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Moderate Complexity Testing Overview:

What must a physician or local health department do to perform moderate complexity testing under the Clinical Laboratory Improvement Amendments of 1988 (CLIA)?

Bullet - Rt. Triangle Enroll in the CLIA program:

1. Complete an Application for Certification

  • Description of laboratory to include name and number of tests performed annually, methodologies for each test, personnel qualifications, etc.
     
  • Submit application (signed by the director) to the State Agency CLIA Contact
     
  • Certificate valid for 2 years.

2. Pay fee

  • Fee based on the annual volume and types of testing performed (for small laboratories fee is about $150 for the 2 year period).*
     
Bullet - Rt. Triangle Satisfy CLIA technical requirements for moderate complexity testing:
  
Personnel
   
 

 

 

Director: Responsible for the overall management and direction of the laboratory but does not have to be on-site at all times. Broad range of experience and education acceptable. For example, a physician with 1 year of experience directing/supervising a non-waived laboratory or 20 CMEs in laboratory practice would qualify, as would a person with a bachelor's degree and 2 years laboratory training/experience plus 2 years supervisory experience in non-waived testing. The director could, depending on education and experience, qualify for all other positions.
 
Testing personnel: Responsible for specimen processing, test performance and reporting test results. Minimum requirement is a high school diploma or equivalent and training for the testing performed.
 
Technical consultant: Responsible for the technical and scientific oversight of the testing. Minimum requirement a bachelor's degree with 2 years laboratory training or experience in non-waived testing.
 
Clinical consultant: Provides clinical consultation. Minimum requirement a doctoral degree with board certification.
 
NOTE: The director, technical consultant, and clinical consultant are not required to be on-site at all times of testing.
 
Quality Management:
 

Your laboratory will need to:

  1. Have procedures that assure proper patient preparation, specimen identification and integrity; and monitor and evaluate the testing process and quality management system.
     
  2. Have a procedure manual (manufacturer's package insert may be acceptable).
     
  3. Follow manufacturer's instructions for performing the test.
     
  4. Test a positive and negative control each day patient samples are tested (package insert may provide flexibility).
     
  5. Enroll and participate in proficiency testing (if available).
     
  6. Identify and correct problems, and record remedial actions taken.
     
  7. Maintain test requests and laboratory records for 2 years.

 

Bullet - Rt. Triangle

Undergo biennial inspection:

  • Laboratory may choose to have inspections conducted by either CMS or private accrediting organizations.
     
*To reduce cost, consider limited public health certification (if eligible).
 
CLIA regulations (fully linked version)
 

This page last reviewed: 7/7/2004
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