US Attorneys > USAM > Title 9 > Criminal Resource Manual

TITLE 9
CRIMINAL RESOURCE MANUAL

1-99 | 101 | 201 | 301 | 401 | 501 | 601 | 701 | 801 | 901 |
1001 | 1101 | 1201 | 1301 | 1401 | 1501 | 1601 | 1701 | 1801 | 1901 |
2001 | 2101 | 2201 | 2301 | 2401 |
  1. Introduction -- General Restriction Upon Government Access
  2. Financial Institutions Covered
  3. Customers and Persons Covered
  4. Records Covered
  5. Certification of Compliance Requirement
  6. Customer Authorization
  7. Search Warrants
  8. Definitions of Judicial Subpoena, Administrative Summons and Formal Written Request.
  9. Customer Notice Requirements for Judicial Subpoenas, Administrative Process and Formal Written Requests
  10. Venue for Customer Challenge Suits
  11. Substance of Customer Notice
  12. Timing of Access Following Customer Notice
  13. Court Ordered Delay of Notice Procedure
  14. Post-Delay Procedures
  15. Customer Challenge Proceedings
  16. Government Response to Customer Challenge
  17. In Camera Review of Government Response
  18. Appeals and Other Post-Challenge Matters
  19. Rights and Duties of Financial Institutions
  20. Interagency Transfers of Financial Records
  21. Exceptions
  22. Litigation Exception
  23. Grand Jury Subpoena Exception
  24. Procedure for Grand Jury Subpoena of Financial Records
  25. Procedures for Handling Financial Records Subpoenaed by the Grand Jury
  26. Prohibiting Banks from Notifying Customers of Grand Jury Subpoenas
  27. Account Identification Information Exception
  28. Foreign Intelligence and Secret Service Protective Function Exceptions
  29. Emergency Access Exception
  30. Exceptions Permitting Disclosures by Financial Institutions When the Institution Suspects Criminal Activity
  31. Non-Target Exception
  32. Bank Supervisory Agency Exception
  33. General Accounting Office Exception
  34. Internal Revenue Service Exception
  35. Required Report Exception
  36. Exception for Financial Records Pertinent to Federally Insured or Guaranteed Loans
  37. Securities and Exchange Commission Exception
  38. Reimbursement of Financial Institutions
  39. Customer Civil Actions for Violations of the Act
  40. Suppression as a Remedy
  41. Reporting Requirements
  42. Compliance Checklist
  43. Forms
  44. Right to Financial Privacy Act of 1978 -- Index of Forms
  45. A: Certificate of Compliance with the Right to Financial Privacy Act of 1978 -- Form DOJ-461
  46. B: Customer Consent and Authorization for Access to Financial Records -- Form DOJ-462
  47. Customer Consent and Authorization for Access to Financial Records -- ATTACHMENT to Form DOJ-462
  48. C: Formal Written Request for Financial Records -- Form DOJ-463
  49. D: Customer Notice -- Form DOJ-464
  50. E: Motion for Order Pursuant to Customer Challenge Provisions of the Right to Financial Privacy Act of 1978 -- Form DOJ-465
  51. F: Sworn Statement of Movant -- Form DOJ-466
  52. G: Application of the United States Department of Justice for an Ex Parte Order Pursuant to Section 1109 of the Right to Financial Privacy Act of 1978 -- Form DOJ-467
  53. H: Order -- Form DOJ-468
  54. I: Form DOJ-469 -- Post-Notice of Search Warrant
  55. J: Post-Notice of Search Warrant After Court-Ordered Delay -- Form DOJ-470
  56. K: Post-Notice Following Court-Ordered -- Form DOJ-471
  57. L: Post-Notice Following Emergency Access -- Form DOJ-472
  58. M: Notice That No Legal Proceedings Are Contemplated -- Form DOJ-473
  59. N: Certification for Transferring Records Obtained Pursuant to the Right to Financial Privacy Act of 1978 -- Form DOJ-474
  60. O: Formal Written Request for Account Information and Certificate of Compliance With the -- Form DOJ-475
  61. P: Notice of Transfer of Financial Records -- Form DOJ-476
  62. Motion for Order Prohibiting Notification of Service of Grand Jury Subpoenas Duces Tecum -- Form Q-1
  63. Memorandum in Support of Motion for an Order Prohibiting Notification of the Service of Grand Jury Subpoena -- Form Q-2
  64. Affidavit -- Form Q-3
  65. Order -- Form Q-4
  66. Notice -- Form R
  67. DOJ Order 2110.40 -- Form S
  68. 12 U.S.C. § 3401 -- Definitions
  69. 12 U.S.C. § 3402 -- Access to financial records by Government authorities prohibited; exceptions
  70. 12 U.S.C § 3403 -- Confidentiality of financial records
  71. 12 U.S.C. § 3404 -- Customer authorizations
  72. 12 U.S.C. § 3405 -- Administrative subpena and summons
  73. 12 U.S.C. § 3406 -- Search warrants
  74. 12 U.S.C. § 3407 -- Judicial subpoena
  75. 12 U.S.C. § 3408 -- Formal written request
  76. 12 U.S.C. § 3409 -- Delayed notice
  77. 12 U.S.C. § 3410 -- Customer challenges
  78. 12 U.S.C. § 3411 -- Duty of financial institutions
  79. 12 U.S.C. § 3412 -- Use of information
  80. 12 U.S.C. § 3413 -- Exceptions
  81. 12 U.S.C. § 3414 -- Special procedures
  82. 12 U.S.C. § 3415 -- Cost reimbursement
  83. 12 U.S.C. § 3416 -- Jurisdiction
  84. 12 U.S.C. § 3417 -- Civil penalties
  85. 12 U.S.C. § 3418 -- Injunctive relief
  86. 12 U.S.C. § 3419 -- Suspension of limitations
  87. 12 U.S.C. § 3420 -- Grand jury information; notification of certain persons prohibited
  88. 12 U.S.C. § 3422 -- Applicability to Securities and Exchange Commission
  89. -99 [RESERVED]