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21 USC Sec. 842 01/22/02

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TITLE 21 - FOOD AND DRUGS
CHAPTER 13 - DRUG ABUSE PREVENTION AND CONTROL
SUBCHAPTER I - CONTROL AND ENFORCEMENT
Part D - Offenses and Penalties

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Sec. 842. Prohibited acts B

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(a) Unlawful acts
It shall be unlawful for any person -

(1) who is subject to the requirements of part C to distribute or dispense a controlled substance in violation of section 829 of this title;

(2) who is a registrant to distribute or dispense a controlled substance not authorized by his registration to another registrant or other authorized person or to manufacture a controlled substance not authorized by his registration;

(3) who is a registrant to distribute a controlled substance in violation of section 825 of this title;

(4) to remove, alter, or obliterate a symbol or label required by section 825 of this title;

(5) to refuse or negligently fail to make, keep, or furnish any record, report, notification, declaration, order or order form, statement, invoice, or information required under this subchapter or subchapter II of this chapter;

(6) to refuse any entry into any premises or inspection authorized by this subchapter or subchapter II of this chapter;

(7) to remove, break, injure, or deface a seal placed upon controlled substances pursuant to section 824(f) or 881 of this title or to remove or dispose of substances so placed under seal;

(8) to use, to his own advantage, or to reveal, other than to duly authorized officers or employees of the United States, or to the courts when relevant in any judicial proceeding under this subchapter or subchapter II of this chapter, any information acquired in the course of an inspection authorized by this subchapter concerning any method or process which as a trade secret is entitled to protection, or to use to his own advantage or reveal (other than as authorized by section 830 of this title) any information that is confidential under such section;

(9) who is a regulated person to engage in a regulated transaction without obtaining the identification required by 830(a)(3) of this title. (FOOTNOTE 1)

(FOOTNOTE 1) So in original. Probably should be ''section 830(a)(3) of this title;''.

(10) negligently to fail to keep a record or make a report under section 830 of this title; or

(11) to distribute a laboratory supply to a person who uses, or attempts to use, that laboratory supply to manufacture a controlled substance or a listed chemical, in violation of this subchapter or subchapter II of this chapter, with reckless disregard for the illegal uses to which such a laboratory supply will be put.

As used in paragraph (11), the term ''laboratory supply'' means a listed chemical or any chemical, substance, or item on a special surveillance list published by the Attorney General, which contains chemicals, products, materials, or equipment used in the manufacture of controlled substances and listed chemicals. For purposes of paragraph (11), there is a rebuttable presumption of reckless disregard at trial if the Attorney General notifies a firm in writing that a laboratory supply sold by the firm, or any other person or firm, has been used by a customer of the notified firm, or distributed further by that customer, for the unlawful production of controlled substances or listed chemicals a firm distributes and 2 weeks or more after the notification the notified firm distributes a laboratory supply to the customer.

(b) Manufacture
It shall be unlawful for any person who is a registrant to manufacture a controlled substance in schedule I or II which is -

(1) not expressly authorized by his registration and by a quota assigned to him pursuant to section 826 of this title; or

(2) in excess of a quota assigned to him pursuant to section 826 of this title.

(c) Penalties

(1)(A) Except as provided in subparagraph (B) of this paragraph and paragraph (2), any person who violates this section shall, with respect to any such violation, be subject to a civil penalty of not more than $25,000. The district courts of the United States (or, where there is no such court in the case of any territory or possession of the United States, then the court in such territory or possession having the jurisdiction of a district court of the United States in cases arising under the Constitution and laws of the United States) shall have jurisdiction in accordance with section 1355 of title 28 to enforce this paragraph.

(B) In the case of a violation of paragraph (5) or (10) of subsection (a) of this section, the civil penalty shall not exceed $10,000.

(2)(A) If a violation of this section is prosecuted by an information or indictment which alleges that the violation was committed knowingly and the trier of fact specifically finds that the violation was so committed, such person shall, except as otherwise provided in subparagraph (B) of this paragraph, be sentenced to imprisonment of not more than one year or a fine of not more than $25,000, or both.

(B) If a violation referred to in subparagraph (A) was committed after one or more prior convictions of the offender for an offense punishable under this paragraph (2), or for a crime under any other provision of this subchapter or subchapter II of this chapter or other law of the United States relating to narcotic drugs, marihuana, or depressant or stimulant substances, have become final, such person shall be sentenced to a term of imprisonment of not more than 2 years, a fine of $50,000, or both.

(C) In addition to the penalties set forth elsewhere in this subchapter or subchapter II of this chapter, any business that violates paragraph (11) of subsection (a) of this section shall, with respect to the first such violation, be subject to a civil penalty of not more than $250,000, but shall not be subject to criminal penalties under this section, and shall, for any succeeding violation, be subject to a civil fine of not more than $250,000 or double the last previously imposed penalty, whichever is greater.

(3) Except under the conditions specified in paragraph (2) of this subsection, a violation of this section does not constitute a crime, and a judgment for the United States and imposition of a civil penalty pursuant to paragraph (1) shall not give rise to any disability or legal disadvantage based on conviction for a criminal offense.

-SOURCE-

(Pub. L. 91-513, title II, Sec. 402, Oct. 27, 1970, 84 Stat. 1262; Pub. L. 95-633, title II, Sec. 202(b)(1), (2), Nov. 10, 1978, 92 Stat. 3776; Pub. L. 100-690, title VI, Sec. 6056, Nov. 18, 1988, 102 Stat. 4318; Pub. L. 104-237, title II, Sec. 205, Oct. 3, 1996, 110 Stat. 3103; Pub. L. 105-277, div. A, Sec. 101(b) (title I, Sec. 117), Oct. 21, 1998, 112 Stat. 2681-50, 2681-68.)

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REFERENCES IN TEXT

Schedules I and II, referred to in subsec. (b), are set out in section 812(c) of this title.

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AMENDMENTS

1998 - Subsec. (a)(5). Pub. L. 105-277, Sec. 101(b) (title I, Sec. 117(1)), inserted ''negligently'' before ''fail''.

Subsec. (a)(10). Pub. L. 105-277, Sec. 101(b) (title I, Sec. 117(2)), inserted ''negligently'' before ''to fail''.

Subsec. (c)(1). Pub. L. 105-277, Sec. 101(b) (title I, Sec. 117(3)), designated existing provisions as subpar. (A), inserted ''subparagraph (B) of this paragraph and'' before ''paragraph (2)'', and added subpar. (B).

1996 - Subsec. (a). Pub. L. 104-237, Sec. 205(a), added par. (11) and closing provisions.

Subsec. (c)(2)(C). Pub. L. 104-237, Sec. 205(b), added subpar. (C).

1988 - Subsec. (a)(8). Pub. L. 100-690, Sec. 6056(a), inserted '', or to use to his own advantage or reveal (other than as authorized by section 830 of this title) any information that is confidential under such section'' after ''protection''.

Subsec. (a)(9). Pub. L. 100-690, Sec. 6056(b), amended par. (9) generally. Prior to amendment, par. (9) read as follows: ''to distribute or sell piperidine in violation of regulations established under section 830(a)(2) of this title, respecting presentation of identification.''

Subsec. (a)(10). Pub. L. 100-690, Sec. 6056(d), added par. (10).

Subsec. (c)(2)(C). Pub. L. 100-690, Sec. 6056(c), struck out subpar. (C) which read as follows: ''Subparagraphs (A) and (B) shall not apply to a violation of subsection (a)(5) of this section with respect to a refusal or failure to make a report required under section 830(a) of this title (relating to piperidine reporting).''

1978 - Subsec. (a)(9). Pub. L. 95-633, Sec. 202(b)(1), added par. (9).

Subsec. (c)(2)(C). Pub. L. 95-633, Sec. 202(b)(2), added subpar. (C).

EFFECTIVE DATE OF 1988 AMENDMENT

Amendment by Pub. L. 100-690 effective 120 days after Nov. 18, 1988, see section 6061 of Pub. L. 100-690, set out as a note under section 802 of this title.

EFFECTIVE DATE OF 1978 AMENDMENT

Amendment by Pub. L. 95-633 effective Nov. 10, 1978, see section 203(a) of Pub. L. 95-633 set out as an Effective Date note under section 830 of this title.

REPEALS

Pub. L. 96-359, Sec. 8(b), Sept. 26, 1980, 94 Stat. 1194, repealed section 203(d) of Pub. L. 95-633, which had provided for the repeal of subsecs. (a)(9) and (c)(2)(C) of this section effective Jan. 1, 1981.

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SECTION REFERRED TO IN OTHER SECTIONS

This section is referred to in sections 843a, 961 of this title.

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