The Department of
Labor Area Director
where the complaint was filed participated in this hearing.
Pursuant to request of complainant's counsel, this record was
held open for additional evidence. Subpoened documents from the
Environmental Protection Agency and the Georgia State Examining
Board were received. An extension of time for briefing was
[Page 2]
granted until January 22, 1985, on which date the record was
closed.
Summary of Evidence
Charles A. Kent, complainant, is an intelligent and
knowledgeable 32 year old gentleman. He began working for Barton
Protective Services Inc. (hereinafter Barton) in Atlanta,
Georgia as a security guard in March 1978. He was full-time for
a several months, and then was assigned to a part-time (24 hours)
security guard post at the United Parcel Service (hereinafter
United). He requested part-time because he had another job full
time with the City of Atlanta (Water Works). On October 11-12,
1980, a diesel oil spill of about 4600 gallons occurred and Mr.
Kent was blamed f or it because he did not make the hourly
security rounds required on his post. United Parcel Service
asked for his permanent removal from their facilities and Barton
complied. Mr. Kent was told an entry would be made on his
personnel card that he was negligent at his post. Mr. Kent was
reassigned to a security guard part-time post in January 1981 to
Cudahay Foods, where he continued until September 1, 1981, at
which time Cudahay Food went bankrupt. He was then offered a
full time job at BAR-S-Foods which he declined because of his
other employment. At that time Barton promised him another post
closer to his home. Near the end of October 1981 Mr. Kent
contacted Barton concerning the shift promised him a month
earlier. Mr. Kent stated that Gus Dixon's (of Barton)" attitude
... changed remarkably ... cool and indifferent as he told me
there were no openings". He also spoke to Mr. Guvera, manager,
who affirmed no job openings but said he would be assigned
whenever a new post became available near his home. In December
1981 or January 1982 he was assigned to a weekend shift at
Bar-S-Foods, reported for duty, found that someone else had taken
the job, was sent home, and received 2 hours show-up pay. Mr.
Kent was again told he had top priority for another weekend post
closer to his home in 4 to 6 weeks. No further assignment was
tendered to Kent. The record indicates that during the first 6
months of 1982 Mr. Kent periodically called Barton about getting
a post assignment, but was always told that the supervisors were
"in conference" He received a letter dated June 8, 1982 from
James E. Sims Jr. Vice-President of operations for Barton
requesting that he turn in the uniforms and equipment because he
no longer works for Barton. Repeated phone calls by Kent for an
explanation were wasted effort. "I was given the bureaucratic
[Page 3]
runaround" and unable to get a conference with them. Mr. Kent
was aware that under state law he was entitled to know the
reasons for termination and also to receive an official
notification. He received neither. Finally, in July 1982 Mr.
Kent wrote a certified letter to Mr. Sims stating that he will
not return the uniforms and equipment until he receives official
notice and reasons for the separation. He did not receive any
reply to this letter.
On December 7, 1982 Mr. Kent filed a discrimination
complaint with Department of Labor. He contended that Barton
engaged in retaliatory discrimination against him because he
reported the oil spill to Environmental Protection Agency (EPA).
This was dismissed on April 20, 1983 because not filed within 30
days of the alleged violation the June 8, 1982 letter. A few
days later in April 1983 Mr. Kent demanded a meeting with
management at Barton. At the meeting Mr. Kent offered to return
the uniform and equipment for an official separation notice. The
offer was declined. Mr. Sims and Mr. Dixon told him the letter
of June 8, 1982 was in error, he was not terminated, blamed
everything on a misunderstanding, told him to hang on to the
uniforms, and he would be reassigned a post when available.
Barton also told him the security license would be sent to him as
soon as the State Board takes action. In December 1983, Mr. Kent
filed for unemployment compensation based upon the part-time work
with Barton. His claim was denied. At this time Mr. Kent
discovered that Barton reported that he failed to accept
reassignment in late 1980 so he was shown as abandoning his job,
while work was available. Contrary thereto, this record clearly
establishes that Kent did in fact work from January to September
1981, in addition to receiving 2 hours show up pay in December
1981 or January 1982. On January 17, 1984 Mr. Kent filed his
second complaint with the Department of Labor. He again alleged
job discrimination on the part of Barton because he reported the
oil spill to EPA in October 1981. Mr. Kent contends that Barton
misled him as to the termination of employment, and still
considers himself an employee until he gets official notice of
termination. The alleged discrimination is the failure of the
employer to assign him a work post since 1981 and continuing,
because of the oil spill he reported to the EPA in October 1981.
The evidence in this case shows that Mr. Kent did not
believe that he was responsible for the oil spill of 4600 gallons
in October 1980 for which he was blamed. He undertook inquiries
[Page 4]
in order to exonerate himself and protect his security license.
He ascertained that neither Barton nor United Parcel took any
action to investigate the oil spill, and found out that all such
spillage reports are to be reported to the federal and state
environmental agencies. Mr. Kent inquired repeatedly at the
Federal Environmental Protection Agency (EPA) office over the
period of the next 10 months whether the spillage was reported.
He also discussed this matter with his attorney-friend, Jim
White. In December 1980, Mr. Kent asked to see his personnel
file at Barton and was told that no report of negligence was ever
placed in his file and that they were satisfied with the way the
incident was handled. After a year of waiting, Mr. Kent
concluded that neither Barton nor United planned to report the
oil spill, and conspired to cover-up the incident. He found out
from the Georgia State Security Licensing Board that any
misconduct by Barton could lead to de-certification of their
security license. Mr. Kent expressed his feelings at that time
by stating that "if I were to remain passive thinking that this
whole incident would eventually be forgotten; the fact that I
knew of the diesel oil spillage and made no attempt to prove my
innocence or expose this incident makes me just as guilty of any
infraction of Federal and State law." Consequently to protect
himself, Mr. Kent submitted a written report of the oil spill to
the Federal Environmental Protection Agency on October 7, 1981.
He added, "In view of all of this, I strongly feel that no one is
above the law and this cover-up must be exposed despite the fact
that Barton Protective Services will probably ask for my
resignation". (C. Exh. No. 1) Mr. Kent was also concerned about
the status of his security license. In February 1982, Mr. Kent
made a report of the oil spill to Georgia state Board of Private
Detective and Security agencies asking them to investigate the
oil spill. Mr. Kent stated that a security license is needed to
be a security guard in Georgia and it can be revoked for a
dishonest act, so he decided to protect himself by filing the
report with the Board. The state Board informed Mr. Kent in
March and May 1982 that no action would be taken on the matter.
The record shows that the Environmental Protection Agency
contacted United Parcel Service by telephone on October 8, 1981
inquiring about an oil spillage that may have occurred in October
1980. On November 10, 1981 EPA requested United to file a
written report of the spill. In January and April 1982 United
responded with reports of the incident. Essentially United
acknowledged the oil spill but maintained that it was de-minimus,
[Page 5]
did not discharge into public waters and therefore did not
constitute any violation of environmental laws. The EPA records
show that shortly after Kent's report to EPA he expressed some
doubts about the status of his employment and asked how to
clarify his record. EPA suggested he contact the Georgia State
Board which regulates security firms. As noted previously, Kent
took the suggestion and wrote to said Board, in February 1982.
Kent continued making numerous telephone contacts with EPA during
1982. Kent asked EPA for a copy of United report, and it was
denied. On August 9, 1982 Kent mentioned in a phone call to EPA
that Barton wanted the uniforms returned because he no longer
work there. Another phone call on October 1, 1982 referred to
EPA and United contacts to an unnamed individual in connection
with the spill; he requested a copy of the United's response
under the Freedom of Information Act but it was denied because
the matter was pending.
At the hearing, James E. Sims, Vice President of operations
and Gus Dixon, Operations Manager, both of Barton Protection
Services Inc. were called to testify by complainant. Their
testimony was vague and contradictory and of little probative
value. They did not know when Kent was terminated and didn't
recall any meeting with him in April 1983 wherein Kent was
informed that the June 1982 letter was an error.
The evidence Mr. Kent submitted shows that he discussed his
early contacts with EPA in 1981 with attorney Jim White, and told
him when he made the written report. Kent believed that Barton
became aware of his reporting to EPA through contacts with White,
his investigator, or law clerk. Kent recalls that at a social
affair in December 1980, White told him that the owner of Barton
was a personal friend as well as former business associate. Mr.
Kent at the hearing was quite clear in testifying that Barton
knew that Kent reported the oil spill to EPA as early as
October-December 1981 (tr. pages 52 through 5T). Mr. Kent
testified he reported the oil spill to EPA and the State Board
because not to do so would make him an accessory to a criminal
act. He testified that Barton knew in October 1981 that he filed
the written report of the oil spill to EPA. He repeated his
testimony that Barton knew this in October 1981. He testified
that the job offer in December 1981 or January 1982 (sending him
15 miles to a post) which did not materialize and for which he
received 2 hours show-up time, and then promised an assignment
nearby home, following which he received the June 1982 letter was
[Page 6]
all sheer "harassment" because he reported the oil spill
incident. He testified that his complainant of February 10, 1984
with Department of Labor was filed within 30 days of the
discriminatory act, or at least timely because of Barton's
misrepresentation. The record shows Kent filed the similar
complaint December 7, 1982. There is no contention of any such
claim having been filed at any other time.
FINDINGS OF FACT AND CONCLUSIONS OF
LAW
I have carefully considered all the evidence in this case
and my conclusions are as follows:
1. Kent was employed on a regular basis (part-time 12 to 24
hours per week) from March 1978 to October 11, 1980, and from
January 1981 to September 1981 with Barton Protection Services,
Inc.
2. Kent made numerous contacts in the calendar year 1981
with the Environmental Protection Agency prior to filing a report
of the oil spill on October 7, 1981. Said Oil spill occurred in
October 1980, for which Kent was blamed for being negligent on
duty. Kent sought to exonerate himself from blame and from being
involved in any non-reporting of said oil spill. He filed a
report in October 1981 with EPA and in February 1982 with the
Georgia State Board of Security License asking them to
investigate the oil spill. Kent believed that if the oil spill
was not reported and investigated, he would be an accessory to
the conspiracy to cover-up the incident.
3. Barton became aware in October 1981 that Kent filed a
report of the oil spill with EPA. Kent was not assigned to any
security posts from this date on (except the 2 hour show-up
time).
4. Kent believed, as early as the second week of
October 1981, when he called Barton, that Barton was aware that
he reported the oil spill to EPA. Kent's attempted contacts to
obtain a post with Barton over the next 7 months were fruitless
and the letter of June 8, 1982 made it clear that he was
terminated or at least not being considered for any job posts
with Barton. The alleged discriminatory act or event from which
to measure the 30 day timeliness for the complaint began no later
[Page 7]
than Kent's receipt of the June 8, 1982 letter. There is no
claim nor is there any proof that a complaint for retaliatory
discrimination was filed in any federal or state agency within 30
days of the act or event.
5. Kent was employed either full or part-time almost
continuously with Barton from March 1978 until September 1981
except for a period of less than 3 months after the oil spill
(October 1980 - January 1981). His repeated contacts with Barton
from October 1981 through July 1982 seeking a job post were
obviously nil, and, Mr. Kent, was of the opinion during all this
time that he was not being given an assignment in retaliation for
the report he made to EPA. Kent first noted a change in Barton's
attitude a week after he filed the EPA report, believed the 2
hour show up-time job in December 1981 and the June 1982 letter
were harrassment. The supervisors were always "in conference"
when he called about the June 1982 letter, and his certified
letter to Barton in July 1982 went unanswered. His security
license was not renewed. Kent was fully aware and believed that
Barton deliberately refused him job posts because he blew the
whistle.
6. Kent in making the report of the oil spill to EPA was
engaged in protected activity under the Act. Since Barton, the
employer, did not have the opportunity to defend against the
charges of discrimination, I do not make any finding thereon.
For the purposes of this proceeding only, I assume that the
claimant made out a prima facie case of retaliatory
discrimination but he has the burden to establish he timely filed
the complaint of discrimination.
7. There was no action on the part of Barton which
prevented, interferred, or misrepresented facts in any way
misleading Kent as to his employment status with Barton in 1981 or
1982. Kent filed his first complaint of alleged discrimination
resulting from the protected activity on December 7, 1982.
8. Upon being informed in April 1983 that his complaint was
not filed within the 30 day time limit, Mr. Kent offered Barton a
return of his equipment and uniform if they would give him
reasons and an official termination notice [He had also asked for
this in July 1982]. However, Barton declined, stated the letter
was an error and maintained that he was still considered an
employee. In December 1983 when Kent filed an unemployment
[Page 8]
claim, he discovered that Barton reported him to the Employment
Security Agency as terminated in late 1980 because he abandoned
his job in failing to accept reassignment. Kent testified that,
on January 17, 1984 he reached the conclusion that Barton
discriminated against him ever since he filed the EPA report in
October 1981, that he continues to be discriminated against, that
Barton misled him as to the status of his job, and that because
of being misled, his complaint should be considered timely
filed. The second complaint was filed with Department of Labor
on February 10, 1984.
9. Kent was engaged in protected activity under the
whistleblower statutes when he filed the report on October 7,
1981 with the EPA. Kent suspected that Barton knew of his report
as early as the second week of october 1981 by their manner of
telephone response that no job was available, and further
testified clearly that Barton knew as early as October 1981 that
he made the report. From October 1981 until June 1982 I find no
action or inaction on the part of the employer such as to mislead
Kent as to the potential for further post assignments. To the
extent that Barton in April 1983 informed Kent that he is still
considered an employee, I must note that he did not get any job
assignments prior thereto or subsequently. Whether Kent is still
considered an employee is not relevant in determining when any
discriminatory conduct by Barton occurred as a result of the
protected activity Kent engaged in. Even the confusing personnel
records which incorrectly showed employment ended in late 1980 as
well as the report to the Employment Security Agency
(Unemployment) showing the same do not prove Kent's assertions
that the employer's misrepresentations were the reason he did not
file the complaint within the 30 days. Kent's assertion that it
was not until January 17, 1984 that he became aware of the
pattern of retaliatory discrimination is not credible. I find
that neither the complaint of December 7, 1982 nor the complaint
filed February 10, 1984 were filed within the 30 day period nor
was there any misrepresentation by the employer which occassioned
the late filing of complaints.
Title 33 USC 1367(b) provides that:
"Any employee ... who believes that he has
been fired or otherwise discriminated against
by any person in violation of subsection (a)
of this Section may, within 30 days after
[Page 9]
such alleged violation occurs, apply to the
Secretary of Labor for a review of such
firing or alleged discrimination."
Title 29 CFR 24.3 provides:
"(b) Time of Filing. Any complaint shall be
filed within 30 days after the occurrence of
the alleged violation".
Claimant argues that his complaint was timely because the
"discriminatory act" was continuing and he did not know until
1984 that he was really terminated. He further argues that the
employer's misrepresentation and "equitable tolling" provisions
require that the complaint of discrimination must be considered
as timely filed.
The U.S. Court of Appeals in the 3rd Cir., Allentown v.
Marshall 657 F2d 16 (1981) held that: (1) the 30 day statutory
period of filing the complaint is not jurisdictional and
equitable tolling may apply, (2) lack of prejudice to other party
does not excuse delay, (3) employee's ignorance of the law was
not enough to invoke equitable tolling. The Court noted three
principal situations where tolling is appropriate: (1) where
defendant has actively misled plaintiff, or (2) plaintiff in
some extraordinary way has been prevented from asserting his
rights, or (3) plaintiff has timely raised the precise claim in
issue but in the wrong forum. The Court recognized that certain
conduct of the defendant could lead to estoppel and thereby
warrant equitable tolling. The Court stated that the
restrictions on equitable tolling must be scrupulously observed
and the tolling exception is not an invitation for courts to
disregard legislative limitation periods simply because they may
bar an otherwise meritorious cause. Similarly, the Court of
Appeals in the 5th Circuit, Greenwald v. City of North Miami
Beach , 587 F2d 779 (1979) denied relief. In Greenwald , the
plaintiff sought local grievance review timely but the complaint
under the whistleblower statute was not filed within 30 days from
the discriminatory Act. The mere fact that plaintiff had sought
civil service review did not toll the 30 day time limitation
under the Act.
Upon careful consideration of this record I find Kent was
fully aware of the alleged discriminatory acts (non-assignment of
[Page 10]
posts) prior to June 8, 1982, and, fully aware of the alleged
discriminatory Act (termination of employment) on June 8, 1982.
No complaint was filed within 30 days thereof with the Department
of Labor or any other federal agency. No timely complaint of a
discriminatory act covered by the employee "Whistleblower"
provisions of the federal acts was filed. The complaint does not
meet any of the criteria for invoking the equitable tolling
provisions of law. I do not find any conduct of the employer
that has prejudiced the employee from the timely filing of said
complaints. I do not find any extraordinary cirumstances that
have prevented complainant from timely filing a complaint within
30 days of the alleged discriminatory acts following the
"protected activity". I do not find any overriding equitable
considerations to extend the 30 day filing period provided by the
controlling law. The Complainant had a full opportunity to prove
that he timely filed his complaint. Since his evidence failed to
prove it, the complaint must be dismissed.
Recommended ORDER
It is hereby recommended that the complaints filed by
Charles A. Kent, complainant herein, must be dismissed because
they were not timely filed.
Reno E. Bonfanti
Administrative Law Judge
Dated: FEB 14 1985
Washington, D.C.
REB/dew
[ENDNOTES]
1 James E. Sims, Jr., Vice President of
operations, Barton
Protective Services. Gus Dixon, Operations Manager, Barton
Protective Services. Both Sims and Dixon are the primary
characters involved in complainant's employment status with
Barton Protective Services Inc.