Securities Branch (SEC/SEB/IEP)
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Securities
Securities has 3 branches: Compliance; Enforcement; and Investor Education. Organizationally, these branches fall under the Business Registration Division, which is administered by the Securities Commissioner.
To report fraud call 58-SCAMS(587-2267) or call toll-free 1-877-HISCAMS(1-877-447-2267)
Securities Compliance Branch (SEC)
This branch is responsible for the registration of securities and the licensing of all broker-dealers and their salespersons, investment advisers and their representatives doing business in Hawaii.
Securities Enforcement Branch (SEB)
This branch receives and investigates complaints regarding potential violations of Hawaii securities laws and protects investors against fraud and abuse.
Investor Education Program (IEP)
This branch provides free investor information & educational presentations and develops outreach projects for Hawaii's people.