Securities Lawyer's Deskbook
published by The University of Cincinnati College of Law |
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THIS REGULATION SHOULD BE READ IN CONJUNCTION WITH REGULATION S-T, WHICH GOVERNS THE PREPARATION AND SUBMISSION OF DOCUMENTS IN ELECTRONIC FORMAT. MANY PROVISIONS RELATING TO THE PREPARATION AND SUBMISSION OF DOCUMENTS IN PAPER FORMAT CONTAINED IN THIS REGULATION ARE SUPERSEDED BY THE PROVISIONS OF REGULATION S-T FOR DOCUMENTS REQUIRED TO BE FILED IN ELECTRONIC FORMAT
General Rules -- Rule 100 to Rule 215
Regulation A-R -- Special Exemptions: Rule 236 to Rule 238
Regulation A -- Conditional Small Issues Exemption: Rule 251 to Rule 346
Regulation C -- Registration: Rule 400 to Rule 498
Regulation D -- Rules Governing the Limited Offer and Sale of Securities Without Registration under the Securities Act of 1933: Rule 501 to Rule 508 (Includes Preliminary Notes to Regulation D)
Regulation E -- Exemption for Securities of Small Business Investment Companies: Rule 601 to Rule 701
Other Exemptions -- Exemptions for Cross-Border Rights Offerings, Exchange Offers and Business Combinations: Rule 800 to Rule 802 (Effective 1/24/00)
Regulation S -- Rules Governing Offers and Sales Made Outside the United States Without Registration Under the Securities Act of 1933: Rule 901 to Rule 905 (Includes Preliminary Notes to Regulation S)
Regulation CE -- Coordinated Exemptions for Certain Issues of Securities Exempt under State Law: Rule 1001
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