and argument. This decision is based upon
an analysis of the record, the arguments of the parties, and the applicable law and regulations.
Statement of the Case
The Employer/Complainant, Zera Farms ("Zera") has appealed
the determination of the Regional Certifying Office of the U. S. Department of Labor,
[Page 2]
Employment and Training Administration ("ETA") denying Zera's request for
temporary agricultural certification under the Immigration and Nationality Act
("INA").
Zera filed its labor certification application with the ETA Regional Office
on January 17, 1998 (RX 1, AF 54-55). The application requested certification of ten tobacco
farmworkers and included a one month experience requirement stating that the workers
"must have experience in grading and preparing tobacco for shipping." Upon review
by the Department of Labor (DOL) staff, a number of deficiencies were noted in Zera's
application including the work experience requirement (RX 1, AF53).
During a telephone conversation with Mr. Saul Roman, the ETA staff
person handling its application, on March 6, 1998, Zera agreed to remove the work experience
requirement and delete the language concerning grading and preparing tobacco for shipping from
the application (RX 1, AF 45). Zera's application was approved in that telephone conversation of
March 6, 1988, although a letter officially informing the Employer of the acceptance of the
application was not sent to Zera until March 11, 1998 (RX 1, AF 45-50). However, subsequent
to approval of the application by telephone on March 6, 1998, Zera's job order was processed by
ETA through the Employment Service System which yielded information by March 9, 1998, that
domestic workers were available in the Commonwealth of Puerto Rico (RX 1, AF 7, 42-44).
Based on this information that domestic workers were available, a letter dated March 11, 1998
was sent to Zera denying its application for temporary alien labor certification for ten job
opportunities (RX 1, AF 39, 40). Zera interviewed ten potential workers identified by the
Commonwealth of Puerto Rico's Labor Department in Puerto Rico on March 13, 1998. Zera
found nine of the ten potential workers unqualified due to lack of Connecticut broadleaf tobacco
experience and just one of the ten qualified as he had some experience working with Connecticut
broadleaf tobacco (RX 1, AF 6, 7). Apparently, none of the ten potential workers interviewed by
Zera in Puerto Rice were hired. Zera requested administrative review of the denial of temporary
alien agricultural labor certification pursuant to section 655.112(a) and subsequently requested a
de novo hearing before an administrative law judge on the issue of the ETA denial of Zera's
application for temporary alien labor certification.
Testimony at Hearing
Saul Roman, Regional Agricultural and Logging Certification Specialist
for the U. S. Department of Labor's Employment and Training Administration Region I Office,
testified that he reviewed and processed Zera's application in this case. Mr. Roman said there
were deficiencies in the application including the experience requirement Zera had indicated in
Block 14 of the application (RX 1, AF 54). Mr. Roman stated that Zera agreed to deletion of this
work experience requirement and to correction of other application deficiencies during his phone
conversation with Mr. Frank Zera, Jr. on March 6, 1998. Mr. Roman stated he informed Mr.
Frank Zera, Jr., during that phone conversation of the results of a survey of tobacco farmers by
[Page 3]
the State of Connecticut Department of Labor which indicated there was no experience required
of U. S. workers as a condition of hire for tobacco farm work (RX 1, AF 62). Mr. Roman stated
that Zera's application for temporary alien labor certification was denied on March 11, 1998,
after the Commonwealth of Puerto Rico Department of Labor had identified ten U. S. workers
available and qualified to fill the positions opened by Zera's job order. Mr. Roman stated that in
1997 he had reviewed applications from nineteen tobacco farm operators in Region I for Field
Crop II Farmworkers and that none of the applicants but Zera had indicated an experience
requirement. Mr. Roman said these farm operator applicants were both Connecticut shade grown
and broadleaf tobacco growers.
Walter Montes, State Monitor Advocate for the State of Connecticut
Department of Labor, testified that he had conducted the survey of Connecticut tobacco growers
in 1996 and that the results of the survey indicated there was no experience requirement for the
hiring of general tobacco workers. Mr. Montes stated that questionnaires were mailed to seven
shade grown tobacco farmers and that five replies were received. Mr. Montes said the survey
was conducted per regulations providing for such surveys in the "U. S. Department of
Labor Employment and Training Administration H-2A Program Handbook" (RX 2). Mr.
Montes stated that only three broadleaf tobacco farmers were known to the Connecticut
Department of Labor at the time the 1996 survey was conducted. He said that this number of
farm operators did not provide a wide enough range of farmers from which to conduct a valid
survey of broadleaf tobacco farm operators specifically.
Raimondo Lopez, Regional Certifying Officer of the U. S. Department of
Labor, Employment and Training Administration, Region I, testified that in his opinion the State
of Connecticut Department of Labor had complied with guidelines set forth in the ETA
"H-2A Program Handbook" (RX 2) in conducting the 1996 survey of tobacco
farmers. Mr. Lopez also testified that the "Dictionary of Occupational Titles"
section submitted by Zera in support of its contention that some work experience is a legitimate
requirement in the hiring of farmworkers (CX 2) is a guide only and not binding on the ETA in
its administration of the H-2A Program.
Mr. Frank Zera, Jr., partner with his father in Zera Farms, and Mr. Tom
Zera, cousin and knowledgeable in Zera's operations, testified as to the farms' needs as related to
the H-2A Program. The Zeras expressed their disagreement with the 1996 survey conducted by
Connecticut's Department of Labor as it was done without the input of broadleaf tobacco farmers
such as Zera. The Zeras related the difficulties Mr. Frank Zera, Jr. had encountered meeting
short notice time limitations imposed by the exigencies of the H-2A Program. Mr. Tom Zera
testified as to the losses Zera Farms experienced in 1995 due to lack of experienced tobacco
workers able to deal with their expected broadleaf tobacco crop that year. The Zeras described
their farm operation as rather far flung with growing sites separated by considerable distances.
The Messrs. Zera emphasized the farm operation's need for key workers experienced in broadleaf
tobacco agriculture to oversee less experienced workers at their various sites due to the owners
[Page 4]
inability to be present at so many scattered farm fields much of the time. The Zeras asserted
their awareness of available and experienced broadleaf tobacco alien farmworkers.
Findings of Fact and Conclusions of Law
In the preface to the ERA H-2A Program Handbook (RX 2) it is stated:
"The H-2A program is authorized by the Immigration and Nationality
Act, as amended by the Immigration Reform and Control Act of 1986 (IRCA). The
programs establishes a means for agricultural employers who anticipate a shortage of
domestic workers to apply for permission to bring into the United States nonimmigrant
aliens to perform agricultural labor or services of a temporary or seasonal nature under
the statute, the Attorney General, through the Immigration and Naturalization Services
(INS), has the authority for approving an employer's petition to import foreign workers.
Before the INS can approve an employer's petition, however, the law requires the
employer to apply to the Department of Labor (DOL) for a certification that -
There are not sufficient workers who are able,
willing, and qualified, and who will be available at the time and place needed, to
perform the labor or services involved in the petition, and . . . the employment of
the alien in such labor or services will not adversely affect the wages and working
conditions of workers in the United States similarly employed.
Under Federal Regulations at 20 C.F.R. part 655, Subpart B, the Department of Labor has
established procedures and a systematic process to acquire information sufficient to carry
out the requirements of the law. The regulations provide the Department's methodology
for the two-fold factual determination on the availability of domestic workers and of any
adverse effect which would be occasioned by the use of foreign workers for particular
temporary and seasonal agricultural jobs in the United States. The guidelines in the
handbook represent the best and contemporaneous Employment and Training
Administration interpretation of appropriate statues and regulations."
The preponderance of the evidence of record, including the testimony of
Mr. Frank Zera, Jr. and Mr. Tom Zera, indicates Zera, the Employer/Complainant, is seeking to
hire experienced tobacco farmworkers pursuant to its application for temporary agricultural
certification under the INA. More particularly, Zera seeks to hire workers experienced in
working with Connecticut broadleaf tobacco.
Zera contends that denial of its application was incorrect in that it was
based on the results of a survey conducted by the Connecticut Department of Labor in 1996
which was faulty because Connecticut broadleaf tobacco growers were not contacted to be
included in that survey. Zera disputes the Connecticut Department of Labor's information that
[Page 5]
only three Connecticut broadleaf tobacco farming operations were known to that Department at
the time the 1996 survey was initiated. Zera alleges that if broadleaf tobacco farmers had been
included in that survey the results of the survey with respect to the lack of experience required
for tobacco farmworkers would have been different. The testimony of both U. S. Department of
Labor and Connecticut Department of Labor officials, however, was convincing and consistent
with the Regulations at Part 655, Subpart B as to be implemented by the guidelines promulgated
in ETA's H-2A Program Handbook (RX 2). The "no experience required" standard
established by ETA for the hiring of domestic tobacco farmworkers is consonant with applicable
law and regulations. Denial of Zera's application for certification to hire temporary alien workers
was proper because of Zera's rejection based on lack of work experience of available, able,
qualified and willing U. S. workers.
In testimony at hearing Zera pointed out the economic desirability of its
being able to hire experienced alien tobacco farmworkers and the crop loss Zera had experienced
in 1995 because of having had to hire inexperienced U. S. farmworkers that year. The
undersigned is in sympathy with the Employer/Complainant's expressions of frustration in this
regard. Nevertheless, in the case of Elton Orchards v. Brennan , 508 F.2d 493 (1st Cir.
1974) the Court stated: "To recognize a legal right to use alien workers upon a showing of
business justification would be to negate the policy which permeates the immigration statutes,
that domestic workers rather than aliens be employed whenever possible."
The preponderance of the evidence of record has led the undersigned to
conclude and find that the ETA determination denying Zera's application requesting H-2A
temporary alien labor certification for ten job opportunities was correct as there were a sufficient
number of able, willing and qualified U. S. workers identified as available to fill the jobs for
which such certification was requested.
Accordingly, the ETA's denial of temporary alien labor certification must
be affirmed.
ORDER
The determination of the Regional Certifying Officer in the above case is
hereby affirmed.
LAWRENCE
P. DONNELLY
Administrative
Law Judge
Dated: April 13, 1998
Camden, New Jersey
[ENDNOTES]
1 Unless otherwise noted all
regulations cited in this decision are in Title 20.
2 Throughout this Decision and
order "CX" refers to Employer/Complainant Exhibits, "RX" refers to U.
S. Department of Labor, Employment and Training Administration/Respondent Exhibits and
"AFI-65" to pagination by Respondent in RX 1.