At the conclusion of the hearing, Complainant requested that
the record be left open for seven days for the purpose of taking
the deposition of Mr. Wesley Dick. I allowed the record to be held
open for thirty days for all purposes (TR. p. 168).
On March 11, 1992 I closed the record because over thirty days
had elapsed since the hearing and the deposition of Mr. Dick had
not been filed. At this time I ordered the parties to submit
simultaneous briefs by April 15, 1992. I denied Complainant's
request to re-open the record on March 24, 1992 because Complainant
did not show good cause for failure to file the deposition prior to
the closing of the record on March 11, 1992. Both post-hearing
briefs were received on April 20, 1992.
Stipulations
Prior to the hearing and at the hearing, the parties
stipulated to the following:
1. Complainant was certified by AMSPEC as a Level Two
Technician in radiography;
2. Complainant was employed by AMSPEC as a Level Two
Technician on January 28, 1991;
3. Complainant's rate of pay was $12.00 per hour with time
and a half for work over forty hours per week;
[Page 3]
4. Complainant worked for AMSPEC from January 28, 1991
through July 26, 1991 at the Hess Oil Refinery, St. Croix, Virgin
Islands, as a Level Two Technician - Radiography;
5. Complainant's employment with AMSPEC was terminated on
July 26, 1991;
6. The Complaint filed by Complainant with DOL was the only
Complaint that Complainant filed in the matter (although AMSPEC
asserts that it is not a Complaint at all);
7. AMSPEC is an employer subject to the ERA and Complainant
is a protected employee within the ERA;
8. The letter in evidence identified as AX. number 4 is
authentic;
9. Mitchell Matrious committed three safety violations that
resulted in AMSPEC terminating him.
Issues
The unresolved issues in this case are whether or not AMSPEC
terminated Complainant in violation of the anti-retaliatory
provision contained in the ERA, and whether the Complaint was
sufficient and timely filed.
Findings of Fact
Complainant is married, has two children, and is currently
living in Shreveport, Louisiana. Complainant stated that his work
for AMSPEC as a Level Two Technician in Radiography involved
working with radioactive isotopes that emit gamma radiation. (TR.
P. 29). When Claimant began working for AMSPEC, he testified that
he was provided with a pocket dosimeter, an instrument that
maintains a daily record of the amount of radiation a person is
getting, and a film badge, an item that is processed monthly to
determine the radiation accumulated during that time throughout the
whole body. (TR. p - 30). Claimant testified that he never
received a copy of the AMSPEC Operating and Emergency Procedures
Manual which contains the company's rules for conduct and operation
under its radioactive material license, even though he asked Steve
Oliver, operations Manager, and Craig Handcock, Complainant's
nightshift supervisor, on several occasions for a copy. (TR.p.
37). Complainant stated that Mr. Handcock responded to the request
by telling Complainant that he would get back to him after the
Nuclear Regulatory Commission (NRC) came for their visit. (TR. p.
142).
[Page 4]
Claimant also testified that in March 1991 he told Craig
Handcock that he objected to working with Mitchell Matrious because
he thought Matrious was unqualified as a Level Two Radiographer and
he posed a potential safety hazard. Specifically, Complainant
testified that he observed Mr. Matrious changing film for another
exposure without locking the camera. Also, Claimant alleged Mr.
Matrious did not complete a proper radiation survey every time as
he would leave the survey meter in front of the camera instead of
keeping the survey meter in his hand. (TR. p. 47). Based on these
safety procedure violations, Complainant stated that he was worried
about being overexposed to radiation. Mr. Handcock assured
Complainant that he would not be placed on a team with Mr. Matrious
in the future. Mr. Oliver investigated these alleged safety
violations and concluded Mr. Matrious was in the wrong. (TR. P.
202) Mr. Matrious was subsequently terminated for three safety
violations as the parties have stipulated.
On July 26, 1991, Complainant arrived at work at approximately
5:50 P.M. and he received his assignment for the evening from Mr.
Larry Ladner, the acting supervisor for the night, which was to
process x-ray film in the darkroom in the AMSPEC office at the
HOVIC facility. (TR.p. 49). When Complainant initially arrived,
he made sure enough film was loaded so the radiographers could
begin their jobs; Complainant also began filling out the paperwork
that would be used for the interpretation of the film. (TR. p.
51-2). While performing these tasks, Complainant was told that the
other technicians would not be able to receive their work permit
for Six Crude until 7:30 P.M. that evening. (TR.p. 52). The work
permit would have been obtained from the control unit adjacent to
Six Crude and the technicians can decide among themselves who will
obtain the permit. (TR. p. 225-6).
The other technicians working that evening included Mr. Terry
Takahashi, Mr. Jerry Nordin, Mr. Tom Abbott, Mr. Olaf Olsen, Mr.
Darryl Seal, Mr. John Day, Mr. Wesley Dick, Mr. Ed Scribner, and
Mr. Chris Ladner. (TR. p. 54). After learning that they would not
be needed until 7:30 P.M., Complainant along with Mr. Terry
Takahashi, Mr. Jerry Nordin, Mr. Tom Abbott, Mr. Olaf Olsen, Mr.
Darryl Seal, Mr. John Day and Mr. Wesley Dick decided to leave the
office to make a grievance list at an outdoor lunch site. (TR. p.
58). Complainant also testified that Mr. Larry Ladner did not give
any assignment or instructions to occupy this downtime, that he was
present in the office when they left, and that he did not try to
stop them when they left the office. (TR. p. 149). Additionally,
[Page 5]
Complainant asserted that it was not unusual for himself and the
other radiographers to leave the AMSPEC office. He mentioned that
they had done it before to get coffee at the firehouse or to fill
the vehicles with gas as long as it could be accomplished on the
HOVIC facility. (TR. p. 149-50).
Complainant stated that one reason they decided to leave the
office was because Mr. Larry Ladner was in the next room in the
office and they did not think they should speak derogatorily about
him when he was that close. (TR. p. 107). At the hearing,
Complainant alleged that he had a problem with Mr. Larry Ladner's
work as Radiation Safety Officer. Complainant related how on one
occasion he discovered that a camera would not stay in a locked
position, and that Mr. Larry Ladner responded by telling
Complainant not to use that camera. (TR. p.155).
The grievance was written by Mr. Dick with input from the
others. Complainant testified that he added input with respect to
the items relating to maid service and radiation safety. While
Claimant admitted that the maid service issue was his "pet peeve",
he denied that he wished the housing grievances to be first on the
list. (TR. p. 74, 76). Specifically, Complainant stated that he
was concerned about radiation safety because he never received an
AMSPEC operating and Emergency Procedures Manual and he never
attended a radiation safety meeting, even though he regularly
signed that he had attended a safety meeting that was supposedly
led by Mr. Larry Ladner, the Radiation Safety Officer. (TR. p. 60,
147). However, Complainant did believe that he probably discussed
safety issues for more than two hours per month with the other
workers, the supervisors, Mr. Larry Ladner, and Mr. Oliver. (TR.
p. 147-8). Complainant attested that the meeting to write the
grievance list lasted about half an hour and at the conclusion of
the meeting rain began to fall so they decided to return to the
AMSPEC's office. (TR. p. 61).
Complainant stated that they returned to the office no later
than 7:10 P.M. and asked Mr. Larry Ladner to see if Mr. Oliver
would look at the list. (TR. p. 62). According to Complainant,
Mr. Oliver arrived at the office at approximately 7:25 P.M. and
immediately asked the eight technicians what they had been doing to
which they responded that they had a lot of grievances. (TR. p.
64). Complainant testified that Mr. Oliver replied that any
complaints should be addressed to Ms. Lezlie McCool and told them
to "hit the gate." (TR. p. 64). After realizing that they had
been terminated, Complainant and the other seven technicians turned
in their equipment for which they received receipts and left the
facility. (TR. p. 65).
[Page 6]
At the hearing, Complainant testified that after he was
terminated, Mr. Oliver did not ask for any progress reports for the
time they had been on the job that evening. Complainant added that
if he had been asked to complete a progress report, he would have
stated that he had been in the darkroom. (TR. p. 144).
Complainant did not think that he would have been lying had he put
this on the report because no questions were ever asked about
downtime, except that it needed to be listed along with the reason
for the downtime. (TR. p. 144). Complainant admitted that he had
not finished his work in the darkroom when he left with the other
technicians, but explained that he would have had plenty of time to
finish his work when the others would have gone into the six crude
unit. (TR. p. 93).
Complainant testified that when Mr. Oliver terminated their
employment he had not looked at the grievance list. (TR. p. 82).
Additionally, Complainant admitted that he was not sure whether the
grievance list in evidence, (BX. 5), is the original that was drawn
up on the night of July 26, 1992 because he thought he remembered
twelve items being on the list and the list in evidence only has
eleven items, but added that it closely resembled the list that was
handed to Mr. Oliver. (TR. p. 82). Complainant stated that Mr.
Dick copied the grievance list that night and left one copy on the
board at the office. (TR. p. 92).
At the hearing, Complainant explained that he understood that
it was necessary to obtain a work permit before entering a specific
area at HOVIC. (TR. p. 94). Complainant acknowledged that he
received a memo before his termination informing him that AMSPEC
employees were only allowed to enter or leave through certain gates
and that any employee found violating this rule would be given one
warning before being terminated. (TR. p. 96). Specifically,
Complainant believed this meant that he could only enter and exit
by the contractor gate except under extreme emergency conditions.
Complainant noted also that the memo stated that he had to bring
his lunch and remain at the facility during the shift. (TR. p.
96).
Following his termination, Complainant met with the other
technicians that had been terminated. Mr. Dick told them that he
had spoken with Mr. Kenny Silverhorn, an inspector with HOVIC, who
wanted them to prepare a document explaining why they were
[Page 7]
terminated so they could possibly be reinstated. (TR. p. 101).
On July 29, 1991, Complainant prepared a document that he gave to
Mr. Dick with the understanding that it would be given to Mr.
Silverhorn. (BX. 7). The document asserted that Complainant
wanted HOVIC to test all personnel hired by AMSPEC to determine
their qualifications because Complainant did not believe AMSPEC
tested their employee's qualifications properly. (TR. p. 115).
Claimant returned to the United States on July 30, 1991 and
moved into his parent's house. (TR. p. 130). During August,
Complainant contacted Mr. Oscar D. Morinda with the NRC in Atlanta
because Complainant wanted the proper address to send a Complaint
to the Department of Labor. On August 23, 1991, Complainant wrote
a letter to the Department of Labor in Washington, D.C. that was
sent by regular mail. Complainant testified that he wrote this
letter because the terminated personnel did not get anywhere when
they presented the information to HOVIC. (TR. p. 131).
Complainant believed he needed to tell someone that AMSPEC might
bring in unqualified personnel which would place others in danger
and that there were actual safety problems. (TR. p. 131).
Enclosed with Complainant's letter to the Department of Labor was
a typewritten statement taken by the U.S. Department of Labor in
St. Croix, Virgin Islands from Mr. Dick. ((TR. p. 132-3).
At the time of the hearing Mr. Larry Ladner was no longer
employed by AMSPEC and had no financial association with this
company as he was fired on December 4, 1991. (TR. p, 207). On
July 26, 1991, Mr. Larry Ladner was the acting supervisor for the
night and the Radiation Safety Officer. (TR. p. 209). Mr. Larry
Ladner stated at the beginning of his testimony that the
supervisor's Incident Report he drafted was a truthful statement to
the best of his knowledge of the events that occurred that evening.
(TR. p.209, BX. 1). Mr. Larry Ladner remembered that Complainant
was to be a dark room technician on the evening of July 26, 1991,
a job that involved developing, reading and cataloging the film.
(TR. p. 212).
After the night shift started, Mr. Larry Ladner asserted that
he remained in the office for approximately fifteen minutes before
taking Mr. Ed Scribner to a tank farm that had a well that needed
to be x-rayed that evening, a trip that lasted about fifteen
minutes. (TR. p. 212-3). When Mr. Larry Ladner returned to the
office he found that none of the other members of the nightshift
were in the office, except his son, Chris Ladner. (TR. p.213).
[Page 8]
Mr. Larry Ladner drove to Six Crude at this time to see if
they had gone there, but no one was there so he drove around the
plant for about fifteen minutes looking for the men. (TR. p. 214).
After returning to the office at approximately 7:10 P.M., Mr. Larry
Ladner paged Mr. Oliver on his beeper. Mr. Oliver supposedly
returned the call about fifteen minutes later at which time he
learned that Complainant and the other seven technicians were
missing. (TR. p. 216). Mr. Larry Ladner drove around the plant
for another fifteen minutes pursuant to Mr. Oliver's instructions
but did not see them until he returned to the office and was
speaking to Mr. Oliver on the phone when they arrived at the
office. (TR. p. 217-8). Mr. Larry Ladner did not remember at the
hearing if the ground were wet when he spoke to Mr. Oliver the this
second time. (TR. p. 223).
Mr. Larry Ladner testified that when Complainant and the other
seven technicians walked into the office they asked to speak with
Mr. Oliver in person. After this communication with them, Mr.
Larry Ladner did not know that transpired between the technicians
and Mr. Oliver, except that checked in all their equipment and
issued receipts after they were terminated. (TR. p. 220).
When questioned about the laydown yard, Mr. Larry Ladner
responded that he did not think it was strictly off limits to the
technicians, but stated that there was no reason for the
technicians to be there on the evening of July 26, 1991.
Furthermore, Mr. Larry Ladner explained that HOVIC did not want
employees to be in a part of the plant where no work was being
performed. (TR. p. 237).
Mr. Steven Oliver also testified at the hearing. Mr. Oliver
currently lives in Puerto Rico and works for AMSPEC as an
International Sales Representative. On the evening of July 26,
1991, Mr. Oliver was operations manager in St. Croix, Virgin
Islands. (TR. p. 171-2).
Mr. Oliver related that at approximately 7:25 P.M., he
received a page from Mr. Larry Ladner who explained that he could
not find these eight technicians. After Mr. Larry Ladner went back
out into the plant to search for Complainant and the other
technicians, Mr. Oliver received another call from Mr. Larry
Ladner. (TR. p. 173). While still speaking to Mr. Larry Ladner on
the phone, Mr. Oliver testified that the men appeared at the office
and wanted to speak to him in person. (TR. p. 174).
[Page 9]
When Mr. Oliver arrived at the office approximately ten
minutes later, Mr. Oliver testified that Mr. Dick attempted to hand
him several papers, but that Mr. Oliver cut the conversation short
to find out where the eight technicians had been. (TR. P. 174).
Mr. Oliver stated that they replied that they had been making out
a grievance list at the laydown yard near the gate. Upon hearing
this, Mr. Oliver told them to "hit the gate" without reading the
grievance. At this time, Mr. Oliver testified that he put the
grievance on the table and later put it on the board. (TR. p.
176-7). Though Mr. oliver stated that he did not care what was listed
in the grievance list, he admitted that he received a copy of the
list two days later and that one item on the list related to
safety. (TR. p. 196-7).
Mr. Oliver testified that he had the power to hire and fire
employees on July 26, 1991 and that the following morning Ms.
Lezlie McCool, a vice-president with AMSPEC, agreed with Mr.
Oliver's decision. In explaining why he decided to terminate
Complainant and the other employees, Mr. Oliver stated that
generally HOVIC would ask AMSPEC to terminate an employee if the
employee was caught in an area in which he did not belong, a
practice that had been used in the past. (TR. p. 176). Mr. Oliver
documented the termination of Complainant and the other seven
technicians in an Incident Report dated July 26, 1991. (BX. 2).
Mr. Oliver stated that AMSPEC maintains daily progress reports
at the request of HOVIC that break down what area the employee
worked in and what problems were encountered. Based on past
experience, Mr. Oliver believed that AMSPEC's contract with HOVIC
would have been in jeopardy if these eight technicians had reported
that they had been in this area making a grievance list. (TR. p.
190-1). Mr. Oliver testified that two previous employees of
AMSPEC, David Gould and Richard Slyvester, were terminated because
they were in an unauthorized area and because the guard thought
they were sleeping. (TR. p. 191-2).
Mr. Oliver did not recall whether Complainant had requested a
copy of the AMSPEC Operating and Emergency Procedure Manual, but he
knew that it was AMSPEC's policy to provide a copy of the manual to
each employee. (TR. p. 197). Also, Mr. Oliver asserted that when
the eight technicians stated that they met at the laydown yard to
write their grievance, although they characterized it as a picnic
area. (TR. p. 202).
[Page 10]
Several other persons testified at the hearing. Mr. Gerald
Northcutt, the Shreveport Division Technical Manager for Industrial
NTD Company, testified at the hearing as to the wages and benefits
that Claimant receives at his current job. (TR. p. 160). Also,
Ms. Lezlie McCool, a vice-president with AMSPEC, took the stand and
affirmed that she had terminated Mr. Bluford Smith, a worker that
had been on the day shift with Complainant, because he was found
not at his designated work area. (TR. p. 241).
Conclusions of Law
The first issue to be addressed in this case is whether or not
AMSPEC terminated Complainant in violation of the anti-retaliatory
provision contained in the ERA. In a case such as this, the
employee first bears the burden of establishing a prima facie case
by showing he engaged in protected conduct, his employer was aware
of that conduct, his employer took adverse action against him, and
his protected activity was the likely reason for the adverse
action. Garn v. Toledo Edison Co. , 88-ERA-21 (December 27, 1991).
once the employee establishes a prima facie case, the burden shifts
to the employer to rebut the presumption because under § 5851 an
employer may discharge an employee who has engaged in protected
conduct as long as the employer's decision to discharge the
employee is not motivated by retaliatory animus and the employer
has reasonable grounds for the discharge. Lockert v. U.S. Dent of
Labor , 867 F.2d 513 (9th Cir. 1989). If employer's evidence rebuts
the Complainant's prima facie case, the employee has the
opportunity to demonstrate that employer's proffered reason for the
adverse action was mere pretext or that employer was more likely
motivated by a discriminatory reason. Garn , 88-ERA-21.
In the instant case, Complainant alleges that he made internal
safety complaints which triggered the protection of 42 U.S.C. SS
5851. Complainant stated that on the evening of July 26, 1991, he
and seven other technicians decided to leave the office to make a
grievance list because they would not be needed until 7:30 P.M.
that evening. (TR. p. 52, 58). Complainant alleges that the
grievance list was prepared in a picnic area at the plant and that
it was written by one of the other technicians, Mr. Wesley Dick.
(TR. p. 58, 74, BX. 5). Complainant alleged that he was concerned
about radiation safety because he never received a copy of the
AMSPEC operating and Emergency Procedures Manual and he never
attended a radiation safety meeting, although he regularly signed
that he had attended such a meeting that was conducted by Mr. Larry
Ladner, the Radiation Safety Officer. (TR. p. 147). After
composing the list, Complainant testified that they returned to the
office by 7:10 P.M. at which time they informed Mr. Larry Ladner
[Page 11]
that they wished to speak to Mr. Oliver in person. When Mr. Oliver
appeared at the office, he immediately asked the group what they
had been doing to which they responded that they had a lot of
grievances. (TR. p. 64). At this point, Mr. Oliver told the group
to "hit the gate." (TR. p. 64).
While the aforementioned facts constitute Complainant's
version of his activities on the evening of July 26, 1991 that
allegedly demonstrate that he was engaged in protected activities,
I need not determine whether Complainant engaged in protected
activity because I find that AMSPEC was not aware of the alleged
protected activity.
Specifically, Complainant testified that Mr. Larry Ladner did
not give any assignment or instructions to occupy this downtime,
that he was present in the office when they left, and that he did
not try to stop them when they left the office. (TR. p. 149). Mr.
Larry Ladner's testimony conflicts with Complainant's story. Mr.
Larry Ladner testified that he took Mr. Ed Scribner to a tank farm
at approximately 6:15 P.M., a trip that lasted about fifteen
minutes, and upon his return he discovered that none of the other
members of the nightshift, except his son, Chris Ladner, were in
the office. (TR. p. 213). Although the testimony of Complainant
and Mr. Larry Ladner differ with respect to the details of how and
when the eight technicians left the office, the discrepancies are
irrelevant. Neither version alleges that Mr. Larry Ladner was
aware that Complainant was engaging in protected activity. Thus,
I must conclude that Complainant did not establish his prima facie
case and his Complaint must be dismissed.
Even if I had concluded that Complainant had shown his prima
facie case, I would also conclude that AMSPEC had rebutted the
presumption because it presented evidence of a legitimate,
nondiscriminatory reason for the termination.
In Lockert , the U.S. Ninth Circuit Court of Appeals found that
Complainant was not engaged in protected activity when he left his
work area without permission to conduct industry code research. In
reaching this decision, the Court found that Complainant's
discharge was not motivated by retaliatory animus. Specifically,
Lockert admitted that he left his work area without permission and
two witnesses testified that there was a company rule against
leaving one's work area without permission. Id . at 519.
[Page 12]
Similarly, according to the present facts, Complainant left
the darkroom without anyone's permission and went to an area in the
plant where no work was being performed. (TR. p. 237). Complainant
admitted at the hearing that he had received a memo requiring that
all AMSPEC personnel had to enter and leave through a specific
gate, and that failure to do so one time would result in a warning;
however, a second violation would result in termination. Thus,
Complainant was aware of that HOVIC required AMSPEC to strictly
comply with its regulations.
Moreover, Mr. Oliver testified that HOVIC would ask AMSPEC to
terminate an employee if the employee was caught in an area in
which he did not belong. (TR. p. 176). Mr. Oliver also believed
that AMSPEC's contract with HOVIC would have been in jeopardy if
AMSPEC had allowed Complainant and the other seven employees to
report that they had been in the laydown yard making a grievance
list. (TR. p. 190-1). Mr. Oliver testified that several previous
employees had been terminated because they were in an unauthorized
area and because they were caught sleeping. (TR. p. 191-2).
Based on the aforementioned facts, I find that AMSPEC met its
burden of establishing a legitimate, non-discriminatory reason for
terminating Complainant. Therefore, because I have found that
AMSPEC's evidence rebuts the Complainant's prima facie case, the
Complainant now has the opportunity to demonstrate that employer's
proffered reason for the adverse action was mere pretext or that
employer was more likely motivated by a discriminatory reason.
Garn , 88-ERA-21.
I do not find that Complainant has shown that AMSPEC's
termination of Complainant was mere pretext or was motivated by a
discriminatory reason. AMSPEC argues and I agree that it had no
interest in the grievance it self when it terminated all eight
technicians. AMSPEC asserts that Complainant and the others were
terminated because they were not working or even available to work
and because they were in an area of the plant where no work was
being performed so they did not have a reason to be there. Because
AMSPEC fired all eight technicians, I do not find that AMSPEC's
proffered reason for the termination was mere pretext or was
motivated by a discriminatory reason. Accordingly, the Complaint
must be dismissed.
Because I have already found that the Complaint should be
dismissed, the other issue regarding the sufficiency and timeliness
of the Complaint is moot.
[Page 13]
RECOMMENDED ORDER
For the reasons set forth above, recommend the Complaint of
Michael D. Morris be dismissed.
RICHARD D. MILLS
Administrative Law Judge
Dated:
Metairie, Louisiana
RDM:smm
[ENDNOTES]
1 I substantially adopt Respondent's
citation style for purposes
of uniformity. Throughout this decision, Complainant's exhibits,
Respondent's exhibits, Joint exhibits, Administrative Law Judge
exhibits, and the Transcript will be referred to as "PX", "BX",
"JE", "AX" and "TR" respectively.