Law and Regulation
2007 Federal Register Comment Files
07-001
Comment File for Federal Register Release:
72 FR 14051
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
Comments Open Date: March 26, 2007
Comments Closing Date: April 25, 2007
07-002
Comment File for Federal Register Release:
72 FR 14939
Department of the Comptroller of the Currency 12 CFR Part 40; Federal Reserve System 12 CFR Part 216; Federal Deposit Insurance Corporation 12 CFR Part 332; Department of the Treasury Office of Thrift Supervision 12 CFR Part 573; National Credit Union Administration 12 CFR Part 716; Federal Trade Commission 16 CFR Part 313; Commodity Futures Trading Commission 17 CFR Part 160; Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act
Comments Open Date: March 29, 2007
Comments Closing Date: May 29, 2007
See also:
Department of the Comptroller of the Currency 12 CFR Part 40; Federal Reserve System 12 CFR Part 216; Federal Deposit Insurance Corporation 12 CFR Part 332; Department of the Treasury Office of Thrift Supervision 12 CFR Part 573; National Credit Union Administration 12 CFR Part 716; Federal Trade Commission 16 CFR Part 313; Commodity Futures Trading Commission 17 CFR Part 160; Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act; Correction
07-003
Comment File for Federal Register Release:
72 FR 15637
17 CFR Parts 1, 3, 4, 15, 166 Exemption From Registration for Certain Foreign Persons
Comments Open Date: April 2, 2007
Comments Closing Date: May 2, 2007
See also:
17 CFR Parts 1, 3, 4, 15, and 166 Exemption from Registration for Certain Foreign Persons; Correction
07-004
Comment File for Federal Register Release:
72 FR 20788
17 CFR Part 3 Registration of Intermediaries
Comments Open Date: April 26, 2007
Comments Closing Date: May 29, 2007
07-005
Comment File for Federal Register Release:
72 FR 23804
Privacy Act of 1974: System of Records
Comments Open Date: May 1, 2007
Comments Closing Date: May 31, 2007
07-006
Comment File for Federal Register Release:
72 FR 27091
Proposal to Exempt the Trading and Clearing of Certain Credit Default Products Traded on the Chicago Board Options Exchange and Cleared Through the Options Clearing Corporation Pursuant to The Exemptive Authority in Sec. 4(c) of the Commodity Exchange Act
Comments Open Date: May 14, 2007
Comments Closing Date: May 29, 2007
See also:
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA")
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA"); Republication
07-007
Comment File for Federal Register Release:
72 FR 34417
17 CFR Part 21 Special Calls
Comments Open Date: June 22, 2007
Comments Closing Date: July 23, 2007
See also:
17 CFR Part 21 Special Calls
07-008
Comment File for Federal Register Release:
72 FR 34413
17 CFR Part 18 Maintenance of Books, Records and Reports by Traders
Comments Open Date: June 22, 2007
Comments Closing Date: July 23, 2007
07-009
Comment File for Federal Register Release:
72 FR 39764
17 CFR Parts 40 and 41 Confidential Information and Commission Records and Information
Comments Open Date: July 20, 2007
Comments Closing Date: August 20, 2007
07-010
Comment File for Federal Register Release:
72 FR 45185
17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets
Comments Open Date: August 13, 2007
Comments Closing Date: September 12, 2007
07-011
Comment File for Federal Register Release:
72 FR 45225
Privacy Act of 1974: System of Records
Comments Open Date: August 13, 2007
Comments Closing Date: September 12, 2007
07-012
Comment File for Federal Register Release:
72 FR 45392
17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
Comments Open Date: August 14, 2007
Comments Closing Date: September 13, 2007
07-013
Comment File for Federal Register Release:
72 FR 48262
Petition of the Chicago Mercantile Exchange Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or Its Members Register as Futures Commission Merchants
Comments Open Date: August 23, 2007
Comments Closing Date: September 24, 2007
Comments Extended Date: October 9, 2007
See also:
Petition of the Chicago Mercantile Exchange, Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or its Members Register as Futures Commission Merchants; Re-Opening of Comment Period
07-014
Comment File for Federal Register Release:
72 FR 65483
17 CFR Part 150 Revision of Federal Speculative Position Limits
Comments Open Date: November 21, 2007
Comments Closing Date: December 21, 2007
Comments Extended Date: January 21, 2008
07-015
Comment File for Federal Register Release:
72 FR 66097
17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits
Comments Open Date: November 27, 2007
Comments Closing Date: January 28, 2008
07-016
Comment File for Federal Register Release:
72 FR 68862
Notice of Request for Comment on Exemption Requests
Comments Open Date: December 6, 2007
Comments Closing Date: January 7, 2008
Comments Extended Date: February 6, 2008