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U.S. Preventive Services Task Force (USPSTF)

Primary Care Interventions to Promote Breastfeeding

An Evidence Review for the U.S. Preventive Services Task Force

October 2008


Prepared by Mei Chung, MPH; Gowri Raman, MD; Thomas Trikalinos, MD, PhD; Joseph Lau, MD; and Stanley Ip, MD.

Corresponding Author: Mei Chung, MPH, Center for Clinical Evidence Synthesis, Institute for Clinical Research and Health Policy Studies, Tufts Medical Center, 800 Washington Street, Box 63, Boston, MA 02111; E-mail, mchung1@tuftsmedicalcenter.org.


This study was conducted by the Tufts-New England Medical Center Evidence-based Practice Center under contract to the Agency for Healthcare Research and Quality, Rockville, Maryland (contract no. 290-02-0022).

The information in this report is intended to help clinicians, employers, policymakers, and others make informed decisions about the provision of health care services. This report is intended as a reference and not as a substitute for clinical judgment.

This report may be used, in whole or in part, as the basis for the development of clinical practice guidelines and other quality enhancement tools, or as a basis for reimbursement and coverage policies. AHRQ or U.S. Department of Health and Human Services endorsement of such derivative products may not be stated or implied.

This report was first published in Annals of Internal Medicine in September 2008 (Ann Intern Med 2008;149:565-82; http://www.annals.org).


Contents

Abstract
Introduction
Methods
Results
Discussion
References

Abstract

Background: Evidence suggests that breastfeeding decreases the risk for many diseases in mothers and infants. It is therefore important to evaluate the effectiveness of breastfeeding interventions.

Purpose: To systematically review evidence for the effectiveness of primary care–initiated interventions to promote breastfeeding with respect to breastfeeding and child and maternal health outcomes.

Data Sources: Electronic searches of MEDLINE®, the Cochrane Central Register of Controlled Trials, and CINAHL from September 2001 to February 2008 and references of selected articles, restricted to English-language publications.

Study Selection: Randomized, controlled trials of primary care–initiated interventions to promote breastfeeding, mainly in developed countries.

Data Extraction: Characteristics of interventions and comparators, study setting, study design, population characteristics, the proportion of infants continuing breastfeeding by different durations, and infant or maternal health outcomes were recorded.

Data Synthesis: Thirty-eight randomized, controlled trials (36 in developed countries) met eligibility criteria. In random-effects metaanalyses, breastfeeding promotion interventions in developed countries resulted in significantly increased rates of short- (1 to 3 months) and long-term (6 to 8 months) exclusive breastfeeding (rate ratios, 1.28 [95% CI, 1.11 to 1.48] and 1.44 [CI, 1.13 to 1.84], respectively). In subgroup analyses, combining pre- and postnatal breastfeeding interventions had a larger effect on increasing breastfeeding durations than either pre- or postnatal interventions alone. Furthermore, breastfeeding interventions with a component of lay support (such as peer support or peer counseling) were more effective than usual care in increasing the short-term breastfeeding rate.

Limitations: Meta-analyses were limited by clinical and methodological heterogeneity. Reliable estimates for the isolated effects of each component of multicomponent interventions could not be obtained.

Conclusion: Evidence suggests that breastfeeding interventions are more effective than usual care in increasing short- and long-term breastfeeding rates. Combined pre- and postnatal interventions and inclusion of lay support in a multicomponent intervention may be beneficial.

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Introduction

Human milk is the natural nutrition for all infants. According to the American Academy of Pediatrics, it is the preferred choice of feeding for all infants.1 The goals of Healthy People 2010 for breastfeeding are an initiation rate of 75% and continuation rate of 50% at 6 months and 25% at 12 months after delivery.2 A survey of U.S. children in 2002 indicated that only 71% had ever been breastfed, and the percentage of infants who continue to be breastfed to some extent is 35% at 6 months and 16% at 12 months.3 Although the breastfeeding initiation rate is close to the goal set by Healthy People 2010, according to this survey, the breastfeeding continuation rates at 6 and 12 months fall short.

Evidence suggests that breastfeeding decreases risks for many diseases in infants and mothers. In children, breastfeeding has been associated with a reduction in the risk for acute otitis media, nonspecific gastroenteritis, severe lower respiratory tract infections, atopic dermatitis, childhood leukemia, and the sudden infant death syndrome. In mothers, a history of lactation has been associated with a reduced risk for type 2 diabetes and breast and ovarian cancer.4 According to the American Academy of Pediatrics, some of the obstacles to initiation and continuation of breastfeeding include insufficient prenatal education about breastfeeding, disruptive maternity care practices, and lack of family and broad societal support.5 Effective interventions reported to date include changes in maternity care practices, such as those implemented in pursuit of the Baby-Friendly Hospital Initiative (BFHI) designation6,7 and worksite lactation programs.8 Some of the other interventions implemented include peer-to-peer support, maternal education, and media marketing.9

Our review is based on an evidence report10 that was requested by the Center on Primary Care, Prevention, and Clinical Partnerships at the Agency for Healthcare Research and Quality, on behalf of the U.S. Preventive Services Task Force, to support the Task Force's update of its 2003 recommendations on counseling to promote breastfeeding.11 Together with the Tufts Evidence-based Practice Center, these agencies jointly developed an analytic framework for study questions to evaluate the available evidence to promote and support breastfeeding (Figure 1). Five linked key questions were proposed in the analytic framework:

  1. What are the effects of breastfeeding interventions on child and maternal health outcomes?
  2. What are the effects of breastfeeding interventions on breastfeeding initiation, duration, and exclusivity?
  3. Are there harms from interventions to promote and support breastfeeding?
  4. What are the benefits and harms of breastfeeding on infant or child health outcomes?
  5. What are the benefits and harms of breastfeeding on maternal health outcomes?

The contextual questions regarding the effectiveness of health care system influences on interventions to promote breastfeeding and the potential benefits and harms related to such interventions can be answered by synthesizing the available scientific evidence for each key question. To avoid redundant work, a joint decision was made to adopt results from our earlier Agency for Healthcare Research and Quality evidence report4 to address questions 4 and 5 on the benefits and harms of breastfeeding for infants and mothers. Table 112-84 presents a synopsis of that report's findings on questions 4 and 5. We address only questions 1 to 3 in this article. Specifically, we examine the effects of primary care–initiated interventions to support or promote breastfeeding on child and maternal health outcomes and breastfeeding rates, as reported in randomized, controlled trials (RCTs) from developed countries. We also document reported harms from interventions to promote and support breastfeeding.

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Methods

Data Sources

This systematic review focuses on recent evidence (September 2001 to February 2008) and updates a previous systematic review85 conducted for the U.S. Preventive Services Task Force to support its 2003 recommendation on counseling to promote breastfeeding (available at http://www.ahrq.gov/clinic/uspstf/uspsbrfd.htm). We searched for English-language articles in MEDLINE®, the Cochrane Central Register of Controlled Trials, and CINAHL from September 2001 to February 2008 by using such Medical Subject Heading terms and keywords as breastfeeding, breast milk feeding, breast milk, human milk, nursing, breastfed, infant nutrition, lactating, and lactation. We also reviewed reference lists of a related systematic review86 for additional studies.

Study Selection

We included RCTs published from September 2001 to February 2008 that included any counseling or behavioral intervention initiated from a clinician's practice (office or hospital) to improve the breastfeeding initiation rate or duration of breastfeeding among healthy mothers or members of the mother–child support system (such as partners, grandparents, or friends) and their healthy term or near-term infants (≥35 weeks' gestation or ≥2500 g). We focused our review on studies conducted in developed countries; however, because of the widespread interest in the BFHI, we also included RCTs of the BFHI that were conducted in Brazil and Belarus.

We considered interventions conducted by various providers (lactation consultants, nurses, peer counselors, midwives, and physicians) in various settings (hospital, home, clinic, or elsewhere) to be eligible as long as they originated from a health care setting. We considered maternity services to be primary care for this review. We also included such health care system interventions as staff training. We excluded community- or peer-initiated interventions. Control comparisons were any usual prenatal, peripartum, or postpartum care, as defined in each study. Studies needed to report rates of breastfeeding initiation, duration of breastfeeding, or exclusivity of breastfeeding to be included. Figure 2 shows our search and selection process.

Data Extraction and Quality Assessment

One investigator extracted data from each study, and another confirmed them. The extracted data included study setting, population, control, description of intervention (type, person, frequency, and duration), definitions of breastfeeding outcomes (initiation, exclusivity, and duration), definitions of health outcomes in both mothers and children (when provided), and analytic methods.

Classification of Breastfeeding Interventions

Breastfeeding interventions can include a combination of individual components, such as structured breastfeeding education or professional or lay support. We defined 3 categories of breastfeeding intervention: those that included a component of formal or structured breastfeeding education, those that included a component of either professional or lay breastfeeding support, or those that did not include the aforementioned components. The first 2 categories are not mutually exclusive. Table 2 shows complete details.

Definitions

We classified breastfeeding regimens as exclusive or nonexclusive. Studies used different definitions of exclusive breastfeeding ("no supplement of any kind," "including water while breastfeeding," or "occasional formula is permissible while breastfeeding"); we adopted all of those definitions. We classified all other breastfeeding regimens (full, partial, mixed, or nonspecified) as nonexclusive.

We defined breastfeeding initiation as any breastfeeding at discharge or up to 2 weeks after delivery. We also defined a priori breastfeeding durations of 1 to 3 months as short-term, 4 to 5 months as intermediate-term, 6 to 8 months as long-term, and 9 or more months as prolonged. We categorized studies with breastfeeding durations shorter than 1 month as "no breastfeeding" in our metaanalyses.

Two investigators assessed the methodological quality of all eligible studies by using criteria developed by the U.S. Preventive Services Task Force.87 We assigned each article a quality rating of "good," "fair," or "poor." The criteria for quality assessment of primary studies included randomization techniques, allocation concealment, clear definitions of outcomes, intention-to-treat analysis, and statistical methods. A third investigator reviewed studies for which the first 2 investigators gave discordant quality ratings. We reached final grades for those studies via consensus. We performed subgroup analyses to examine the effects of study quality on the meta-analysis results. We also based our qualitative conclusions on good- or fair-quality studies.

Data Synthesis and Analysis

We calculated the rates of breastfeeding initiation and short-term, intermediate-term, long-term, and prolonged breastfeeding for both the intervention and control groups in each study. We recorded the exclusivity of breastfeeding and did the same calculations for the exclusive breastfeeding rates.

Meta-analysis and Meta-regression

We used the rate ratio (relative risk) as the metric of choice to quantify the effectiveness of each breastfeeding promotion intervention. We used the DerSimonian and Laird model for random-effects meta-analysis88 to obtain summary estimates across studies. We tested for heterogeneity by using the Cochran Q test, which follows a chi-square distribution to make inferences about the null hypothesis of homogeneity (considered significant at P < 0.100) and quantified its extent with I2.89,90 The I2 statistic ranges between 0% and 100% and quantifies the proportion of between-study variability that is attributed to heterogeneity rather than chance.

We used random-effects meta-regression (fitted with restricted maximum likelihood) to explore whether the effectiveness of breastfeeding interventions depends on breastfeeding duration, provided that at least 6 studies with relevant information were available.91,92

Subgroup Analyses

We performed subgroup analyses according to various study factors, such as study quality, timing of intervention (prenatal, postpartum, or combined prenatal and postpartum), and different components of breastfeeding interventions. We used a Z test to compare summary estimates between the subgroups.

We used Intercooled Stata, version 8.2 (Stata, College Station, Texas) for all analyses. All P values are 2-tailed and considered significant when less than 0.05 unless otherwise indicated.

Role of the Funding Source

The Agency for Healthcare Research and Quality and the U.S. Preventive Services Task Force helped formulate the initial study questions but did not participate in the literature search, determination of study eligibility criteria, data analysis or interpretation, or preparation of the manuscript.

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Results

We identified 4877 abstracts in our search and evaluated a total of 147 full-text articles. Thirty-eight RCTs met our eligibility criteria: 32 parallel RCTs described in 33 publications,93–125 4 clustered RCTs,126-129 and 2 quasi-RCTs described in 3 publications130-132 (Figure 2). Table 3 shows the 36 trials that were conducted in developed countries (Australia, Canada, Denmark, France, Italy, Japan, Netherlands, New Zealand, Scotland, Sweden, Singapore, United Kingdom, and United States). Two trials on BFHI were conducted in developing countries (Brazil and Belarus).

The interventions included system-level breastfeeding support (such as BFHI and training of health professionals), formal breastfeeding education, professional support (such as from lactation consultants, midwives, nurses, physicians, or other health professionals), lay support (such as peer support or counseling), motivational interviews, delayed or discouraged pacifier use, and skin-to-skin contact. Several components were often combined into a single, multifaceted breastfeeding intervention.

Eleven trials (29%) were of good quality, 14 trials (37%) were of fair quality, and 13 trials (34%) were of poor quality. The Appendix Table describes the criteria of quality assessment used to reach the overall quality rating for each RCT. Table 3 summarizes the study characteristics.

Key Question 1

What are the effects of breastfeeding interventions on child and maternal health outcomes?

The effects of breastfeeding interventions on child health outcomes were reported in 3 RCTs published in 4 articles.93–95,126 One of these RCTs also reported maternal health outcomes. One good-quality study,126 PROBIT (Promotion of Breastfeeding Intervention Trial), was conducted in Belarus, and 2 fair-quality studies93–95 were conducted in low-income populations in the United States. We could not combine the results from these RCTs in a meta-analysis because the interventions were dissimilar.

The PROBIT study was a good-quality, cluster, multicenter RCT involving a total of 17 046 mother–infant pairs from urban and rural areas in Belarus. Infants in the intervention group (a modeled BFHI) had a significant reduction in the risk for 1 or more gastrointestinal infections (adjusted odds ratio, 0.60 [95% CI, 0.40 to 0.91]) and atopic dermatitis (adjusted odds ratio, 0.54 [CI, 0.31 to 0.95]) compared with those in the control group but had no significant reduction in respiratory tract infections.126 The 2 fair-quality RCTs, involving a total of 564 mother–infant pairs in low-income families in the United States, reported discordant results. The major drawbacks of these 2 RCTs were high rates of loss to follow-up or missing breastfeeding data. One study showed no significant differences between the 2 groups (hospital and home visits by 2 study lactation consultants vs. usual care) in the risk for gastrointestinal illnesses, respiratory tract diseases, or otitis media,94,95 whereas the other study found that the risk for 1 or more diarrheal episodes during the study was decreased in the intervention group (home visits by trained breastfeeding peer counselors) compared with the control group (17.5% vs. 37.5%; P = 0.02).93 The latter study also reported that mothers in the intervention group were less likely than those in the control group to have menses return at 3 months (47.6% vs. 66.7%; P = 0.03). Cessation of menstrual periods for the first few postpartum months during exclusive breastfeeding is a normal physiologic process.

Key Question 2

What are the effects of breastfeeding interventions on breastfeeding initiation, duration, and exclusivity?

Effects on Breastfeeding Initiation and Duration

We found substantial heterogeneity across eligible trials in the actual breastfeeding promotion interventions (including many different combinations of "intervention components") and their implementation, timing, and intensity (Table 3). Furthermore, the definition of "usual" or "routine" care varied substantially because of differences in background social support and health care systems in the various countries. The sociodemographic characteristics of the study populations also varied.

As shown in Figure 3, breastfeeding promotion interventions resulted in an increased rate of breastfeeding initiation (rate ratio, 1.04 [CI, 1.00 to 1.08]) and short-term breastfeeding (rate ratio, 1.10 [CI, 1.02 to 1.19]) compared with usual care, with significant statistical heterogeneity in both cases. It is questionable whether these trivial effects have any real-world effect. For short-term exclusive breastfeeding, the relative risk was 1.72 (CI, 1.00 to 2.97), again with evidence of statistical heterogeneity (Figure 4). When we excluded the 2 RCTs from developing countries,98,126 the results for any breastfeeding initiation and short-term breastfeeding were no longer significant. However, intervention effects on short- and long-term exclusive breastfeeding were significant (rate ratios, 1.28 [CI, 1.11 to 1.48] and 1.44 [CI, 1.13 to 1.84], respectively), with evidence for statistically significant heterogeneity for short-term exclusive breastfeeding (I2. 55%; P = 0.006).

Table 4 describes subgroup analyses performed according to the timing of breastfeeding promoting interventions (prenatal, postnatal, and combinations thereof). Overall, the direction of the effects favors breastfeeding promotion interventions over usual care and was statistically significant for some subgroups (Table 4). We found no clear pattern for the outcome of any breastfeeding with respect to intervention timing. However, for short-term exclusive breastfeeding, the summary point estimates of the corresponding rate ratios are larger for the combination of pre- and postnatal interventions (P = 0.01, Z test).

We performed subgroup analyses on the effects of different components of breastfeeding interventions on breastfeeding initiation, duration, and exclusivity compared with usual care. Again, multiple components were often combined into a single, multifaceted breastfeeding intervention. Our analyses compared only a specific component within a multifaceted intervention with usual care. Indirect comparison of the pooled effect sizes between different intervention components could be misleading, because other components in the intervention and control groups may not be the same across the different subgroups. Overall, we did not find that formal or structured breastfeeding education or individual-level professional support significantly affected the breastfeeding outcomes. We did find that lay support significantly increased the rate of any and exclusive breastfeeding in the short term by 22% (CI, 8% to 48%) and 65% (CI, 3% to 263%), respectively. Meta-regression suggested that larger effects (compared with usual care) were associated with longer duration for any breastfeeding (P = 0.04) (Table 5).

Finally, the summary rate ratios of breastfeeding initiation and duration did not statistically significantly differ across RCTs of different quality grades (data not shown).

Differences in Absolute Breastfeeding Durations

Ten RCTs in 11 publications100,102,105,107,110,112,119,121,125,130,131 reported the differences in the absolute breastfeeding duration between breastfeeding intervention and usual care groups. The follow-up durations ranged from 2 weeks to 1 year. We did not perform meta-analyses because the intervention components and units of analysis for the breastfeeding outcomes varied greatly across these trials. Seven of the 10 RCTs did not show a significant difference in absolute breastfeeding duration between the intervention and control groups. The other 3 RCTs, 2 of good quality and 1 of fair quality, showed that delayed pacifier use (>4 weeks) was more effective than early pacifier use (within 2 to 5 days)102 and system-level professional support105 and postpartum skin-to-skin care107 were more effective than usual care in increasing breastfeeding duration.

Interventions Involving Family Members

We identified 2 poor-quality RCTs involving family members in breastfeeding intervention. These 2 RCTs were graded poor quality because of incomplete reporting of trial protocol (for example, randomization and blinding) and nonrigorous definitions of breastfeeding outcomes. One study compared the effects of breastfeeding classes for expectant fathers to control group classes of baby care and safety on rates of any breastfeeding initiation and any breastfeeding at 2 months.113 This study found that more women whose partners attended the breastfeeding classes initiated breastfeeding than did women whose partners attended the control class (74% vs. 41%; P = 0.02). However, the rate of any breastfeeding at 2 months did not significantly differ between the intervention and control groups. The other study examined the role of a grandmother (maternal mother) or a close female confidante (sister or friend) of the mother's own choice in supporting breastfeeding.122 This study found no significant difference in breastfeeding initiation or duration between the breastfeeding promotion with a female confidante and the routine prenatal care without a female confidante.

Key Question 3

Are there harms from interventions to promote and support breastfeeding?

We did not identify any study specifically designed to examine harms from interventions to promote and support breastfeeding (regardless of design). None of the eligible RCTs reported harms from the breastfeeding interventions.

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