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NSCC Rulemaking Archive: 2003
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.
Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.
Chronological List
NSCC File Number List for 2003
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997
Release No. |
Date |
Details |
SR-NSCC-2003-21 |
34-48846 |
Nov. 26, 2003 |
Notice of Filing of a Proposed Rule Change Relating to the New Separately Managed Accounts Service
See also: Notice: Rel. No. 34-51154
Comments received are available for this notice.
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SR朜SCC�03� |
34�819 |
Nov. 21, 2003 |
Notice of Withdrawal of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products"
See also: Notice: Rel. No. 34-47662
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SR朜SCC�03� |
34�662 |
Apr. 10, 2003 |
Notice of Filing of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products"
See also: Notice: Rel. No. 34-48819
Comments received are available for this notice.
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NSCC File Number List for 2003 |
Release No. |
Date |
Details |
SR-NSCC-2003-22 |
34-51174 |
Feb. 9, 2005 |
Order Granting Approval of a Proposed Rule Change to Amend the Standards of Financial Responsibility Required of Mutual Fund and Insurance Services Applicants and Members that Are Banks, Trust Companies, or Broker-Dealers
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34-50797 |
Dec. 6, 2004 |
Notice of Filing of Proposed Rule Change to Amend the Standards of Financial Responsibility Required of Mutual Fund and Insurance Services Applicants and Members that Are Banks, Trust Companies, or Broker-Dealers
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SR-NSCC-2003-21 |
34-51154 |
Feb. 8, 2005 |
Notice of Withdrawal of a Proposed Rule Change Relating to the Separately Managed Accounts Service
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34-48846 |
Nov. 26, 2003 |
National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the New Separately Managed Accounts Service
Comments received are available for this notice.
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SR-NSCC-2003-20 |
34-49598 |
Apr. 22, 2004 |
Order Approving Proposed Rule Change to Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services
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34-49422 |
Mar. 16, 2004 |
Notice of Filing of Proposed Rule Change to Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services
Comments Due: April 12, 2004
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SR-NSCC-2003-11 |
34-51362 |
Mar. 11, 2005 |
Order Granting Approval of a Proposed Rule Change to Amend the Criteria Used to Place Members on Surveillance Status and to Eliminate Member and Applicant Financial Responsibility and Operational Capability Questionnaires
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SR-NSCC-2003-09 |
34-50395 |
Sep. 16, 2004 |
Order Approving Proposed Rule Change to Amend the Procedure for Determining Intraday Mark-to-the-Market Payments |
SR-NSCC-2003-05 |
34-50085 |
Jul. 26, 2004 |
Order Granting Approval of a Proposed Rule Change Permitting Elimination of All Hard Copies of Important Notices
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34-49094 |
Jan. 16, 2004 |
Notice of Filing of a Proposed Rule Change Permitting Elimination of All Hard Copies of Important Notices
Comments received are available for this notice.
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SR-NSCC-2003-01 |
34�819 |
Nov. 21, 2003 |
Notice of Withdrawal of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products"
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34�662 |
Apr. 10, 2003 |
Notice of Filing of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products"
Comments received are available for this notice.
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http://www.sec.gov/rules/sro/nscc/nsccarchive/nsccarchive2003.shtml
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