U.S. Department of Labor
Office of Administrative Law Judges
211 Main Street - Suite 600
San Francisco, California 94105
(415) 974-0514
FTS 8-454-0514
Date: MAR 10 1988
Case No: 87-TSC-1
In the Matter of
Donald Pooler
Complainant
and
Snohomish County Airport
Respondent
William Foster, Esq.
Hutchinson and Foster
P.O. Box 69
Lynnwood, WA 98046-0069
For the Complainant
Thomas E. Platt, Esq.
Perkins and Cole
1900 Washington Building
Seattle, WA
For the Snohomish County Airport
Before: STEVEN E. HALPERN
Administrative Law Judge
RECOMMENDED DECISION AND ORDER
This is a proceeding under the Toxic Substances Control Act, 15,
U.S.C. § 2601 et seq., and more specifically the Employee Protection
provision thereof, 15 U.S.C. § 2622, and the regulations which set
forth the Procedures for the Handling of Discrimination Complaints
under Federal Employee Protection Statutes, 29 CFR Part 24.
In pertinent part 15 U.S.C. § 2622 provides that:
[Page 2]
No employer may discharge any employee or
otherwise discriminate against any employee
NOTE: The documents cited by letter reference to the Appendix
hereto are in evidence under other designation, either as
Complainant's or Respondent's exhibits, and have been
redesignated by letter and appear in said Appendix for the
purpose of convenient reference.
with respect to the employee's compensation,
terms, conditions, or privileges
of employment because the employee (or any
person acting pursuant to a request of the
employee) has-
(1) commenced, caused to be commenced,
or is about to commence or cause to be
commenced a proceeding under this chapter;
(2) testified or is about to testify in
any such proceeding; or
(3) assisted or participated or is about
to assist or participate in any manner in
such a proceeding or in any other action
to carry out the purposes of this chapter. (Emphasis added)
Those provisions being remedial in nature are to be construed
liberally to protect so called "whistleblowers".
In his February 13, 1987 complaint Mr. Pooler (who is known to
have then been represented by counsel) charged that:
suspension without pay. On Feb 3, 1987 I received
an additional ten day suspension with pay and was
informed by the airport that I would be terminated
from employment at the end of the additional ten
day suspension period.
I am filing this complaint with your Dept. upon
advice given my by Mr. Kevin Fitzpatrick, an
investigator for Wash. State Dept. of Ecology,
pursuant to the provisions of the Toxic Substance
Control Act of 1976, Title 15 U.S.C. Sec. 2622
Employee Protection.
NOTE: Pages 750 - 759 of the transcript, as supplemented and
corrected by respondent post trial, have been physically
attached to the transcript at the appropriate place, and
in the absence of any objection from complainant are assumed
to be accurate.
I have served Snohomish County as a Fire
Dept. employee for over thirteen years with a
flawless record and have been promoted several
times. I have consistently investigated and
reported similar hazarous incidents since 1982
(documented), in which, the reports have been
disregarded by my employer continuously. (Appendix K)
As a result of his investigation the Area Director, Employment
Standards Administration, wage and Hour Division, U.S. Department
of Labor, by letter of March 19, 1987, found that complainant was
"a protected employee engaging in a protected activity", and that
"discrimination as defined and prohibited by the statute was a factor
in the actions which comprise (the) complaint."
In arriving at that determination the Area Director found the
following disclosures to be persuasive:
1. On December 31, 1986, 10 barrels of alleged toxic substances
were buried on Snohomish County Airport property by
employees of the Maintenance Department.
2. The burial was observed by Chief Ron Pooler. Mr. Pooler did
not participate in the burial.
3. Subsequent to viewing the burial, Mr. Pooler advised several
county employees of the Act including the management of the
airport.
4. The incident soon became public knowledge.
5. Chief Pooler was subsequently suspended without pay for five
days and as of March 13, 1987, was on suspension with pay.
6. Current information is that Mr. Pooler has been returned to
duty as a fireman, a demotion from Chief, during the week of
March 16, 1987.
Accordingly, he notified respondent that the following actions
were required to abate the violation and provide appropriate relief:
1. Mr. Pooler should be restored to his
former position with no loss in pay or
benefits and any pay loss sustained by
[Page 5]
him subsequent to the December 31,
1986 dumping incident should be repaid
to him.
2. Mr. Pooler's record should be purged
of any information which suggests he
was less than correct and timely in
bringing the December 31, 1986 dumping
incident to the attention of airport
management and/or which suggests he
participated in the dumping in any
manner.
Respondent, of course, appealed, as a result of which the matter
was tried in Everett Washington on May 5, 6, 7 and 8, and June 8, 9
and 10, 1987. Having waived all time requirements for action by the
undersigned the parties then entered into a protracted attempt to
amicably resolve their dispute. It having been determined that said
effort had failed the parties then exhaustively briefed the factual
and legal issues. On January 28, 1988, upon receipt of respondent's
"Reply to Complainant's Memorandum of Authorities and Proposed
Findings of Fact and Conclusions of Law", the matter became ripe for
decision.
The Area Director's determination, at least on its face, appears
to take into consideration a very limited number facts (essentially,
Complainant's prima facie case); none of which is favorable to
respondents. Obviously, a great deal more factual information is now
available as a result of the extensive record established in this
proceeding; additionally, there is the benefit of sworn testimony,
and the opportunity to observe the demeanor of witnesses while
testifying under oath and subject to cross-examination.
In consideration of the entire record I make the findings, reach
the conclusions and recommend to the Secretary of Labor the order set
forth hereinbelow.
Capsule Overview
At all relevant times Snohomish County Airport was owned and
operated by Snohomish County; and, the chain of command, in
descending order was:
[Page 6]
1. Willis Tucker (County Executive)
2. Richard Fowler (County Director of Community and Educational
Services)
3. Ronald Bakken (Airport Manager)
4. Douglas Jones (Airport Deputy Administrator)
(a) William Dolan (Aviation Supervisor)
(b) Robert Humphreys (Maintenance Supervisor)
Brad Francel Assistant to the Maintenance Supervisor
(Don Fitzhum)
(Verne Green) Maintenance Workers
(Reider Tennesen)
(c) Mike Jackets (Office Manager)
(d) Ronald Pooler (Airport Public Safety Supervisor, formerly
officially known as Fire Chief and
designated Safety Officer)
(Gary Anderson)
(Mary Epstein ) Firefighters
(Bill Rueter )
The airport, is located on some 1300 acres, and has a large
number of industrial and aeronautical tenants, including a Boeing
production facility. It is, in short, a major operation.
On December 31, 1986, members of the airport maintenance
crew, acting under the authority of maintenance supervisor Robert
Humphreys: dug an approximately 12 x 8 x 6 foot hole on airport
premises; removed from their prior location in a secured bunker
ten 55 gallon drums/barrels of unknown but suspected toxic waste
substances (which on subsequent analysis proved to be of low toxic
level); dumped them in the hole, causing spillage in the process;
refilled the hole so as to conceal the burial. The entire
operation was in violation of the Act.
Having been tipped off on December 29/30 by Reider Tennesen, a
member of the maintenance crew, that the illegal operation had been
NOTE: Dolan, Humphreys, Jackets, and Pooler were of equal
supervisory rank, with different areas of responsibility.
planned, that a plan to carry out the operation on December 26 had
[Page 7]
been aborted for the reason set forth hereinbelow, where the actual
dumping would likely take place, and that Tenneson would keep him
informed and advise when it would occur, complainant Pooler put in
place a "stakeout". From a hidden vantage point, selected by him
the previous day, he watched the digging of the hole and dumping.
He also, inter alia, had posted one of his subordinates at the
airport control tower for purposes of observation and instructed him
to obtain the names of other control tower witnesses; and, by
prearrangement, an off duty firefighter who had some skill in
photography was summoned while the operation was in progress. He
entertained no intention of directly preventing the dumping himself (he
contends he had no authority to do so, although he was the Airport
Public Safety Supervisor), and he made no indirect effort whatsoever
to prevent it by informing higher level management or any other
appropriate authority (he contends that he really wasn't convinced
that there was going to be a dumping until it was too late to do
anything to prevent it even if he wanted to).
Initially the county suspended Humphreys for 10 days without pay
for conducting the operation, and Pooler for 5 days without pay for
having failed to stop the operation.
That suspension was based on the county's then understanding
that Pooler first learned of the operation only a few hours before
the dumping.
When the county subsequently learned the full scope of Pooler's
advance knowledge of the operation and his activities in connection
therewith, and his deliberate concealment of same during its
investigation, it removed him from the position of Airport Public Safety
Supervisor and demoted him to the position of airport firefighter.
The county then also demoted Humphreys to a position off the airport.
The Situation In Greater Detail
Pooler had been employed by respondent as a firefighter since
1973. He was promoted to the position of Assistant Fire Chief in
1980 and to the position of chief on December 1, 1981, as such he
was also the designated Airport Safety Officer. In late 1985 or
early 1986 his title was changed to Airport Public Safety Supervisor;
his actual job duties remained essentially the same (TR. 107-119).
There is no doubt that hazardous (including toxic or potentially
toxic) waste materials located on airport premises were within his
[Page 8]
general jurisdiction (TR. 135-137, 146). As early as December 1982
higher level management was aware, without objection, that Pooler was
investigating and taking measures, in cooperation with the Department
of Ecology and the County Fire Marshall, to deal with disposal of
hazardous materials belonging to an airport tenant (TR. 147-9; Pooler
Ex. B-40).
Airport Manager Donald L. Bakken testified that on matters of
public safety, including hazardous waste issues, complainant Pooler
was the airport's principal representative, and that Pooler was
primarily responsible for coordinating such matters with county Safety
Specialist Winters. (TR. 664, 665)
County Safety Specialist Winters testified that Pooler was his
primary contact at the airport with respect to safety matters
including those having to do with hazardous substances. (TR. 617) He had
specifically discussed with Pooler in about June 1986 possible ways
of disposing of the subject barrels. (TR. 621)
On January 5, 1987 Winters was advised by Fowler of the illegal
dumping, and it was requested that he "take charge of the coordination
of the incident and to coordinate with the state and federal
authorities and to expedite the proper removal of these barrels",
and it was then determined that Fowler would act as spokesperson
for the county and all information would be funelled through him.
(TR. 623, 624) When the contents of the subject barrels were
ultimately analyzed it was determined that they contained materials
which, while not hazardous to humans, were hazardous to the ecology;
therefore, the barrels should have been disposed of in accordance
with Department of Ecology and Environmental Protection Agency
Regulations, i.e., the dumping was indeed illegal and was violative
of the Act. (TR. 630) To the best of Winters recollection, when
Pooler discussed the matter with him on January 5 he did not disclose
any of the pre December 31 events. (TR. 635-638)
According to Winters, "I had asked him why he didn't -- why he
permitted the dumping to take place when he was in a position that he
possibly could have told them to stop or made it known to them that
he was there and he indicated that if he had to do it over again, he
might have done it differently." (TR. 636)
Quite significantly, if Pooler had wanted to do so, he would
have had ample time, even if he had only learned of the planned
operation several hours before the actual dumping, to have contacted
[Page 9]
Winters. Specifically, Pooler had his 'beeper" number, his radio
number, and his home telephone number; and, he had previously been
contacted by Pooler by beeper. (TR. 637) Clearly Pooler was aware
that Winters was concerned about the subject barrels as early as
June 10, 1986. (TR. 55; Pooler Ex. B-28) Given the additional
testimony that Pooler had worked with Winters in the past in connection
with hazardous materials the conclusion is inescapable that all
else failing Pooler should have contacted Winters in the instant
situation.
Pooler first became aware of the subject barrels in May 1986,
when he was requested by an airport tenant to have them removed from
or near the leased area, on the assertion that said barrels belonged
to the airport, not to the tenant. Thereupon he contacted Airport
Manager Bakken, who "indicated that he wanted me to look into it."
(TR. 158, 159). Being unable to determine the ownership of the
barrels he so advised Bakken who "said that we should know what was
in them . . . He was interested in looking into testing . . . He
was adamant about wanting them tested, the contents" (TR. 160-162)
However, their ownership still being in dispute, rather than
being tested the barrels were securely stored on airport premises in
a leftover World War II bunker, in the fall (September or October) of
1986, as Pooler was aware.
Thus, it was evident to Pooler, as a result of the information
conveyed to him by Tennesen on December 29/30, that the barrels
to be buried were those in the bunker, over the contents of which
Bakken had been greatly concerned. Nevertheless, although he could
have done so on December 29 or December 30, he did not disclose to
Bakken or anyone else in higher authority what Tennesen had told him
or what he had already done and planned to do as a result thereof.
Nor did he do so when he had clear opportunity and opening to do
so in the course of conversation, on the morning of December 31, with
Airport Deputy Administrator Jones, who reports directly to Bakken,
and who is Pooler's and Humphreys' immediate supervisor. On that
morning, in anticipation of a protracted vacation which began later
on that day and was to continue through January 20, 1987, Jones
advised Pooler that he wanted the relationship between the Maintenance
and Fire Departments, which to say the least had not been good,
to improve. It is his specific testimony that he asked Pooler to
make every effort to see that problems did not arise and Pooler
responded, in essence, that he should not worry about it and there
would be no problem. Although Pooler denies that this conversation
[Page 10]
occurred, I credit Jones' account.
Irrespective of which individual of higher authority may
actually have been conveniently available to him at any relevant
time, i.e., December 29, 1986, December 30, 1986, December 31, 1986,
it was Pooler's intention not to disclose (even couched as an
unsubstantiated report from a source clearly in a position to know)
anything about the potential illegal operation. That, I am convinced,
is because he wanted to give Humphreys (whom he disliked) every
opportunity to carry out the operation and suffer the consequences of
his illegal activity, to stew in his own juices, so to speak, toxic
though they might be.
According to Pooler's trial testimony, on the morning of
December 29, 1986 "Mr. Tennesen came into my office and said that
some people in the Maintenance Department were planning on burying
some barrels" (TR. 163); specifically, the barrels were identified
as being the ones "in the bunker" (TR. 163). Tennesen, chose Pooler
to tell, so he is indicated to have said, "because I don't trust
anybody else." (TR. 165). Before he left Pooler told him to "keep
me informed." (TR. 165).
Pooler professes not to have believed Tennesen because he
considered him to be a disgruntled employee (which he was), because
he didn't have any respect for him professionally, and because he
thought anyone would be "nuts for thinking such a thing" (as
carrying out the subject operation). He testifies that he related what
Tenneson had said to some of his firefighters, indicating to them
that he thought it wasn't a valid complaint, nevertheless, his
elaborate activities in response to the tip-off suggest otherwise.
Pooler's contemporaneous notes reveal that at about 12:15 P.M.,
on December 29, 1986, Tennesen informed him that several days earlier
Humphreys had instructed maintenance crew member Green to dig a hole
on airport premises at a location then unknown to Tennesen, with a
device known as a "backhoe", for the purpose of burying drums which
Pooler obviously recognized to be some of those previously referred
to hereinabove, as well as several other drums which might have
contained hazardous PCBS. The mission, he was informed, had not
taken place because the backhoe had broken down. And, later on
December 29, at about 2:10 P.M., Tennesen informed him that Humphreys
had said that he needed the backhoe repaired quickly because he had a
"special mission" for it. At that point Tennesen ventured the
opinion that the operation would be conducted on January 2, 1987.
[Page 11]
Pooler's concluding note states "I will monitor the situation and
attempt to photograph the operation if it takes place." (Appendix M)
The following day (December 30) Tennesen again made contact,
and reiterated what he had related on the 29th; additionally, he
advised Pooler that the timing of the dumping was dependent on when
repairs on the backhoe would be completed (TR. 172, 173). Also,
Tennesen advised him that the site of the dumping would probably be
"at the dump" (TR. 175), a site which had been closed down at least
a year earlier by the Health Department (TR. 176), i.e., it was no
longer a legal dumping ground for any purpose (except, evidently,
clean fill) let alone potentially toxic waste materials.
On December 30 Pooler arranged with firefighter Anderson, who
is a "shutter bug", to be available to report to the airport with his
camera on December 31 (his day off) if called. (TR. 182)
Pooler's December 30 notes reveal that at or before 12:30 P.m.,
on that day Tennesen informed him that the actual number of drums
(then located in the bunker) to be buried was ten; that Green had
told Tennesen the operation was to be carried out later that day;
that Green described the exact location at which the burial was to
take place and the method to be used, i.e., the hole was to be dug
with the backhoe and the barrels were to be transported on a county
flatbed truck; and, that Humphreys had told Green that "he would
probably have to smash the barrels down into the hole." (Appendix N)
As a result of that information Pooler, on December 30 scouted
out and located a vantage point from which he could, without himself
being observed, watch the illegal dumping operation unfold. He left
that surveillance point upon being informed by radio by firefighter
Epstein (who had been so informed by Tenneson) that the operation
"had been called off for today due to trouble with the backhoe."
(Appendix N) Also, he personally placed identifying marks on the
barrels suspected to contain PCBs and instructed members of his crew
to place markings on certain maintenance department equipment for
monitoring purposes.
As aforesaid (in testimony which I do not credit), Pooler
denies that he spoke to Jones on December 31, although he admits that
before leaving the airport for his home, around noon, he had spoken
to a secretary in the airport office who informed him that "Mr. Jones
was going to be gone" (TR. 173, 174).
[Page 12]
At about noon he instructed firefighter Rueter, who relieved
him at that time, to call him in the event the dumping took place
that day. (TR. 176) At about 1:40 P.M., Rueter having been so
informed by Tennesen, advised Pooler by phone that the dumping was
going to take place (TR. 129); however, Pooler declined to return
to the airport until Rueter further advised him that something was
actually happening (TR. 179). When, at about 2:05 P.M., Rueter so
advised him, Pooler left for the airport to the vantage point which
he had pre-selected the day before for the purpose of observing the
dumping, from which point he could have reached the dumping site in
five to six minutes, if he had been so inclined, (TR. 181); he also
advised Rueter of his hiding place (TR. 180). In transit to the
airport he was advised by radio communication from Rueter that
maintenance had started to dig a hole (TR. 181-2). Having arrived at his
observation point Pooler, during the course of his forty five minute
observation of the excavation of the approximately 12x18x6 foot hole
(by the maintenance crew using the backhoe), instructed Rueter by
radio to take up a position of observation on the airport control
tower (TR. 183).
As to whether at that point he suspected that the dumping was
in fact going to occur Pooler, testified "I had more of a reason to
believe that it might." (TR. 183)
Either during the excavation or shortly after its completion
Anderson arrived by truck and drove by the dump site twice (TR. 185),
to his embarrassment and to Pooler's apparent displeasure (since he
didn't want anything to alarm the maintenance crew and interfere with
the dumping).
Pooler, who was viewing the operation through a telephoto lens
used as a telescope, then observed the arrival of the maintenance
truck loaded with the subject barrels (TR. 185. 186). It appears to
be his rather incredible contention that only then was he (as in the
exercise, of reasonably prudent judgment he long since should have
been) sufficiently convinced that the operation would take place as
to have perceived a real danger. The truck arrived at 3:04 P.M., and
dumped the barrels into the hole at 3:06 P.M. (TR. 187). Thus, since
it would have taken about six minutes for him to get from his hiding
place to the site of the dumping, Pooler would argue that he had
insufficient time to stop the dumping once he was convinced it would
occur. However, the evidence is clear that had he wanted to do so he
could at that point have brought the illegal operation to a halt by
radio communication.
[Page 13]
Although he denies it, Pooler probably took some photographs
before he left his vantage point; he then proceeded to the dump site
(TR. 188). There he instructed Rueter, who had also arrived, to
cordon off the area, and because of a suspicion that the unknown
possibly hazardous contents of the barrels had spilled during the
dumping, Pooler instructed truck drivers, who apparently were about
to legally dump clean fill, not to do so (TR. 189, 191).
The maintenance crew, which had departed after the dumping, then
returned. Humphreys feigned innocence but was confronted by Pooler:
"I said, come on. You know all about it. I said, I was standing out
in the bushes watching you, taking some pictures. I said, you're
mug is all over these pictures . . . . " (TR. 193). That conversation
took place at about 3:15 P.M.
Thereafter Pooler contacted Jackets and Dolan, both of
whom were on a supervisory level parallel to that of Pooler and
Humphreys, and neither of whom wanted to be involved. Dolan supplied
him with the telephone number of Bakken's neighbor near his summer
home, through whom he made contact with Bakken at about 6:00 P.M.
(TR. 196), for the purpose of advising him of the dumping, and to
solicit some assistance (TR. 200). Bakken's main concern was "the
leaching possibility and (according to Pooler) we generally discussed
that containment and excavation." (TR. 200)
Against Pooler's advice Bakken then instructed Humphreys to
excavate the dumped material, which Humphreys did not do properly
(TR. 200-202).
It became apparent on January 1, 1987, during the excavation,
that some of the barrels had broken open during the original
dumping, and others were broken during the containment process. (TR.
202); Bakken then was informed by Pooler of the situation, and came
came in from his summer home to personally supervise the containment
process (TR. 202)
On January 2, 1987 Pooler issued a report to Bakken on the
"Unauthorized Dumping of Hazardous Waste Materials on Airport Property"
(Appendix A).
In that report, in which Pooler stated "the purpose of this
report is to give you . . . easy reference to the chronological
order of events surrounding the recent hazardous waste dumping
incident . . ." the first such chronological events listed are
[Page 14]
that "Mr. Tennesen reported to on duty firefighter Rueter December
31, 1986 at 1300 hours the maintenance plan to bury ten (10) drums
of waste at the dump located west of the main runway. I was paged
through county dispatch by firefighter Rueter to respond and upon
arrival was apprised of the situation." Deceptively, no mention
whatsoever is made of Tennesen's contacts with Pooler on December 29
and on December 30, and of Pooler's stakeout activities and his
instructions to his subordinates as a consequence thereof.
Thereafter (on January 5 or 6) when interviewed by Fowler, who
was charged with the task of investigating the illegal operation,
Pooler maintained that he had first learned of it on December 31.
Shortly after the incident and concerning it, Pooler met
(with the apparent knowledge and consent of higher level airport and
county management), with Mr. Baker, Mr. Lawrence and Mr. Ashley of
the Department of Ecology and Mr. Hanada of the Department of Health,
(TR.210, 211). He also provided all of them with copies of Rueter's
reports of December 31, 1986 and January 1, 1987 (Pooler Ex. A 29,30)
and his report of January 2, 1987 (Pooler Ex. A-27). A week or two
after the incident (i.e., by January 14, 1987) he also met with Mr.
Fitzpatrick of the Environmental Protection Agency (TR. 236).
It seems clear that higher level management was vitally interested
in resolving the problem created by the dumping, cooperated with
other appropriate agencies and authorities, and did not intend to
cover it up (TR. 294-296, 676-684)
By January 21 the news media had been in contact with various
airport and county personnel, and Fowler was concerned that
information was being furnished piecemeal and might be taken out of
context, and specifically with regard to Pooler's report of January 2
that. it was premature and in some respects went beyond the scope of
his authority. As is indicated in his January 21, 1987 memo to
Bakken, Pooler had been contacted on two occasions by reporter
Jim Muhlstein (Co. Ex. 18); he probably had revealed to him the
existence of his said report, and in any event I think that Fowler
believed he had.
It is evident that as of January 21 Fowler was irritated and
agitated about the fact that the illegal dumping operation had taken
place (TR. 687) and that "held been getting . . . phone calls (from
the media) at all hours of the night and day . . . " (TR. 687). He
was in general, displeased because "he felt this was a situation
[Page 15]
that should never have developed . . .", i.e., the illegal burying
of the barrels and the sequelae thereof, including all of the media
attention. (TR. 686-691) Jones issued a directive on that day that
"as of this date, any inquiry from the news media concerning the
alleged burying of toxic wastes will be referred directly to Dick
Fowler for response. Under no circumstances will any employee
contact the news media on their own." (Appendix C).
Such a "gag" order is, in general, inimical to the subject
"whistleblower" provision of the Act, the broad remedial purpose of
which mandates that an employee's communications with the news media
regarding illegal activities such as this be protected, [cf. Donovan
v. R.D. Anderson Const. Co., Inc., 552 F. Supp. 249 (1982)]. And,
balancing the interest of the county, a public employer, in controlling the
timing and content of the information released to the news
media, against the right of its employees to comment upon matter of
public concern such as the subject incident I find that the "gag"
order was improper [See also - Pickering v. Board of Education, 88
S. Ct. 1731 (1968); Wilson v. City of Littleton, 732 F.2d 765 (10th Cir. 1984); Zurn
Industries v. N.L.R.B., 686 F.2d 683 (9th Cir. 1982); Givhan
Western Line Consolidated School District, 99 S.Ct. 693 (1979);
Brocknell v. Norton, 732 F.2d 588 (1984); Key v. Rutherford, 645
F.2d 880 (10th Cir. 1981)
In any event, it certainly is inferable that Pooler's contact
with the news media may have factored into the determination to
suspend him for 5 days, although I am convinced that he would have
been so suspended for his then known part in the affair even absent
that contact.
By official written notice dated January 27, 1987, signed by
Fowler, Pooler was suspended for a period of five days without pay
for the following legitimate reasons:
As Airport Public Safety Supervisor, you
have a responsibility to supervise all
phases of Airport Public Safety work
including hazard control. On December 31,
1986, you had prior knowledge of and
witnessed the improper disposition of unknown
waste material in direct violation of
environmental guidelines. In this instance,
you failed to take appropriate action to
notify Airport management as soon as you
[Page 16]
knew that such improper disposition was in
progress and you failed to take any action
to stop the activity. The above is in
direct violation of your assigned
responsibility as the Airport Public Safety
Supervisor. (County Exhibit 19)
Oral notice of the suspension was given to Pooler the day
before, i.e, January 26, by Fowler, who, based on the information
furnished him in the course of his investigation of the circumstances
surrounding the illegal dumping incident, determined, with the
concurrence of County Executive Tucker, that such sanction was
appropriate under the circumstances as he (then) knew them, and the
incident was considered closed.
It was determined that Humphreys be suspended without pay for a
period of ten days. His notice of suspension stated:
On December 31, 1986, you authorized
maintenance crew members to remove ten (10)
barrels of unknown waste material to the
west side of Paine Field to be buried in
an abandoned military sanitary landfill
site. This act was in direct violation of
environmental guidelines. The total
consequence of this action is still unknown
and will result in significant costs with
regard to not only the ultimate disposal
of the barrels of waste material but also
the potential of severe penalties imposed
on Sonohomish County by the Department of
Ecology. (County Exhibit 20)
1 In fact he was Airport Public
Safety Supervisor.
2 It should be understood at the
very outset that Pooler concealed
from higher level management until several months thereafter
that he had any knowledge of the illegal dumping operation prior
to a few hours before it occurred on December 31, 1986; and,
that he then confessed his pre December 31, 1986 knowledge and
activities only after his own crew, so to speak, blew the
whistle on him.
3 The circumstance that only
Humphreys and Pooler, as supervisors,
were sanctioned, and none of their subordinates were, is
not in any way suggestive of disparate treatment; it is consistent
with the so called "captain of the ship" doctrine.
4 The Act at 15 U.S.C. §
2622(e) excludes from the protection
afforded by § 2622(a) "any employee who, acting without direction
from the employee's employer . . . deliberately causes a
violation of any requirement of this chapter."
5 I hasten to add that I do not
even remotely believe that Pooler
wanted a health hazard to result.