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September 23, 2008         DOL Home > OALJ Home > Whistleblower Collection
USDOL/OALJ Reporter
Ass't Sec'y & Brown v. Besco Steel Supply, 93-STA-30 (Sec'y Jan. 24, 1995)




DATE:  January 24, 1995
CASE NO. 93-STA-00030


IN THE MATTER OF

ASSISTANT SECRETARY OF LABOR FOR
OCCUPATIONAL SAFETY AND HEALTH,

          PROSECUTING PARTY,

     and

JOHNNY E. BROWN,

          COMPLAINANT,

     v.

BESCO STEEL SUPPLY,

          RESPONDENT.


BEFORE:   THE SECRETARY OF LABOR

                            DECISION AND ORDER
     Complainant Johnny E. Brown alleges that Respondent Besco
Steel Supply (Besco) violated the employee protection provision 
of the Surface Transportation Assistance Act of 1982, 49 U.S.C.A.
§ 31105 (West 1994) (STAA) when it fired him for making
complaints about, and refusing to work, long hours in violation
of a Federal motor carrier safety regulation.  The findings of
fact in the Administrative Law Judge's (ALJ's) Recommended
Decision and Order (R.D. and O.), at 3-9, are supported by
substantial evidence on the record as a whole and therefore are
conclusive.  29 C.F.R. § 1978.109(c)(3) (1993).  The ALJ's
decision is affirmed and the case is dismissed.
                             BACKGROUND
     Brown worked as a truck driver delivering steel for Besco.  
Each day after making deliveries in and near Birmingham, Alabama,

[PAGE 2] Brown's truck was loaded with deliveries for Walker County, north of Birmingham. Brown delivered Walker County loads at night, drove the truck home, and sometimes completed the Walker County deliveries in the morning before heading back to Besco. Brown testified that he worked between 55 hours and 70 hours a week and complained to the company's managers and owners that he was falling asleep at the wheel due to the long hours. On his last day of work, Brown completed some Walker County deliveries in the morning and went to Besco's office. He surreptitiously recorded a conversation in which he told Besco's co-owners that he would not do the Walker County run any more, although he was willing to work a regular length day. The owners understood that Brown was quitting his job, but Brown contended that he was fired. DISCUSSION A. The establishment of a prima facie case Under STAA section 405(a), it is unlawful to discharge an employee because he has "filed a complaint or begun a proceeding related to a violation of a commercial motor vehicle safety regulation, standard, or order, or has testified or will testify in such a proceeding." 49 U.S.C.A. § 31105(a) (West 1994). The relevant portion of section 405(b) prohibits the discharge of employees for refusing to operate a vehicle because "the operation violates a regulation, standard, or order of the United States related to commercial motor vehicle safety or health. . . ." 49 U.S.C.A. § 31105(a)(1)(B)(i). The first element of a prima facie case of a STAA violation is showing that the complainant engaged in activities protected under the act, Paquin v. J.B. Hunt Transport, Inc., Case No. 93-STA-00044, Sec. Dec. and Ord., July 19, 1994, slip op. at 4, by making safety complaints and/or refusing to drive because of a safety issue. Brown testified that he complained to Besco's co-owner Dan Levan, dispatcher Bill Davis, and shop foremen Joe Partridge and Tommy McCarthy that he was falling asleep on the job because of the long hours. T. 64-65. Brown's complaints to his managers about the long hours and resulting fatigue was sufficient to establish a prima facie case that he made protected complaints under STAA section 405(a). See Reemsnyder v. Mayflower Transit, Inc., Case No. 93-STA-4, Dec. and Ord. on Reconsideration, May 19, 1994, slip op. at 9 (STAA protects internal safety complaints to managers). Refusing to drive when the contemplated run would cause the driver to violate the Federal hours of service regulation is a protected activity under subsection (a)(1)(B)(i). Trans Fleet Enterprises, Inc. v. Boone, 987 F.2d 1000, 1004 (4th Cir. 1992). The driver must inform his employer of the safety basis for the refusal. Paquin, slip op. at 5; Ass't Sec. and Waldrep v.
[PAGE 3] Performance Transport, Inc.
, Case No. 93-STA-23, Sec. Dec. and Ord., Apr. 6, 1994, slip op. at 8 (complainant's remark to employer about no longer driving "illegally" sufficient to establish protected refusal to drive). To come within the protection of this provision, the complainant must also show that an actual violation of a regulation would have occurred; it is not sufficient that the driver had a reasonable belief about a violation. Yellow Freight System, Inc. v. Reich, 38 F.2d 76 (2d Cir. 1994); Robinson v. Duff Truck Line, Inc., Case No. 86-STA-3, Final Dec. and Ord., Mar. 6, 1987, slip op. at 12- 13, aff'd, Duff Truck Line, Inc. v. Brock, No. 87- 3324 (6th Cir. June 24, 1988). Brown's rather cryptic statement that he was no longer willing to do the Walker County run, but was willing to work a 10-hour day, must be considered in the context of Brown's entire testimony. He stated that he delivered loads in and around Birmingham beginning at 6:30 a.m., T. 50, then took a load to destinations in and around Walker County, and sometimes did not finish work until 9:00 or 10:00 p.m. T. 53. Brown further stated that he typically worked from 55 to more than 70 hours per week (Monday through Friday). T. 64. A Federal motor carrier safety regulation provides in relevant part that a driver may not drive "[f]or any period after having been on duty 15 hours." 49 C.F.R. § 395.3(a)(2) (1993). A further limitation prohibits driving after "[h]aving been on duty 60 hours in any 7 consecutive days if the employing motor carrier does not operate every day in the week." Id. at § 395.3(b)(1). [1] I find that Brown's remark to Besco's owners that he no longer would run Walker County after a regular work day is sufficient to establish a prima facie case that he engaged in a protected refusal to drive under section (a)(1)(B)(i) since Brown testified that he often had days comprising more than 15 hours on-duty and worked more than 70 hours in a five day week. Therefore, I find that Brown made a prima facie case of engaging in activities protected under both the complaint section and refusal to drive section of the STAA. Showing that the respondent took adverse action against the complainant is the second element of a prima facie case. Paquin, slip op. at 4. According to Brown, when he told Besco's co-owners that he would not do the Walker County run any more, the owners replied that he could find another job and gave him his final pay. T. 69. The ALJ concluded that Brown did not establish a prima facie case that he was fired. R.D. and O. at 14. I disagree because Brown's testimony that he was fired was sufficient to establish a prima facie case regarding adverse action. [2]
[PAGE 4] In view of the fact that Brown made his driving refusal to Besco's co-owners, the company clearly was aware of Brown's protected activities at the time of the adverse action. Since the driving refusal resulted immediately in the alleged adverse action, Brown raised the inference that his protected activity motivated the adverse action. See, e.g., Auman v. Inter Coastal Trucking Co., Case No. 91-STA- 00032, Final Dec. and Ord., July 24, 1992 (causation established by close temporal proximity of protected activities and adverse action). I find, therefore, that Brown made a prima facie showing of Besco's knowledge of his protected activities and raised the inference that his protected activities motivated the adverse action. B. The ultimate burden of persuasion Since Brown established a prima facie case, the burden of production shifted to Besco to articulate legitimate, nondiscriminatory reasons for the adverse action. I find that Besco sufficiently articulated a legitimate basis for its actions, i.e., that it did not fire Brown, but simply accepted his decision to resign. Levan believed that Brown quit because Brown told him, "Get my brother's check ready; he's quitting too." T. 301. In addition, a mechanic who was present also understood Brown to be quitting his job. T. 248 (Crowe). The ALJ credited Levan's belief that Brown resigned voluntarily because: Complainant was upset by not getting a promotion, chose not to approach Levan about obtaining relief on the Walker County run, did not follow up on the arrangement with [shop foreman] McCarthy to share the route, and entered the Besco office with the caustic statement that he would not do part of his job any longer. . . . R.D. and O. at 13. For the reasons quoted above, I find that Brown, although he did establish a prima facie case that he was fired, did not ultimately sustain the burden of persuasion in establishing that fact. Like the ALJ, I credit Levan's testimony that Brown voluntarily resigned. CONCLUSION I find that Brown did not establish that Besco took adverse action against him because he engaged in activities protected under the STAA. Therefore, the complaint is DISMISSED. SO ORDERED. ROBERT B. REICH Secretary of Labor
[PAGE 5] Washington, D.C. [ENDNOTES] [1] Brown testified that he usually worked Monday through Friday, and only occasionally worked on Saturday. T. 52. There was no testimony indicating that Besco drivers worked on Sundays. [2] Brown's testimony, standing alone, would satisfy the adverse action element of a STAA claim if not contradicted and overcome by other evidence.



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