SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings (EDGAR)

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  Information for...

  Divisions


Comments on NYSE Rulemaking

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Establish Rules for the Trading of Unlisted Debt Securities on the Exchange’s Automated Bond System

(Release No. 34-51999; File No. SR-NYSE-2004-69)


Oct. 16, 2006 Ron Klein, Chairman, CEO, General Associates, Inc.
Sep. 14, 2006 Fred Siesel
Sep. 6, 2006 Joan Conley, Senior Vice President, Office of Corporate Secretary, Nasdaq Stock Market, Inc
Aug. 22, 2006 Michael N. Castle, Member of Congress
Oct. 18, 2005 Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Sep. 07, 2005 Barbara Z. Sweeney, Senior Vice President and Corporate Secretary, NASD, Washington, District of Columbia
Aug. 19, 2005 Thomas Peterffy, Chairman and David M. Battan, Vice President and General Counsel, Interactive Brokers LLC
Jul. 26, 2005 Michele C. David, Vice President and Assistant General Counsel, The Bond Market Association

 

http://www.sec.gov/rules/sro/nyse/nyse200469.shtml


Modified: 11/09/2006