Basel II Capital Accord, Basel I Initiatives, and Other Basel-Related Matters
Current / Recently Released
July 31, 2008 – Docket Number OP-1322
Supervisory Guidance: Supervisory Review Process of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework
Federal Register notice, as published [ PDF (89 KB) | Text ]
July 8, 2008
Interagency Statement on Basel II Advanced Approaches Qualification Process
SR 08-4 Qualification Process for Advanced Approaches Risk-Based Capital Framework Implementation
June 26, 2008 – Docket number R-1318
November 2, 2007 – Docket Number R-1261
September 25, 2006 – Docket number R-1266
Joint notice of proposed rulemaking to revise the market risk capital rule to enhance its risk sensitivity and introduce requirements for public disclosure of certain qualitative and quantitative information about the market risk of a bank or bank holding company
Federal Register notice, as published
[ PDF (165 KB) |
Text ]
Basel II Advanced Approaches Implementation
Announcements
July 20, 2007
Banking Agencies Reach Agreement on Basel II Implementation
Rulemaking Initiatives
November 2, 2007 – Docket Number R-1261
Federal Register notice, as published
[ PDF (1.1 MB) |
Text ]
Draft Federal Register notice, with navigation
[ PDF (1.5 MB) ]
December 26, 2006 – Docket number R-1261
Joint notice of proposed rulemaking; extension of comment period
Federal Register notice, as published
[ PDF (50 KB) |
Text ]
September 25, 2006 – Docket number R-1261
Federal Register notice, as published
[ PDF (1.02 MB) |
Text ]
Draft Federal Register notice, with navigation [ PDF (1.29 MB) | Text ]
March 30, 2006 – Docket Number R-1261
Draft Federal Register notice, with navigation
[ PDF (2.35 KB) |
Text ]
Note: This draft was superseded by the version published in the Federal Register on September 25, 2006.
August 2003 – Docket Number R-1154
Proposed framework for risk-based capital guidelines; implementation of new Basel capital accord
Advance notice of proposed rulemaking, as published in the Federal Register [ PDF (350 KB) | Text ]
Supervisory Guidance Initiatives
July 31, 2008 – Docket Number OP-1322
Supervisory Guidance: Supervisory Review Process of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework
Federal Register notice, as published [ PDF (89 KB) | Text ]
July 8, 2008
Interagency Statement on Basel II Advanced Approaches Qualification Process
SR 08-4 Qualification Process for Advanced Approaches Risk-Based Capital Framework Implementation
February 2007 – Docket Number OP-1277
Joint notice of proposed Basel II supervisory guidance – IRB, AMA, and supervisory review (Pillar 2)
Federal Register notice, as published [ PDF (1.2 MB) | Text ]
Draft Federal Register notice with navigation [ PDF (1.74 MB) ]
October 2004 – Docket Number OP-1215
Proposed supervisory guidance on internal ratings-based systems for retail credit risk for regulatory capital with request for comment
Federal Register notice, as published [ PDF (240 KB) | Text ]
Corrected formula [ PDF (28 KB) ]
August 2003 – Docket Number OP-1153
Proposed internal ratings-based systems for corporate credit and operational risk advanced measurement approaches for regulatory capital with request for comment
Proposed supervisory guidance with request for comment, as published in the Federal Register [ PDF (421 KB) | Text ]
Information Collection Initiatives
May 5, 2008
Reporting Forms – FFIEC 101
Risk-Based Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework
Risk-Based Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework
May 5, 2008
Response to Industry Comments Received on the Advanced Capital Adequacy Framework Reporting Requirements (FFIEC 101)
FFIEC letter to The Clearing House Association L.L.C. and American Bankers Association [ PDF (3.07 MB) ]
January 24, 2008 – Docket number ICP-200681
Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request
Federal Register notice, as published
[ PDF (33 KB) |
Text ]
December 26, 2006 – Docket number ICP-200681
Joint notice and request for comment; extension of comment period
Federal Register notice, as published
[ PDF (33 KB) |
Text ]
September 25, 2006 – Docket number ICP-200681
Proposal to implement the following new information collections: Advanced Capital Adequacy Framework Regulatory Reporting Requirements (FFIEC 101); comment request
Federal Register notice, as published
[ PDF (61 KB) |
Text ]
Draft Federal Register notice and supervisory reporting templates [ PDF (514 KB) ]
February 24, 2006
Summary Findings of Fourth Quantitative Impact Study (QIS-4) [ PDF (92 KB) | Text ]
Basel II Standardized Approach Implementation
Rulemaking Initiatives
June 26, 2008 – Docket number R-1318
Federal Register notice, as published
[ PDF (479 KB) |
Text ]
Draft Federal Register notice, with navigation [ PDF (1.37 MB) ]
Basel I Revisions (Basel IA)
Rulemaking Initiatives
December 26, 2006 – Docket number R-1238
Joint notice of proposed rulemaking to revise existing risk-based capital framework for banks that do not use Basel II (Basel IA)
Federal Register notice, as published
[ PDF (564 KB) |
Text ]
October 6, 2005
Joint advance notice of proposed revisions to 1988 Basel Capital Accord (Basel I)
Information Collection Initiatives
February 14, 2007 – Docket number ICP-200790
Joint proposal to revise the reporting of risk-based capital information in the Call Report (FFIEC 031 and 041) and the TFR; comment request
Federal Register notice, as published
[ PDF (79 KB) |
Text ]
Market Risk Revisions
Rulemaking Initiatives
September 25, 2006 – Docket number R-1266
Joint notice of proposed rulemaking to revise the market risk capital rule to enhance its risk sensitivity and introduce requirements for public disclosure of certain qualitative and quantitative information about the market risk of a bank or bank holding company
Federal Register notice, as published
[ PDF (165 KB) |
Text ]
Information Collection Initiatives
September 25, 2006 – Docket number ICP-200681
Proposal to implement the following new information collections: Market Risk Regulatory Reporting Requirements (FFIEC 102); comment request
Federal Register notice, as published
[ PDF (54 KB) |
Text ]
Draft Federal Register notice and supervisory reporting templates [ PDF (72 KB) ]
Archived announcements and other related documents
April 29, 2005
January 27, 2005
November 3, 2004
October 30, 2003
May 22 and June 2-3, 2003
