[Federal Register: August 5, 2002 (Volume 67, Number 150)]
[Notices] [Page 50697-50710] From the Federal Register Online via
GPO Access [wais.access.gpo.gov] [DOCID:fr05au02-104]
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DEPARTMENT OF LABOR Office of Disability Employment Policy;
Disability Technical Assistance for Providers (TAP) Cooperative
Agreement AGENCY: Office of Disability Employment Policy, Labor
ACTION: Notice of Availability of Funds and Solicitation for
Cooperative Agreement Applications (SGA 02-15).
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SUMMARY: The U.S. Department of Labor (DOL or the Department),
Office of Disability Employment Policy (ODEP) announces the
availability of $600,000 to award one cooperative agreement. This
cooperative agreement will provide funds for the implementation of a
national technical assistance and training effort designed to
increase the capacity of Community Rehabilitation Programs (CRPs) and
other community-based service providers that currently operate
programs that result in segregated work outcomes and non-work options
for people with disabilities in the ``Special Minimum Wage'' program
established under section 14(c) of the Fair Labor Standards Act
(FLSA), 29 U.S.C. 214(c). The desired outcome of this proposed
technical assistance and training effort is to work with providers
using section 14(c) certificates to: (1) evolve their programs to
provide integrated employment outcomes (i.e., non section 14(c)
employment) in non-stereotypical jobs based on customized employment
strategies and individual choice; and (2) to increase wages of people
with disabilities who are currently working at less than minimum wage
through the use of customized employment strategies and individual
choice. This cooperative agreement is for a one-year period and may
be renewed for up to four additional years depending upon
project performance and funding availability. All forms necessary to
prepare an application are included in this solicitation package.
This cooperative agreement anticipates substantial involvement
between ODEP and the awardee during the performance of the project.
Involvement will include collaboration or participation by ODEP in
the management of the project throughout the period of the award.
For example, ODEP will be involved in decisions involving strategy,
hiring of personnel, deployment of resources, release of public
information materials, quality assurance, coordination of activities
with other offices, and conducting research. DATES: One
ink-signed original, complete application plus two (2) copies of the
Technical Proposal and two copies of the Cost Proposal shall be
submitted to the U.S. Department of Labor, Procurement Services
Center, Grant Officer, Reference SGA 02-15, Room N-5416, 200
Constitution Avenue, NW., Washington, DC 20210, not later than 4:45
p.m. Eastern Daylight Savings Time (EDST), September 4, 2002.
ADDRESSES: Applications must be directed to the U.S. Department of
Labor, Procurement Services Center, Attention: Grant Officer,
Reference Cooperative Agreement 02-15, Room N-5416, 200 Constitution
Avenue, NW., Washington, DC 20210. FOR FURTHER INFORMATION
CONTACT: Application announcements or forms will not be mailed. The
Federal Register may be obtained from your nearest government office
or library. In addition, a copy of this notice and the application
requirements may be downloaded from the Office of Disability
Employment Policy's Web site at
http://frwebgate.access.gpo.gov/cgi-bin/leaving.cgi?from=leavingFR.html&log=linklog&to=http://www2.dol.gov./odep.
Questions concerning this solicitation may be sent to Cassandra
Willis, at (202) 693-4570 (this is not a toll-free number). Persons
who are deaf or hard of hearing may contact the Department via the
Federal Relay Service, (800) 877-8339. Late Proposals: All applicants are
advised that U.S. mail delivery in the Washington, DC area has been
erratic due to concerns involving anthrax contamination. All
applicants must take this into consideration when preparing to meet
the application deadline. It is recommended that you confirm receipt
of your application by contacting Cassandra Willis, U.S. Department
of Labor, Procurement Services Center, by telephone (202) 693-4570
(this is not a toll-free number), prior to the closing deadline.
Persons who are deaf or hard of hearing may contact the Department
via the Federal Relay Service, (800) 877-8339. Acceptable Methods of
Submission The grant application package must be received at the
designated place by the date and time specified or it will not be
considered. Any application received at the Office of Procurement
Services Center after 4:45 p.m., EDST, September 4, 2002, will not be
considered unless it is received before the award is made and: 1.
It was sent by registered or certified mail not later than the fifth
calendar day before September 4, 2002; or 2. It was sent by U.S. Postal
Service Express Mail Next Day Service-Post [[Page
50698]] Office to Addressee, not later than 5 p.m. at the place of
mailing two working days, excluding weekends and Federal holidays,
prior to September 4, 2002; and/or 3. It is determined by the
Government that the late receipt was due solely to mishandling by the
Government after receipt at the U.S. Department of Labor at the
address indicated. The only acceptable evidence to establish the date of
mailing of a late application sent by registered or certified mail is
the U.S. Postal Service postmark on the envelope or wrapper and on
the original receipt from the U.S. Postal Service. If the postmark is
not legible, an application received after the above closing time and
date shall be processed as if mailed late. ``Postmark'' means a
printed, stamped or otherwise placed impression (not a postage meter
machine impression) that is readily identifiable without further
action as having been applied and affixed by an employee of the U.S.
Postal Service on the date of mailing. Therefore, applicants should
request the postal clerk place a legible hand cancellation
``bull's-eye'' postmark on both the receipt and the envelope or
wrapper. The only acceptable evidence to establish the time of receipt
at the U. S. Department of Labor is the date/time stamp of the
Procurement Services Center on the application wrapper or other
documentary evidence or receipt maintained by that office.
Applications sent by other delivery services, such as Federal
Express, UPS, etc., will also be accepted; however the Department
does not accept dates or date stamps on such packages as evidence of
timely mailing. Thus, the applicant bears the responsibility of
timely submission. All applicants are advised that U.S. mail
delivery in the Washington, DC area has been erratic due to concerns
involving anthrax contamination. All applicants must take this into
consideration when preparing to meet the application deadline.
Therefore, it is recommended that you confirm receipt of your
application by contacting Cassandra Willis, U.S. Department of Labor,
Procurement Services Center, telephone (202) 693-4570 (this is not a
toll-free number), prior to the closing deadline. Persons who are
deaf or hard of hearing may contact the Department via the Federal
Relay Service, (800) 877- 8339. SUPPLEMENTARY INFORMATION:
I. Authority Consolidated Appropriations Act, 2001, Pub. L.
106-554, 114 Stat. 2763; 29 U.S.C. 557b; DOL, HHS, Education and
Related Appropriations Act, 2002, Pub. L. 107-116, 115 Stat.
2177. II. Background Too often, many people with
disabilities, including those in sheltered workshops, day activity
center programs, many young people transitioning from school, and
people covered by the U.S. Supreme Court's Olmstead v. L.C decision,
527 U.S. 581 (1999), are tracked into jobs that are customary and
stereotypical. These employment options usually pay low wages, offer
no benefits, and do not provide any opportunity for advancement.
Fortunately programs and providers of employment services have
challenged these conventional employment practices as too limiting
for persons with disabilities, and have instead successfully
facilitated employment in a variety of new and expanded jobs. These
opportunities include employment in industries which offer increased
earnings, benefits, and career advancement possibilities, such as
jobs in technology-related industries, and professional,
administrative, and office support. Such employment also includes
self-employment and entrepreneurial opportunities, as well as a host
of other individually designed, customized employment options. People with
disabilities and high support needs have traditionally been relegated
to placements characterized by non-work activities, segregated
environments, and/or part-time jobs where they earn less than minimum
wage. A large percent of this population receives no employment
services; are in institutional settings; or, are on waiting lists for
available community programs. A recent GAO Report, Special Minimum
Wage Program (September 2001) documents that there are about 424,000
employees with disabilities who earn less than minimum wage under
section 14(c) of the Fair Labor Standards Act (FLSA). In addition,
over half earn less than $2.50 per hour, and have been in the same
segregated facility for over five years, and some for over 20 years.
For every one person with a disability working in integrated settings
through supportive employment, 4.5 people remain in segregated
settings. These circumstances continue to exist despite research
and demonstration programs documenting that many members of this
population can achieve customized, individually-determined,
integrated, competitive jobs; can increase their earnings and develop
assets; and, as a result, can more fully participate in community
life. Increasing numbers of individuals once thought to be
``nonfeasible'' for employment are demonstrating their competence and
capacity in non- stereotypical jobs that pay minimum wage or more, include
benefits, and provide for career growth. Negative stereotyping,
unemployment, underemployment, and placement in segregated work and
non-work settings are likely to continue for people with disabilities
until there are systemic changes undertaken. One such change is
increasing provider capacity to provide individually determined,
customized employment in non-stereotypic jobs for persons with
disabilities. For purposes of this solicitation, customized employment
means individualizing the employment relationship between employees
and employers in ways that meet the needs of both. It is based on
an individualized determination of the strengths, needs, and
interests of the person with a disability, and is also designed to
meet the specific needs of the employer. It may include employment
developed through job carving, self-employment or entrepreneurial
initiatives, or other job development or restructuring strategies
that result in job responsibilities being customized and individually
negotiated to fit the needs of individuals with a disability.
Customized employment assumes the provision of reasonable
accommodations and supports necessary for the individual to perform
the functions of a job that is individually negotiated and
developed. Fortunately, customized employment strategies (such as
supported employment, supported entrepreneurship, job carving and
restructuring, development of micro-boards and microenterprises, use
of personal agents, and use of individual vouchers, training
accounts, and personal budgets) are increasingly leading to
integrated community life and jobs for people with high support
needs. However, there exists a critical lack of professional
development efforts designed to increase service providers' expertise
in utilizing such strategies to support people with disabilities who
are seeking integrated, customized employment. Challenges exist
related to: (1) Identifying strengths and needs of the individuals
with disabilities; (2) providing individual negotiation with
employers and job development personnel for identifying and securing
desired employment; (3) understanding the range of customized
employment strategies that may be utilized in securing the individual
employment outcome; and (4) implementing organizational change
strategies [[Page 50699]] necessary to incorporate such
customized employment techniques into the provider services.
Additional challenges relate to the need for Community Rehabilitation
Programs and other community-based providers that currently operate
programs under section 14(c) to be better equipped to effectively
engage the employer/business community. In addition, the high staff
turnover in direct service positions, which is typical in many
community programs, further exacerbates the problem of inadequate
staff capacity to effectively support people with disabilities into
integrated customized employment. Finally, there is a critical need
for providers participating in programs under section 14(c) to
identify ways to more broadly and creatively use existing service and
funding systems. The current initiative is designed to begin to
address these needs through a program of technical assistance and
training aimed at promoting organizational change. Various community-based
providers (e.g., Community Rehabilitation Providers, school systems,
public vocational rehabilitation agencies, substance abuse treatment
providers, etc.), who are utilizing FLSA 14(c) Special Minimum Wage
certificates can benefit from the technical assistance and training
efforts to be provided by this cooperative agreement and can develop
the necessary capacity to enable them to further refine their program
so that customized employment outcomes will become their
hallmark. It is critical that community providers utilizing 14(c)
certificates are supported and encouraged to further utilize
customized employment strategies. Critical to this is the
understanding that customized employment begins with identifying the
strengths, interests and desires of the individual with a
disability. Providers utilizing section 14(c) certificates must also be
able to better understand and respond to the needs of local
employers; create ongoing partnerships with the business community;
and function more as businesses. Other currently operating ODEP/DOL
grant efforts (e.g., Customized Employment Grants and The Technical
Assistance Consortia for Adults and Youth with Disabilities) focus on
building capacity of One- Stop Career Centers and other workforce
development system partners. Still other federal, state, and local
funding efforts focus on training exemplary providers to expand their
services in other localities. This Technical Assistance for Providers
(TAP) Cooperative Agreement seeks to integrate the aforementioned
grant initiatives in its technical assistance and training
efforts. Currently, little attention is being given at the federal level
to initiatives that focus on providing training and technical
assistance to providers of segregated services (e.g., sheltered
workshops and day activity programs), and others participating in
Special Minimum Wage programs under section 14(c) of the FLSA. If
people with disabilities are to become employed in quality jobs,
these providers must be the beneficiaries of targeted technical
assistance and training efforts such as those proposed in this
solicitation. This cooperative agreement would also be consistent with the
U.S. Department of Labor's commitment under Executive Order
13217, ``Community-Based Alternatives for Individuals with
Disabilities,'' as stated in the November 8, 2001 Report to the
Secretary of the United States Department of Health and Human
Services. In this Report, ODEP indicated that it would collaborate
with the Employment Standards Administration's Wage and Hour Division
to develop training and technical assistance on increasing earnings
and customized employment for individuals with disabilities earning
commensurate wages under section 14(c) of the FLSA, and disseminate
this assistance to their stakeholder networks. III.
Purpose The purpose of this cooperative agreement is to help
Community Rehabilitation Service Providers (CRSPs) and other
disability community service providers operating section 14(c)
programs to take a leadership role in changing their program outcomes
from segregated and non- employment services to program outcomes that lead
to customized, competitive employment in non-stereotypical jobs for
people with disabilities. This cooperative agreement is for the
purpose of developing and providing training and technical assistance
designed to enable community-based providers that are currently
participating in section 14(c) of the FLSA (Special Minimum Wage
certificates) programs to develop and/or increase their program's
provision of customized integrated employment outcomes for people
with disabilities. Funds will be used to develop the capacity of
community providers utilizing 14(c) certificates to effectively
support the movement of people with disabilities into integrated jobs
based upon customized employment strategies. Particular emphasis is
to be placed on employment that pays above minimum wage and provides
opportunities for career growth. It is expected that the awardee will
take steps to establish a core of trained and committed community
providers participating in section 14(c) programs who can then work
with other providers participating in the section 14(c) program to
replicate and expand upon these concepts. Further, the direct contact
with community providers will offer the awardee insight and
information on related policy concerns that shall be shared with
ODEP/DOL on an ongoing basis. This cooperative agreement is intended to:
(1) Develop capacity for provision of customized employment
strategies among providers who utilize the FLSA 14(c) program; (2)
build effective relationships between employers and these employment
service providers that result in the development of non-stereotypical
employment opportunities, providing increased earnings, benefits, and
career advancement potential for people with disabilities; (3)
address the production, operations, and technical assistance needs of
businesses to promote their hiring of people with disabilities in
non-stereotypical jobs; (4) promote positive organizational change,
as described in the ``Background'' section through professional and
organizational development and other means of on-site assistance to
individual providers; and (5) increase the number of section 14(c)
providers that have the capacity to provide customized employment as
eligible training providers with One-Stop Career Centers and other
workforce development system partners. Efforts should be undertaken
to ensure that community rehabilitation providers operating section
14(c) programs consider the possibilities of developing jobs for
their customers in non- stereotypical occupations which lead to increased
earnings, benefits, and career advancement possibilities. To
accomplish these objectives, a comprehensive and integrated array of
training and technical assistance initiatives will be undertaken,
including utilization of experienced trainers using demonstrated
effective training techniques and options, access to individual
coaching, and other technical assistance for providers operating
14(c) programs seeking to undertake organizational change, and
development and dissemination of information relevant to these
goals. IV. Statement of Work The applicant must provide the
following services and materials: 1. Develop and implement training at the
programmatic and systemic levels [[Page 50700]]
that promotes change from segregated work and non-work options for
people with disabilities to integrated customized employment based on
individual choice. The goal is to increase integrated, non- stereotypical
employment, earnings, and opportunities for career advancement
potential (as appropriate), based on the individual strengths and
desires of the individual, as well as increased community
participation through employment for people with disabilities. This
requirement includes: a. Documenting existing individual programmatic and
systemic barriers to community-based employment for people with
disabilities in the state; b. Conducting needs assessment of
community rehabilitation providers utilizing 14(c) certificates to
assist in determining the array, type, and intensity of technical
assistance, training and information to be provided; c.
Developing training and technical assistance materials and curriculum
for providers utilizing 14(c) certificates to facilitate their
understanding and adoption of person-driven, customized employment
strategies resulting in community-based, integrated employment;
d. Utilizing the curriculum and materials developed to provide
training for community rehabilitation providers that utilize 14(c)
certificates to assist them in incorporating customized employment
strategies and integrated employment outcomes into their programs; e.
Making all training/materials/curriculum available through distance
learning options such as interactive websites and video
conferencing; f. Documenting the use of customized employment strategies
by participating providers following any training, and how the use of
such strategies impacts on successful employment outcomes; and g.
Documenting the increased participation of providers utilizing
customized employment strategies as eligible training providers under
the Workforce Investment Act (WIA) (Public Law No. 105-220, 29 U.S.C.
2801 et seq.). 2. Provide ongoing coaching and technical assistance to
providers utilizing 14(c) certificates and WIA partners through phone
and in- person assistance, as well as through on-line resources such as
list- servs or e-mail responses to inquiries, including: a. Providing
personal technical assistance, training, and information for
particular providers utilizing section 14(c) certificates to assist
them in their organizational change to integrated, customized
employment. Such technical assistance, training and information shall
focus on integrating customized employment practices into the
providers' services and result in increased choice,
self-determination, and increased earnings for individuals with
disabilities (including benefits and career advancement opportunities
as appropriate). Such strategies shall also result in increased
community participation for the people with disabilities involved; b.
Developing linkages and collaborating with other national federal
initiatives providing services and supports for people with
disabilities (including but not limited to systems change efforts
promoting permanent systems improvement and comprehensive
coordination; health care; housing; transportation; education;
supported employment; benefits planning and assistance; small
business development; and technology related assistance) and other
national initiatives, as appropriate. Coordinating with DOL's other
related initiatives (e.g., ETA's Work Incentive Grants) and ODEP's
other initiatives (e.g., WorkFORCE Coordinating and Action Grants,
Customized Employment Grants.); c. Developing and communicating
regularly with: (1) A network of local providers which can be
utilized as a leadership network or constituency support group for
this technical assistance and training effort; and (2) national
experts in the area of customized employment strategies; d.
Developing ongoing communication and linkages with employers, trade
associations, and professional and business service organizations;
and e. Assisting CRPs that provide customized employment services
in becoming eligible training providers with One-Stop Career Centers
and other workforce development system partners. 3. Acting as a
central locus of information and expertise on customized,
community-based employment for people with disabilities by: a. Providing
national linkages to information, experts and activities including
exemplary and promising practices on how to promote organizational
change (at the provider and system levels) that increases
community-based, customized employment in non-stereotypical jobs for
people with disabilities; b. Providing information and conducting
initiatives to educate employers and the general public about the
abilities of people with disabilities to work in a wide variety of
occupations and contribute to the workforce; c. Providing
information to people with disabilities and their families, and
others, as appropriate, about promising practices that facilitate
increased employment and earnings for people with disabilities;
d. Developing and disseminating materials to supplement existing
technical assistance and training materials. All materials must be
made available through an accessible Internet Web site; e.
Serving as a repository and dissemination center for information and
materials developed by ODEP grantees, including promising practices;
and f. Providing coordination and information sharing among
multiple DOL grantees and initiatives of other agencies related to
people with disabilities (such as projects of the Rehabilitation
Services Administration (RSA), Office of Special Education Programs
(OSEP), Department of Health and Human Services (HHS), the Substance
Abuse Mental Health Services Administration (SAMHSA), the Centers
for Medicare and Medicaid Services (CMS), Social Security
Administration (SSA), Small Business Administration (SBA), National
Institute on Disability and Rehabilitation Research (NIDRR),
including coordinating with other national initiatives). 4.
Conducting policy studies, conduct evaluation of project activities,
and otherwise collect and analyze employment policy-related
information, as directed by the Office of Disability Employment
Policy (ODEP), and otherwise support ODEP, as requested, in its
efforts to increase integrated, customized employment, choice and
wages for persons with disabilities, including the following: a.
Researching, collecting and disseminating information from states
about effective policies and practices that support community- based
employment over segregated services; b. Collaborating with other federal
technical assistance projects that provide information and/or
technical assistance about increasing employment and needed supports
for people with disabilities in conducting policy studies, as
appropriate; c. Collaborating with other research institutes, centers,
and studies and evaluations that are supported by DOL and other
relevant Federal agencies; d. Conducting periodic studies and
analysis about employment characteristics and conditions of people
with disabilities currently in segregated [[Page 50701]]
work and non-work settings such as day activity centers, job
club programs, institutions, nursing homes and other
facility-based settings, and collaborating with ODEP in developing a
range of strategies to respond to identified needs; e. Conducting
periodic studies and analysis of federal and state policies which
impede community-based employment for people and evaluate the
effectiveness of new policy initiatives, such as the Ticket-to-Work,
and Olmstead and Customized Employment Grants which are intended to
address these barriers; f. Conducting ongoing evaluation of the project
using thorough and appropriate measures to determine the performance
of the project to obtain its goals, objectives, and deliverable;
and g. Responding to requests for information, analysis and other
assistance from ODEP on national employment policy as it impacts
people with disabilities and the workforce investment system.
V. Funding Availability The initial period of performance will be
12 months from the date of execution by the Government. Based on
availability of funds and project performance, the Department may
elect to exercise the option to extend this cooperative agreement for
up to four additional option years for a total not to exceed 60
months. With the agreement of the awardee, the Department also may
elect to change, modify and/or supplement this cooperative agreement
during this period based on the Department's needs. VI.
Eligible Applicants Eligible applicants may include a public, private
non-profit, or for-profit organization or consortium, including
community and faith- based organizations with demonstrated appropriate
experience and expertise. If the proposal includes multiple consortia
members, there must be a prime or lead member who is the responsible
fiscal agent. According to section 18 of the Lobbying Disclosure Act of
1995, an organization, as described in section 501(c)(4) of the
Internal Revenue Code of 1986, that engages in lobbying activities
will not be eligible for the receipt of federal funds constituting an
award, grant, or loan. See 2 U.S.C. Sec. 1611; 26 U.S.C. Sec.
501(c)(4). VII. Applications Contents General
Requirements--Two copies and an original of the proposal must be
submitted, one of which must contain an original signature. Proposals
must be submitted by the applicant only. There are three required
sections of the application. Requirements for each section are
provided in this application package. Part I--Executive Summary
The Executive Summary must be no more than two single-spaced
pages in length giving a clear summary of the project narrative.
Part II--Project Narrative--(Appendices: Letters of Commitment
and Support, Resumes, etc.) Applicants must include a
project narrative that addresses the Statement of Work in Part IV of
this notice and the selection criteria that are used by reviewers in
evaluating the application in Part IX. You must limit the project narrative
to the equivalent of no more than 70 pages using the following
standards. This page limit does not apply to Part I, the Executive
Summary; Part III, the Project Financial Plan (Budget); and, the
Appendices (the assurances and certifications, resumes, a
bibliography or references, and the letters of support). A page is
8.5'' x 11'' (on one side only) with one-inch margins (top, bottom,
and sides). All text in the application narrative, including titles,
headings, footnotes, quotations, and captions, as well as all text in
charts, tables, figures, and graphs must be double-spaced (no more
than three lines per vertical inch); and, if using a proportional
computer font, use no smaller than a 12-point font, and an average
character density no greater than 18 characters per inch (if using a
non-proportional font or a typewriter, do not use more than 12
characters per inch.) Part III--Project Financial Plan (Budget)
Applications must include a detailed financial plan that
identifies by line item the budget plan designed to achieve the goals
of this cooperative agreement. The Financial Plan must contain the
SF-424, Application for Federal Assistance, (Appendix A) and a
Budget Information Sheet SF-424A (Appendix B). In addition, the
budget must include on a separate page a detailed cost analysis of
each line item. Justification for administrative costs must be
provided. Approval of a budget by DOL is not the same as the approval
of actual costs. The individual signing the SF-424 on behalf of the
applicant must represent and be able to legally bind the responsible
financial and administrative entity for a cooperative agreement
should that application result in an award. The applicant must also
include the Assurances and Certifications Signature Page (Appendix
C). IX. Evaluation Criteria/Selection A. Evaluation
Criteria The application must include information of the type
described below. 1. Significance of the Proposed Project (20
points) In determining the significance of the proposed project,
the Department considers the following factors: a. The potential
contribution of the proposed project to increase knowledge or
understanding of problems, issues, or effective strategies for
providing integrated employment outcomes in non-stereotypical jobs,
based on customized employment strategies and individual choice for
people with disabilities; b. The extent to which the applicant demonstrates
an understanding of the issues facing community providers as outlined
in this SGA, especially those utilizing section 14(c) Special Minimum
Wage certificates; c. The extent to which the proposed project is
likely to yield findings that may be used by other appropriate
agencies and organizations; d. The likely utility of the products
(such as information, materials, processes, or techniques) that will
result from the proposed project, including the potential for the
products being used effectively in a variety of other settings;
e. The extent to which the proposed project disseminates promising
practices in ways that will enable others to use the information or
strategies; and f. The importance or magnitude of the results that are
likely to be attained by the proposed project. 2. Quality of the
Project Design (20 points) In evaluating the quality of the proposed
project design, the Department considers the following factors:
a. The extent to which the goals, objectives, and outcomes to be
achieved by the proposed project are clearly specified and measurable; b.
The extent to which the design of the proposed project is appropriate
to, and will successfully address, the needs of the target population
and other identified needs; c. The extent to which the design of the
proposed project provides an outline of training topics and content
to be delivered or utilized; strategies for providing ongoing
coaching and technical assistance to community providers; and other
strategies to achieve the goals of this solicitation; [[Page
50702]] d. The extent to which the proposed project is designed to
build capacity and yield results that will extend beyond the period
of this cooperative agreement; e. The extent to which the
proposed project will be coordinated with similar or related efforts,
and with other appropriate community, state, and Federal
resources; f. The extent to which the applicant encourages involvement
of people with disabilities, relevant experts, and organizations
in project activities; and g. The extent to which performance
feedback and continuous improvement are integral to the design of the
proposed project. 3. Quality of Project Personnel (15 points) The
Project Narrative must describe the proposed staffing of the project
and must identify and summarize the qualifications of the personnel
who will carry it out. In addition, the Department considers the
qualifications, including relevant education, training, and
experience of key project personnel as well as the qualifications,
including relevant training and experience of project consultants or
subcontractors. Resumes must be included in the Appendices. 4. Adequacy of
the Budget (10 points) In evaluating the adequacy of the budget for the
proposed project, the Department considers the following factors:
a. The extent to which the budget is adequate to support the proposed
project and b. The extent to which the costs are reasonable in relation to
the objectives, design, and potential significance of the proposed
project. The applicant may include letters of commitment from
proposed partners in the Appendix. 5. Quality of the Management
Plan (20 points) In evaluating the quality of the management plan for the
proposed project, the Department considers the following factors:
a. The extent to which the management plan for project implementation
achieves the objectives of the proposed project on time and within
budget, including clearly defined staff responsibilities, and time
allocated to project activities, time lines, milestones for
accomplishing project tasks and project deliverables; b. The adequacy of
mechanisms for ensuring high-quality products and services from the
proposed project; and c. The extent to which the time commitments of the
project director and/or principal investigator and other key project
personnel are appropriate and adequate to meet the objectives of the
proposed project. 6. Quality of the Project Evaluation (15
points) In evaluating the quality of the project's evaluation design,
the Department considers the following factors: a. The extent to
which the methods of evaluation are thorough, feasible, and
appropriate to the goals, objectives, context, and outcomes of the
proposed project; b. The extent to which the methods of evaluation provide
for examining the effectiveness of project implementation
strategies; c. The extent to which the methods of evaluation include the
use of objective performance measures that are clearly related to the
intended outcomes of the project and will produce quantitative and
qualitative data; d. The extent to which the evaluation will
provide information to other programs about effective strategies
suitable for replication or testing in other settings; and e. The
extent to which the methods of evaluation measure in both
quantitative and qualitative terms, program results and satisfaction
of people with disabilities. B. Selection Criteria
Acceptance of a proposal and an award of federal funds to sponsor any
program(s) is not a waiver of any cooperative agreement requirement
and/or procedures. Awardees must comply with all applicable Federal
statutes, regulations, administrative requirements and OMB Circulars.
For example, the OMB circulars require, and an entity's procurement
procedures must require, that all procurement transactions shall be
conducted, as practical, to provide open and free competition. If a
proposal identifies a specific entity to provide the services, the
award does not provide the justification or basis to sole-source the
procurement, i.e., to avoid competition. A panel will objectively rate each
complete application against the criteria described in this
solicitation. The panel recommendations to the Grant Officer are
advisory in nature. The Grant Officer may elect to award a
cooperative agreement either with or without discussion with the
applicant. In situations where no discussion occurs, an award will be
based on the signed SF-424 form (see Appendix A), which constitutes a
binding offer. The Grant Officer may consider the panel's findings
and any information that is available and will make final award
decisions based on what is most advantageous to the government,
considering factors such as: 1. Findings of the technical evaluation panel;
and 2. The availability of funds. X. Reporting Awardees
will be required to submit periodic financial and participation
reports under this program. Specifically the following reports will
be required: 1. Quarterly progress reports, and upon completion of
the cooperative agreement period a final report. The quarterly report
is estimated to take ten hours, and the final report is estimated to
take 20 hours. The Department will work with the awardee to identify
the requirements of the various reports, which will, among other
things, include measures of ongoing analysis for continuous
improvement and customer satisfaction. 2. Standard Form 269,
Financial Status Report Form, on a quarterly basis; 3. Final
Project Report, including an assessment of project performance and
outcomes achieved. This report will be submitted in hard copy and on
electronic disk using a format and instructions which will be
provided by the Department. A draft of the final report is due to the
Department 30 days before the termination of the cooperative
agreement, and the final report is due 60 days after the termination
of the cooperative agreement. XI. Administration
Provisions A. Administrative Standards and Provisions The
monies awarded under this cooperative agreement shall be subject to
the following: 29 CFR part 95--Uniform Administrative Requirements for
Grants and Cooperative Agreements with Institutions of Higher
Education, etc. 29 CFR part 96--Federal Standards for Audit of Federally
Funded Grants, Contracts, and Agreements. 29 CFR part 97--Uniform
Administrative Requirement for Grants and Cooperative Agreements to
State and Local Governments. B. Allowable Cost Determinations
of allowable costs shall be made in accordance with the following
applicable Federal cost principles: State and Local Government--OMB
Circular A-87 Nonprofit Organizations--OMB Circular A-122 [[Page
50703]] Profit-making Commercial Firms--48 CFR part 31 Profit
will not be considered an allowable cost in any case. C.
Non-Discrimination Assurances As a condition of the award, the
applicant must certify that it will comply fully with the
nondiscrimination and equal opportunity provisions of the following
laws: 29 CFR part 31--Nondiscrimination in Federally-assisted programs
of the Department of Labor, effectuation of title VI of the Civil
Rights Act of 1964. 29 CFR part 32--Nondiscrimination on the
Basis of Disability in Programs and Activities Receiving or
Benefiting from Federal Assistance. (Implementing section 504 of the
Rehabilitation Act, 29 U.S.C. 794) 29 CFR part
36--Nondiscrimination on the Basis of Sex in Education Programs or
Activities Receiving Federal Financial Assistance (Implementing title
IX of the Education Amendments of 1972, 20 U.S.C. 1681 et. seq.)
The applicant must include assurances and certifications that it will
comply with these laws in its grant application. The assurances and
certifications are attached as Appendix C. Signed at Washington, DC
this 30th day of July, 2002. Lawrence J. Kuss, Grant Officer.
Appendix A. Application for Federal Assistance, Form SF 424 Appendix B.
Budget Information Sheet, Form SF 424A Appendix C. Assurances and
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