DOJ 1630.1B

Department of Justice official seal

LEAVE ADMINISTRATION

Approval Date: July 22, 1991

Approved By:

HARRY H. FLICKINGER
Assistant Attorney General
for Administration
Distribution: BUR/H-1; DOJ Personnel Officers; OBD/H-1; OBD/F-2;
Initiated By: Justice Management Division
Personnel Staff

FOREWORD

  1. PURPOSE. This order establishes the policies and procedures governing leave administration in the Department of Justice.

  2. SCOPE. The provisions of this order apply to all components of the Department.

  3. CANCELLATION. Orders DOJ 1600.1, DOJ 1630.1A, and DOJ 2120.11 are cancelled.

  4. AUTHORITIES.

    1. Title 5, United States Code, Chapter 55, Sec. 5550a.

    2. Title 5, United States Code, Chapter 63.

    3. 5 CFR, Part 550, Subpart J.

    4. 5 CFR, Part 630.

    5. 28 CFR, Part O, Subpart O, Sec. 0.75(d).

    6. Federal Personnel Manual, Chapter 630.

    7. Federal Personnel Manual, Supplement 990-2, Book 630.

/s/HARRY H. FLICKINGER
    Assistant Attorney General
    for Administration

TABLE OF CONTENTS

CHAPTER 1. GENERAL PROVISIONS.

1. Policy.
2. Coverage.
3. Definitions.
4. Responsibilities.
5. Authority to Approve, Deny, or Cancel Leave, or Excuse an Absence Without Charge to Leave.
6. Recording Leave.
7. Employee Leave Records.
8. Relationships with Labor Organizations.

CHAPTER 2. ANNUAL LEAVE.
9. Earning Rates.
Figure 2-1. Full-Time Employees.
Figure 2-2. Part-Time Employees.
Figure 2-3. Pro Rata Table.
10. Annual Leave Charges.
11. Maximum Accumulation.
12. Planning, Requesting, and Granting Annual Leave.
13. Requesting and Granting Advance Annual Leave.
14. Enforced Annual Leave.
15. Lump-Sum Payments for Accumulated and Accrued Annual Leave Upon Separation.
16. Substitution of Annual Leave for Sick Leave.
17. Combining Annual Leave with Official Travel.
18. Buying Back Annual Leave Under the Workers' Compensation Program.

CHAPTER 3. RESTORATION OF FORFEITED ANNUAL LEAVE.
19. Scheduling Annual Leave to Avoid Forfeiture.
20. Circumstances Under Which Forfeited Annual Leave May Be Restored.
21. Officials Authorized to Approve Exigencies.
22. Officials Authorized to Approve the Restoration of Forfeited Annual Leave.
23. Requesting Restoration of Forfeited Annual Leave.
24. Recording Restored Annual Leave.
25. Time Limit for the Use of Restored Annual Leave.
26. Forfeiture of Restored Annual Leave.

CHAPTER 4. SICK LEAVE.
27. Earning Rates.
28. Sick Leave Charges.
29. Accumulation.
30. Requesting, Granting, and Using Sick Leave.
31. Supporting Evidence.
32. Substitution of Sick Leave for Annual Leave.
33. Buying Back Sick Leave Under the Workers' Compensation Program.
34. Requesting and Granting Advance Sick Leave.

CHAPTER 5. TEMPORARY LEAVE TRANSFER PROGRAM. -- RESERVED

CHAPTER 6. LEAVE WITHOUT PAY (LWOP).
41. General Information.
42. LWOP Charges.
43. Requesting LWOP.
44. Granting LWOP.
45. Duration of Extended LWOP.

CHAPTER 7. ABSENCE WITHOUT LEAVE (AWOL).
46. General Information.
47. AWOL Charges.
48. Recording AWOL.

CHAPTER 8. LEAVE FOR PARENTAL AND FAMILY RESPONSIBILITIES.
49. General.
50. Requesting, Granting, and Using Leave for Parental and Family Responsibilities.
51. Leave for Childbirth.
52. Leave for Adoption or Foster Care.
53. Leave for Child Care.
54. Leave for Other Parental and Family Responsibilities.

CHAPTER 9. COURT LEAVE.
55. General.
56. Jury Service.
57. Witness Service.
58. Granting Court Leave.
59. Court Leave Guide.
Figure 9-1. Employee Absences for Court or Court-Related Services.

CHAPTER 10. MILITARY LEAVE.
60. General.
61. Coverage.
62. Entitlement.
63. Charges.
64. Accumulation.
65. Requesting Military Leave.
66. Granting Military Leave.

CHAPTER 11. HOME LEAVE.
67. General.
68. Coverage.
69. Computation of Service Abroad.
70. Earning Rates.
71. Computation of Home Leave.
Figure 11-1.Computation of Home Leave.
72. Change in Earning Rate.
73. Maximum Accumulation.
74. Charges.
75. Entitlement.
76. Granting Home Leave.
77. Refund.
78. Transfer and Recredit.

CHAPTER 12. FUNERAL LEAVE.
79. General.
80. Restrictive Nature of Funeral Leave.
81. Funeral Leave Charges.
82. Requesting and Granting Funeral Leave.

CHAPTER 13. TIME OFF FOR RELIGIOUS OBSERVANCES.
83. General.
84. Time Frame for Taking and Repaying Time Off.
85. Earning Rates.
86. Charges.
87. Requesting Time Off.
88. Granting Time Off and Authorizing Compensatory Overtime.
89. Recording Time Off or Compensatory Overtime Worked.

CHAPTER 14. EXCUSED ABSENCE/ADMINISTRATIVE LEAVE.
90. General.
91. Excused Absence for Individual Employees.
92. Excused Absence for Groups of Employees.

APPENDIX 1. U.S. OFFICE OF PERSONNEL MANAGEMENT AREA
EMERGENCY DISMISSAL OR CLOSURE PROCEDURES FOR THE WASHINGTON, D.C. AREA.

Figure 1. Council of Governments Residential Zone Dismissal
Plan for the Washington Metropolitan Area.

CHAPTER 1. GENERAL PROVISIONS.

  1. POLICY. In the Department of Justice, leave will be administered in a fair and consistent manner in accordance with the law, the rules and regulations of the U.S. Office of Personnel Management, and the provisions of this order.

  2. COVERAGE. The provisions of this order apply to all employees of the Department except:

    1. Employees appointed by the President to positions at Executive Level V and above.

    2. Intermittent employees.

  3. DEFINITIONS.

    1. Accrued Leave. Leave earned by an employee during the current leave year that is unused at any given time in that leave year.

    2. Accumulated Leave. The unused leave remaining to the credit of an employee at the beginning of a leave year.

    3. Administrative Leave. Although this term is not specifically recognized in legislation or by regulation, it is commonly applied to any excused absence without loss of pay or charge to leave and, for the purposes of this order, is construed as having that meaning.

    4. Bureau. For the purposes of this order, the term bureau refers to: the Bureau of Prisons (including the Federal Prison Industries, Incorporated and the National Institute of Corrections); the Drug Enforcement Administration; the Executive Office for U.S. Attorneys and the Offices of the U.S. Attorneys (the Director, Executive Office for U.S. Attorneys is considered the bureau head for these components); the Federal Bureau of Investigation; the Immigration and Naturalization Service; the Office of Justice Programs (and related agencies); the U.S. Marshals Service; and the Office of the Inspector General.

    5. Child. Unless otherwise modified, the term child includes biological children, adopted children, foster children, or stepchildren.

    6. Contagious Disease. A disease which is ruled as subject to quarantine, requires isolation of the patient, or requires restriction of movement by the patient for a specified period as prescribed by the health authorities having jurisdiction.

    7. Days. Calendar days unless otherwise specified.

    8. Days of Leave. Days on which an employee would otherwise work and receive pay; they are exclusive of holidays and nonworkdays established by Federal statute, executive order, or administrative order.

    9. Department Components. The offices, boards, divisions, and bureaus of the Department of Justice as defined in 28 CFR 0.1.

    10. Immediate Family Member. Spouses and unmarried children under 21 years of age.

    11. Intermittent Employee. An employee who is employed less than full time on an irregular or occasional basis with no prearranged schedule of hours or days of work.

    12. Leave Year. The period beginning with the first day of the first complete pay period in a calendar year and ending with the day immediately before the first day of the first complete pay period in the following calendar year.

    13. Medical Certificate. A written statement signed by a registered practicing physician or other practitioner certifying to the incapacitation, examination, or treatment, or to the period of disability while the patient was receiving professional treatment.

    14. Offices, Boards, and Divisions (OBDs). Those Department components (except for the Executive Office for United States Attorneys) defined as offices, boards, and divisions in 28 CFR 0.1.

    15. Parent. Unless otherwise modified, the term parent includes biological parents, adoptive parents, stepparents, and foster parents.

    16. Regular Leave Account. The account established to record the earning, crediting, and usage of employee leave.

    17. Separate Leave Account. The account established to record restored annual leave.

  4. RESPONSIBILITIES.

    1. The Attorney General is responsible for the proper administration of leave, and for ensuring that an account of leave is established and maintained for each employee in accordance with methods prescribed by the General Accounting Office.

    2. The Assistant Attorney General for Administration is responsible for:

      (1) The overall administration of this order.

      (2) Planning, directing, coordinating, and supervising the administration of leave in the
            Department.

      (3) Postauditing and correcting any action taken within the Department which is not in
            accordance with laws and regulations governing the administration of leave, or the
            provisions of this order.

      (4) Representing the Department in its contacts, on all matters relating to leave, with the
            General Accounting Office, the Office of Management and Budget, the Office of
            Personnel Management (OPM), Congressional committees, and all other Federal
            departments and agencies.

      (5) Designating the official who is authorized to approve the restoration of forfeited annual
            leave for employees of the offices, boards, and divisions.

    3. The heads of bureaus are responsible for designating the officials who are authorized to approve the restoration of forfeited annual leave for their components. (The heads of bureaus are also heads of Department components; however, the reverse is not true in all cases.)

    4. The heads of Department components are responsible for:

      (1) The proper administration of leave within their respective components.

      (2) Delegating the authority to approve leave to the lowest practicable supervisory level.

      (3) Determining that exigencies of the public business occurring in their components are
            of such importance as to preclude the use of scheduled annual leave to avoid forfeiture.

    5. The Director, Personnel Staff, Justice Management Division is responsible for advising and assisting the Assistant Attorney General for Administration on all aspects of the administration of leave.

    6. Supervisors and Managers are responsible for:

      (1) Ensuring that leave is granted, denied, or cancelled in accordance with the laws
            and regulations governing the administration of leave, and the provisions of this order.

      (2) Ensuring that leave taken by employees is properly charged.

      (3) Planning and scheduling annual leave with employees so as to avoid the forfeiture of such leave.

    7. Employees are responsible for:

      (1) Requesting leave in accordance with the provisions of this order and any procedures
            established by their components.

      (2) Coming to work at their scheduled starting times unless leave has been approved.

      (3) Providing their supervisors with requests for leave as much in advance of the
            requested periods of absence as possible.

      (4) Notifying their supervisors and requesting leave as soon as possible when leave is
            needed because of illness, injury, or other personal emergency. As soon as possible
            means at or before the beginning of the regularly scheduled tour of duty. Extenuating
            circumstances of a highly unusual nature may prevent timely notification, and such
            circumstances will be carefully considered when evaluating leave requests.

      (5) Working with their supervisors to plan, schedule, and use sufficient annual leave
            during the course of the year so as to preclude the need to take excessive amounts
            of annual leave at the end of the leave year to avoid the forfeiture of such leave.

  5. AUTHORITY TO APPROVE, DENY, OR CANCEL LEAVE, OR TO EXCUSE AN ABSENCE WITHOUT CHARGE TO LEAVE.

    1. Approval of Leave.

      (1) Authority to approve leave may be delegated to the lowest supervisory level
            having personal knowledge of the work requirements and the employee's
            leave record and attendance patterns; however, requests for the following types
            of leave should be approved at a higher level:

        (a) Advance annual leave.

        (b) Advance sick leave.

        (c) Extended leave without pay (in excess of 30 days).

      (2) Each Department component should establish guidance as to which officials are
            authorized to approve such leave requests and the supporting documentation
            required.

    2. Approval of Requests for Excused Absence for Individual Employees. Generally, the heads of Department components determine the situations for which excused absence will be authorized for individual employees; however, in the following cases, this authority may be redelegated to the lowest practicable supervisory level:

      (1) Tardiness of up to one hour or other brief absences from duty for reasons which
            are acceptable to the approving official.

      (2) Donating blood (see paragraph 91c).

      (3) Voting under normal circumstances (see paragraph 91b(1)).

    3. Mandatory Approval of Certain Leave Requests. In some instances, the approval of leave requests is discretionary; in others, it is mandated by statute or executive order. The approval of leave is mandated by statute or executive order in the following instances which are discussed in detail in the chapters cited.

      (1) Treatment of Disabled Veterans, (chapter 4).

      (2) Other Illness, Injury, or Pregnancy, (chapter 4).

      (3) Pending Disability Retirement, (chapter 4).

      (4) Service as a Juror or Witness in Certain Judicial Proceedings, (chapter 9).

      (5) Military Service, (chapter 10).

    4. Denial or Cancellation of Leave. Where the approval of leave is discretionary, the authority to deny or cancel leave may be delegated to the same level at which such leave is approved. The following conditions apply to the exercise of this authority:

      (1) Leave must not be denied or cancelled for arbitrary or capricious reasons.

      (2) Denial of a leave request or cancellation of approved leave normally must be
            based on the necessity for the employee's services or the employee's failure to
            submit any required documentation in support of the leave request in a timely
            manner.

      (3) Denial or cancellation of leave is not disciplinary in nature and must not be used as a
            punitive measure.

  6. RECORDING LEAVE.

    1. An absence is considered approved once it has been recorded in an approved leave category on an official time and attendance record upon which salary payments are made.

    2. Once leave has been requested, approved, and used by an employee, retroactive substitution of one category of leave for another category may be made only under conditions of law or regulation which permit a change in statutory rights, e.g., an employee on approved annual leave becomes ill and, upon return to duty, requests substitution of sick leave for annual leave, or an employee who was granted leave with the expectation that he or she would submit specific documentation in support of the leave upon returning to duty fails to do so in a timely manner. An exception to this rule occurs when it is subsequently established that an employee submitted fraudulent documentation or misrepresented either the time taken or the reason for the absence.

    3. If an employee is absent without leave having been approved, the absence should be recorded as absent without leave (AWOL). If the approving authority subsequently determines that circumstances are such that the absence is improperly charged as AWOL, the absence must be changed to an approved leave category. Changing AWOL to an approved leave status means that the employee can no longer be disciplined for being AWOL, but may still be subject to discipline for not properly requesting the leave even though it was eventually approved.

  7. EMPLOYEE LEAVE RECORDS. The leave record of an employee, or information therefrom, is not available to the public under the Freedom of Information Act.

  8. RELATIONSHIPS WITH LABOR ORGANIZATIONS. Due regard shall be given to the status of labor organizations having exclusive recognition, and management shall consult or negotiate with those organizations, as appropriate, when implementing the provisions of this order.

    CHAPTER 2. ANNUAL LEAVE.

  9. EARNING RATES.

    FIGURE 2-1. FULL-TIME EMPLOYEES.

    Years of Service Earning  Rates
    Less than 3 4 hours of annual leave for each full biweekly pay period or 13 days per leave year
    At least 3, but  Less than 15 6  hours of annual leave for  each  full biweekly pay period plus 4  additional hours for the last  full biweekly pay period of the leave year
    15 or more 8  hours of  annual  leave for  each  full biweekly pay period or 26 days per leave year

    FIGURE 2-2. PART-TIME EMPLOYEES.

    Years of Service Earning  Rates
    Less than 3 1 hour of annual leave for each 20 hours in a pay status
    At least 3, but  Less than 15 1 hours of annual leave for each 13 hours in a pay status
    15 or more 1 hour of annual leave for each 10 hours in a pay status

    1. Full Biweekly Pay Period.

      (1) Full-time Employees. A full-time employee earns leave for each full biweekly
            pay period. When a full-time employee's absence in a nonpay status totals 80
            hours, the employee's annual leave credit is reduced by 4, 6, or 8 hours depending
            on the employee's leave category, and the employee's sick leave credit is reduced
            by 4 hours.

      (2) Part-time Employees.

        (a) Earn annual leave and sick leave for each hour they are in a pay status during the
              pay period.

        (b) Holiday leave hours are credited as hours in a pay status, but holiday hours worked are not.

        (c) Hours in a pay status in excess of 80 hours in a pay period are disregarded
              in computing the leave earnings of a part-time employee.

    2. Fractional Pay Periods.

      (1) No leave is credited for fractional parts of biweekly pay periods occurring either
            at the beginning or the end of an employee's period of service.

      (2) Entitlement to a pro rata credit for a fractional pay period occurs when:

        (a) An employee's tour of duty changes from full-time or part-time to intermittent,
              or from intermittent to full-time or part-time. OR

        (b) An employee is carried in a leave without pay (LWOP) status while in receipt
              of disability compensation from the Office of Workers' Compensation Programs.

      (3) The table shown in figure 2-3 may be used as a guide in determining the amount of
            pro rata credit for annual leave.

    FIGURE 2-3. PRO RATA TABLE.

    Biweekly Pay Period

    Workdays
    Hourly Accrual Rate
           4*   6     8
    1....................................................................1......1.....1
    2....................................................................1......1.....2
    3....................................................................1......2.....2
    4....................................................................2......2.....3
    5....................................................................2......3.....4
    6....................................................................2......4.....5
    7....................................................................3......4.....6
    8....................................................................3......5.....6
    9....................................................................3......5.....7

    *This column may also be used for sick leave

  10. ANNUAL LEAVE CHARGES. The minimum charge for annual leave in the Department is fifteen (15) minutes; additional charges are in multiples thereof.

  11. MAXIMUM ACCUMULATION. Limits have been established by law as to the maximum amount of annual leave which an employee may accumulate for later use. Annual leave in excess of these limits which is not used by the beginning of the leave year immediately following the leave year in which the excess is accrued, is subject to forfeiture.

    1. Thirty-day Maximum. Most employees in the Department may accumulate up to a maximum of 30 days (240 hours) of annual leave for later use.

    2. Forty-five-day Maximum. Employees serving outside the United States may accumulate up to a maximum of 45 days (360 hours) of annual leave for later use if they are in one of the classes described in section 6304(b) of title 5, United States Code. Employees in positions which permit a 45-day accumulation who move to positions in which they are subject to the 30-day accumulation limit, retain their accumulation above the 30-day limitation. Whenever these employees use more annual leave in a leave year than they earn, the balance carried forward becomes their new leave ceiling, if it is still above the 30-day maximum limit.

    3. Senior Executive Service (SES) Members.

      (1) There is no maximum limitation on the amount of annual leave an employee may
            accumulate while serving in a position in the SES; however, only the annual leave
            which accrues while the employee is serving in the SES is protected from forfeiture.
            Any annual leave earned prior to the time the employee enters the SES, including
            any annual leave restored from prior years, is subject to the regulations applicable
            at the time the annual leave was earned or restored.

      (2) If an employee leaves the SES, any annual leave he or she accumulated while
            serving in the SES which is in excess of the maximum amount of leave which the
            employee may accumulate in his or her new (non-SES) position remains to the
            employee's credit until used. Thereafter, whenever the employee uses more annual
            leave in a leave year than he or she earns, the balance carried forward becomes the
            new leave ceiling, if it is still above the maximum allowed in the non-SES position.

  12. PLANNING, REQUESTING, AND GRANTING ANNUAL LEAVE.

    1. Using Annual Leave. Annual leave is normally provided and used to:

      (1) Afford employees the opportunity to take an annual vacation period, or periods,
            of extended leave for rest and recreation.

      (2) Afford employees periods of time off to attend to personal, family, and emergency
            matters which can be disposed of only during the time in which the employee
            would ordinarily be working.

    2. Employees' Right to Annual Leave. Employees have an absolute right to take annual leave, subject to the right of supervisors to fix the time at which leave may be taken. Except for those instances discussed in paragraphs 5c(1) and (5), supervisors are not obligated to approve a request for annual leave, whether made in advance or on an emergency basis, if the employee's services are required during the period involved. Whenever annual leave cannot be approved as initially requested, the employee and the supervisor concerned are responsible for scheduling the leave at a time which is mutually agreeable to both parties.

    3. Planning and Requesting Annual Leave. Normally, annual leave shall be planned and requested far enough in advance of its proposed use so that:

      (1) The leave plans of all employees in the organizational component can be considered.

      (2) Employees have an opportunity to use annual leave at times which meet their needs.

      (3) Employees will not forfeit annual leave unavoidably.

      (4) Work requirements can be adjusted to accommodate employee leave plans, wherever
            possible.

    4. Requesting Annual Leave for Personal Emergencies.

      (1) Employees who are unable to report for duty because of personal emergencies shall
            notify their supervisors and request leave as soon as possible. As soon as possible
            means at or before the beginning of the regularly scheduled tour of duty. Extenuating
            circumstances of a highly unusual nature may prevent timely notification and such
            circumstances will be carefully considered when evaluating leave requests.

      (2) Employees must request annual leave personally (unless unusual circumstances pertain)
            for each day that the personal emergency continues unless their supervisors have
            approved other arrangements.

      (3) Until such notification is given, supervisors cannot grant annual leave and employees
            may be considered as absent without leave (AWOL) until such time as they give
            proper notification and are granted annual leave by their supervisors.

      (4) As a condition of granting emergency annual leave, approving officials may require
            employees to submit certain documentation in support of their requests for leave.

    5. Use of Standard Form 71, Application for Leave. A Standard Form 71 must be submitted for all requests for annual leave of five days or more. The use of this form is encouraged, and Department components or approving officials may require that it be submitted for requests for annual leave of less than five days.

    6. Granting Annual Leave.

      (1) An employee whose current appointment is not limited to less than 90
            days
      earns and accrues annual leave beginning with his or her first full biweekly
            pay period and may be granted annual leave as it accrues.

      (2) An employee whose current appointment is limited to less than 90 days
            earns and accrues annual leave beginning with his or her first full biweekly pay
            period, but is not entitled to use annual leave until he or she:

        (a) Has been employed under successive appointments for a continuous
              period of 90 days or more without a break in service; or

        (b) Is converted to an appointment not limited to less than 90 days.

  13. REQUESTING AND GRANTING ADVANCE ANNUAL LEAVE.

    1. Requesting Advance Annual Leave.

      (1) An employee must submit a request for advance annual leave as far in advance
            of the requested period of absence as possible. When advance annual leave
            cannot be requested in advance because of a personal emergency, it may be
            approved after the fact provided the employee submits any documentation
            required in support of the request within the time frame established by the
            approving official.

      (2) Employees requesting advance annual leave must submit the following:

        (a) A Standard Form 71, Application for Leave.

        (b) A memorandum to the approving official detailing the reason(s) for the absence.

        (c) Such additional documentation as the Department component or approving
              official may prescribe.

    2. Advancing Annual Leave.

      (1) Employees may be advanced, at the beginning of the leave year or any time
            thereafter, such annual leave as they may be expected to accrue during the leave year.

      (2) Approval of requests for advance annual leave is at the discretion of the approving
            official; employees do not have a vested right to advance leave, regardless of the
            circumstances.

      (3) Employees may not be advanced annual leave when it is known (or reasonably
            expected) that they will not return to duty.

      (4) Before advancing annual leave, approving officials should consider such matters
            as the expectation of return to duty, the need for the employee's service, the
            benefits to the organization in retaining the employee, and the fact that, if the
            employee separates because of disability or illness (whether by retirement or
            resignation), the Department has no authority to require repayment of the amount
            paid to the employee for advance leave.

  14. ENFORCED ANNUAL LEAVE. The Attorney General (or designee) has discretionary authority to direct employees to take annual leave at specific times to satisfy the needs of the Federal service. This includes, but is not limited to, situations such as one in which certain Departmental operations are reduced or suspended during the Thanksgiving or Christmas holiday periods.

  15. LUMP-SUM PAYMENTS FOR ACCUMULATED AND ACCRUED ANNUAL LEAVE UPON SEPARATION.

    1. Upon separation, employees are entitled to payment for all annual leave credited to them. This includes:

      (1) The regular carryover balance or accumulated annual leave from the previous year, if any, plus

      (2) Annual leave accrued and unused during the current leave year, if any, plus

      (3) Any unused restored annual leave.

    2. A Presidential appointee who has annual leave held in abeyance is paid for this leave at the rate of pay which the appointee was receiving immediately before the date of the Presidential appointment.

  16. SUBSTITUTION OF ANNUAL LEAVE FOR SICK LEAVE.

    1. Generally, an absence which would otherwise be chargeable to sick leave may be charged to annual leave if requested by the employee and approved by the appropriate official. However, annual leave may not be substituted, retroactively, for sick leave previously granted and documented where the substitution is solely for the purpose of avoiding the forfeiture of annual leave by the employee.

    2. Advance sick leave may be liquidated, either wholly or in part, by a charge against annual leave or restored annual leave provided the annual leave or restored annual leave to be substituted is not, itself, subject to forfeiture; that is, sufficient time remains for the employee to take the leave which is to be substituted.

  17. COMBINING ANNUAL LEAVE WITH OFFICIAL TRAVEL. Annual leave may be taken in conjunction with official travel. Once it has been determined that official travel is necessary, an employee's request for annual leave in conjunction with that travel may be approved if the employee's services are not required during the period involved. When an employee takes annual leave in conjunction with official travel, the cost to the government may not be greater than the cost of the official travel had annual leave not been taken.

  18. BUYING BACK ANNUAL LEAVE UNDER THE WORKERS' COMPENSATION PROGRAM.

    1. Absence Due to an On-the-job Injury or Illness. An employee may use sick and/or annual leave during a period of absence due to an on-the-job injury or illness and, if his or her claim for compensation is approved by the Office of Workers' Compensation Programs, may buy back all or part of the annual leave (including restored annual leave) and have it reinstated to his or her leave account.

    2. Buying Back Regular Annual Leave.

      (1) If an employee buys back regular annual leave which is recredited to a prior
            leave year and the recredit causes a leave balance at the end of that leave year
            which is in excess of the employee's maximum authorized accumulation (usually
            240 hours), the excess annual leave will immediately be forfeited as of the
            beginning of the leave year following the year to which it is recredited.

      (2) If the buy-back annual leave is forfeited solely because it is in excess of the
            maximum authorized accumulation, it is not subject to the provisions of 5 U.S.C.
            6304(d) which allow for restoration of annual leave which has been forfeited due
            to administrative error, exigencies of the public business, or sickness.

    3. Buying Back Restored Annual Leave. If an employee buys back annual leave which had been previously restored under the provisions of 5 U.S.C. 6304(d), such leave is recredited to the employee's restored leave account as of the date it was used and is available for further use if the time limit previously established for its use has not expired. However, if the time limit has expired, the recredited leave is forfeited as of the date originally established for forfeiture, and is not subject to further restoration under the provisions of 5 U.S.C. 6304(d).

    4. Informing and Advising Employees. Employees who contemplate buying back annual leave (including restored annual leave) must be informed as to the amount of leave that can be recredited for use and advised not to buy back that leave which is subject to forfeiture.

    CHAPTER 3. RESTORATION OF FORFEITED ANNUAL LEAVE.

  19. SCHEDULING ANNUAL LEAVE TO AVOID FORFEITURE.

    1. Responsibility for Scheduling Annual Leave. Employees and managers share a long-standing mutual responsibility for planning and scheduling annual leave throughout the year. Employees have an obligation to request annual leave in a timely manner; nevertheless, failure on their part to do so does not relieve managers of their responsibility to ensure that employee leave is actually scheduled for use so as to avoid its forfeiture at the end of the leave year. Positive action should be taken to assure that annual leave is scheduled for use during the year so as to avoid situations where employees approach the end of the leave year with a significant amount of annual leave that must be used or forfeited. However, if an employee chooses not to request or to use annual leave so as to avoid its forfeiture, the employee is not entitled to have the forfeited leave restored for later use.

    2. Scheduling Annual Leave in Advance. To be considered as scheduled in advance, annual leave must be requested and approved, IN WRITING, by an authorized official PRIOR to the start of the third biweekly pay period before the end of the leave year. Annual leave which is not scheduled in advance is generally not eligible for restoration.

  20. CIRCUMSTANCES UNDER WHICH FORFEITED ANNUAL LEAVE MAY BE RESTORED.

    1. Administrative Error. Any annual leave forfeited because of an administrative error (e.g., incorrect service computation date, failure to change a leave accrual rate, incorrect calculation on time and attendance records, etc.) may be restored provided the leave which was forfeited was earned after June 30, 1960, even though the error may have occurred before that date.

    2. Exigencies of the Public Business.

      (1) Annual leave which is cancelled because of an exigency of the public business and
            subsequently forfeited because it cannot be rescheduled and used before the end of
            the leave year may be restored if:

        (a) The leave was scheduled in advance, and

        (b) The exigency was of such importance that the use of annual leave was precluded.

      (2) Excused absence (commonly referred to as administrative leave), compensatory time
            off, or holidays which interrupt annual leave are not considered exigencies of the
            public business and annual leave forfeited as a result cannot be restored.

    3. Sickness. Annual leave which is forfeited because a period of sickness (or injury or other medical condition for which paid sick leave would be approved) interfered with the usage of scheduled annual leave may be restored if:

      (1) The annual leave was scheduled in advance. AND

      (2) The period of absence due to sick leave occurred so late in the leave year or was
            of such duration that the annual leave could not be rescheduled and used prior to
            the end of the leave year.

    4. Unjustified or Unwarranted Personnel Action. An employee who is found by appropriate authority under applicable law, regulation, or collective bargaining agreement, to have been affected by an unjustified or unwarranted personnel action is deemed to have performed service during the period the unwarranted or unjustified personnel action was in effect and is entitled to earn leave for that period. Any annual leave earned during this period which is in excess of the maximum leave accumulation permitted by law and thus, forfeited, will be restored.

  21. OFFICIALS AUTHORIZED TO APPROVE EXIGENCIES.

    1. Central Headquarters. The heads of Department components are authorized to make determinations that exigencies of the public business exist. This authority may be redelegated.

    2. Major Field Installations. The heads of Department components may authorize the heads of major field installations to make determinations that exigencies of the public business exist and may authorize the heads of major field installations to redelegate this authority.

    3. Determining That an Exigency Exists. When making a determination whether an exigency of the public business exists, the following conditions apply.

      (1) The exigency or operational demand must be of such importance that the use of
            scheduled annual leave by affected employees is precluded.

      (2) There must be no reasonable alternative to the cancellation of the scheduled
            annual leave of those employees who will forfeit annual leave because of the
            work requirement generated by the exigency.

      (3) The decision that an exigency exists may not be made by any official whose
            leave would be affected by the decision.

      (4) A specific beginning and ending date must be fixed for the exigency. These
            dates must be fixed in advance, unless the suddenness or uncertainty of the
            circumstances prevents an advance decision. These dates must establish the
            specific time period within which employees were prevented from using
            scheduled annual leave and thus, subsequently forfeited leave.

  22. OFFICIALS AUTHORIZED TO APPROVE THE RESTORATION OF FORFEITED ANNUAL LEAVE. The heads of bureaus and the Assistant Attorney General for Administration for the offices, boards, and divisions (collectively) shall designate officials who are authorized to approve the restoration of forfeited annual leave. A list of these officials is to be furnished to the appropriate payroll office and updated whenever changes occur.

  23. REQUESTING RESTORATION OF FORFEITED ANNUAL LEAVE. Employees who wish to have forfeited annual leave restored must prepare and submit an approved Form DOJ-364, Request for Restoration of Forfeited Annual Leave. Form DOJ-364 is available from servicing personnel and payroll offices.

    1. Employee's Request.

      (1) Supporting Data. Employees must provide factual evidence that the annual
            leave forfeited was scheduled in advance and approved, and the reasons why the
            leave could not be used as scheduled or rescheduled so as to avoid forfeiture.
            Copies of: Form DOJ-296, Time and Attendance Report; Standard Form 71,
            Request for Leave; and such other records as may be required by the employing
            organization must be provided as documenting evidence. Copies of the supporting
            documents must be attached to the Form DOJ-364.

      (2) Other Evidence. If official records are not available to substantiate the amount of
            leave to be restored, an estimate of the employee's leave account is acceptable
            when accompanied by official statements which reflect clearly why official records
            are not available and the factors which form the basis for the estimate.

    2. Certification by the Supervisor. The employee's immediate supervisor (or other appropriate official) must certify that the employee's request for restoration of forfeited annual leave is factual and technically correct. Requests which do not meet the provisions of the law or lack sufficient supporting data will be returned to the employee with a memorandum of explanation.

    3. Authorization for Restoration by the Designated Official. The organization's designated official must authorize the restoration of forfeited annual leave to a separate leave account for the employee.

  24. RECORDING RESTORED ANNUAL LEAVE.

    1. Separate Leave Account. The restored annual leave must be credited to a separate leave account which records: the date the leave was restored for use; the amount credited; the specific schedule established for its use; and the amount of usage and balance. The amount of restored annual leave does not in any way increase or change an employee's normal maximum permissible carryover of annual leave into a new leave year. The normal annual leave ceiling described in paragraph 11 remains in effect for all employees.

    2. Recordkeeping. Payroll offices shall establish records for separate leave accounts for restored annual leave which identify:

      (1) The date the leave was restored for use.

      (2) The amount credited.

      (3) The specific time limit established for its use.

      (4) The amount of usage and balance.

    3. Regular Annual Leave Account. The fact that an employee has a separate leave account for restored annual leave does not affect the usual requirements for earning, crediting, or usage of annual leave for an employee's REGULAR annual leave account.

  25. TIME LIMIT FOR THE USE OF RESTORED ANNUAL LEAVE.

    1. Restored annual leave is not retained indefinitely. It must be scheduled and used not later than the end of the leave year ending two years after:

      (1) The date of restoration of the annual leave forfeited because of administrative error. OR

      (2) The date fixed by an official designated under the provisions of paragraph 21 as
            the termination date of the exigency that resulted in the forfeiture of the annual
            leave. OR

      (3) The date the employee is determined to be recovered and able to return to duty
            if the leave was forfeited because of sickness.

    2. In the case of an extended exigency of the public business, within a time period that equals twice the number of full calendar years, or parts thereof, that the exigency existed. This time period begins at the beginning of the leave year following the leave year in which the exigency is declared to be ended. An extended exigency must be of such significance as to:

      (1) Threaten the national security, safety, or welfare.

      (2) Last more than 3 calendar years.

      (3) Affect a segment of the Department or an occupational class.

      (4) Preclude subsequent use of both restored and accrued annual leave within
            the time limits established in paragraph 25a.

  26. FORFEITURE OF RESTORED ANNUAL LEAVE. Any restored annual leave which is unused at the expiration of the time limit established for its use is again forfeited with no further right to restoration.

    CHAPTER 4. SICK LEAVE.

  27. EARNING RATES.

    1. Full-time employees earn 4 hours of sick leave for each full biweekly pay period, regardless of the type of appointment or total creditable service. When a full-time employee's absence in a nonpay status totals 80 hours, the employee's sick leave credit is reduced by 4 hours.

    2. Part-time employees earn one hour of sick leave for each 20 hours in a pay status not to exceed 4 hours of sick leave during any biweekly pay period.

  28. SICK LEAVE CHARGES. The minimum charge for sick leave in the Department is fifteen (15) minutes; additional charges are in multiples thereof.

  29. ACCUMULATION. Unused sick leave accumulates without limit.

  30. REQUESTING, GRANTING, AND USING SICK LEAVE.

    1. Reporting Illness or Injury. Employees who are absent due to illness or injury shall notify their supervisors and request leave as soon as possible. As soon as possible means at or before the beginning of the regularly scheduled tour of duty. Extenuating circumstances of a highly unusual nature may prevent timely notification and such circumstances will be carefully considered when evaluating leave requests. Employees are required to request sick leave personally (unless they are too sick to do so) for each day that they are ill or injured unless the supervisor has approved other arrangements. Until such notification is given, supervisors cannot grant sick leave and employees may be considered as absent without leave (AWOL) until such time as they notify their supervisors.

    2. Mandatory Approval of Sick Leave. In certain instances, the approval of requests to use accrued sick leave is mandatory provided the employee has followed leave procedures and submitted acceptable supporting evidence. Sick leave shall be granted to an employee when the employee:

      (1) Is incapacitated for duty by sickness, injury, or pregnancy and confinement. In this
            context a handicapped employee who depends on an aid, mechanical or otherwise,
            to perform work is normally incapacitated without the aid. A seeing-eye dog, a
            personal assistant, a wheelchair, any prosthetic device may be considered an
            extension of the employee and a grant of sick leave for such purposes as training,
            replacement, or repair is appropriate under the same conditions as any other
            incapacitation.

      (2) Receives emergency medical, dental, or optical examination or treatment.

      (3) Is required to give care and attention to an immediate family member who is
            afflicted with a contagious disease (as defined in paragraph 3e of this order).

      (4) Would jeopardize the health of others by coming to work because the employee
            has been exposed to a contagious disease (as defined in paragraph 3e of this
            order).

      (5) Meets the requirements for disability retirement.

      (6) Is a disabled veteran who must undergo medical examination or treatment in
            connection with the disability. In these cases, disabled veterans shall be granted
            such sick or annual leave or leave without pay (LWOP) as is necessary.

    3. Discretionary Approval of Sick Leave.

      (1) Requests for sick leave for nonemergency medical, dental, or optical examination
            or treatment -- even though submitted with proper supporting evidence -- may be
            denied if it is determined that the employee's services are needed.

      (2) If the employee fails to follow prescribed procedures for requesting or documenting
            either emergency or nonemergency sick leave, the request may be denied if the
            approving authority considers that such extenuating circumstances as would warrant
            approval did not exist.

    4. Proper Use of Sick Leave.

      (1) Sick leave is to be used only for the reasons specified in this paragraph.

      (2) Sick leave is NOT to be granted or used:

        (a) As a substitute for annual leave.

        (b) For rest.

        (c) To care for an immediate family member who does not have a contagious
              disease (as defined in paragraph 3e of this order).

        (d) To accompany family members to their medical appointments.

      (3) Requesting, granting, or using sick leave improperly may be grounds for disciplinary or adverse action.

  31. SUPPORTING EVIDENCE.

    1. General.

      (1) Sick leave may be granted only when supported by evidence which is administratively acceptable.

      (2) A medical certificate or other administratively acceptable evidence as to the
            reason for the absence is required for all absences in excess of three workdays
            (or for a lesser period established by the Department component or approving
            official).

      (3) Approving officials may consider an employee's certification as to the reason for his
            or her absence as evidence which is administratively acceptable; however, absences
            in excess of ten workdays must be supported by a medical certificate (or for a lesser
            period established by the Department component or approving official).

    2. Cases Involving Contagious Diseases. In cases where an employee has been exposed to a contagious diseaseor must care for an immediate family member who has a contagious disease, the following documentation is required:

      (1) Certification from the attending physician or local health authority that it is a disease
            for which local health authority regulations require that the patient be quarantined,
            isolated, or restricted as to movement.

      (2) Certification from the attending physician as to how long a patient should be
            quarantined, isolated, or restricted if the period is not specified in the local health
            authority regulations.

      (3) Such other documentation as the component or approving official prescribes.

    3. Cases Involving Excessive Absenteeism or Possible Abuse of Sick Leave. In those instances in which a problem of excessive absenteeism or the possible abuse of sick leave is developing, supervisors may require supporting evidence or documentation, in addition to that required of other employees, by providing the employee with a written notice which explains:

      (1) The reason for requiring the evidence.

      (2) The type(s)of acceptable evidence (e.g., a certificate from a physician or such
            other practitioner as may be designated).

      (3) The time frame within which the supporting evidence or documentation must be
            furnished.

      (4) The conditions for presentation of the supporting evidence in order to obtain
            approval of subsequent sick leave requests.

      (5) The consequences of not providing such evidence within the prescribed time
            frame.

    4. Failure to Secure Advance Approval of Sick Leave or Submit Acceptable Supporting Evidence. In these cases, an absence is properly recorded as AWOL and changed only when the approving authority determines that circumstances are such that the absence is improperly charged as AWOL or acceptable supporting evidence is submitted within the prescribed time.

  32. SUBSTITUTION OF SICK LEAVE FOR ANNUAL LEAVE. Whenever illness or injury occurs during a period of annual leave, the period of illness may be charged as sick leave and the charge to annual leave reduced accordingly. Employees must apply for the substitution within three workdays after returning to duty and must provide any supporting evidence required.

  33. BUYING BACK SICK LEAVE UNDER THE WORKERS' COMPENSATION PROGRAM. An employee may use sick and/or annual leave during a period of absence due to an on-the-job injury or illness and, if his or her claim for compensation is approved by the Office of Workers' Compensation Programs, may buy back all or part of the sick leave and have it reinstated to his or her leave account. (See paragraph 18 for those special circumstances which may be involved in buying back regular or restored annual leave.)

  34. REQUESTING AND GRANTING ADVANCE SICK LEAVE. Sick leave may be advanced to employees, when required by the exigencies of the situation, in cases of disability or serious illness.

    1. Limits on the Amount of Advance Sick Leave That May Be Granted.

      (1) Full-time employees may be granted advance sick leave not to exceed 240 hours.

      (2) Part-time employees may normally be granted advance sick leave not to exceed
            120 hours; however, if circumstances warrant, they may be granted advance sick
            leave not to exceed 240 hours.

      (3) Employees serving probationary or trial periods may be required to exhaust their
            annual leave before any advance sick leave is granted.

      (4) Employees on limited appointments may be advanced sick leave only in the
            amount which will be earned during the remaining period of employment.

      (5) Employees approaching mandatory retirement or those who have applied for
            optional or discontinued service retirement may be advanced sick leave only in
            the amount which will be earned prior to the date of retirement.

    2. Requesting Advance Sick Leave.

      (1) An employee must submit a request for advance sick leave as far in advance of
            the requested period of absence as possible. In the event of injury or sudden
            illness, advance sick leave may be granted after the fact provided the employee
            submits any documentation required in support of the request within the time
            frame established by the approving official.

      (2) An employee requesting advance sick leave must submit the following:

        (a) A Standard Form 71, Application for Leave.

        (b) A medical certificate or other administratively acceptable evidence
              substantiating the reason(s) for the absence.

        (c) Such additional documentation as the Department component or
              approving official may prescribe.

    3. Granting Advance Sick Leave.

      (1) Employees do not have a vested right to advance leave, regardless of the
            circumstances, and the approval of requests for advance sick leave is at the
            discretion of the approving official. Before granting advance sick leave,
            approving officials should consider the following:

        (a) Whether the employee can be expected to return to duty.

        (b) The need for the employee's services.

        (c) The benefits in retaining the employee.

        (d) The fact that, if the employee separates because of disability or illness
              (whether by retirement or resignation), the Department has no authority
              to require repayment of the amount paid to the employee for advance
              leave.

      (2) Approving officials may not grant advance sick leave to an employee:

        (a) Who has filed application for disability retirement or has indicated an intention to resign for disability.

        (b) When a separation date has been established which would preclude the
              employee from earning enough leave to repay the advance sick leave.

        (c) When there is other evidence that the employee will not return to duty.

35-40. RESERVED.

CHAPTER 6. LEAVE WITHOUT PAY (LWOP).

  1. GENERAL INFORMATION.

    1. Leave without pay, commonly referred to as LWOP, is a temporary nonpay status and approved absence from duty granted upon an employee's request. LWOP is an approved absence and is not to be confused with absence without leave or AWOL, which is an unauthorized absence from duty (see paragraph 46).

    2. An employee cannot be placed on LWOP without his or her consent.

    3. LWOP may not be imposed as a penalty nor is it to be used for periods of unauthorized absence.

  2. LWOP CHARGES. The minimum charge for LWOP in the Department is fifteen (15) minutes; additional charges are in multiples thereof.

  3. REQUESTING LWOP.

    1. An employee must submit a request for LWOP as far in advance of the requested period of absence as possible. When LWOP cannot be requested in advance because of illness, injury, or other personal emergency, LWOP may be approved after the fact provided the employee submits any required documentation within the time frame established by the Department component or the approving official.

    2. An employee requesting LWOP for 30 days or less must submit the following:

      (1) A Standard Form 71, Application for Leave.

      (2) Such additional documentation as the Department component or approving official may prescribe.

    3. An employee requesting extended LWOP of more than 30 days must submit the following:

      (1) A Standard Form 71, Application for Leave.

      (2) A memorandum to the approving official detailing the reason(s) for the absence. If
            the employee is requesting LWOP for medical reasons, he or she must submit a
            medical certificate or other administratively acceptable evidence substantiating the
            reason(s) for the absence.

      (3) Such additional documentation as the Department component or approving official may prescribe.

  4. GRANTING LWOP.

    1. Administrative Discretion. The authorization of LWOP is at the discretion of the approving official. Even though an employee has a legitimate reason for requesting LWOP, e.g., sickness, injury, or personal emergency, the request may be denied if the employee's services are required or the employee has not followed prescribed leave procedures. Employees are not entitled to be granted LWOP as a matter of right unless the employee is:

      (1) A disabled veteran who is entitled to LWOP, if necessary, to undergo medical
            examination or treatment in connection with the disability (see paragraph 30b(6).

      (2) A reservist or National Guardsman who is entitled to LWOP, if necessary, for military training.

    2. Guidance for Granting LWOP.

      (1) Where the Granting of LWOP is discretionary, the circumstances surrounding
            each request tend to differ from case to case. Initially, an approving official must:

        (a) Decide whether the employee's services are required.

        (b) Determine how long the employee can be absent before the component's
              need for his or her services becomes critical, e.g., the need for the services
              of an employee in a key position generally becomes critical in a much
              shorter time than it does for an employee who is not in a key position.

      (2) Each request for LWOP should be examined carefully to assure that the value to
            the Department or the serious needs of the employee are sufficient to offset the
            loss of the employee's services and the costs and administrative inconveniences
            that result when an employee is retained in a LWOP status. Before granting
            LWOP, approving officials should consider the following:

        (a) Encumbrance of the employee's position.

        (b) Loss of services that may be vital to the organization.

        (c) Obligation to provide employment at the end of the LWOP.

        (d) Six (6) months of LWOP in any calendar year is creditable service for
              such benefits as retirement and severance pay.

        (e) Eligibility for continued coverage (without cost to the employee) for up to
              1 year for life insurance and continued coverage (with payment of
              employee's portion of the premiums by the employee) for up to 1 year for
              health insurance benefits.

    3. LWOP of More Than 30 Days. Before a request for extended LWOP of more than 30 days is approved, there should be a reasonable expectation that the employee will return to duty at the end of the LWOP. In addition, it should be apparent that AT LEAST ONE of the following benefits would result:

      (1) Fulfillment of parental or family responsibilities (see Chapter 8).

      (2) Increased job ability.

      (3) Protection or improvement of an employee's health.

      (4) Retention of a desirable employee.

      (5) Furtherance of a program of interest to the Government.

    4. Approving LWOP of More Than 30 Days. Approval of extended LWOP is proper, all other factors being favorable, to allow an employee to:

      (1) Attend to parental or family responsibilities.

      (2) Continue his or her education, when the course of study or research is in line
            with a type of work performed by the Department component and would
            contribute to the component's mission.

      (3) Serve temporarily in a non-Federal or private enterprise when there is a
            reasonable expectation that the employee will return to duty and the employee's
            service will contribute to the public welfare and/or the experience gained will
            serve the interests of the Department component.

      (4) Recover from illness or disability not of a permanent or disqualifying nature, when
            continued employment or immediate return to duty would threaten the employee's
            health or the health of other employees.

      (5) Protect his or her status and benefits during the period pending an initial decision
            by OPM on a disability retirement application.

      (6) Protect his or her status and benefits during any period pending action by the
            Office of Workers' Compensation Programs (OWCP) on a claim resulting from
            a work-related illness or injury.

      (7) Avoid a break in the continuity of service when he or she must relocate to
            accompany a family member who is employed by the Federal Government or
            who is a member of the military to a new post of duty.

      (8) Serve as an officer or employee of a union representing Federal employees.

    5. Documenting LWOP.

      (1) When an initial request for extended LWOP of more than 30 days is approved,
            or when consecutive grants of LWOP of less than 30 days exceed 30 days in
            the aggregate, a Standard Form 52, Request for Personnel Action, MUST BE
            SUBMITTED to the servicing personnel office.

      (2) A separate Standard Form 52 MUST BE SUBMITTED to the servicing
            personnel office when the employee returns to duty.

  5. DURATION OF EXTENDED LWOP.

    1. Legal/Regulatory Time Limits. There are no limits prescribed by law or regulation on the amount of LWOP that can be granted.

    2. Departmental Time Limits. Department components may not authorize an initial period of LWOP in excess of 52 calendar weeks except in extraordinary or unusual circumstances, or in furtherance of a program of interest to the Department or the Federal Government when it is known in advance that the initial period of absence will exceed one year.

    3. Approval of LWOP in Excess of One Year. Heads of Department components must approve any initial request for extended LWOP which exceeds 52 calendar weeks, and any request for additional LWOP which would cause the employee's LWOP to exceed 52 consecutive calendar weeks.

    CHAPTER 7. ABSENCE WITHOUT LEAVE.

  6. GENERAL INFORMATION. Absence without leave, commonly referred to as AWOL, is an absence from duty that is not authorized or approved (including leave which is not approved until required supporting evidence or documentation is submitted), or for which a leave request has been denied.

  7. AWOL CHARGES. The minimum charge for AWOL in the Department is fifteen (15) minutes; additional charges are in multiples thereof.

  8. RECORDING AWOL.

    1. Recording an absence as AWOL is not a disciplinary action; however, AWOL can become the basis for initiating disciplinary action.

    2. Recording an absence as AWOL does not necessarily mean that the employee has an insufficient reason for requesting leave, but that the employee's presence is required and the reason for requesting leave is one for which approval is not mandatory.

    3. Absences initially charged as AWOL may, subsequently, be charged to an approved leave category, i.e., annual or sick leave or leave without pay, etc., when:

      (1) The employee submits the required supporting evidence within the time prescribed by the approving official.

      (2) The approving official determines that the employee has a satisfactory reason for not
            obtaining approval for the absence or not notifying his or her supervisor of the reason
            for the absence in a timely manner.

    4. Changing AWOL to an approved leave status means that the employee can no longer be disciplined for being AWOL, but may still be subject to discipline for not properly requesting the leave even though it is eventually approved.

    5. Pay is forfeited for all absences recorded as AWOL.

    CHAPTER 8. LEAVE FOR PARENTAL AND FAMILY RESPONSIBILITIES.

  9. GENERAL. Being a parent or prospective parent carries certain responsibilities and creates specific needs for leave that cannot be ignored or even postponed. On the other hand, prolonged absences of employees make it harder to attain organizational goals, and work pressures often make it difficult for managers to be sympathetic to the problems of parents. However, in the long run, responsiveness to family needs works to the advantage of the organization. Striking a proper balance between the needs of the organization and the needs and obligations of employees as parents and family members enables the organization to retain experienced, productive employees and contributes significantly to the morale of the organization.

  10. REQUESTING, GRANTING, AND USING LEAVE FOR PARENTAL AND FAMILY RESPONSIBILITIES.

    1. Leave for parental and family responsibilities is not a separate category of leave. It is a term which is used to describe situations wherein employees may use annual leave, sick leave, and/or LWOP, as appropriate, to take care of their family-related responsibilities. Sick and annual leave can also be advanced to employees for these purposes.

    2. EMPLOYEES AND APPROVING OFFICIALS MUST FOLLOW THE BASIC RULES SET FORTH FOR ANNUAL LEAVE, SICK LEAVE, AND LWOP IN OTHER CHAPTERS OF THIS ORDER WHEN REQUESTING, GRANTING, DENYING, OR USING THE TYPE(S) OF LEAVE INDICATED FOR THE PARTICULAR SITUATIONS DESCRIBED IN THIS CHAPTER.

    3. Employees should request leave for parental and family responsibilities, in writing, as far in advance as possible, particularly if the absence is to be prolonged, as is the case in leave for childbirth, for the care of a newborn child, or the adoption of a child. This gives management time to make necessary adjustments to cope with the absence, such as finding someone to fill in temporarily or changing work assignments.

    4. Heads of Department components should develop policies on leave for parental and family responsibilities that are compassionate and flexible, yet do not adversely affect the ability of the organization to carry out its mission.

    5. Managers and supervisors should administer leave for parental and family responsibilities equitably and reasonably consonant with workload demands and the availability of resources.

  11. LEAVE FOR CHILDBIRTH.

    1. Working Conditions - Expectant Mothers.

      (1) Managers and supervisors should always be aware of any working conditions or
            strenuous requirements in the workplace that could have an adverse effect on an
            expectant mother.

      (2) If an employee asks for a change in her duties or assignment based on her doctor's
            advice, every reasonable effort should be made to accommodate her.

      (3) Medical certification as to the nature of the limitations recommended by the
            employee's doctor may be requested.

      (4) If accommodations cannot be made, the employee may request leave or be placed
            on leave, whichever is appropriate under the circumstances.

    2. Physical Incapacitation and Recuperation.

      (1) Many expectant mothers want to work virtually up to their expected date of
            delivery while others may need to stop work at some point before their due
            date for their own health and that of their unborn child. Pregnancy must be
            treated in the same manner as any other short-term disability and Department
            Components may not set an arbitrary date at which leave for childbirth must
            begin.

      (2) Managers and supervisors should bear in mind that it takes longer to recuperate from a Caesarean delivery.

      (3) Sick leave is appropriate for any physical examinations and for the period of
            physical incapacitation and recuperation associated with childbirth. Periods of
            recuperation will vary because of the physical condition of the mother and
            physician's instructions. Annual leave and/or leave without pay are appropriate
            if the employee does not have sufficient sick leave to cover the period.

    3. Care for Newborn Children.

      (1) A new mother may need time beyond her recuperation period to adjust to a
            newborn and develop a close relationship with the infant.

      (2) Fathers may be needed at home during and after the mother's hospitalization to
            help with household duties or to care for other children. Fathers, too, may need
            time to build a close relationship with the newborn.

      (3) Parents will often need some time to make arrangements for the care of newborn
            children before returning to work.

      (4) When considering leave requests for these types of parental responsibilities,
            supervisors should take into consideration the importance of this period for the
            well-being of both parents and children.

      (5) Annual leave and/or leave without pay are appropriate for the care of newborn children.

    4. Continued Employment After Childbirth.

      (1) If an employee wishes to return to work following her period of incapacitation
            and recuperation due to childbirth, the employee shall be returned to her former
            position. She may be separated at an earlier date by expiration of appointment,
            by reduction in force, for cause, or for other reasons unrelated to the maternity
            absence.

      (2) An employee who has given birth and does not plan to return to work should
            submit her resignation at the expiration of her period of incapacitation; she may
            be separated at an earlier date for other reasons unrelated to the maternity
            absence.

  12. LEAVE FOR ADOPTION OR FOSTER CARE.

    1. Adoption.

      (1) Adoption is often a long and arduous process which places many requirements
            on prospective parents. In addition to appointments for interviews and
            counseling sessions with adoption agencies, and various legal arrangements, an
            adoptive parent often must make a commitment to stay home with the adopted
            child for the first several months.

      (2) In granting leave during this important time, managers and supervisors should
            give adoptive parents the same consideration as biological parents.

      (3) Leave for adoption may be annual leave or leave without pay; sick leave is
            not appropriate.

    2. Foster Care.

      (1) As with adoptive parents, prospective foster parents may also need time for
            interviews, counseling sessions, legal arrangements, etc.

      (2) In granting leave during this important time, managers and supervisors should
            give prospective foster parents the same consideration as biological parents.

      (3) Leave for the purpose of becoming a foster parent may be annual leave or
            leave without pay; sick leave is not appropriate.

  13. LEAVE FOR CHILD CARE.

    1. Well-baby Care. Parents must take their babies for periodic checkups to make sure that the baby is developing properly and is otherwise healthy. The frequency of these checkups generally decreases as the child grows older. These responsibilities only require leave for a few hours or, at most; a day here and there. Although these absences can be scheduled in advance, they are responsibilities that cannot be postponed as readily as other leave plans. Annual leave and leave without pay are appropriate.

    2. Routine Illnesses. Children often suffer minor maladies such as ear infections, colds, stomach ailments, etc. As a result, parents may need to take more unscheduled leave than other employees. There is often nothing a working parent can do except stay home with the child. Fortunately, these routine illnesses are usually short-lived. Annual leave and leave without pay are appropriate.

    3. Children with Special Needs. Parents of children with mental or physical handicaps can be expected to need more unscheduled leave than the parents of children who are not disadvantaged. Managers and supervisors should be aware of this and make reasonable efforts to accommodate these special needs. Annual leave and leave without pay are appropriate.

    4. Contagious Diseases. A parent who must stay home to care for a child with a contagious disease should be granted sick leave in accordance with paragraph 30b(3) of this order.

  14. LEAVE FOR OTHER PARENTAL AND FAMILY RESPONSIBILITIES.

    1. School Schedules and Activities. From time to time, parents may have to request leave when schools close or delay their starting times because of inclement weather or other emergency conditions. At other times, parents may be scheduled for teacher conferences or may wish to attend school plays, sporting events, or other activities in which their children are participating. Managers and supervisors should be flexible in granting leave for these occasions. Annual leave or leave without pay are appropriate for these activities.

    2. Sitters. Young children of a single working parent or a working couple are usually placed in some kind of a day care situation outside the home. Some children are placed with a sitter, rather than in a day care center. Sitters get sick, need time off for personal reasons, and have emergencies. This means that the working parent may have no alternative but to stay home with the child. Annual leave or leave without pay are appropriate.

    3. Elderly Parents and Other Dependents. One of the more typical family responsibilities is the care for the elderly and infirm. There will be times when employees will need time off to attend to the medical and personal needs of elderly parents and other dependents. Annual leave and leave without pay are appropriate.

    CHAPTER 9. COURT LEAVE.

  15. GENERAL. Court leave is an authorized absence from work status, without charge to leave or loss of pay, which is granted to employees for jury service, or for attending judicial proceedings in a nonofficial capacity as a witness on behalf of a State or local government, or in a nonofficial capacity as witness on behalf of a private party in connection with any judicial proceeding to which the United States, the District of Columbia, or a State or local government is a party.

  16. JURY SERVICE.

    1. Requesting Excusal from Jury Service. Department components will not request that employees be excused from jury service except in cases of real necessity. Any employee may, of course, request exemption for compelling personal reasons on his or her own initiative.

    2. Duration of Jury Service. An employee who is under proper summons from a court to serve on a jury should be granted court leave from the date stated in the summons on which the employee is to report to the time the employee is discharged by the court, regardless of the number of hours per day or days per week the employee actually serves on the jury during the period. However, the term of jury service does not include time during which the employee is excused or discharged by the court for an indefinite period subject to call by the court or for a definite period in excess of one day.

    3. Interim Excusal from Jury Service. Department components may require an employee entitled to court leave because of jury service to return to duty if the employee is excused from jury service for one day or even a substantial part of a day. However, the employee may not be required to return to duty if it would work a hardship on him or her; for example, an employee who is assigned to night duty or one who lives or works a long way from the place where the court is held. Employees who are expected to return to work when excused from jury service, but who prefer not to, must request annual leave or leave without pay.

    4. Jury Fees.

      (1) Federal Courts. An employee serving as juror in any Federal court may not receive a
            fee from the court for jury service which is covered by court leave.

      (2) State or Local Courts. An employee serving as a juror in a State or local court must
            return fees received for jury service which is covered by court leave to his or her
            payroll office.

      (3) Reimbursement for Expenses. Payment which represents reimbursement for actual
            and necessary expenses incidental to service as a juror may be retained by the
            employee. (The employee should obtain documentation from the court that such
            payment does not represent a fee for jury service.)

  17. WITNESS SERVICE.

    1. Judicial Proceeding. This term includes any action, suit, or other proceeding of a judicial nature (including any condemnation, preliminary, informational, or other such proceeding), but does not include an administrative proceeding.

    2. Witness in an Official Capacity. When an employee is summoned or assigned by the Department to testify in his or her official capacity or to produce records at a judicial proceeding, the employee is in an official duty status, as distinguished from a leave status, and is entitled to his or her regular pay.

    3. Witness in a Nonofficial Capacity.

      (1) When an employee is summoned or assigned by the Department to testify in a
            nonofficial capacity on behalf of the United States or the government of the District
            of Columbia, the employee is in an official duty status as distinguished from a leave
            status, and entitled to his or her regular pay.

      (2) When an employee is summoned as a witness in a judicial proceeding to testify in a
            nonofficial capacity on behalf of a State or local government, or on behalf of a
            private party in connection with any judicial proceeding to which the United States,
            the District of Columbia, or a State or local government is a party, the employee is
            entitled to court leave during the time he or she is absent as a witness.

      (3) When an employee appears as a witness in a nonofficial capacity on behalf of a
            private party in connection with any judicial proceeding to which the United
            States, the District of Columbia, or a State or local government is not a party,
            the employee is not entitled to court leave and must request annual leave or
            LWOP for this type of absence.

    4. Overtime. An employee who performs witness service in an official duty status on days for which the employee would have been entitled to receive overtime pay had he or she rendered service in his or her regular position is entitled to the overtime he or she would have received on those days.

    5. Witness Fees.

      (1) An employee who serves as a witness on behalf of the United States or the
            government of the District of Columbia may not be paid witness fees.

      (2) An employee who serves as a witness: on behalf of a State or local government;
            in an official capacity on behalf of a private party; or in a nonofficial capacity on
            behalf of a private party in a judicial proceeding to which the United States, the
            District of Columbia, or a State or local government is a party, must collect the
            authorized witness fees and turn them over to his or her payroll office.

      (3) An employee who serves as a witness in a nonofficial capacity on behalf of a private
            party in a judicial proceeding to which the United States or the District of Columbia
            or a State or local government is not a party is entitled to keep the witness fees.

    6. Travel Expenses.

      (1) An employee who serves as a witness on behalf of the United States or the District
            of Columbia, or in an official capacity as witness behalf of a State or local
            government or a private party is entitled to government travel expenses which are
            to be offset to the extent they are paid by the court, authority, or party which
            caused the employee to be summoned.

      (2) An employee who serves in a nonofficial capacity as a witness is entitled to keep
            any travel expenses paid by the court, authority, or party which caused the employee
            to be summoned.

  18. GRANTING COURT LEAVE.

    1. Permanent and temporary employees with regularly scheduled tours of duty may be granted court leave.

    2. Substitute, when-actually-employed, and intermittent employees may not be granted court leave.

    3. Employees on leave without pay, although otherwise eligible may not be granted court leave when called to jury service since court leave is available only to employees who, except for jury service, would be on duty or leave with pay.

  19. COURT LEAVE GUIDE. The chart shown in figure 9-1 synopsizes the instructions on absences of employees in connection with court or court-related services by indicating the varying conditions for absences and the proper time and attendance recording for each, together with any right to (and retention of) fees for services rendered and any right to payment for travel expenses.

    FIGURE 9-1. EMPLOYEE ABSENCES FOR COURT OR COURT-RELATED SERVICES.

    Nature of Service Type of Absence Fees Govt.
    travel
    expenses
    Court Leave Official Duty

    Annual Leave or LWOP
    NO YES NO YES*
    Retain Turn
    in to
    agency
    1. Jury Service 
      1. US Or D.C. ------------
      2. State or local Court -----
    2. Witness Service 
      1. On behalf of U.S. or D.C. government--------------
      2. On behalf of Local government--------------
        1. in official capacity-
        2. not in official
          capacity----------
      3. On behalf of private
        party--------------------
        1. in official capacity-
        2. not in official
          capacity----------
          1. when a party is U.S., D.C., or State or local government 
          2. when a party is not U.S., D.C., or State or local government 

    X
    X


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    X

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    X





    X

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    X

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    X

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    ------
    *Offset to the extent paid by the court, authority, or party which caused the employee to be summoned.

    CHAPTER 10. MILITARY LEAVE.

  20. GENERAL.

    1. Entitlement. Employees who are members of a reserve component of the Armed Forces or the National Guard are entitled to military leave for active duty or active duty for training.

    2. Reserve Components. The reserve components of the Armed Forces are:

      (1) The Army Reserve.

      (2) The Navy Reserve.

      (3) The Marine Corps Reserve.

      (4) The Air Force Reserve.

      (5) The Coast Guard Reserve.

      (6) The Army National Guard of the United States.

      (7) The Air National Guard of the United States.

    3. Distinction Between Military Leave and Military Furlough. MILITARY LEAVE is absence with pay which normally does not exceed 15 calendar days per fiscal year for active duty or active duty for training while MILITARY FURLOUGH is absence due to extended active duty for general service with the Armed Forces.

  21. COVERAGE.

    1. Employees Eligible for Military Leave.

      (1) Full-time employees with permanent, TAPER, or term appointments, or temporary
            appointments of one year or more.

      (2) Part-time career employees (16-32 hour tour per week) as defined in section 3401
            (2), title 5, United States Code.

    2. Employees Not Eligible for Military Leave.

      (1) Employees with temporary appointments of less than one year.

      (2) Employees with temporary appointments not to exceed one year.

      (3) Employees with intermittent work schedules.

      (4) Part-time employees with schedules of less than 16 hours per week or more than 32 hours per week.

  22. ENTITLEMENT.

    1. Active Duty or Active Duty for Training.

      (1) Full-time employees who perform active duty or active duty for training are
            entitled to military leave at the rate of 15 days per fiscal year.

      (2) Part-time career employees who perform active duty or active duty for training
            are entitled to military leave at that percentage of the rate prescribed under
            paragraph 62a(1) which is determined by dividing the number of hours in the
            employee's regularly scheduled workweek by 40. This rate of accrual is based
            upon the number of hours in the regularly scheduled workweeks of the employees
            and not upon the number of hours they may work in a week.

    2. Active Duty for Law Enforcement Purposes.

      (1) Full-time employees who are activated for either Federal or State service to
            enforce the law during periods of civil disturbance, domestic violence, insurrection,
            rebellion, etc., are entitled to military leave with pay not to exceed 22
            WORKDAYS IN A CALENDAR YEAR.

      (2) Employees who perform active duty for law enforcement purposes for more than
            22 workdays in a calendar year may use any unused military leave which is
            available for active duty or training to cover the excess.

    3. Parade or Encampment of Members of the National Guard of the District of Columbia. Full-time employees who are members of the National Guard of the District of Columbia are entitled to military leave with pay for all days (no limit) of parade or encampment ordered or authorized under title 39, District of Columbia Code.

    4. Offsetting Military Pay Against Civilian Pay. Employees who perform active duty as described in paragraph 62b or 62c are subject to the provisions of 5 U.S.C. 5519, that is, their salaries earned as Reservists or Guardsmen will be deducted from their civilian pay.

  23. CHARGES.

    1. The minimum charge for military leave is one day and additional charges are in multiples thereof.

    2. Nonworkdays falling within a period of absence on military training duty are charged against the days of military leave allowed during the fiscal year, but nonworkdays occurring at the beginning or end of the period are not.

  24. ACCUMULATION.

    1. Military leave that is not used in a fiscal year accumulates for use in the succeeding fiscal year; however, no more than 15 days may be carried over into the succeeding fiscal year. The total maximum accumulation for military leave is 30 days in any fiscal year.

    2. Unused military leave which is carried forward for use in the succeeding fiscal year is in addition to the days which are credited at the beginning of the fiscal year.

    3. That fractional part of a day of military leave which accrues to a part-time career employee during a fiscal year, cannot be used or rounded off. It is carried forward into the succeeding fiscal year, provided it does not cause the amount forwarded to exceed 15 days.

  25. REQUESTING MILITARY LEAVE.

    1. Requests for military leave will be accompanied by written military orders or other acceptable certification by the employee's reserve component.

    2. Upon returning to duty, the employee will furnish documentation which shows and certifies the actual days served on active duty or active duty for training.

  26. GRANTING MILITARY LEAVE.

    1. Right to Military Leave. The right to military leave or a leave of absence to perform necessary military service is generally absolute, and requests for such leave will normally be granted upon request. However, the request for such leave must be reasonable, both in the context of the employee's military obligation and the requirements of the Department.

    2. Reasonableness of Request.

      (1) Requests to perform active or inactive duty for training, particularly when they recur
            frequently, should not be viewed as requiring automatic approval. While the right to
            a leave of absence to perform necessary military is generally absolute, the length of
            absence requested, the number of times absence is requested, and the amount of
            notice provided by the employee must be reasonable both in the context of the
            Reservist's military obligation and the requirements of the Department component.

      (2) Each request should be weighed in terms of the workload of the Department
            component and the extent to which the employee's services can be spared. In
            situations where the request appears to be unreasonable, or the employee cannot
            be spared from his or her civilian duties, the approving official should contact the
            military unit and attempt to make some other mutually satisfactory arrangements
            for the training (e.g., reschedule the active duty for training) before the request is
            approved.

    3. Full-Time or Part-Time Employees. If these employees are not entitled to, do not request, or have exhausted their military leave, they shall be granted annual leave or leave without pay (LWOP), as requested, for the performance of active or inactive duty for training, provided the request is reasonable.

    4. Temporary Employees (Appointed for 1 Year or Less). These employees may be granted annual leave or LWOP for the performance of active or inactive duty for training.

    5. Employees Ordered to an Initial Period of Active Duty for Training of Not Less Than 3 Consecutive Months. These employees may, at the option of the Department component, be granted annual leave or LWOP, as requested, or be furloughed or separated.

    6. Employees (Except Temporary Employees) Who are to Continue on Active Duty for an Extended Period (Usually More Than 1 Year). These employees shall be furloughed or separated after exhausting any requested military leave to which they are entitled.

    7. Furloughing or Separating Employees for Military Service. Department components should be aware that the life insurance of an employee who enters military service on active duty or active duty for training will continue without cost for up to twelve months. An individual who is SEPARATED by a Department component is no longer an employee for life insurance purposes and FEGLI coverage must terminate. Approving officials should consider this outcome when deciding whether an employee should be separated, furloughed, or placed on leave of absence.

    CHAPTER 11. HOME LEAVE.

  27. GENERAL. In this chapter:

    1. Home Leave is leave authorized by section 6305(a) of title 5, United States Code, and earned by service abroad for use in the United States, in the Commonwealth of Puerto Rico, or in the territories or possessions of the United States.

    2. Month is that period which runs from a given day in one month through the date preceding the numerically corresponding day in the next month.

    3. Service Abroad is service on and after September 6, 1960, by an employee at a post of duty outside the United States and outside the employee's place of residence if his or her place of residence is in the Commonwealth of Puerto Rico or a territory or possession of the United States.

  28. COVERAGE. An employee who meets the requirements of section 6304(b) of title 5, United States Code, for the accumulation of a maximum of 45 days of annual leave, earns and may be granted home leave, in accordance with section 6305(a) of that title, Subpart F of Part 630, Code of Federal Regulations, and this chapter.

  29. COMPUTATION OF SERVICE ABROAD. Service abroad begins with the date of the employee's arrival at a post of duty outside the United States, or on the date of entrance on duty if recruited abroad, and ends on the date of departure from the post for separation or for assignment in the United States, or on the date of separation from duty when separated abroad. Such service includes:

    1. Absence in a nonpay status up to a maximum of two workweeks within each 12 months of service abroad.

    2. Authorized leave with pay.

    3. Time spent in the Armed Forces of the United States which interrupts service abroad (but only for eligibility, not leave- earning purposes).

    4. A period of detail.

  30. EARNING RATES. For each 12 months of service abroad, employees earn home leave at the following rates:

    1. Fifteen Calendar Days.

      (1) An employee who accepts an appointment to, or occupies a position for which the
            Department has prescribed the requirement that the incumbent accept assignments
            anywhere in the world as the needs of the Department dictate. (This applies primarily
            to positions where an employee's whole career is subject to reassignment from one
            location to another, with much of his or her time to be spent in overseas areas.)

      (2) An employee serving at a post for which a 20 percent or higher foreign or nonforeign
            (but not tropical) pay differential is authorized.

    2. Ten Calendar Days. An employee not included in paragraph 70a of this paragraph who receives a foreign or territorial (but not tropical) pay differential of at least 10 and less than 20 percent.

    3. Five Calendar Days. An employee working abroad who is not included in paragraphs 70a or b.

  31. COMPUTATION OF HOME LEAVE. Home leave is earned and credited on a monthly basis as shown in figure 11-1 for each of the leave-earning categories described in paragraph 70:

    FIGURE 11-1. COMPUTATION OF HOME LEAVE.

    MONTHS OF SERVICE
    ABOARD

    1..................
    2..................
    3..................
    4..................
    5..................
    6..................
    7..................
    8..................
    9..................
    10.................
    11.................
    12.................

    Earning Rate (days for each 12 months)
    15 10 15
    Days Earned
    1






    10 
    11 
    12 
    13 
    15 
    0










    10 
    0










  32. CHANGE IN EARNING RATE. When an employee moves between different home leave-earning rates during a month of service abroad, or when a change in the pay differential results in a change in the home leave-earning rate, the employee shall be credited with the amount of home leave for the month at the rate to which he or she was entitled before the change in the home leave-earning rate.

  33. MAXIMUM ACCUMULATION. Home leave may accumulate without limit, but cannot be used as terminal leave nor can a lump-sum payment be made thereof.

  34. CHARGES. The minimum charge for home leave is one day and additional charges are in multiples thereof.

  35. ENTITLEMENT. An employee is entitled to home leave only when he or she has completed a basic service period of 24 months of continuous service abroad (or after a shorter period of such service if the employee's assignment is terminated for the convenience of the Government). This basic service period is broken by:

    1. A break in service of one or more workdays.

    2. An assignment (other than a detail) to a position in which the employee is no longer subject to section 6305(a) of title 5, United States Code.

  36. GRANTING HOME LEAVE.

    1. Authority. The granting of home leave is at the discretion of those officials authorized to approve such leave. Home leave may be granted in combination with other leaves of absence.

    2. Limitations.

      (1) Home leave may be granted only for use in the United States, the Commonwealth
            of Puerto Rico, or a territory or possession of the United States.

      (2) Home leave may be granted only during an employee's period of service abroad,
            or within a reasonable period after his or her return from service abroad when it is
            contemplated that the employee will return to service abroad immediately or upon
            completion of an assignment in the United States.

      (3) Home leave not granted during a period named in paragraph 76b(2) may be granted
            only when the employee has completed a further substantial period of service
            abroad. This further substantial period of service abroad may not be less than the
            tour of duty prescribed for the employee's post of assignment, except when an
            authorized official determines that an earlier grant of home leave is warranted in an
            individual case.

  37. REFUND. An employee is indebted for home leave used when he or she fails to return to service abroad after the period of home leave, or after the completion of an assignment in the United States. However, a refund for this indebtedness is not required when:

    1. The employee has completed not less than six month's service in an assignment in the United States following the period of home leave;

    2. It is determined that the employee's failure to return was due to compelling personal reasons of a humanitarian or compassionate nature, such as may involve physical or mental health or circumstances over which the employee has no control; or

    3. It is determined that it is in the public interest not to return the employee to the overseas assignment.

  38. TRANSFER AND RECREDIT. An employee is entitled to have his or her home leave account transferred or recredited when he or she moves between agencies or is reemployed without a break in service of more than 90 days.

    CHAPTER 12. FUNERAL LEAVE.

  39. GENERAL.

    1. Funeral leave is granted to allow an employee to make arrangements for, or to attend the funeral of, or memorial service for, an immediate relative who dies as a result of wounds, disease, or injuries incurred as a member of the Armed Forces while serving in a combat zone.

    2. An immediate relative means:

      (1) Spouse and parents thereof.

      (2) Children, including adopted children, and spouses thereof.

      (3) Parents.

      (4) Brothers and sisters, and spouses thereof.

      (5) Any person related by blood or affinity whose close association with the deceased
            was such as to have been the equivalent of a family relationship.

    3. Armed Forces means the Army, Navy, Air Force, Marine Corps, and Coast Guard.

    4. Combat zone means those areas determined by the President in accordance with section 112 of the Internal Revenue Code.

  40. RESTRICTIVE NATURE OF FUNERAL LEAVE. The requirement that funeral leave be granted is limited rather strictly by the inclusion of the words "in a combat zone" in section 112 of the Internal Revenue Code. This inclusion effectively precludes the granting of funeral leave in connection with the deaths of servicemen incurred in the line of duty elsewhere in the world.

  41. FUNERAL LEAVE CHARGES. Funeral leave granted should be recorded on time and attendance reports in the OTHER column with an appropriate explanation under REMARKS.

  42. REQUESTING AND GRANTING FUNERAL LEAVE.

    1. Requesting Funeral Leave. An employee requesting funeral leave must submit the following:

      (1) A Standard Form 71, Application for Leave.

      (2) Such additional documentation as the Department component or approving official may prescribe.

    2. Granting Funeral Leave.

      (1) Approving officials shall grant an employee such funeral leave as is needed and
            requested by the employee, not to exceed three (3) workdays, without loss of
            or reduction in pay, leave, or credit for time or service, and without affecting
            the employee's performance or efficiency rating.

      (2) Funeral leave may be granted only from a prescribed tour of duty, including regularly scheduled overtime.

      (3) The leave granted need not be consecutive, but if not, the employee must submit a
            memorandum to the approving official which contains satisfactory reasons justifying
            a grant of funeral leave for nonconsecutive days.

    CHAPTER 13. TIME OFF FOR RELIGIOUS OBSERVANCES.

  43. GENERAL.

    1. Department components may grant employees time off from their regular work schedules for religious observances and permit them to work compensatory overtime to offset the lost work time.

    2. The premium pay provisions for overtime work in title 5, United States Code and the Fair Labor Standards Act (FLSA) do not apply to overtime work performed to compensate for time off for religious observances. Overtime work under these conditions is not convertible to pay under title 5 or the FLSA.

  44. TIME FRAME FOR TAKING AND REPAYING TIME OFF. Employees may perform the compensatory overtime work to make up for the time off for religious observances either before or after the time off.

    1. Overtime Work Performed in Advance of the Time Off.

      (1) When overtime work is performed in advance, the time off for religious observances
            must be taken within six (6) pay periods of the pay period in which it was earned.

      (2) Time off not taken within this time frame will be forfeited.

    2. Overtime Work Performed After the Time Off.

      (1) When overtime work is performed after the time off, it must be repaid by an equal
            amount of overtime work within six (6) pay periods following the pay period in
            which the employee was absent.

      (2) Time off that is not repaid within this time frame will be charged to annual leave or
            LWOP (as requested by the employee).

  45. EARNING RATES. Employees who elect to work overtime as a substitute for time off from their regular tours of duty for religious observances shall be granted an equal amount of time off (in lieu of overtime pay) in increments of fifteen (15) minutes.

  46. CHARGES. The minimum charge for time off for religious observances is fifteen (15) minutes; additional charges are in multiples thereof.

  47. REQUESTING TIME OFF. An employee requesting time off or requesting to work compensatory overtime in advance of taking time off for religious observances must submit the following to the approving official as far in advance of the requested period of absence or overtime work as possible:

    1. A Standard Form 71, Application for Leave, and/or other form prescribed by the Department component or approving official, specifying the time period in which the employee will work the compensatory overtime to offset the time off for religious observances.

    2. Such other documentation as the Department Component or approving official may prescribe.

  48. GRANTING TIME OFF AND AUTHORIZING COMPENSATORY OVERTIME.

    1. Approving officials shall make every effort to honor employee requests for time off for religious observances.

    2. Requests may be denied only if the requested change in work schedule would interfere with the ability of an organization to accomplish its mission effectively.

  49. RECORDING TIME OFF OR COMPENSATORY OVERTIME WORKED. Time off or compensatory overtime worked should be charged on time and attendance reports as follows:

    1. Object Class 1465 - Religious Observance - Off.

    2. Object Class 1466 - Religious Observance - Worked.

    CHAPTER 14. EXCUSED ABSENCE/ADMINISTRATIVE LEAVE.

  50. GENERAL.

    1. Excused Absence/Administrative Leave. An excused absence is an absence from duty which is administratively authorized without loss of pay or charge to leave. Excused absence is commonly referred to as administrative leave and, even though this term is not specifically recognized in legislation or by regulation, it is construed as having the same meaning as excused absence for the purposes of this order.

    2. Official Duty v. Excused Absence. Employees who are on official duty for travel, training, or to represent the Department at conferences, etc., are covered by the Office of Workers' Compensation Programs (OWCP) and the Federal Tort Claims Act. Conversely, employees who have been granted excused absence without loss of pay or charge to leave are not on official duty and are not covered by the OWCP or the Federal Tort Claims Act.

    3. Authority.

      (1) This authority is to be exercised with extreme care and may be used only when
            no statute, regulation, or executive order operates directly to relieve employees
            from duty.

      (2) Excused absence may be authorized only for employees who would otherwise be
            in a duty status or on authorized leave with pay.

      (3) Ordinarily, excused absence is authorized on an individual basis; however,
            under certain conditions, excused absence may be authorized for groups of
            employees.

  51. EXCUSED ABSENCE FOR INDIVIDUAL EMPLOYEES. Generally, the heads of Department components determine the situations for which excused absence will be authorized for individual employees. Some of the more common situations for which excused absence may be authorized are:

    1. Tardiness and Brief Absence. An employee may be excused for up to one hour for tardiness or other brief absence from duty for reasons which are acceptable to the employee's supervisor.

    2. Voting and Registration. An employee who wishes to vote or register to vote in any election or in referendums on a civic matter in his or her community may be excused from duty for a reasonable time for, that purpose, as follows:

      (1) Generally, where the polls are not open at least three hours before or after an
            employee's regular hours of work, the employee may be granted an amount of
            excused absence which will permit the employee to report for work three hours after
            the polls open or leave work three hour's before the polls close, whichever requires
            the lesser amount of time off.

      (2) Under exceptional circumstances when the general rule does not permit sufficient time,
            an employee may be excused for such additional time as may be needed to enable the
            employee to vote, depending upon the particular circumstances in the individual case,
            but not to exceed a full day in any case.

      (3) If an employee's voting place is beyond normal commuting distance and vote by
            absentee ballot is not permitted, the employee may be granted sufficient time off in
            order to make the trip to the voting place to cast a ballot. Where more than one day is
            required to make the trip to the voting place, a liberal leave policy shall be observed.
            Time off in excess of one day shall be charged to annual leave or leave without pay.

      (4) An employee who votes in a jurisdiction which requires registration in person may be
            granted time off to register on substantially the same basis as for voting, except that no
            such time shall be granted if registration can be accomplished on a nonworkday and the
            place of registration is within reasonable one-day, round-trip travel distance of the
            employee's place of residence.

    3. Blood Donation. An employee who donates blood may be excused for up to four hours for recuperative purposes.

    4. Employee Assistance Program (EAP) Counseling. An employee may be excused to attend counseling sessions with an EAP counselor from a Department component. An employee who is referred for treatment outside of the Department must request sick leave, annual leave, or leave without pay for this purpose.

    5. Conferences or Conventions. An employee may be excused to attend a conference or convention when it is determined that attendance will serve the best interests of the Department. Excused absences of this type may be restricted to those situations in which the employee is an official of the organization involved or is a contributor on the agenda.

    6. Federal Civil Service Examinations. An employee may be granted excused absence to take a Federal Civil Service Examination for a position for which the employee is to be considered.

    7. Physical Examinations. An employee is to be granted excused absence to take a physical examination required by the Department of Justice or other Federal agency, by the Armed Forces for entry into active duty or the Reserves, or one required by a local draft board.

    8. Participation in Military Funerals. An employee who is a veteran may be excused up to four (4) hours in a day to participate as a pall bearer, member of a firing squad, or guard of honor in a funeral ceremony for a member of the Armed Forces whose remains are returned from abroad for burial.

    9. Injuries Sustained in the Performance of Duty. An employee who is injured in the performance of duty shall, after obtaining treatment for the injury, be excused for the balance of the day on which the injury occurred if circumstances warrant. An employee who has sustained an apparent disabling, job-related, traumatic injury and elects the 45-calendar day continuation of pay provision under Public Law 93-416 shall be given excused absence for up to 45 days.

    10. Civil Defense Activities. An employee may be excused to participate in Federally recognized civil defense programs for a reasonable amount of time not to exceed forty (40) hours in a calendar year.

    11. Swearing-in Ceremonies. The head of a Department component may excuse an employee who has passed a bar examination for the time necessary to be sworn into membership in the bar. Excused absence not to exceed eight hours each way may also be granted for travel time to and from the swearing-in ceremony.

    12. Training Sponsored by a Labor Organization. An employee serving as a union representative may be excused to attend a training session sponsored by a labor organization provided the subject matter of the training is of mutual concern to the Department and the employee in his capacity as a union representative.

  52. EXCUSED ABSENCE FOR GROUPS OF EMPLOYEES. Excused absence may be authorized for groups of employees in the following situations.

    1. Closing an Activity. When it becomes necessary to close Federal installations or offices (or portions thereof) for brief periods when:

      (1) The normal operations of an establishment are interrupted by events beyond the
            control of management or employees, such as emergency conditions caused by
            extreme weather conditions, fires, floods, or serious interruption to public
            transportation services.

      (2) Machines break down, power failures occur, or structures need to be repaired or rebuilt.

      (3) It is in the public interest to relieve employees from work to participate in civil
            activities which the Federal Government is interested in encouraging.

      (4) Federal work may not be properly performed because of a local holiday. When
            such holidays occur, employees must actually be prevented from working by one
            of the following circumstances:

        (a) The building or office in which the employees work is physically closed, or
              building services essential to proper performance of work are not operating.

        (b) Local transportation services are discontinued or interrupted to the point
              where employees are prevented from reporting to their work location.

        (c) The duties of the employees consist largely of dealing directly with
              employees and officials of local establishments which are closed in
              observance of the holiday and there are no other duties (consistent with their
              normal duties) to which the employees can be assigned on the holiday.

    2. Hot or Cold Working Conditions.

      (1) Dismissals due to unusual employment or work conditions created by a temporary
            disruption of air cooling or heating systems should be rare. Employees are expected
            to work if conditions in the workplace are reasonably adequate even though these
            conditions are not normal and may involve minor discomfort.

      (2) Individual employees affected by unusual levels of temperature to the extent that
            they are incapacitated for duty, or to the extent that continuance on duty
            would affect their health, may be granted annual or sick leave.

      (3) Before administrative excusal may be granted, it must be clearly established by
            reasonable standards of judgment that the conditions are such as to actually prevent
            working. When making such decisions, management officials must take into
            consideration the physical requirements of the positions involved as well as the
            temperature of the work area.

    3. Adverse Weather Conditions.

      (1) Washington Metropolitan Area. Decisions to curtail Federal operations due to
            adverse weather conditions in the Washington D.C. metropolitan area will be made
            by the Director, Office of Personnel Management (OPM) and the Department will
            follow the OPM guidelines given in appendix 1.

        (a) During Normal Working Hours.

          1 When OPM decides to curtail Federal operations due to adverse
              weather onditions, OPM will notify the Director, Personnel Staff,
              Justice Management Division.

          2 The Personnel Staff will then notify Department components of the
              dismissal time for Zone 1 residents. Zones 1, 2, 3, and 4 are shown
              in figure 1. Zone 1 residents will be released to go home first,
              appendix 1, paragraph 13.

          3 Employees who live in Zones 2, 3, and 4 will be dismissed at half-hour
              intervals thereafter.

        (b) During Nonworking Hours. OPM will make every effort to notify the news
              media by 6:00 a.m., of its late arrival or closure decision. The standard media
              announcements are listed in appendix 1, paragraph 10.

      (2) Field Office Locations. The heads of Federal Executive Boards or similar
            organizations of Federal officials are responsible for the development and
            dissemination of special adverse weather leave policies and procedures for their
            locales. The Personnel Staff will not be involved in adverse weather dismissal or
            closure decisions affecting these field locations.

APPENDIX 1. U.S. OFFICE OF PERSONNEL MANAGEMENT AREA EMERGENCY DISMISSAL OR CLOSURE PROCEDURES FOR THE WASHINGTON, D.C. AREA.

The material in Appendix 1 and Figure 1 has been superceded. The most recent version of these procedures is discussed in this memo.
FIGURE 1.

COUNCIL OF GOVERNMENTS
Residential Zone Dismissal Plan for the Washington Metropolitan Area (GRAPHIC CHART)

(NOT AVAILABLE)

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Last Updated: January 30, 2003
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