USDOL/OALJ Reporter: Whistleblower Caselist 2003-2004 SOX

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USDOL/OALJ Reporter: Whistleblower Decisions
SARBANES-OXLEY ACT, § 806
2003 and 2004-SOX

2003-SOX-1 Gilmore v. Parametric Technology: Recommended Decision & Order (ALJ Feb. 6, 2003) (Thomas M. Burke) HTML
2003-SOX-2 Greenwald v. UBS Paine Webber, Inc.: Recommended Decision & Order Granting Withdrawal of Objection to Findings (ALJ Apr. 16, 2003) (Rudolf L. Jansen)HTML; Order (ARB Apr. 25, 2003) HTML; Order Closing Case (ARB July 24, 2003) HTML

2003-SOX-3 Marchand v. AM Southbank: Order Approving Dismissal of Complaint (ALJ Apr. 24, 2003) (C. Richard Avery)HTML

2003-SOX-4 Kale v. Kakivik Asset Management, Inc.: Order on Voluntary Dismissal of Sarbanes-Oxley Claims (ALJ Mar. 4, 2003) (William Dorsey) HTML; [consolidated with 2003-SOX-5; case continued under Case Nos. 2003-TSC-4 and 5]

2003-SOX-5 Kale v. Kakivik Asset Management, Inc.: [see 2003-SOX-4]

2003-SOX-6 Kunkler v. Global Futures & Forex, Ltd.: Recommended Decision & Order Granting Respondent's Motion for Summary Decision (ALJ Apr. 24, 2003) (Thomas F. Phalen, Jr.)HTML; Order Closing Case (ARB Aug. 21, 2003) HTML

2003-SOX-7 Halloum v. Intel Corp.: Recommended Decision & Order (ALJ Mar. 4, 2004) (William Dorsey)HTML; Final Decision & Order (ARB Jan. 31, 2006)PDF; Appeal filed, Halloum v. USDOL, No. 06-71902 (9th Cir. 2006)

2003-SOX-8 Getman v. Southwest Securities, Inc.: Decision & Order (ALJ Feb. 2, 2004) (Paul H. Teitler)HTML; Final Decision & Order (ARB July 29, 2005) PDF; Order Denying Reconsideration (ARB Mar. 7, 2006) PDF; Appeal filed, Getman v. USDOL, No. 06-1663-ag (2d Cir. 2006); Appeal in 2d Cir. dismissed based on improper venue; transferred to the 5th Cir., Getman v. USDOL, No. 06-1663-ag (2d Cir. May 14, 2007); Getman v. Administrative Review Board, USDOL, No. 07-60509 (5th Cir. Feb. 13, 2008) PDF | HTML

2003-SOX-9 Willy v. Ameriton Properties, Inc.: Order Granting Complainant's Motion to Withdraw His Claim (ALJ June 27, 2003) (Fletcher E. Campbell, Jr.)HTML; [Case re-filed in U.S. District Court for the District of Colorado (Denver), Willy v. Ameriton Prop. Inc., et al, No. 03-CV-1128 (June 19, 2003)]; Willy v. Ameriton Prop. Inc., et al, No. 03-CV-1128 (June 9, 2004) (summary judgment granted in favor of defendant)

2003-SOX-10 Williams v. Bordon Chemical, Inc.: Order of Dismissal (ALJ Oct. 14, 2003) (Jeffrey Tureck)HTML; Complaint filed in S.D. Iowa, Williams v. Borden Chemical, Inc., No. 3:02-CV-10145 (S.D.Iowa)

2003-SOX-11 Williams v. Ha-International, LLC: See 2003-SOX-10

2003-SOX-12 Stone v. Duke Energy Corporation: Stone v. Duke Energy Corp., No. 3:03-CV-256 (W.D.N.C. June 10, 2003) (staying proceedings before the Secretary of Labor)HTML; Recommended Decision & Order (ALJ June 19, 2003) (Paul H. Teitler)HTML; Stone v. Duke Energy Corp., No. 3:03-CV-256 (W.D.N.C. Feb. 11, 2004) (Dismissing Complaint)PDF (order) | PDF (judgment); Stone v. Duke Energy Corp., No. 3:04-CV-277-MU (W.D.N.C. Dec. 2, 2005) (Dismissing "Restated Complaint")PDF; Stone v. Duke Energy Corp., No. 04-2562 (4th Cir. Dec. 15, 2005) (remanding for further proceedings)PDF

2003-SOX-13 Harrison v. Gold Banc Corp., Inc.: Order Dismissing Case for Lack of Jurisdiction (ALJ Apr. 16, 2003) (Gerald M. Etchingham)HTML

2003-SOX-14 Matthews v. Apartment Investment & Management Co.: Decision & Order Dismissing Complaint (ALJ Feb. 3, 2004) (Jennifer Gee)HTML

2003-SOX-15 Welch v. Cardinal Bankshares Corp.: Order Granting Motions for in Camera Inspection & Protective Order (ALJ Aug. 1, 2003) (Stephen L. Purcell)HTML; Order Denying Motion in Limine, Compelling Discovery, & Denying Motion For Expedited Response (ALJ Aug. 15 2003) HTML; Recommended Decision & Order (ALJ Jan. 28, 2004) HTML; Erratum (ALJ Feb. 3, 2004) HTML; Final Decision and Order Dismissing Petition for Review Without Prejudice (ARB May 13, 2004) HTML; Supplemental Recommended Decision & Order Awarding Damages, Fees and Costs (ALJ Feb. 15, 2005) PDF; Order Denying Motion for Order to Show Cause (ALJ Aug. 9, 2005) PDF; Welch v. Cardinal Bankshares Corp., No. 7:05CV00546 (W.D.Va. Jan. 4, 2006) (Order) (dismissing plaintiff's motion to enforce ALJ's reinstatement order) PDF; Welch v. Cardinal Bankshares Corp., No. 7:05CV00546 (W.D.Va. Jan. 4, 2006) (Memorandum Opinion relating to dismissal of plaintiff's motion to enforce ALJ's reinstatement order) PDF; Welch v. Cardinal Bankshares Corp., No. 7:05CV00546 (W.D.Va. Jan. 26, 2006) (Order) (denying motion to alter or amend judgment) PDF; Welch v. Cardinal Bankshares Corp., No. 7:05CV00546 (W.D.Va. Jan. 26, 2006) (Memorandum Opinion denying motion to alter or amend judgment) PDF; Order (ARB Mar. 31, 2006) PDF; Order Denying Stay (ARB June 9, 2006) PDF; Welch v. Cardinal Bankshares Corp., No. 7:06CV00407 (W.D.Va. Oct. 5, 2006) (Memorandum Opinion) PDF | HTM; Appeal filed, Welch v. Cardinal Bankshares Corp., No. 06-2295 (4th Cir. Dec. 12, 2006); Final Decision & Order (ARB May 31, 2007) PDF | HTML; Welch v. Chao, No. 07-1684 (4th Cir. Aug. 5, 2008) PDF | HTM

2003-SOX-16 Boynton v. Hewlett Packard Co.: Order Granting Complainant's Motion to Withdraw His Claim (ALJ Aug. 22, 2003) (Richard D. Mills)HTML

2003-SOX-17 Harrison v. Gold Banc Corp., Inc.: Final Order Dismissing Complaint with Prejudice Based on Stipulation of Parties (ALJ July 9, 2003) (Gerald M. Etchingham)HTML

2003-SOX-18 Flake v. New World Pasta Co.: Decision & Order Granting Respondent's Motion for Summary Decision (ALJ July 7, 2003) (Janice K. Bullard)HTML; Final Decision & Order (ARB Feb. 25, 2004) HTML; Flake v. USDOL, No. 04-2075 (3d Cir. Sept. 21, 2007) (unpublished) PDF | HTML

2003-SOX-19 Plants v. J.P. Morgan Securities, Inc.: Final Order Approving Settlement (ALJ Aug. 7, 2003) (Robert D. Kaplan)HTML

2003-SOX-20 White v. Circle.com LLC: Order of Dismissal (ALJ Jan. 28, 2004) (Thomas M. Burke)HTML

2003-SOX-21 Gault v. Carpenter Technology Corp.: Recommended Order Approving Settlement & Dismissing Complaint with Prejudice (ALJ Sept. 3, 2003) (Daniel L. Leland)HTML

2003-SOX-22 Walker v. Aramark Corp.: Decision & Order Granting Respondent's Motion for Summary Judgment (ALJ Aug. 26, 2003) (C. Richard Avery)HTML; (Notice of Administrative Closing) (ARB Nov. 13, 2003) HTML | PDF

2003-SOX-23 McIntyre v. Merrill. Lynch, Pierce, Fenner & Smith, Inc.: Order Denying Respondent's Motion for Summary Decision, Granting Complainant's Motion for Leave to Amend Caption, & Setting Date of Hearing (ALJ Sept. 4, 2003) (Clement J. Kennington)PDF; Recommended Decision & Order (ALJ Jan. 16, 2004) HTML | PDF; Order Correcting Recommended Decision & Order (ALJ Jan. 30, 2004) PDF; Final Decision & Order (ARB July 27, 2005)PDF; Related proceeding: McIntyre v. Merrill Lynch, Pierce, Fenner & Smith, Inc., No. 03-CV-948 (W.D.Tx.); Complaint filed Dec. 23, 2003; Complaint Dismissed Without Prejudice (W.D.Tx. Feb. 3, 2004)

2003-SOX-24 Steffenhagen v. Securitas Sverige: Order Denying Motion for Remand & Dismissing Complaint (ALJ Aug. 5, 2003) (Janice K. Bullard)HTML; Order Denying Motion for Reconsideration (ALJ Aug. 13, 2003) PDF; Final Order Dismissing Complaint (ARB Jan. 13, 2004) HTML

2003-SOX-25 Livingston v. Wyeth Pharmaceuticals: Order of Dismissal (ALJ Oct. 6, 2003) (Thomas M. Burke)HTML; [Case re-filed in U.S. District Court for the Middle District of North Carolina, Livingston v. Wyeth Inc., et al, No. 03-CV-919 (Sept. 29, 2003)]; Livingston v. Wyeth Inc., et al, No. 1:03-CV-00919 (M.D.N.C. July 28, 2006) (Memorandum Opinion and Order) PDF | HTML; Livingston v. Wyeth Inc.l, No. 06-1939 (4th Cir. Mar. 24, 2008) (Opinion, affirming District Court) PDF | HTML

2003-SOX-26 Moldauer v. Canandaigua Wine Co.: Order Granting Motion for Summary Decision (ALJ Nov. 14, 2003) (Alexander Karst)HTML; Final Decision & Order (ARB Dec. 30, 2005) PDF

2003-SOX-27 Platone v. FLYi, Inc. [Atlantic Coast Airlines]: Recommended Decision & Order (ALJ Apr. 30, 2004) (Linda S. Chapman)HTML; Erratum (ALJ May 13, 2004) PDF; Supplemental Recommended Decision & Order Awarding Damages, Costs, & Attorney Fees (ALJ July 13, 2004) PDF; Final Decision & Order (ARB Sept. 29, 2006) PDF | HTM; Appeal Filed July 3, 2007, Platone v. USDOL, No. 07-1635 (4th Cir.)

2003-SOX-28 Fraser v. Fiduciary Trust Co. Int'l: Order of Dismissal (ALJ Dec. 30, 2003) (Ralph A. Romano)HTML; Amended Order of Dismissal (ALJ Jan. 23, 2004) PDF; Fraser v. Fiduciary Trust Co., No. 04-CIV-6958 (S.D.N.Y. June 23, 2006) (Decision and Order granting in part and denying in part motion to dismiss)PDF; Fraser v. Fiduciary Trust Co., No. 04-CIV-6958 (S.D.N.Y. Feb. 15, 2006) (Decision and Order granting in part and denying in part motion to dismiss)PDF

2003-SOX-29 Ionata v. Nielsen Media Research, Inc.: Order Granting Complainant's Motion to Withdraw Claim (ALJ Oct. 2, 2003) (Daniel A. Sarno, Jr.)HTML

2003-SOX-30 D'Agostino v. Workflow Management: Final Order Approving Settlement (ALJ Sept. 29, 2003) (Robert D. Kaplan)HTML

2003-SOX-31 DeOca v. Barclay's Capital, Inc.: Order Canceling Hearing & Dismissing Matter (ALJ Oct. 30, 2003) (Thomas M. Burke)HTML

2003-SOX-32 Jayaraj v. Pro-Pharmaceuticals, Inc.: Recommended Decision & Order (ALJ Feb. 11, 2005) (Colleen A. Geraghty)PDF

2004-SOX-1 Dolan v. EMC Corp.: Recommended Decision & Order (ALJ Mar. 24, 2004) (Daniel L. Leland)HTML; Final Order Approving the Complainant’s Withdrawal of Objections (ARB July 24, 2006) PDF | HTML

2004-SOX-2 Morefield v. Exelon Services, Inc.: Order Denying Motion to Dismiss Complaint Filed by Employee of Non-publicly Traded Corporate Subsidiary (ALJ Jan. 28, 2004) (Stuart A. Levin)HTML; Order Approving Settlement & Dismissing (ALJ Feb. 14, 2005) PDF

2004-SOX-3 Noya v. Scherling Plough Corp.: Order of Dismissal (ALJ Jan. 21, 2004) (Jeffrey Tureck)HTML

2004-SOX-4 Foss v. Celestica, Inc.: Decision & Order Granting Motion to Dismiss (ALJ Jan. 8, 2004) (John M. Vittone)HTML

2004-SOX-5 Roganti v. Metlife Financial Services: Order Dismissing Claim (ALJ Aug. 3, 2004) (Thomas M. Burke)PDF

2004-SOX-6 Lowe v. The Coca Cola Co.: Order of Dismissal (ALJ May 21, 2004) (C. Richard Avery)HTML

2004-SOX-7 Corrada v. McDonald's Corp.: Corrada v. McDonald's Corp., No. 04-1029 (JAG) (DC PR Jan. 22, 2004) (Order [asserting jurisdiction and staying DOL proceedings)HTML; Order Dismissing Proceeding Before Department of Labor (ALJ Jan. 23, 2004) (Jeffrey Tureck)HTML; Corrada v. McDonald's Corp., No. 04-1029 (JAG) (D.PR. Aug. 23, 2004) (case below 2004-SOX-7) PDF (Stipulation of Voluntary Dismissal) | PDF (judgment)

2004-SOX-8 Lerbs v. Buca Di Beppo, Inc.: Order Denying Motion to Dismiss (ALJ Dec. 30, 2003) (Stephen L. Purcell)HTML; Recommended Decision & Order Granting Respondent's Motion for Summary Decision (ALJ June 15, 2004) HTML

2004-SOX-9 Hughart v. Raymond Janes & Associates, Inc.: Initial Decision & Order - Grant of Motion to Dismiss - Dismissal of Complaint (ALJ Dec. 17, 2004) (Richard T. Stansell-Gamm)PDF

2004-SOX-10 Harris v. Lacledge Group, Inc.: Order Granting Agreed Motion to Dismiss with Prejudice (ALJ Feb. 4, 2004) (Lee J. Romero, Jr.)HTML

2004-SOX-11 Klopfenstein v. PCC Flow Technologies Holdings, Inc.: Recommended Decision & Order (ALJ July 6, 2004) (C. Richard Avery)HTML | PDF; Final Decision & Order (ARB May 31, 2006) PDF; Decision & Order on Remand (ALJ Oct. 13, 2006) PDF

2004-SOX-12 Wilson v. Teachers' Insurance & Annuity Association of America - College Retirement & Equities Fund: Final Order Approving Settlement (ALJ Oct. 7, 2004) (Michael P. Lesniak)PDF

2004-SOX-13 Sheets v. CNF Service Co.: Order Approving Withdrawal & Dismissing Complaint (ALJ Mar. 25, 2004) (William Dorsey)HTML

2004-SOX-14 Cunningham v. Washington Gas Light Co.: Recommended Decision & Order Dismissing Claim (ALJ Apr. 2, 2004) (Richard A. Morgan)HTML; Final Decision & Order (ARB Apr. 21, 2005) PDF

2004-SOX-15 Mann v. United Space Alliance, LLC: Decision & Order Granting Respondent's Motions for Summary Judgment (ALJ Feb. 18, 2005) (Alice M. Craft)PDF

2004-SOX-16 Flood v. Cedant Corp.: Decision & Order Granting Motion to Dismiss (ALJ Feb. 23, 2004) (Paul H. Teitler)HTML; Final Decision & Order Dismissing Petition for Review (ARB Jan. 25, 2005) PDF

2004-SOX-17 Michaelson v. Officemax, Inc.: Order Disapproving Settlement Agreement (ALJ June 21, 2004) (Rudolf L. Jansen)HTML; Final Order Approving Settlement (ALJ July 21, 2004) PDF

2004-SOX-18 Carnero v. Boston Scientific Corp.: Order [Closing Case] (ALJ Jan. 13, 2004) (Thomas M. Burke)HTML; Later history: Carnero v. Boston Scientific Corp., No. 04-10031-RWZ (D.Mass. Aug. 27, 2004) PDF, appealed docketed, No. 04-2291 (1st Cir. Sept. 30, 2004); Carnero v. Boston Scientific Corp., No. 04-1801 and 004-2291 (1st Cir. Jan. 5, 2006) (affirming District Court) PDF

2004-SOX-19 Hopkins v. ATK Tactical Systems: Recommended Decision & Order Dismissing Complaint and Denying Sanctions (ALJ May 27, 2004) (Pamela Lakes Wood)HTML

2004-SOX-20 Harvey v. The Home Depot, Inc.: Initial Decision and Order - Dismissal of Untimely Discrimination Complaint (ALJ May 28, 2004) (Richard T. Stansell-Gamm)HTML; Order of Consolidation & Final Decision & Order (ARB June 2, 2006) PDF

2004-SOX-21 Harvey v. Safeway, Inc.: Initial Decision and Order - Grant of Motion to Dismiss & Dismissal of Complaint (ALJ Feb. 11, 2005) (Richard T. Stansell-Gamm)PDF

2004-SOX-22 Carnero v. Boston Scientific Corp.: Order of Dismissal (ALJ Jan. 22, 2004) (Thomas M. Burke)HTML; Later history: Carnero v. Boston Scientific Corp., No. 04-10031-RWZ (D.Mass. Aug. 27, 2004) PDF
2004-SOX-23 Hendrix v. American Airlines, Inc.: Decision & Order (ALJ Dec. 9, 2004) (Anne Beytin Torkington)PDF; [consolidated with 2004-AIR-10]

2004-SOX-24 Mahoney v. Keyspan Corp.: Order Granting Complainant's Motion to Withdraw His Claim (ALJ Feb. 11, 2004) (Paul H. Teitler)HTML; Mahony v. Keyspan Corp., No. 04-CV-554 (E.D.N.Y. Mar. 12, 2007) PDF | HTML

2004-SOX-25 Morrison v. Clearone Communications, Inc.: Final Order Approving Settlement (ALJ May 25, 2004) (Alexander Karst)HTML

2004-SOX-26 Rzepiennik v. Archstone Smith, Inc.: Recommended Decision & Order (ALJ Feb. 23, 2007) (Pamela Lakes Wood)PDF; Final Decision & Order Dismissing Complaint (ARB Apr. 30, 2007) PDF | HTML; Rzepiennik v. Archstone-Smith, Inc., No. 07-01243 (D.Colo. Mar. 12, 2008) (order granting defendant's motion to dismiss) PDF | HTML

2004-SOX-27 Wallace v. Coca Cola Co.: Order Dismissing Claim Without Prejudice (ALJ Sept. 24, 2004) (Larry W. Price)PDF

2004-SOX-28 Cissom v. A.G. Edwards & Sons, Inc.: Decision & Order Approving Settlement Agreement & Consent Findings (ALJ Mar. 10, 2004) (Richard E. Huddleston)HTML; [consolidated with 2004-SOX-30]

2004-SOX-29 Kaeser v. Merrill Lynch International, Inc.: Order Dismissing Complaint Pursuant to Settlement (ALJ Nov. 29, 2004) (Alice M. Craft)PDF

2004-SOX-30 Dubose v. A.G. Edwards & Sons, Inc.: [consolidated with 2004-SOX-28]; see 2004-SOX-28 for orders

2004-SOX-31 Griffin v. Metals USA: Order Dismissing Complaints (ALJ June 17, 2004) (Janice K. Bullard)HTML; [consolidated with 2004-SOX-32]

2004-SOX-32 Chimine v. Metals USA: [consolidated with 2004-SOX-31]; see 2004-SOX-31 for orders

2004-SOX-33 Coker v. Wal-Mart Stores, Inc.: Order Granting Complainant's Motion & Denying Respondent's Motion to Enforce Settlement Agreement (ALJ June 4, 2004) (Lee J. Romero, Jr.)HTML

2004-SOX-34 Turner v. CNF Service Co.: Recommended Decision & Order Approving Complainant's Withdrawal of Objection to Findings (ALJ Apr. 30, 2004) (Gerald M. Etchingham)HTML

2004-SOX-35 Reddy v. Medquist, Inc.: Recommended Order of Dismissal (ALJ June 10, 2004) (Russell D. Pulver)HTML; Final Decision & Order (ARB Sept. 30, 2005) PDF

2004-SOX-36 Harvey v. The Home Depot, Inc.: Initial Decision & Order-Dismissal of Discrimination Complaint (ALJ May 28, 2004) (Richard T. Stansell-Gamm)HTML

2004-SOX-37 Moore v. Cooper Camerson Corp.: Final Order Approving Settlement (ALJ July 21, 2004) (Larry W. Price)PDF

2004-SOX-38 Sebert v. Huntington Bancshares, Inc.: Order Approving Settlement & Dismissing Case (ALJ Oct. 26, 2005) (Ralph A. Romano)PDF

2004-SOX-39 Gonzalez v. Colonial Bank: Order Denying Motion to Dismiss (ALJ Aug. 9, 2004) (Thomas M. Burke) HTML; Order Granting Motion to Amend Complaint (ALJ Aug. 17, 2004) HTML; Order Denying Motion for Summary Decision (ALJ Aug. 20, 2004) HTML; Order Clarifying Whether an Answer Is Required to an Amended Complaint (ALJ Sept. 14, 2004) PDF; Order Denying Motion to Reconsider Order on Motion for Leave to Amend (ALJ Dec. 20, 2004) PDF; Order Denying Request for Certification of Interlocutory Appeal (ALJ Feb. 7, 2005) PDF; Final Order Dismissing Interlocutory Appeal (ARB May 31, 2005) PDF; Final Order Approving Settlement (ALJ July 14, 2005) PDF

2004-SOX-40 Martinez v. A.B. Watley Group: Final Order Approving Settlement (ALJ Sept. 8, 2004) (Linda S. Chapman)PDF

2004-SOX-41 Atanasio v. Metlife, Inc.: Order [approving withdrawal of complaint] (ALJ Aug. 24, 2004) (Ralph A. Romano)PDF

2004-SOX-42 Hyland v. Raytheon Co.: Order Cancelling Hearing & Dismissing Appeal to OALJ Without Prejudice (ALJ Aug. 4, 2004) (Alice M. Craft)PDF

2004-SOX-43 Taylor v. Wells Fargo, Texas: Recommended Decision & Order (ALJ Feb. 14, 2005) (Larry W. Price)PDF; Final Decision & Order (ARB June 28, 2007) PDF | HTML; Taylor v. Administrative Review Board, USDOL, No. 07-60570 (5th Cir. Aug. 12, 2008) (unpublished) (affirming the ARB) PDF | HTML

2004-SOX-44 Ortega v. Pilgrim's Pride Corp.: Order Dismissing Complaints Without Prejudice (ALJ May 20, 2004) (Richard E. Huddleston)HTML; [consolidated with 2004-SOX-45]; Reyna v. Conagra Foods, Inc., No. 3:04-CV-00039 (M.D.Ga. June 11, 2007) PDF | HTML

2004-SOX-45 Reyna v. Pilgrim's Pride Corp.: [consolidated with 2004-STA-44]; see 2004-STA-44 for orders

2004-SOX-46 Kudla v. Shire U.S. Manufacturing, Inc.: Final Order Approving Settlement - Dismissal of Complaint With Prejudice (ALJ Dec. 17, 2004) (Richard T. Stansell-Gamm)PDF

2004-SOX-47 Johnston v. Littlefuse, Inc.: Order Approving Settlement (ALJ Dec. 22, 2004) (Jeffrey Tureck)PDF

2004-SOX-48 Haddad v. ITT Industries, Inc.: Order Dismissing Appeal to OALJ Without Prejudice (ALJ Nov. 30, 2004) (Alice M. Craft)PDF; Haddad v. ITT Industries, Inc., No. 1:05-CV-370-TLS (N.D.Ind. Jan. 12, 2007) (denying motion to dismiss) PDF | HTML

2004-SOX-49 Richards v. Lexmark International, Inc.: Order Denying Respondent's Summary Decision Motions (ALJ Oct. 1, 2004) (Pamela Lakes Wood)PDF; Recommended Decision & Order Dismissing Claim (ALJ June 20, 2006) PDF; Final Order Approving Withdrawal of Respondent's Petition for Review & Dismissing Appeal (ARB Aug. 25, 2006) PDF | HTM

2004-SOX-50 Crucet v. Aim Management Group, Inc.: Final Order of Dismissal (ALJ July 22, 2004) (Russell D. Pulver)PDF

2004-SOX-51 Henrich v. Ecolab, Inc.: Recommended Decision & Order (ALJ Nov. 23, 2004) (Russell D. Pulver)PDF; Final Order Dismissing Appeal (ARB Mar. 31, 2005) (dismissing cross-petition for review as untimely)PDF; Final Order Dismissing Appeal (ARB June 29, 2006) (dismissing complaint on the merits)PDF | HTML; Order Denying Reconsideration (ARB May 30, 2007) PDF | HTML

2004-SOX-52 Young v. Clear Channel Communications: Recommended Order of Dismissal (ALJ Mar. 7, 2005) (Linda S. Chapman)PDF

2004-SOX-53 Stapleton v. Government Telecommunications, Inc.: Initial Decision & Order Approval of Motion to Withdraw Complaint (ALJ Aug. 10, 2004) (Richard T. Stansell-Gamm)PDF

2004-SOX-54 Halpern v. XL Capital, Ltd.: Recommended Decision & Order Dismissing the Complaint (ALJ June 7, 2004) (Robert D. Kaplan)HTML; Recommended Supplemental Decision & Order Upon Complainant's Request for Reconsideration (ALJ June 14, 2004) PDF; Final Decision & Order (ARB Aug. 31, 2005) PDF; Order Denying Reconsideration (ARB Apr. 4, 2006) PDF

2004-SOX-56 Kalkunte v. DVI Financial Services, Inc.: Recommended Decision & Order Awarding Damages (ALJ July 18, 2005) (Daniel F. Solomon)PDF

2004-SOX-57 Kingoff v. Maxim Group LLC: Recommended Decision & Order Dismissing the Complaint (ALJ July 21, 2004) (Robert D. Kaplan)PDF

2004-SOX-58 Barnes v. Raymond James & Associates: Recommended Decision & Order (ALJ Jan. 10, 2005) (Stephen L. Purcell)PDF

2004-SOX-59 Randa v. Chester Valley Bancorp, Inc.: Recommended Order Approving Settlement (ALJ Oct. 5, 2004) (Ralph A. Romano)PDF

2004-SOX-60 Allen v. Stewart Enterprises, Inc.: Recommended Decision & Order (ALJ Feb. 15, 2005) (Lee J. Romero, Jr.)PDF; [consolidated with 2004-SOX-61 and 62]; Final Decision & Order Dismissing Appeal (ARB Aug. 17, 2005)PDF; Allen v. Stewart Enterprises, Inc., No. 05-4033 (E.D.La. Apr. 6, 2006) (order granting stay and mandamus)PDF | HTM; Final Decision & Order (ARB July 27, 2006) PDF | HTML; Allen v. Administrative Review Board, USDOL, No. 06-60849 (5th Cir. Jan. 22, 2008) PDF | HTML

2004-SOX-61 Waldon v. Stewart Enterprises, Inc.: [consolidated with 2004-SOX-60 and 62]; see 2004-SOX-60 for orders

2004-SOX-62 Breaux v. Stewart Enterprises, Inc.: [consolidated with 2004-SOX-60 and 61]; see 2004-SOX-60 for orders

2004-SOX-63 Grant v. Dominion East Ohio Gas: Recommended Decision & Order (ALJ Mar. 10, 2005) (Linda S. Chapman)PDF

2004-SOX-64 Trodden v. Overnite Transportation Co.: Decision & Order (ALJ Mar. 29, 2005) (Ralph A. Romano)PDF

2004-SOX-65 Lawrence v. AT&T Labs: Recommended Decision & Order Dismissing the Complaint (ALJ Sept. 9, 2004) (Robert D. Kaplan)PDF

2004-SOX-66 Finn v. Arc Disposal Co., Inc.: Order Approving Settlement & Dismissing Case (ALJ Oct. 27, 2006) (Alice M. Craft)PDF

2004-SOX-67 Ziegler v. Solitron Devices, Inc.: Order Granting Complainant's Motion to Withdraw His Claim (ALJ Aug. 12, 2004) (Paul H. Teitler)PDF

2004-SOX-68 Ede v. Swatch Group: Decision & Order Dismissing the Complaint (ALJ Jan. 14, 2005) (Ralph A. Romano)PDF; [consolidated with 2004-SOX-69]; Final Decision & Order (ARB June 27, 2007) PDF | HTML

2004-SOX-69 Phanthala v. Swatch Group: [consolidated with 2004-SOX-68]; see 2004-SOX-68 for orders

2004-SOX-70 Nelson v. Pfizer, Inc.: Order of Dismissal & Cancelling Formal Hearing (ALJ Sept. 13, 2004) (Lee J. Romero, Jr.)PDF

2004-SOX-71 States v. Fluor Corp.: Decision & Order Granting Motion to Dismiss (ALJ Mar. 10, 2006) (Paul A. Mapes)PDF

2004-SOX-72 Heaney v. GBS Properties LLC d/b/a Prudential Gardner Realtors: Decision & Order (ALJ Dec. 2, 2004) (C. Richard Avery)PDF; Complaint filed, Eastern District of Louisiana, No. 2:05-0820-SRD-JCW (Mar. 15, 2005); Final Decision & Order Dismissing Appeal (ARB May 19, 2005) PDF; Heaney v. Prudential Real Estate Affiliates, Inc., No. 05-820 (E.D.La. July 3, 2008) (granting summary judgment against the Plaintiff) PDF | HTML

2004-SOX-73 Stojicevic v. Arizona-American Water Co.: Recommended Decision & Order (ALJ Mar. 24, 2005) (Russell D. Pulver)PDF; Final Decision and Order (ARB Oct. 30, 2007) PDF | HTML

2004-SOX-74 Gallagher v. Granada Entertainment USA and ITV plc: Order Partially Granting Complainant's Motion to Add Individual Respondents (ALJ Oct. 19, 2004) (William Dorsey)PDF; Order Denying Complainant's Motion to Disqualify Lawyers in the firm of Manatt, Phelps Phillips from Representing Respondents (ALJ Oct. 19, 2004) PDF; Recommended Decision &Order Granting Summary Dismissal of Complaint (ALJ Apr. 1, 2005) PDF

2004-SOX-75 Cantwell v. Northrop Grumman Corp.: Protective Order & Order Compelling Discovery (ALJ Feb. 9, 2005) (Pamela Lakes Wood)PDF; Recommended Final Order of Dismissal (ALJ May 11, 2005)PDF

2004-SOX-76 Tuttle v. Johnson Controls, Battery Division: Recommended Decision & Order Granting Respondent's Motion for Summary Decision (ALJ Jan. 3, 2005) (Larry Price)PDF

2004-SOX-77 Harvey v. The Home Depot, Inc.: Initial Decision & Order Dismissal of Discrimination Complaint (ALJ Nov. 24, 2004) (Richard T. Stansell-Gamm)PDF

2004-SOX-78 Roulett v. American Capital Access: Order Denying Motion to Amend Complaint & Decision & Order Dismissing the Complaint (ALJ Dec. 22, 2004) (Janice K. Bullard)PDF; Final Decision & Order Dismissing Appeal (ARB Aug. 30, 2005) PDF; Roulett v. American Capital Access Corp., No. 05-CV-07455 (S.D.N.Y. Mar. 2, 2007) (dismissing SOX complaint)

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