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1. Status of Recommendations Provided to EBSA in Notifications of Findings and Recommendations Cited in the Audit Report: Department of Labor Needs to Remedy Significant Security Control Deficiencies in Access Controls and in the VETS, USERRA Information Management System
   Report No. 23-08-015-12-001 (September 25, 2008)
   This report contains Sensitive Information and will not be posted

2. Notifications of Findings and Recommendations Related to the Federal Information Security Management Act Audit of: Employee Retirement Income Security Act Filing Acceptance System
   Report No. 23-08-006-12-001 (August 28, 2008)
   This report contains Sensitive Information and will not be posted

3. EBSA Should Mandate Electronic Filing of the Form 5500 to Improve Data Accuracy
   Report No. 09-05-002-12-121 (September 30, 2005)
   [ Summary ] | [ Full Report ] {2.87 MB} | [ Response ]

4. EBSA Needs Additional Authority to Improve the Quality of Employee Benefit Plan Audits
   Report No. 09-04-005-12-121 (September 30, 2004)
   [ Summary ] | [ Full Report ] {2.54 MB} | [ Response ]

5. Audit of EBSA�s Participant and Compliance Assistance Program
   Report No. 09-04-001-12-121 (March 24, 2004)
   [ Summary ] | [ Full Report ] {1.19 MB} | [ Response ]

6. PWBA Needs to Improve Oversight of Cash Balance Plan Lump Sum Distributions
   Report No. 09-02-001-12-121 (March 29, 2002)
   [ Summary ] | [ Full Report ] {994 KB} | [ Response ]

7. Evaluation of DOL's Travel Card Program: Pension and Welfare Benefits Administration
   Report No. 2E-12-001-0004 (March 26, 2002)
   No Summary | [ Full Report ] {140 KB}

8. PWBA EFAST General Controls
   Report No. 09-01-001-12-001 (March 27, 2001)
   [ Summary ] | [ Full Report ] {265 KB}

9. Evaluation of PWBA's "Prohibited Transactions" Exemptions Process
   Report No. 2E-12-001-0003 (September 21, 2000)
   No Summary | [ Full Report ] {168 KB}

10. Review of PWBA's Enforcement and Training Programs
    Report No. 2E-12-121-0001 (March 24, 2000)
    No Summary | [ Full Report ] {235 KB}

11. Pension and Welfare Benefits Administration Enforcement Strategy
    Report No. 09-98-002-12-121 (March 27, 1998)
    [ Summary ] | [ Full Report ] {51.3 KB}

12. Streamlining the ERISA Filing Acceptance System and Developing the Enforcement Management System
    Report No. 17-98-001-12-001 (March 27, 1998)
    [ Summary ] | [ Full Report ] {15.4 KB}

13. ERISA's Reporting and Disclosure Requirements and Processes Need to Change
    Report No. 09-97-004-12-121 (August 25, 1997)
    [ Summary ] | [ Full Report ] {70.3 KB}

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