Office of Administrative
Law Judges Heritage Plaza Bldg. - Suite 530 111 Veterans Memorial Blvd
Metairie, LA 70005
(504) 589-6201 (504) 589-6268 (FAX)
Date Issued: July 13, 1999
Case No. 1999-WPC-6
In the Matter of:
GARY W. MACKEY
Complainant
v.
UNITED STATES MARINE CORPS
Respondent
APPEARANCES:
Arthur Silen, Esq.
Wong Center Legal Suite
331 J Street, Suite 200
Sacramento, CA 95814
For The Complainant
David P. Ingold, Esq.
Pacific Area Counsel Office
Marine Corps Base Camp S.D. Butler
Unit 35034
FPO AP 96373-5002
For The Respondent
Before: LEE J. ROMERO, JR.
Administrative Law Judge
RECOMMENDED DECISION AND ORDER
GRANTING IN PART AND DENYING IN PART
RESPONDENT'S MOTIONS TO DISMISS
AND ORDER CANCELLING FORMAL HEARING
The United States Marine Corps (Respondent) has moved for dismissal of this
case on four different bases, which include sovereign immunity, untimely filing/equitable tolling, collateral
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estoppel and summary decision based on the complaint filed by Gary W. Mackey (Complainant) under
the Employee protection provisions of the Federal Water Pollution Control Act, codified at 33 U.S.C.
§ 1367 and the Toxic Substances Control Act, codified at 15 U.S.C. § 2622.
Procedural History
Based on Complainant's complaint, Complainant was the Chief of the
Environmental Compliance Section at the United States Marine Corps base in Okinawa, Japan, from
March 1996 through February 24, 1997. As a newly-appointed Supervisory Environmental Specialist,
Complainant was serving a one-year probationary period prior to his status becoming permanent. His
duties required supervision over 21 civilian employees of the Department of the Navy, including nine
Camp Coordinators and compliance with the Department of Defense regulations governing hazardous
waste within the command's area of jurisdiction, Japan, including Okinawa, and other nearby islands on
which United States Marine Corps installations were located.
On February 24, 1997, Complainant was informed by Major John Galli, an
Environmental Officer at the base, that he had failed his probationary period and that he would be
removed from his position. In the months prior to the termination, Complainant was involved in mid-
year performance evaluations for his subordinates, three of whom he criticized for failure to perform
their duties. These evaluations were signed off by Joseph Cook, Complainant's immediate supervisor.
Complainant alleged that he was directed by Major Galli to rewrite the evaluations and eliminate any
negative comments. He further alleged that he refused to do so on the grounds that to do so was
fraudulent and misleading. Complainant alleged that on February 19, 1997, he sent an e-mail message
on February 19, 1997, to the Chief of Human Resources which noted his concerns about his
subordinates whose evaluations he was allegedly being pressured to upgrade and that the program he
was overseeing was in a chaotic state. On February 20, 1997, Mr. Cook, at Major Galli's direction,
prepared a draft letter informing him that he had failed his probationary period.
The record lacks any evidence of the date Complainant filed his complaint with
the Merit Systems Protection Board. Administrative Law Judge John Tapp issued a Decision and
Order on March 4, 1999, in which he concluded that Complainant had not established that his
February 19, 1997 e-mail message was a disclosure protected under 5 U.S.C. § 2302(b)(8)
and thus, had not established the MSPB's jurisdiction over his termination as a probationary supervisor.
Judge Tapp further found that even if the e-mail message was protected, Complainant failed to show
that it was a contributing factor in Respondent's determination to terminate him. Judge Tapp dismissed
Complainant's request for corrective action.
On May 24, 1999, Complainant filed a Complaint with the Office of
Administrative Law Judges in which he alleged that he was discharged in a retaliatory manner from his
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probationary supervisory position. He specified that his termination was in direct retaliation for his e-
mail message sent to the Chief of Human Resources and his refusal to commit fraud on the Government
by preparing false and misleading mid-year performance evaluations. Complainant demanded judgment
in his favor, as well as reinstatement to his former position, back pay, consequential damages for
relocation expenses, consequential damages for mental anguish and loss of reputation and reasonable
counsel fees and expenses.
On June 1, 1999, Respondent filed four Motions to Dismiss: (1) Motion to
Dismiss Due to Lack of Subject Matter Jurisdiction; (2) Motion to Dismiss Due to Untimely Filing of
Complaint; (3) Motion to Dismiss Due to Collateral Estoppel; and (4) Motion for Summary Decision.
On May 25, 1999, an Order was issued to Complainant to Show Cause by June
21, 1999 why Respondent's Motions should not be granted.
On June 21, 1999, Complainant filed an Opposition to Respondent's three
Motions to Dismiss and Motion for Summary Decision. Each motion and response are addressed in
the relevant sections below.
A. Sovereign Immunity
Respondent contends that the undersigned is without jurisdiction to adjudicate
this matter because the employee protection provisions of the Federal Water Pollution Control Act
(FWPCA), codified at 33 U.S.C. § 1367, and the Toxic Substances Control Act (TSCA),
codified at 15 U.S.C. § 2622, exclude the "United States" as a
"person" against whom a complaint may be filed. More specifically, it is argued that
because sovereign immunity has not been expressly waived by the language of the statutory regulations,
Complainant is not entitled to bring an action against Respondent.
Complainant, on the other hand, contends that Respondent has indeed waived its
defense of sovereign immunity because "Congress waived sovereign immunity of the United
States under the Resource and Conservation and Recovery Act of 1976" and thus Respondent's
request for a dismissal based on lack of subject matter jurisdiction must fail.1
1 Complainant's reliance on the Resource
Conservation and Recovery Act of 1976, specifically, 42 U.S.C. § 6991, appears to be
misplaced. The Resource Conservation and Recovery Act, more commonly known as the Solid Waste
Disposal Act, clearly provides that the United States is a "person" within the meaning of the
employee protection provision of such Act, 42 U.S.C. § 6971. Complainant has not sought a
remedy under the Solid Waste Disposal Act in this case and therefore, the sovereign immunity waived
in that statute is not applicable in the present matter.
2 Agreement Between the United
States and Japan Under Article VI of the Treaty of Mutual Cooperation and Security: Facilities and
Areas and the Status of the United States Armed Forces in Japan, January 19, 1960, U.S.-Jap., 11
U.S.T. 1652, 1960 WL 14736 (TIA).
3 Subchapter I regulates the control of
toxic substances. Subchapter II regulates asbestos emergency response. Subchapter III regulates
radon abatement. Subchapter IV regulates lead exposure reduction. See 15 U.S.C.
§§ 2601-2692.
4 The CAA "Federal
facilities" provision covers each Federal Agency "(1) having jurisdiction over any property
or facility, or (2) engaged in any activity resulting, or which may result, in the discharge of air
pollutants..." 42 U.S.C. § 7418(a). Such agencies "shall be subject to, and comply
with, all Federal, State, interstate and local requirements, administrative authority, and process and
sanctions respecting the control and abatement of air pollution in the same manner, and to the same
extent as any non-governmental entity." Id.
5 "Any employee or a
representative of employees who believes that he has been fired or otherwise discriminated against by
any person in violation of subsection (a) of this section may, within thirty days after such
alleged violation occurs, apply to the Secretary of Labor for a review of such firing or
alleged discrimination." 33 U.S.C. § 1367 (West 1999) (emphasis added).
"Any employee who believes that the employee has been discharged or otherwise discriminated
against by any other person in violation of subsection (a) of this section may, within thirty
days after such alleged violation occurs, file (or have any person file on the employee's
behalf) a complaint with the Secretary of Labor alleging such discharge or discrimination." 15
U.S.C. § 2622 (West 1999) (emphasis added).
6 As noted hereinabove, a mere
allegation, unsupported by proof, is insufficient to defeat Respondent's Motion.