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Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of August 21, 2009
TITLE 12--Banks and Banking
CHAPTER II--FEDERAL RESERVE SYSTEM
SUBCHAPTER A--BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
PART 221--CREDIT BY BANKS AND PERSONS OTHER THAN BROKERS OR DEALERS FOR THE PURPOSE OF PURCHASING OR CARRYING MARGIN STOCK (REGULATION U)
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| Authority, purpose, and scope. |
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| Employee stock option, purchase, and ownership plans. |
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| Special purpose loans to brokers and dealers. |
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| Supplement: Maximum loan value of margin stock and other collateral. |
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| Determination and effect of purpose of loan. |
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| Application to committed credit where funds are disbursed thereafter. |
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| Loans to brokers or dealers. |
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| Arranging for extensions of credit to be made by a bank. |
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| Reliance in ''good faith'' on statement of purpose of loan. |
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| Arranging loan to purchase open-end investment company shares. |
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| Effect of registration of stock subsequent to making of loan. |
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| Loan to open-end investment company. |
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| Questions arising under this part. |
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| Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses. |
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| Loans by bank in capacity as trustee. |
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| Loan which is secured indirectly by stock. |
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| Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan. |
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| Accepting a purpose statement through the mail without benefit of face-to-face interview. |
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| Bank loans to replenish working capital used to purchase mutual fund shares. |
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| When bank in ''good faith'' has not relied on stock as collateral. |
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| Bank arranging for extension of credit by corporation. |
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| Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code. |
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| Allocation of stock collateral to purpose and nonpurpose credits to same customer. |
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| Extension of credit in certain stock option and stock purchase plans. |
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| Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs. |
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| Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise. |
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| Purchase of debt securities to finance corporate takeovers. |
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| Credit to brokers and dealers. |
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February 27, 2007< !-- #EndDate -- >-->
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