-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W0ET5qg3DPCFAMcmxhrSQ7m/BYOk5GHz6SSuj64phpR/OgZ3H9gOWjROs/BecScp 7k5dBVA/jvhc7iRy0AWrBw== 0001209191-05-041076.txt : 20050805 0001209191-05-041076.hdr.sgml : 20050805 20050805154130 ACCESSION NUMBER: 0001209191-05-041076 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050726 FILED AS OF DATE: 20050805 DATE AS OF CHANGE: 20050805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOOKHAM, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 919-1500 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM TECHNOLOGY PLC DATE OF NAME CHANGE: 20000330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meldrum Adrian CENTRAL INDEX KEY: 0001334929 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 051002712 BUSINESS ADDRESS: BUSINESS PHONE: 408-919-6045 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 3 1 b56277am.xml MAIN DOCUMENT DESCRIPTION X0202 3 2005-07-26 0 0001110647 BOOKHAM, INC. BKHM 0001334929 Meldrum Adrian C/O BOOKHAM, INC. 2584 JUNCTION AVE. SAN JOSE CA 95134 0 1 0 0 Vice Pres. Sales and Marketing Common Stock 0 D Stock Option (Right to Buy) 19.68 2003-05-02 2011-11-02 Common Stock 2000 D Stock Option (Right to Buy) 13.58 2003-11-14 2012-11-14 Common Stock 500 D Stock Option (Right to Buy) 13.58 2003-11-14 2012-11-14 Common Stock 1500 D Stock Option (Right to Buy) 23.55 2004-09-25 2013-09-25 Common Stock 5000 D Stock Option (Right to Buy) 10.19 2005-06-02 2014-06-02 Common Stock 10000 D Stock Option (Right to Buy) 6.73 2014-09-21 Common Stock 8000 D Stock Option (Right to Buy) 6.73 2005-09-22 2014-09-21 Common Stock 8000 D Option vests over 3.5 years at a rate of 33% of the total number of shares granted on each of May 2, 2003, May 2, 2004 and May 2, 2005. Option vests over 4 years at a rate of 25% upon the one year anniversary of the date of the grant and 1/48th per month thereafter. 50% of the shares subject to the option vests upon Bookham, Inc. achieving profitability and the remaining 50% of the shares vest upon Bookham, Inc. achieving cash break even. On September 22, 2009, all of the unvested shares vest. Converted from British Pounds Sterling to U.S. dollars using the noon buying rate of exchange on July 26, 2005 of 1.00 British Pound Sterling = 1.7415 U.S. Dollars. /s/ Adrian Meldrum 2005-08-04 -----END PRIVACY-ENHANCED MESSAGE-----