Appendix D
Boxed Case Studies:
Development of a Statewide Standard of Care: The New Jersey Experience
and
A Review of the Implementation of Perinatal HIV Rapid Testing
Medical Center Of Louisiana, New Orleans
Development of a Statewide Standard of Care: the New Jersey Experience
Sindy M. Paul, M.D., M.P.H.
New Jersey is a high prevalence state for HIV disease, ranked fifth
in the country in cumulative reported AIDS cases, third in the country
in cumulative reported pediatric AIDS cases, and first in the country
in the proportion of women among reported cumulative AIDS cases.
Ninety-four percent of the pediatric AIDS and HIV cases are attributed
to perinatal transmission.
The approach taken by the New Jersey Department of Health and Senior
Services (NJDHSS) was to conduct a needs assessment to determine
the major missed opportunity to reduce vertical transmission, develop
a the standard of care in collaboration with stakeholders with consensus
facilitated by meeting with stakeholders individually (i.e. meetings
with the obstetrical society), dissemination of information, and
evaluation of implementation and effectiveness.
Needs Assessment
The need for a statewide standard of care for women who present in labor with
the delivery team unaware of her HIV status was determined based on several
factors. These include
- A review of missed opportunities that indicated that currently
the major barrier to maximal reduction of vertical HIV transmission
in New Jersey is
women who present in labor with unknown HIV status;
-
Advances in HIV diagnostic testing technology
and medical management that led to recent national recommendations
that
women who present in labor with
unknown HIV status should receive counseling,
be offered rapid HIV diagnostic testing, and, if HIV positive,
be offered short course therapy;
-
Results of a study that was conducted
in the highest risk areas in
New Jersey that determined that none of the hospitals
providing obstetrical care had
policies, procedures, or laboratory capability
to provide counseling and offer
rapid testing and short course therapy; and
-
Meetings with two ad hoc
advisory committees of
stakeholders.
Working with Stakeholders
-
Two ad hoc advisory committees were developed and met to 1) determine
if a statewide approach was appropriate and 2) to develop the
prototype policy and algorithm that facilities providing obstetrical
care could
implement for women who present in labor with unknown HIV serostatus.
-
One
ad hoc advisory committee consisted of stakeholders responsible
for writing and implementing the Standard of Care.
This ad
hoc advisory committee included representatives from the
New Jersey Department of Health and Senior Services (Division
of AIDS Prevention
and Control
and the Division of Family Health Services),
obstetricians, pediatricians, Title IV providers, the New Jersey
Family-Centered HIV Care Network,
case managers, social workers, consumers,
maternal and child health
consortia, infection control professionals,
the Academy of Medicine of New Jersey, the AIDS Education and
Training Center, and Medicaid.
This committee met three times. The unanimous
decision was that a
statewide Standard of Care was the best
approach to take in New Jersey. The committee felt that the NJDHSS
should be the lead on developing,
disseminating, and evaluating the Standard
of Care. In the fall of
2001, the NJDHSS approved the draft of
the Standard of Care for Women Who Present in Labor With Unknown
HIV Status, which was written with
the ad hoc advisory committee.
-
The second ad hoc advisory committee consisted of stakeholders responsible
for facilitating implementation of the Standard of Care. This
ad hoc advisory committee included representatives from the New Jersey
Department of Health and Senior Services (Division of AIDS
Prevention and Control and the Division of Family Health Services), the Medical
Society of New Jersey, all three hospital associations in
New Jersey, the Infectious Diseases
Society of New Jersey, the New Jersey
Association
of Osteopathic Physicians and Surgeons,
New Jersey
Section of the American College of
Obstetrics and Gynecology, the New
Jersey Obstetrical
and Gynecology Society, the New Jersey
Section
of the American Academy of Pediatrics,
the New Jersey Academy of Family
Physicians, pediatric and obstetrical
providers with
a high-volume
client load. This committee met once
and provided written comments on
the draft
Standard of Care. They concurred
with the other committee
that NJDHSS should take the lead
on developing, disseminating, and
evaluating the Standard
of Care. The unanimous decision was
that a statewide Standard of Care
was the best
approach to take in New
Jersey.
-
Individual meetings were held with some key organizations such as
the New Jersey Obstetrical and Gynecology Society, the Infectious
Diseases Society of New Jersey, Medicaid, the NJDHSS Laboratory
Task Force, and the Association for Professionals in Infection Control
and Epidemiology.
-
A one-on-one meeting was held with a high-volume facility in a high-prevalence
area to help ascertain the potential barriers to implementing
a statewide Standard of Care. - Support for the statewide Standard of Care was obtained from the
Governor’s Advisory Council on AIDS.
Identification and Overcoming Barriers
Several barriers were encountered in implementation of the standard
of care. The first barrier was that the advisory committee members
did not have enough information on rapid testing. To overcome this
obstacle, a half-day continuing medical education conference with
a didactic lecture on rapid testing by Dr. Bernard Branson from
CDC and case studies of women who presented in labor with unknown
HIV status preceded the advisory committee meeting. The committee
then felt that they had enough information on rapid testing to
proceed with development of the standard of care.
The second barrier was that providers were uncertain about the content
of counseling for women in labor. To overcome this, a template counseling
session was developed with assistance from focus groups composed
of postpartum women. The template counseling session was disseminated
statewide through five train-the-train sessions conducted in collaboration
with all the local maternal-child health consortia.
The third barrier identified was that hospital laboratory directors
were under the misimpression that preliminary positive rapid or expedited
test results could not be given to the providers and patients. To
overcome this, a fact sheet on rapid testing was sent to each hospital
with other information related to the standard of care, information
was provided in a series of lectures given statewide, and an article
was published in New Jersey Medicine.
The fourth barrier was that some hospitals requested a template
policy to use. This was provided to them. Dissemination of the Statewide Standard of Care
A multimedia comprehensive approach is underway to disseminate the
Standard of Care. This consists of free Internet-based continuing
medical education (available at www.acadmed.org), publication of
articles in New Jersey Medicine, publication of articles in AIDSLine,
a laminated pocket card for providers, poster presentations, train-the-trainer
sessions, and continuing medical education lectures statewide.
A mailing was sent to the chair of pediatrics, the chair of obstetrics,
the laboratory director, the infection control professional, the
chief executive officer, the medical director, the head nurse for
labor and delivery, the executive committee, the vice-president
of risk management, and the emergency room director of each hospital.
The information packet included a cover letter from the Deputy
Commissioner, the Standard of Care, the laboratory alert, the laboratory
algorithm, and information on continuing medical education and
train-the-trainer sessions.
Evaluation
Evaluation will be conducted to look at process measures and outcome
measures.
-
Repeat the hospital survey to determine
if the Standard of Care has been incorporated into hospital policies
and procedures and identify
barriers to its implementation
-
Retrospective medical record review to evaluate the implementation
and effectiveness of the Standard of Care
-
Continuous evaluation of efforts to reduce vertical transmission
through surveillance, survey for childbearing women,
and special studies.
Funding
Funding to develop, disseminate, and evaluate the Standard of Care
came from state and federal funds. These funds allowed NJDHSS to
contract with the National Pediatric and Family HIV Resource Center
to help develop the counseling session, conduct the train-the-trainer
sessions, provide three of the continuing medical education programs,
and evaluate the implementation and effectiveness of the Standard
of Care.
Review of the Implementation of Perinatal HIV Rapid Testing
Medical Center of Louisiana, New Orleans
Robert T. Maupin, M.D.
This is a summary of the initial clinical experience with the SUDS
assay, for obstetric rapid testing, at the Medical Center of Louisiana.
In
October of 1998, the Medical Center of Louisiana, New Orleans (formerly
Charity Hospital), initiated rapid HIV-1 screening for
obstetric patients admitted to the labor and delivery
unit without prior documentation of HIV status. This program was
approved by the
Hospital Executive Committee and was established
in conjunction with the use of rapid screening for employee occupational
exposures. The
program was developed by the hospital’s Infection Control Division
to address disease prevention and health care delivery needs of a
subgroup of obstetric patients shown to have a two- to threefold
greater HIV seroprevalence as compared with patients receiving obstetric
prenatal care in the hospital’s clinics. As
a standard of care, all obstetric patients presenting
to the labor and delivery unit
with an undocumented HIV serostatus are offered voluntary
HIV testing. Patients at risk for delivery prior
to the completion of conventional
HIV testing were offered initial screening with the
FDA-licensed Single-Use Diagnostic System Test (SUDS),
a rapid enzyme-linked immunosorbent
assay (EIA). Patient acceptance of HIV testing was
documented with written informed consent based on
hospital policy and standards of
care and in accordance with State guidelines for
HIV testing at public facilities. Request for SUDS
testing are submitted via the computer
laboratory entry system. Patients consenting for
screening were tested concurrently with a conventional
HIV EIA and the SUDS HIV-1 rapid
assay. SUDS assay determinations were conducted in
the hospital blood bank laboratory service. This
laboratory resource was selected based
on the presence of adequate technical staff on a
24-hour basis. A confirmatory Western blot was used
to document a true positive HIV
result. The results of the SUDS test are reported
electronically via the computerized laboratory inquiry
system and are read out as
SUDS reactive or non-reactive, and patients are informed
of their SUDS test result by their treating physician.
Patients
with a positive SUDS test result were counseled by their treating
physician about the implications of the presumptive HIV
positive status and were counseled about options
for intervention to reduce vertical transmission of HIV. Laboring
patients were administered
peripartum antiretroviral prophylaxis consistent
with the Public Health Service (PHS) guidelines. Infants delivered
to mothers with
positive SUDS tests were considered HIV exposed and
initiated postpartum antiretroviral prophylaxis consistent with
the PHS guidelines. When
conventional HIV test results were discordant with
the SUDS test and failed to confirm infection, the newborn prophylaxis
was discontinued.
All mothers with a confirmed HIV infection and their
HIV-exposed infants were referred for HIV primary care follow-up
at time of hospital
discharge. The results of all obstetric patients
who underwent both conventional and rapid HIV testing were recorded
in the Office of
Hospital of Infection Control’s database.
Initial
laboratory implementation and training was accomplished over several
months.
Blood bank technologists participated in a half-day “hands
on” training session conducted by a SUDS vendor representative.
Validation testing was conducted on site at the Medical Center of
Louisiana, New Orleans Blood Bank Laboratory. The validation laboratory
protocol required running 100 “unknown” serum
samples with positive and negative controls. Compliance
with accreditation
guidelines required an evaluation of the new testing
program with a proficiency testing survey. Subscription
to the Wisconsin State
Lab of Hygiene HIV Survey for HIV-1/2, formerly the
Health Care Financing Administration (now called
Centers for Medicare and Medicaid Services)
approved and vendor recommended, was acquired to
meet these requirements. The initial implementation
cost of the hospital program for SUDS
testing was approximately $2,000.
An
examination of the Hospital’s perinatal HIV rapid testing
program through the first 12 months demonstrated a SUDS test performance
with a sensitivity and specificity of 100% and 99.2%, and positive
and negative predictive value of 79% and 100%, respectively. The
overall seroprevalence in the tested population was 2.9%. The positive
predictive value of the SUDS assay was highest among laboring women
with inadequate prenatal care and an undocumented HIV status, which
represented the highest seroprevalence group (>5%).
An evaluation of the initial clinical experience with perinatal
HIV rapid testing demonstrated that nearly 20% of the HIV exposed
births at the facility were identified through rapid testing. The
majority of these mothers had inadequate or absent prenatal care.
All SUDS positive laboring mothers with a subsequent confirmed positive
HIV status had evidence of advance labor or rupture of membranes
at admission. All of these mothers had inadequate prenatal care.
Of note upon review of medical records, it was determined that as
many as 50% these mothers had evidence of a positive HIV test prior
to the current pregnancy, but did not disclose their HIV status to
their treating physician at time of presentation. Intrapartum antiretroviral
prophylaxis was successfully initiated in the majority of these mothers,
and newborn prophylaxis was initiated for all infants prior to hospital
discharge. All infants entered HIV primary care follow-up post hospital
discharge. A preliminary assessment of a small number of HIV-exposed
infants identified with HIV rapid testing demonstrated significantly
reduced transmission rate in contrast to that expected among HIV-exposed
infants without peripartum antiretroviral prophylaxis.
This
medical center’s experience highlights the capacity to
effectively develop and implement targeted strategies
for perinatal HIV rapid testing in a high-seroprevalence, obstetric
population,
and the potential impact of similar public health
measures/interventions to reduce mother-to-child HIV transmission
among childbearing women
with an undocumented HIV status and poor prenatal care.
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