U.S. Department of Labor Administrative Review Board
200 Constitution Ave, NW
Washington, DC 20210
ARB CASE NO. 97-141
ALJ CASE NO. 97-SWD-2
DATE: December 1, 1998
In the Matter of:
MILTON TIMMONS,
COMPLAINANT,
v.
FRANKLIN ELECTRIC COOPERATIVE,
RESPONDENT.
BEFORE: THE ADMINISTRATIVE REVIEW BOARD
Appearances:
For the Complainant: Kevin C. Gray, Esq.
Rahmati & Gray, P.C., Huntsville,
Alabama
For the Respondent: Fern Singer, Esq.
Sirote & Permutt, Birmingham,
Alabama
FINAL DECISION AND ORDER
This case arises under the employee protection provision of the Solid
Waste Disposal Act (SWDA) (also known as the Resource Conservation and Recovery Act), 42
U.S.C. §6971 (1994). Before this Board for review is the Recommended Decision and Order
[Page 2]
(R. D. and O.) of the Administrative Law Judge (ALJ) issued on August 25, 1997. The ALJ
concluded that Complainant, Milton Timmons (Timmons), established that Respondent, Franklin
Electric Cooperative (Franklin), had violated the SWDA by taking adverse action against Timmons
in retaliation for engaging in activity protected under that statute. The ALJ also determined that
reinstatement and back pay should be ordered, as well as an attorney's fee and other litigation
expenses. R. D. and O. at 10-12.
Based on a review of the record and the arguments of the parties, we conclude
that Timmons has established that Franklin terminated his employment in violation of the employee
protection provision of the SWDA. As discussed below, we agree with the ALJ that Timmons
established that he was terminated, at least in part, because of his protected activity. We also
explicitly conclude that Franklin has not established a basis for avoiding liability under the dual, or
mixed, motive doctrine. Finally, we reach a different conclusion regarding the amount of back pay
that is due Timmons.
FACTUAL BACKGROUND
Unless otherwise noted in this decision, we agree with the pertinent facts as
found by the ALJ, R. D. and O. at 3-6. We provide the following factual background to focus our
discussion.
1 The following abbreviations will
be used to refer to the evidence of record: hearing transcript, HT; complainant's exhibit, CX;
respondent's exhibit, RX.
2 The R. D. and O. erroneously
indicates that Akins' testimony includes statements about Timmons' having "cut a tree that
touched a three-phase power line, knocking out power to many customers." R. D. and O.
at 5. Although Black, Timmons' co-worker, testified regarding his concern about that incident,
neither Akins nor Miller referred to the incident in their testimony. HT at 60-62, 70 (Black);
see HT at 71-83 (Miller), 98-126 (Akins); see also HT at 43-45
(Timmons). Moreover, neither Miller nor Akins testified that they believed Timmons had been
careless while performing his job. HT at 79 (Miller),103, 116-18 (Akins); see
also HT at 56-59 (McCulloch).
3 The certification for the 40 hour
training course that had been completed by Timmons indicates that the course was provided by the
International Union of Operating Engineers in accordance with Occupational Safety and Health
Act guidelines. CX 1.
4 Unless otherwise indicated, all
Secretarial and Administrative Review Board cases cited in this decision arise under the SWDA
or the employee protection provision of an analogous statute listed in 29 C.F.R. §24.1
(1998).
5 The ALJ analyzed the October
11, 1996 incident under the "work refusal" standard provided in Pensyl v.
Catalytic, Inc., Case No. 83-ERA-1, Sec. Dec., Jan. 13, 1984. R. D. and O. at 6-8.
Unlike the typical work refusal scenario that is addressed in Pensyl, however, the
record in the instant case indicates that Stockton (the Franklin foreman who was directing
Timmons at the time) withdrew his directions almost immediately after Timmons voiced his
objections to the oil burial plan, and thus did not place Timmons in a position where he may have
refused to comply with supervisory instruction. HT at 21-25 (Timmons), 86-88, 94-95 (Stockton),
106-07, 120-21(Akins); see Comp. Brief at 4-5, 9-12; Resp. Brief at 5, 7-8. Because
a direct conflict between supervisory direction and employee response was avoided, the
Pensyl work refusal analysis is not applicable.
6 Timmons testified that he
thought the oil had been taken from electrical transformers, thus raising the possibility that the oil
was contaminated by PCB's. HT at 21-22; see RX 2; see alsoMinardv. Nerco Delamar Co., Case No. 92-SWD-1, Sec. Dec., Jan. 25,
1995, slip op. at 9-15. The U. S. Environmental Protection Agency, acting on
Timmons' October 18, 1996, request, investigated the Franklin work site and found that the four
barrels of oil had been transferred to the disposal company on October 16, 1996. RX 2. Although
Akins testified that a report from a laboratory that had subsequently tested the four barrels of oil
showed no PCB contamination, Akins' testimony also indicates that, on October 11, he was not
certain whether any of the oil had been used in electrical transformers. HT at 122-24.
7 Although Stockton testified that
he spoke with Timmons, after hours, about the need to work overtime when requested, his
testimony also indicates that such guidance was provided not in his capacity as a foreman at
Franklin, but out of his personal concern regarding the future of Timmons' employment. HT at
95-96.
8 Inboth the
Louisville Gas and Electric and Cissell Manufacturing decisions, the Secretary's
designee adhered to the two prong requirement set forth above (adopted from
Rasimas, 714 F.2d at 624), while acknowledging that the two prong requirement has
not been universally applied by the United States Courts of Appeals for the various circuits.
Louisville Gas and Elec., slip op. at 7 n.4; Cissell Mfg., slip op. at 16
n.13. We note that evidence regarding the availability of suitable alternative work is essential for
determining "the individual characteristics . . . of the job market" against which the
complainant's efforts must be evaluated. Rasimas, 714 F.2d at 624.
9 Not only did Franklin fail to
carry its burden under our analysis, we also note that Timmons provided evidence of
his efforts to find suitable employment, thus distinguishing this case from one in which the
complainant made no efforts to obtain suitable employment during the back pay period, e.g.,
Brock v. Metric Constructors, 766 F.2d 469, 472 (11th Cir. 1985) (under whistleblower
provision of Federal Coal Mine Health and Safety Act, 30 U.S.C. §815(c), evidence of
complainant's complete failure to seek employment held adequate to bar back pay award).
10 Timmons must advise
Franklin of any business income, wages or salaries that he has received during the back pay period
and since the June 17, 1997 hearing before the ALJ. See Hoffman, slip op. at 5.
11 Because this decision
resolves all issues with the exception of the collateral issue of attorney fees and other litigation
expenses, it is final and appealable. See Fluor Constructors, Inc. v. Reich, 111 F.3d
979 (11th Cir. 1997) (under the analogous employee protection provision of the Energy
Reorganization Act, a decision that resolves all issues except attorney fees is final).