,'' Reschke Glen D., SAE 770141...................
``Relationships Between Instantaneous and Measured              1065.309
 Emissions in Heavy Duty Applications,'' Ganesan B. and
 Clark N. N., West Virginia University, SAE 2001-01-3536...
------------------------------------------------------------------------

    (e) California Air Resources Board material. Table 5 of this 
section lists material from the California Air Resources Board that we 
have incorporated by reference. The first column lists the number and 
name of the material. The second column lists the sections of this part 
where we reference it. Anyone may get copies of these materials from 
the California Air Resources Board 9528 Telstar Ave., El Monte, 
California 91731. Table 5 follows:

[[Page 40612]]

  Table 5 of Sec.   1065.1010. California Air Resources Board Materials
------------------------------------------------------------------------
                                                              Part 1065
                  Document number and name                    reference
------------------------------------------------------------------------
``California Non-Methane Organic Gas Test Procedures,''         1065.805
 Amended July 30, 2002, Mobile Source Division, California
 Air Resources Board.......................................
------------------------------------------------------------------------

[FR Doc. 05-11534 Filed 7-12-05; 8:45 am]
BILLING CODE 6560-50-U 

 
 


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