NYSE Rulemaking Archive: 2001
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Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.
Chronological List
NYSE File Number List for 2001
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996
| Release No. |
Date |
Details |
SR-NYSE-2001-42 |
| 34-45138 |
Dec. 7, 2001 |
Order Approving a Proposed Rule Change Establishing the Fees for NYSE OpenBookTM
Comments received are available for this notice. |
SR-NYSE-2001-14 |
| 34-44539 |
Jul. 11, 2001 |
Notice of Filing of Proposed Rule Change to Amend Rule 13 on XPress Quote Parameters
Comments received are available for this notice. |
| NYSE File Number List for 2001 |
| Release No. |
Date |
Details |
SR-NYSE-2001-53 |
| 34-45644 |
Mar. 25, 2002 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Amending Its Rules Regarding the Transmission of Proxy and Other Shareholder Communication Material and the Proxy Reimbursement Guidelines Set Forth In Those Rules, and Requesting Permanent Approval of the Amended Proxy Reimbursement Guidelines
|
| 34-45263 |
Jan. 9, 2002 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Its Rules Regarding the Transmission of Proxy and Other Shareholder Communication Material and the Proxy Reimbursement Guidelines Set Forth In Those Rules, and Requesting Permanent Approval of the Amended Proxy Reimbursement Guidelines
Comments received are available for this notice. |
SR-NYSE-2001-42 |
| 34-45138 |
Dec. 7, 2001 |
Order Approving a Proposed Rule Change Establishing the Fees for NYSE OpenBookTM
Comments received are available for this notice. |
SR-NYSE-2001-14 |
| 34-44539 |
Jul. 11, 2001 |
Notice of Filing of Proposed Rule Change to Amend Rule 13 on XPress Quote Parameters
Comments received are available for this notice. |
http://www.sec.gov/rules/sro/nyse/nysearchive/nysearchive2001.shtml
