[Code of Federal Regulations]
[Title 31, Volume 1]
[Revised as of July 1, 2002]
From the U.S. Government Printing Office via GPO Access
[CITE: 31CFR128.2]

[Page 405-406]
 
                  TITLE 31--MONEY AND FINANCE: TREASURY
 
                       DEPARTMENT OF THE TREASURY
 
PART 128--REPORTING OF INTERNATIONAL CAPITAL AND FOREIGN-CURRENCY TRANSACTIONS AND POSITIONS--Table of Contents
 
                     Subpart A--General Information
 
Sec. 128.2  Manner of reporting.

    (a) Methods of reporting--(1) Prescribed forms. (i) Except as 
provided in Sec. 128.2(a)(2), reports required by this part shall be 
made on forms prescribed by the Secretary. The forms and accompanying 
instructions will be published in accordance with Sec. 128.1(c).
    (ii) Copies of forms and instructions prescribed by the Secretary 
for reporting under this Part may be obtained

[[Page 406]]

from any Federal Reserve Bank, or from the Office of the Assistant 
Secretary (Economic Policy), Department of the Treasury, Washington, DC 
20220.
    (2) Alternative methods of reporting. In lieu of reporting on forms 
prescribed by the Secretary pursuant to this part, reports may be filed 
on magnetic tape or other media acceptable to, and approved in writing 
by, the Federal Reserve district bank with which the report is filed, or 
by the Assistant Secretary (Economic Policy) in the case of a special 
exception filing pursuant to Sec. 128.2(b)(3). The Secretary may require 
that magnetic tape or other machine-readable media, or other rapid means 
of communication be used for filing special survey reports under subpart 
B or C of this part.
    (b) Filing of periodic reports--(1) Banks and other depository 
institutions, International Banking Facilities, and bank holding 
companies. Except as provided in Sec. 128.2(b)(3), each bank, depository 
institution, International Banking Facility, and bank holding company in 
the United States required to file periodic reports under subpart B or C 
of this part shall file such reports with the Federal Reserve bank of 
the district in which such bank, depository institution, International 
Banking Facility or bank holding company has its principal place of 
business in the United States.
    (2) Nonbanking enterprises and other persons. Except as provided in 
Sec. 128.2(b)(3), nonbanking enterprises and other persons in the United 
States required to file periodic reports under subpart B or C of this 
part shall file such reports with the Federal Reserve Bank of New York.
    (3) Special exceptions. If a respondent described in 
Sec. 128.2(b)(1) or (2) is unable to file with a Federal Reserve 
district bank, such respondent shall file periodic reports with the 
Office of the Assistant Secretary (Economic Policy), Department of the 
Treasury, Washington, DC 20220, or as otherwise provided in the 
instructions to the periodic report forms.
    (c) Filing of special survey reports. All respondents required to 
file special survey reports under subpart B or C of this part file such 
reports as provided in Sec. 128.2(b) unless otherwise provided in the 
instructions to the special survey reports.