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Abstracts
Epidemiologic
Research on ADHD: What We Know
and What We Need to Learn
William
Pelham, Jr., Ph.D., State University of New York -- Buffalo
ADHD is one of the major
mental health disorders of childhood, affecting 3% to 5% of children and
accounting for a larger portion of referrals to mental health centers,
special education, and behavioral visits to primary care physicians than any
other childhood disorder. The symptoms of ADHD result in serious impairment
for the child in many areas of functioning and skill development, including
school, family, self, and peer domains that not only have a negative impact
on the ADHD child but also result in dramatic burdens of care for parents
and teachers. Unfortunately, ADHD children's difficulties do not disappear
in childhood but instead continue, or even increase, through adolescence and
into adulthood for the great majority of ADHD individuals. Among the most
salient negative outcomes for ADHD adolescents and adults are problems with
the justice system and alcohol and other drug abuse, which are public health
problems of enormous import and cost to society. These areas of childhood
impairment in ADHD--particularly with peers, schools, and family--not only
highlight the seriousness of ADHD as a childhood problem but also predict
the development of outcomes such as criminal behavior and alcoholism.
Therefore, effective intervention for ADHD children is a major public health
agenda both in terms of addressing a major childhood problem and with
respect to the prevention of major public health problems of adulthood.
The purpose of this paper
is to review what is known and not yet known about treatment for ADHD. It
will focus on which treatments have an evidence base and which do not, and
will highlight what is known about the utilization of treatments in
classroom and community settings. A large number of treatments have been
tried and are widely used for ADHD. However, the majority of them do not
have evidence supporting their effectiveness. These include, among others,
traditional one-to-one therapy, play therapy, cognitive therapy, restrictive
or supplemental diets, allergy treatments, and biofeedback/neurotherapy.
Only three treatments
have been shown to be evidence-based as effective short-term treatments for
ADHD: (1) behavior modification; (2) central nervous system stimulants; and
(3) the combination of (1) and (2) (Pelham, Wheeler, & Chronis, 1998;
Swanson et al, 1995; Pelham & Wachsbusch, 1999). All of these treatments
have been studied and used extensively for more than 25 years with ADHD
children. The evidence base for their efficacy with ADHD is, therefore,
quite large. Both medication and behavioral interventions have been shown to
be effective in ameliorating acutely the symptoms and associated impairment
in ADHD. Despite evidence for short-term efficacy, however, we do not have
adequate knowledge of the long-term effects of either behavioral or
pharmacological treatments.
Both behavioral and
pharmacological treatments have limitations that mean that, alone, they are
often insufficient treatments for ADHD. As a result of these limitations,
combined or multimodal interventions have been the gold standard for ADHD
treatment for the past decade. Studies of combined treatments generally
reveal that such interventions are always absolutely and usually
statistically superior to unimodal treatments. However, the most pressing
questions about combined treatments for ADHD have not yet been addressed in
the empirical literature and more research is needed (e.g., Which modality
should come first? Can either treatment be faded? For how long should
combined treatments be used? Can concurrent medication reduce the intensity
and, therefore, the cost of behavioral treatments? Do the treatments work
with very young ADHD children and with adolescents? Will improved long-term
outcome result?).
Despite the evidence for
their efficacy in studies, relatively little is known about the degree to
which these three evidence-based treatments, as well as the other common but
nonevidence-based treatments, are used in clinical and educational practice,
as well as in family settings, and whether their use is appropriate. In
addition, we know little regarding the effectiveness with which these
treatments are utilized in nonresearch settings. This presentation will
review such issues as the prevalence, accessibility, and utilization of
evidence-based treatments for ADHD and examine whether findings differ as a
function of such issues as treatment modality, treating professional,
geographical location, and child/family characteristics. It will conclude
with suggestions regarding steps that could be taken to increase the
knowledge base regarding evidence-based treatments for ADHD.
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Laurence
L. Greenhill, M.D., New York State Psychiatric Institute
Despite progress in the
diagnosis, assessment and treatment of children with
Attention-Deficit/Hyperactivity Disorder, treatment with psychostimulants
remains an important public health concern, and one of the most
controversial aspects of the disorder. Psychostimulants, including
amphetamine (AMP), methylphenidate (MPH) and pemoline (PEM), have been
proven effective in the short-term controlled studies for reducing ADHD
symptoms, are readily available, and are prescribed frequently. Due to the
lack of research data on the long-term (greater than 24 months) efficacy,
safety and tolerability at the population level, a public health perspective
should be applied to the treatment of children with ADHD. This has become
all the more urgent because of growing prevalence estimates of the disorder,
increasing production of MPH in the US, decreased age of initiation, and
increasing duration of drug treatment during years of development. This
change in treatment practice has occurred without evidence for long-term
academic and functional improvements from stimulant treatment.
Stimulant prescribing for
ADHD treatment in the United States has increased dramatically during the
past five years. ADHD outpatient visits increased from 1.6 to 4.2 million
per year during the years 1990-1993 (Swanson, Lerner, and Williams, 1995).
During those visits, 90% of the children were given prescriptions, 71% of
which were for MPH. During the same period production of MPH in the U.S.
rose from 1,784 kg to 5,110 kg. Over 10 million MPH prescriptions were
written in 1996 (Vitiello and Burke, 1998), and epidemiological surveys have
estimated that the 12-month stimulant prescription prevalence for school-age
children in the U.S. ranges 6% urban (Safer, Zito, and Fine, 1996) to 7%
rural (Angold and Costello, 1997). Analyses of managed care datasets reveal
a 2.5-fold increase in prescribing in the 1990-1995 time period, accounted
for by longer durations of treatment, inclusion of girls and those with
predominately inattention, and treatment of high school students (Safer,
Zito, and Fine, 1996). Estimates suggest that by 1995, 2.8% of youth in the
U.S. between the ages of 5 and 18 years were being prescribed MPH (Goldman
and others, 1998). One survey in four different communities found that only
one-eighth of diagnosed ADHD children were being treated with stimulants
(Jensen and others, 1999), while another survey in rural North Carolina
found one-third of the school-age children on stimulants did not meet
diagnostic criteria for ADHD (Angold and Costello, 1997).
The reasons for the
increased production and prescribing of MPH are unknown. Is the actual
prevalence of ADHD increasing, are more cases now being identified by
physicians, or are the standards for prescribing MPH changing? The risks
involved in these changes are not known. On the one hand, a 1998 NIH
Consensus Conference (NIH-CDC) found "wide variations in the use of
psychostimulants across communities and physicians " (NIH Consensus
Statement, 1998). Besides the lack of a definitive diagnostic test for ADHD,
the NIH-CDC attributed this variability in practice to the absence of a
well-understood, universally-accepted "ADHD diagnostic threshold above
which the benefits of psychostimulant therapy outweigh the risks" (Kupfer
and others, 1998). The NIH-CDC found a lack of consensus among U.S.
practitioners regarding which ADHD patients should be treated with
psychostimulants. On the other hand, the 1998 Council on Scientific Affairs
of the American Medical Association concluded that "the risk-benefit
ratio of stimulant treatment in ADHD must be evaluated and monitored on an
on-going basis in each case, but in general is highly favorable (Goldman and
others, 1998) ." At this stage, it is unclear whether the NIH-CDC’s
increasing concerns about public safety or the AMA Council’s reassuring
position is the more accurate point of view.
While both medications
and behavioral therapies are effective interventions, the evidence favors
medications for short-term symptom reduction, a conclusion consistent with a
review by the McMaster University Evidence-Based Practice Center for the
U.S. Agency for Health Care Policy Research (McMaster University
Evidence-Based Practice Center, 1998) as well as with findings from the NIMH
Multimodal Treatment of Children with ADHD (MTA) study (MTA Cooperative
Group, 1999). Both sources report that combined behavioral and drug
treatments offer modest advantages over medication treatments alone.
Stimulant-related side
effects are dose related, occurring more often at higher doses. The NIH-CDC
concluded that "there is no evidence that careful therapeutic use is
harmful." This conclusion, based almost entirely on short-term (less
than 14 months) data, may assist physicians responding to parental concerns.
However, long-term studies of the effectiveness and safety of stimulant
treatment in growing children have not been carried out to date and are very
much needed.
It is not known whether
stimulant use predisposes to later substance use. Given the fact that no
fully experimental studies (e.g., parallel groups with random assignment,
etc.) have been done in this area to date, and because the several available
studies have come to different conclusions, it is difficult to disentangle
the propensity for abuse from the ADHD condition itself vs. from its
treatment with stimulants. But there is very little evidence to support the
notion that current levels of production have had a substantial effect on
abuse among high schoolers. Because of the ability of these compounds to
produce addiction in laboratory animals when the compounds are given in very
high doses, questions about their ability to produce addiction, tolerance,
and sensitization during chronic treatment have arisen, but have not been
answered conclusively.
Although psychostimulants
are widely researched, research questions exist that have yet to be
addressed. There are few data on the treatment of ADHD, inattentive type,
which may include a large percentage of females. Second, pre-school
children, adolescents, and adults are under-represented in published
controlled clinical trials, even though they are increasingly being treated
with stimulants. Third, there is limited safety information on sustained,
long-term stimulant treatment (lasting longer than 14 months), even though
current practice is to maintain drug treatment in children for years.
Fourth, it cannot be determined if the combination of stimulants and
behavioral treatments can improve functioning with a reduced drug dose.
More research is needed
to determine the risks and benefits of early initiation of psychostimulant
use in pre-school children. Despite a warning in MPH’s package insert
against use in preschoolers, and reports of higher rates of adverse events
in this younger age group, over 500,000 MPH prescriptions were written for
preschoolers in 1998 (Greenhill, 1998). Because MPH acts primarily via the
dopamine transporter protein (DAT), which undergoes active development
during the preschool years, increased prescribing for these children is of
great concern (Volkow and others, 1998). Little is known about the impact of
MPH on brain development and risk for later illicit drug use. Once
determined, the risks of early stimulant use need to be balanced against the
known impairments of Attention Deficit Disorder on learning, social
relations, and family functioning.
In what ways can CDC, as
a public health agency, address these research needs at the population
level? CDC could gather data about practitioners, provide grants to
professional organizations to work with practitioners, and track the
registry of insurance benefits. Furthermore, the agency could provide
guidance on best practice for drug use by studying the risks and benefits of
long-term stimulant interventions in the population, especially among
pre-school children.
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