National Cancer Institute
U.S. National Institutes of Health | www.cancer.gov

NCI Home
Cancer Topics
Clinical Trials
Cancer Statistics
Research & Funding
News
About NCI
Cancer Clinical Trials: The Basic Workbook



Preface






Introduction






The Clinical Trial Process






Advancing Cancer Care through Clinical Trials






Participant Protection in Clinical Trials






Barriers to Clinical Trial Participation






Finding Clinical Trials






Answers to Exercises






Glossary



Page Options
Print This Page
Print This Document
View Entire Document
E-Mail This Document
View/Print PDF
Quick Links
Director's Corner

Dictionary of Cancer Terms

NCI Drug Dictionary

Funding Opportunities

NCI Publications

Advisory Boards and Groups

Science Serving People

Español
NCI Highlights
Virtual and Standard Colonoscopy Both Accurate

Denosumab May Help Prevent Bone Loss

Past Highlights
Answers to Exercises

Answers to Exercise 1.1
Answers to Exercise 1.2
Answers to Exercise 2
Answers to Exercise 3
Answers to Exercise 4
Answers to Exercise 5.1

Answers to Exercise 1.1

A. Cancer treatment clinical trials are the treatment of last resort.

Clinical trials are not only for those with the most advanced disease. Phase 3 treatment trials, for example, can include people who have all stages of disease, from the most advanced to people newly diagnosed who have very limited disease.

B. Only people who have cancer are eligible to participate in a cancer clinical trial.

Three types of cancer trials are open to people without cancer. Prevention trials study ways to prevent cancer in people; early detection/screening trials look at ways to detect cancer as early as possible; and diagnostic trials focus on ways to test for or better identify cancer.

C. Many people who join cancer treatment clinical trials get a sugar pill (placebo) instead of being treated.

Placebos are rarely used in cancer treatment trials. No one is ever given a placebo when an effective treatment is available. However, in rare cases, a placebo may be used when testing a new drug if there is no known effective treatment.

D. By restricting who can go on trials, investigators keep people from getting a new treatment that could save their lives.

There are important reasons that clinical trials have eligibility criteria:

  • To protect the particpant's safety. Some people have other health problems that could be made worse by the treatments in a study.

  • To ensure study results are accurate and meaningful. The trial participants need to be as similar as possible so that doctors can be sure of the reasons for the results. For example, if a participant already had another kind of treatment, the patient's response may reflect the earlier treatment rather than the one being studied.

Remember, no one knows whether the treatment being tested in a clinical trial will turn out to be better than the approaches currently being tested.

Answers to Exercise 1.2

A. What type of trial is this?

Treatment trial

B. What phase trial is this?

It is a phase 3 trial because the description says it is not yet known whether combination chemotherapy plus trastuzumab is more effective than combination chemotherapy alone for treating breast cancer. The combination chemotherapy is considered standard treatment.

C. Is it randomized?

Yes. It says patients will be randomly assigned to one of two groups.

D. If someone meets the eligibility requirements, what kind of person might be interested in participating?

Someone who:

  • Is willing to attend many chemotherapy treatment sessions

  • Understands that she has an equal chance of being assigned to either group

  • Is willing to be followed for several years

  • Is interested in contributing to scientific knowledge

E. What might be of concern for someone considering participating in this trial?

  • People will not be able to select the group they would like to participate in

  • Participants must agree to be followed for several years

  • People will want to know how the protocol determines who will need to:

    • Take tamoxifen daily

    • Have daily radiation treatments

Answers to Exercise 2

A. What happens to clinical trial results?

After a clinical trial is completed, researchers look carefully at the collected data before making decisions about further testing and what their findings mean.

After a phase 1 trial is completed, researchers decide whether:

  • There are enough data to support further study with a phase 2 trial

  • Further research will be discontinued because the agent was not safe

After a phase 2 trial is completed, researchers decide whether:

  • There are enough data to support further study with a phase 3 trial

  • Further research will be discontinued because the agent was not safe or effective

After a phase 3 trial is completed, the researchers must look at the data and decide whether the results have medical importance. When the analysis is complete, the researchers will inform the medical community and the public of thetrial results.

In most cases, a trial's results are first reported in peer-reviewed scientific journals. But if a trial's results have significant medical importance for people with cancer, a public announcement may be made while the formal report is being submitted to ensure that people can quickly benefit from the new advance. Particularly important results are likely to be featured by the media and widely discussed at scientific meetings and by advocacy groups.

Once an intervention is proven safe and effective in a clinical trial, it may become the new standard of practice for physicians

B. Clinical trials answer research questions. How does this help people?

Clinical trials do more than just answer research questions. Clinical trials are initiated because we don't yet know whether one treatment is better than another. Most of today's treatments for cancer are based on the results of earlier clinical trials. Clinical trials have also resulted in many new treatments and prevention options for cancer care.

C. Sometimes researchers decide not to continue studying an agent or to seek FDA approval. How do scientists decide when to move from one clinical trial phase to the next?

Clear "yes" or "no" answers are rare in science. It is particularly difficult to decide what is worth pursuing and what is not when the data are unclear. Researchers make decisions based on scientific evidence, which is why research moves in such slow and careful steps. Even if some participants in a clinical trial have a positive response to the new treatment, researchers must look at the experience of all participants when deciding whether to continue trials. For example, more people treated with the standard therapy may have better results than those treated with the experimental treatment.

D. How can public awareness about clinical trials influence the research process?

With increased public awareness about clinical trials, more people may be willing to participate. With a greater pool of participants, researchers can complete the trial more quickly and speed the development of new treatments.

E. How do clinical trials differ from unsound or alternative treatments?

Clinical trials sponsored by NCI and other reputable agencies evaluate new treatments for safety and possible benefit via IRB-approved protocols.

Complementary and alternative medicine, as defined by the National Center for Complementary and Alternative Medicine (NCCAM), is a group of diverse medical and health care systems, practices, and products that are not presently considered to be part of conventional medicine. The list of complementary and alternative medicine practices changes continually, as those therapies that are proven safe and effective become adopted into conventional health care and new approaches to health care emerge.

  • Neither new treatments tested in clinical trials nor untested alternative treatments are known to be effective when they are initially given.

  • Alternative treatments that have not been carefully studied may be harmful.

  • Many CAM practices are now being evaluated within protocols for their effectiveness and safety. For more information, visit nccam.nih.gov.

  • Other terms for CAM include unconventional, non-conventional, unproven, and irregular medicine or health care.

Answers to Exercise 3

A. Aren't people who join clinical trials just "guinea pigs" for research?

Many safeguards are in place for people who join cancer trials. All clinical trial participants go through the informed consent process. Informed consent is an ongoing process in which people learn important information about a clinical trial. This information helps them decide whether to participate.

The trial is also monitored by an institutional review board (IRB) and, if the study is a phase 3 clinical trial, by a data and safety monitoring board (DSMB).

In response to breaches in protection that have been recently identified and reported in the media, in 2000, the U.S. Department of Health and Human Services took additional steps to strengthen Government oversight of medical research and to reinforce clinical researchers' responsibility to follow guidelines.

B. Can a person be put in a clinical trial without his or her knowledge?

No. The researchers running the trial are required by law to present and explain the study as part of the informed consent process. This process includes:

  • Signing of an informed consent document (so that people know they are entering a study)

  • Discussing with the research team what the trial entails

  • Understanding the potentials risks and benefits of participating.

Although reputable researchers do not fool people or sign them up against their will, sometimes people have difficulty understanding the information they need about a trial before agreeing to join. For many people, it is important to ask a friend or family member to come with them when they receive information about medical options to be sure that all important questions are raised. Taking notes or using a tape recorder can also help.

C. If someone is in a phase 3 trial and it is found that there is a clear advantage for the participants in the other group, what happens?

The DSMB would be monitoring the study and would report the information to the study sponsor. If early results show that there is a clear advantage for one of the groups, the sponsor of the study may choose to end the trial early and establish a protocol allowing wider use of the drug before final approval for marketing.

D. What happens if someone wants to stop participating in a trial?

Under the informed consent process, a person has the right to discontinue their participation in a trial at any time. A participant's decision to leave a clinical trial does not jeopardize future treatment, and the participant will have the chance to discuss other treatments, or care with a doctor from the trial. The person may be referred back to his or her primary doctor for standard care.

Answers to Exercise 4

A. Do doctors discuss clinical trials as options for their patients?

Health care professionals may not discuss clincial trials with their patients for the following reasons:

  • They are not aware of clinical trials

  • They are unwilling to lose control of a person's care

  • They believe that standard therapy is best

  • They cannot find a trial which is compatible with the person's clinical situation

No matter what the situation, people with cancer have the right to consider all possible treatment options before deciding which treatment option is right for them.

B. If a doctor cannot or will not refer a person to a clinical trial, can the person or family make the call themselves?

Decisions about eligibility for a trial can be complicated and require very specific medical information on a person's condition. Therefore,

  • It is preferable to have the contact made by a health care professional familiar with the case

  • Participants calling researchers directly may not have all the information needed to make eligibility decisions

  • If a physician is unwilling to make contact with clinical trial investigators, the best alternative may be to request a referral to another physician

C. Is it more expensive to participate in a clinical trial compared to standard treatment? Are clinical trials covered by insurance?

There are two kinds of costs associated with clinical trials:

  • Patient care costs

    • May be covered by a person's health plan

    • Include usual care cost items like doctor visits, hospital stays, clinical laboratory tests, and x-rays, which occur whether someone is participating in a trial or receiving standard treatment

  • Research costs

    • Usually covered by the trial's sponsor

    • Include extra care costs associated with clinical trial participation such as additional test

  • Some health plans cover the costs associated with clinical trial participation; other companies will not reimburse costs for "experimental therapies"

  • Decisions are usually made on a case-by-case basis

  • Some clinical trial sponsors work with health plans to get reimbursement

  • People interested in clinical trial participation should ask the trial team what their experience with reimbursement for this trial has been

  • Clinical trial participants may also contact NCI's Cancer Information Service at 1-800-4-CANCER or visit the clinical trials section of www.cancer.gov, for information on organizations that may help with clinical trials coverage

D. Are chemoprevention trials covered by insurance? If so, will participants compromise their coverage by entering trials for those at "high risk" for cancer?

There is no comprehensive data on insurance problems related to entering a chemoprevention trial, but some issues have been reported:

  • Participants receive prevention agents free of charge

  • Coverage for medical tests can be an issue

  • Some institutions will pay for the initial test, but not all

  • If a re-test is needed it may not be covered, especially if it has not been authorized by the primary care gatekeeper

  • Prevention trials may require more frequent screening exams (such as mammograms or colonoscopy), and insurers may not want to cover a test given more frequently than their guidlines require (for example every six months versus every year)

  • Many insurance companies have policies on "pre-existing conditions," so entering a trial for those at "high risk" could make it harder or more expensive to get health and life insurance in the future

  • Some states have laws about pre-existing conditions and Federal law forbids companies to deny health care to people with pre-existing conditions. It remains unclear how insurers will handle "high risk" conditions.

  • Participants may contact NCI's Cancer Information Service at 1-800-4-CANCER or visit the clinical trials section of www.cancer.gov for information on organizations that help with clinical trials coverage and insurance questions.

Answers to Exercise 5.1

Decisions concerning eligibility for clinical trials may be complicated, often requiring very specific medical information on the person's condition. For that reason, it is usually preferable to have the contact made by a doctor familiar with the case.

Often, potential participants making calls directly may have insufficient information, which may make decisions about eligibility difficult and frustrating both for the person making the calls and for the researcher taking the calls.

Depending on the institution, a referral coordinator, protocol assistant, or nurse may accept telephone, mail, and e-mail inquiries from physicians, potential participants, and others about the clinical trial. Preliminary eligibility can be evaluated by phone, and appointments with the clinical trial team can be scheduled.

Back to Top

< Previous Section  |  Next Section >


A Service of the National Cancer Institute
Department of Health and Human Services National Institutes of Health USA.gov