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2000 Progress Report: Clinical Studies of Ultrafine Particle Exposure in Susceptible Human Subjects

EPA Grant Number: R827354C003
Subproject: this is subproject number 003 , established and managed by the Center Director under grant R827354
(EPA does not fund or establish subprojects; EPA awards and manages the overall grant for this center).

Center: Airborne PM - Rochester PM Center
Center Director: Oberdorster, Gunter
Title: Clinical Studies of Ultrafine Particle Exposure in Susceptible Human Subjects
Investigators: Frampton, Mark W. , Beckett, William , Cox, Christopher , Morrow, P. E. , Utell, Mark J. , Zareba, Wojciech
Current Investigators: Frampton, Mark W. , Utell, Mark J.
Institution:
Current Institution: University of Rochester
EPA Project Officer: Stacey Katz/Gail Robarge,
Project Period: June 1, 1999 through May 31, 2005 (Extended to May 31, 2006)
Project Period Covered by this Report: June 1, 2000 through May 31, 2001
RFA: Airborne Particulate Matter (PM) Centers (1999)
Research Category: Particulate Matter

Description:

Objective:

These studies utilize controlled human exposures to examine, in healthy and potentially susceptible subjects, the deposition and fate of inhaled ultrafine carbon particles (UFP), and the role of UFP and ultrafine carbon particles containing trace metals (UMP) in inducing health effects.

Progress Summary:

We have developed a facility for experimental exposure of humans to ultrafine particles, which permits the quantitative determination of the exposure levels, respiratory intakes, and depositions of the aerosol. Because our initial exposure mass concentrations are within the range of PM measurements outdoors, it was important to know numbers and mass concentrations of particles within the Clinical Research Center and the Environmental Chamber where the facility is located, as well as in the intake air for the exposure facility. These measurements were performed, and represent the first report of ultrafine particle number within an acute health care facility (Reisenfeld, et al., 2000).

For our initial studies, exposures were conducted at rest with a relatively low concentration of pure carbon UFP (~10 µg/m3, ~2 x 106 particles/cm3, count median diameter 26.4 nm, GSD 2.3). Twelve healthy nonsmoking subjects (6 female) inhaled either filtered air or UFP by mouthpiece for 2 hours at rest, with a 10 minute break after the first hour. Exposures were double blinded, randomized, and separated by at least 2 weeks. The total respiratory tract deposition fraction (DF) was determined for six different particle size fractions after correction for system losses, and the overall DF was calculated for both number and mass for each subject. Respiratory symptoms, spirometry, blood pressure, pulse-oximetry, and exhaled NO were assessed before and at intervals after the exposure. Sputum induction was performed 18 hours after exposure. Continuous 24-hour, 12-lead Holter monitoring was performed on the day of the exposure and analyzed for changes in heart rate variability and repolarization phenomena.

The results of this initial exposure study have been presented in abstract form (Frampton, Chalupa, Morrow, Gibb, Oberdörster, Speers, et al., 2000; Boscia, et al., 2000; Frampton, Chalupa, Morrow, Gibb, Oberdorster, Boscia, et al., 2000). The overall DF was 0.66 ± 0.12 (mean ± SD) by number, and 0.58 ± 0.14 by mass. Analysis of variance indicated no significant differences in respiratory symptoms, blood pressure, pulse-oximetry, spirometry, exhaled NO, blood markers of coagulation and endothelial activation, leukocyte activation, or sputum cell differential counts. However, significant "carry-over" effects were found for some endpoints. Analysis of heart rate variability (HRV) also showed evidence for occasional "carry-over" effects. Overall, we concluded that exposure to 10 g/m3 carbonaceous UFP at rest did not cause significant respiratory or cardiac effects in healthy nonsmokers.

We subsequently studied healthy subjects exposed for 2 hours to air and to two concentrations of carbonaceous UFP, 10 µg/m3 and 25 µg/m3, with intermittent exercise. Each of the three exposures was separated by at least 2 weeks, and a total of seven visits were required for each subject. Monitoring and measurements were identical to those for the resting exposures.

The planned 12 subjects (6 male and 6 female) completed all phases of the study. Analysis of variance currently is in progress by Dr. Cox, from the Biostatistical Core. Preliminary analyses indicated that exercise further increased the relatively high resting deposition of UFP (number deposition fraction at rest: 0.63 ± 0.04; exercise: 0.76 ± 0.06; mean ± SD). There were no obvious particle-related effects on symptoms, spirometry, pulse oximetry, airway nitric oxide production, or sputum cell differential counts. In addition, no effects were seen on blood concentrations of fibrinogen, von Willebrandt factor, or clotting factor VII. HRV data from this protocol currently are being analyzed. Interestingly, polymorphonuclear leukocyte (PMN) expression of CD54 (ICAM-1) and CD11a (LFA-1), as measured by immunofluorescence and flow cytometry, showed significant differences between UFP and air exposure. For ICAM-1, expression decreased after both particle and air exposures, but the reduction was to a greater degree after UFP than after air exposure, with a dose-response relationship. Our findings suggest that UFP exposure may enhance exercise effects on PMN adhesion molecule expression or vascular distribution in healthy subjects.

We also found a statistically significant increase in the expression of CD25 (the IL-2 receptor) on circulating T lymphocytes after exposure to 25 µg/m3 UFP (p=0.025). For all of these surface markers, the magnitude of change was small, and unlikely to be clinically important. However, they are consistent with our hypothesis that UFP exposure may alter the activation state of circulating leukocytes.

Data from this study are currently being submitted to Dr. Christopher Cox for formal analysis of variance. Preliminary analyses of the Holter monitor data are in progress. An abstract has been accepted for presentation at the ATS International Conference in San Francisco, May 20, 2001 (Frampton, et al., in press).

We conclude that exercise increases the already high respiratory deposition of UFP, and our data suggest that exposure to 10-25 µg/m3 UFP is associated with effects on circulating leukocytes. We have now initiated studies of UFP exposure in subjects with asthma. Because of the possibility of "carry-over" effects suggested by the analysis of variance, we have increased the interval between exposures to 3 weeks. In addition, subjects now return 48 hours after exposure for additional studies, including cardiac monitoring, to determine if there are delayed effects.

Future Activities:

Future studies are planned in elderly healthy subjects, and in subjects with chronic obstructive pulmonary disease (COPD) and coronary artery disease.


Journal Articles on this Report: 2 Displayed | Download in RIS Format

Other subproject views: All 29 publications 29 publications in selected types All 26 journal articles
Other center views: All 87 publications 85 publications in selected types All 78 journal articles

Type Citation Sub Project Document Sources
Journal Article Daigle CC, Chalupa DC, Gibb FR, Morrow PE, Oberdorster G, Utell MJ, Frampton MW. Ultrafine particle deposition in humans during rest and exercise. Inhalation Toxicology 2003;15(6):539-552. R827354 (2004)
R827354 (Final)
R827354C003 (1999)
R827354C003 (2000)
R827354C003 (2001)
R827354C003 (2002)
R827354C003 (2003)
R827354C003 (2004)
R827354C003 (Final)
R827354C004 (Final)
R826781 (2001)
R826781 (Final)
  • Abstract from PubMed
  • Journal Article Riesenfeld E, Chalupa D, Gibb FR, Oberdorster G, Gelein R, Morrow PE, Utell MJ, Frampton MW. Ultrafine particle concentrations in a hospital. Inhalation Toxicology 2000;12(Suppl 2):83-94. R827354 (Final)
    R827354C003 (2000)
    R827354C003 (2001)
    R827354C003 (2002)
    R827354C003 (Final)
    R827354C004 (2000)
    R827354C004 (Final)
    R826781 (2000)
    R826781 (2001)
    R826781 (Final)
  • Abstract: InformaWorld Abstract
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  • Supplemental Keywords:

    pollution prevention, atmosphere, particulates, metals, sensitive population. , Air, Scientific Discipline, Health, RFA, Molecular Biology/Genetics, Risk Assessments, Health Risk Assessment, air toxics, Atmospheric Sciences, Biochemistry, particulate matter, Environmental Chemistry, aerosols, cardiopulmonary, risk assessment, susceptible populations, ultrafine particles, urban environment, aerosol, ambient air quality, cardiovascular disease, cardiovascular vulnerability, coronary artery disease, health effects, mortality, lung inflamation, carbon particles, inhalation toxicology, fine particles, environmental health effects, cardiopulmonary responses, cytokine production, particle exposure, human health effects, particulates, sensitive populations, ambient monitoring, lung, metals, ambient air monitoring, pathophysiological mechanisms, pulmonary, urban air pollution, human health, human exposure, morbidity, particle size, pulmonary disease, animal model
    Relevant Websites:

    http://www2.envmed.rochester.edu/envmed/pmc/indexpmc.html exit EPA

    Progress and Final Reports:
    1999 Progress Report
    Original Abstract
    2001 Progress Report
    2002 Progress Report
    2003 Progress Report
    2004 Progress Report
    Final Report


    Main Center Abstract and Reports:
    R827354    Airborne PM - Rochester PM Center

    Subprojects under this Center: (EPA does not fund or establish subprojects; EPA awards and manages the overall grant for this center).
    R827354C001 Characterization of the Chemical Composition of Atmospheric Ultrafine Particles
    R827354C002 Inflammatory Responses and Cardiovascular Risk Factors in Susceptible Populations
    R827354C003 Clinical Studies of Ultrafine Particle Exposure in Susceptible Human Subjects
    R827354C004 Animal Models: Dosimetry, and Pulmonary and Cardiovascular Events
    R827354C005 Ultrafine Particle Cell Interactions: Molecular Mechanisms Leading to Altered Gene Expression
    R827354C006 Development of an Electrodynamic Quadrupole Aerosol Concentrator
    R827354C007 Kinetics of Clearance and Relocation of Insoluble Ultrafine Iridium Particles From the Rat Lung Epithelium to Extrapulmonary Organs and Tissues (Pilot Project)
    R827354C008 Ultrafine Oil Aerosol Generation for Inhalation Studies

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    The perspectives, information and conclusions conveyed in research project abstracts, progress reports, final reports, journal abstracts and journal publications convey the viewpoints of the principal investigator and may not represent the views and policies of ORD and EPA. Conclusions drawn by the principal investigators have not been reviewed by the Agency.


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