Initiator | Action Type | Description | Status | Date | Remarks | Associated Documents |
Agora-X, LLC | Petition for Rulemaking | Petition to amend Reg 35 to clear OTC ag swaps | Pending | 10/29/2008 | | 1 |
Cargill, Inc. | No-Action | Relief from Certain ATOM Requirements | Action Taken | 01/11/2006 | | 0 |
CFTC | Interpretation | Part 190- Bankruptcy-Account Class | Action Taken | 10/21/2004 | | 1 |
CFTC | 4(c) Action | Regulation of hybrid instruments | Action Taken | 01/22/1993 | | 0 |
CFTC | 4(c) Action | Proposed rulemaking amending Part 34 Regulations | Pending | 11/12/1992 | | 0 |
CFTC | 4(c) Action | Proposed Part 35 Regulations | Action Taken | 01/22/1993 | | 0 |
CFTC | 4(c) Action | Proposal to exempt certain credit default options | Action Taken | 06/04/2007 | The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. | 5 |
CFTC | 4(c) Action | SPDR Gold Trust Security Futures 4(c) | Action Taken | 05/30/2008 | | 1 |
CFTC | Interpretation | Part 190-Bankruptcy-Cleared-Only Contracts | Action Taken | 09/26/2008 | | 1 |
CFTC | No-Action | Strike Price Filing Relief (CBOE Futures Exchange) | Action Taken | 01/09/2006 | | 0 |
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