|
|
 |
Comments on NYSE Rulemaking
Notice of Filing of Proposed Rule Change to Rule 431 ("Margin Requirements") and Rule 726 ("Delivery of Options Disclosure Document and Prospectus") to Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining and Eliminate Separate Cross-Margin Accounts
(Release No. 34-53577; File No. SR-NYSE-2006-13)
|
| Oct. 18, 2006 |
Mike Ianni, Trader, Canada |
| Jul. 20, 2006 |
Mary Yeager, Assistant Secretary, New York Stock Exchange LLC |
| Jun. 5, 2006 |
Timothy H. Thompson, Sr. Vice President, Chief Regulatory Officer, Chicago Board Options Exchange, Chicago, Illinois |
| May 19, 2006 |
William H. Navin, Executive Vice President & General Counsel, Options Clearing Corporation |
| May 16, 2006 |
James Barry, Portfolio Margining Committee; John Vitha, Chair, Derivatives Product Committee; and Christopher Nagy, Chair, Options Committee, Securities Industry Association |
| May 11, 2006 |
Gary Alan DeWaal, Group General Counsel and Director of Legal and Compliance, Fimat Group |
| May 10, 2006 |
Stuart J. Kaswell, Dechert LLP, counsel for Federated Investors, Washington, District of Columbia |
| May 9, 2006 |
Craig Donohue, Chief Executive Officer, Chicago Mercantile Exchange Inc. |
| Apr. 21, 2006 |
Gerard J. Quinn, Vice President and Associate General Counsel, Securities Industry Association |
| Apr. 21, 2006 |
Stephen A. Kasprzak, Principal Counsel, Rule and Interpretive Standards, New York Stock Exchange
|
http://www.sec.gov/comments/sr-nyse-2006-13/nyse200613.shtml
|
