Office of Administrative Law Judges 800 K Street, NW, Suite 400-N Washington,
DC 20001-8002
Date Issued: 11-30-00
Case No.: 2000-CAA-1
In the Matter of:
Diana R.Williams,
Complainant
v.
Baltimore City Public School,
Respondent
Appearances
Diana R.Williams, Pro Se
Brian K. Williams, Esq.
For the Respondent
RECOMMENDED DECISION AND ORDER
This proceeding arises under Section 322(a)(1-3) of the Clean Air Act, 42
U.S.C. § 7622; Section 110(a) of the Comprehensive Environmental Response,
Compensation, and Liability Act, 42 U.S.C. § 9610; Section 507(a) of the Federal Water
Pollution Control Act, 33 U.S.C. § 1367; Section 1450(i)(1)(A-C) of the Safe Drinking
Water Act, 42 U.S.C. § 300j-9; Section 7001(a) of the Solid Waste Disposal Act, 42
U.S.C. § 6971; and Section 23(a)(1-3) of the Toxic Substances Control Act, 15 U.S.C.
2622.
The employee protection provisions of each of these Acts prohibit an
employer from discharging or otherwise discriminating against any employee because the
employee engages in activities that are subject to protection under the Act.
On or about December 14, 1999, the Claimant filed a claim with the
United States Department of Labor against her former employer, the Baltimore City Public
School System, Respondent, for unlawful discharge and discrimination in violation of the above
listed statutes. After investigating the Claimant's complaint, the Department of Labor
Occupational Safety and Health Administration found on June 9, 2000, that the Claimant was a
protected employee engaging in a protected activity within the scope of the Acts, and that
discrimination as defined and prohibited by the statutes was a factor in the actions that comprised
the complaint. The Respondent appealed this finding by telefaxing an appeal, dated June 16,
2000, which was also delivered by mail on June 19, 2000 (ALJ 3).1[Page 2]
1 I note that the Respondent's attitude
toward these proceedings has been rather cavalier. The Respondent did not participate at all in
the investigation by the Department of Labor, electing to wait until the matter was before the
Office of Administrative Law Judges. Once the matter was before the Office of Administrative
Law Judges, the Respondent did not bother to respond to the Claimant's interrogatories, and
proffered no reason at the hearing for its failure to do so. (The Claimant did not file a motion to
compel, and elected to go forward with the hearing rather than postpone it for the Respondent to
file its answers.) The Respondent ignored the subpoenas that were properly served by the
Claimant on Respondent's employees, and only produced witnesses pursuant to my direction at
the hearing.
2 Mr. Elam is a 25 year safety
employee with the System; he is certified as a public sector inspector with MOSH, and provides
risk assessment and management for all environmental health and safety issues for the System.
3 The Claimant also stated that
there were clouds of dust daily from the construction project.
4 The record reflects that the
Claimant was seen by Dr. Cosmo Jacobs on September 23, 1996, with complaints of headache,
nausea, and difficulty breathing four days earlier. Dr. Jacobs noted that the Claimant was taken
to the emergency room, and diagnosed with hyperventilation syndrome. He authorized the
Claimant to return to work on October 1 (CX 133).
5 On September 18, 1996, Ms.
Teresa Pearson, the Center Director, notified the parents of children in the Head Start program
that the Center would be closed as of September 18, 1996, until the ceiling area was repaired in
satisfaction of the Health Department Licensing requirements (CX 278). The Department of
Human Resources, which is required to certify the Head Start area annually, found in its October
1996 inspection that the paint in that area was lead safe, not lead free. Again, in early December
1996, the Head Start program was relocated, because the renovation project resulted in
insufficient space to accommodate the students (CX 281, 107-108).
6 At the Claimant's dismissal
hearing, Mr. Elam testified that the lead abatement was also performed under the protocols
established by the Maryland Department of the Environment, which requires that occupants be
separated from construction by distance and containment (CX 281, 159-160).
7 At the dismissal hearing, the
Claimant specifically asked Mr. Elam why the building had not been shut down during the
renovation project. He responded that the renovation was phased, and that the areas where
penetrations were made by the contractor were not in occupied space (CX 281, 140).
8 On November 6, 1996, Ms.
White wrote a letter to the parents, advising them that part of the school renovation included
replacement of the heating system, and that the building was without heat. She noted that the
contractors were working to restore the heat, and that it was expected to be back on by Monday,
November 11 (CX 278).
9 In fact, the memorandum handed
out at that meeting indicated that after problems were identified during an evaluation, measures
had been taken to comply with dust recommendations. Additionally, it referred to the paint and
wipe samples that were analyzed for lead, and the findings that the levels did not exceed
guidelines, except for the tops of lockers, one classroom window sill, and the basement. It noted
that MOSH had conducted an inspection and determined that the City had followed appropriate
regulatory guidelines (CX 278). A second sheet contained a chart listing locations where lead
had been found in paint samples collected by the Division of Safety as of September 17, 1996.
There were four locations identified in the basement, two areas in a head start room, and two
hallway ceilings. The teachers were also provided with the October 10 and 11 lead dust wipe
sampling results (CX 294).
10 Citing her status as an expert,
the Claimant claims that the results of these tests support and validate her concerns, and show
that there was enough lead to poison everyone at the school.
11 At the Claimant's request,
Dr. Jacobs took blood samples on November 8, 1996, and April 14, 1997, both of which were
less than 5 mcg/ml (CX 133).
12 At the Claimant's dismissal
hearing, Ms. White testified that although she recalled speaking to the Claimant several times
about lead and asbestos issues, she did not recall speaking to her in early November, or receiving
a message that the Claimant had lead in her system (CX 281, 104).
13 It appears that, in fact, the
Claimant did not have the results of her blood test until December 10, 1996, when Dr. Jacobs'
records reflect that she Claimant was given the results by telephone.
14 The newscasts videotaped by
the Claimant suggest that the publicity surrounding her allegations may also have been an
impetus behind the decision to do the testing.
15 A memorandum from the
Acting Chief Physician for the Office of Occupational Medicine for the City of Baltimore to the
Law Department, dated August 25, 1997, indicates that Ms. Williams went to the Clinic several
months after the blood testing project, complaining that she was suffering from lead exposure,
and that she had never had her blood lead level tested. However, she refused to have it tested at
that time, stating that she was sure it was low, due to her good eating habits and exercise. The
Claimant denied any treatment or diagnostic studies for lead poisoning (CX 136). Of course, this
was not true, as she had her blood tested on at least one earlier occasion by Dr. Jacobs. She had
also, by her own account, reported to Ms. White that she had lead in her blood.
16 In fact, Dr. Jacobs' report of
the test results show a normal blood level. Nor is there any documentation in the record to
support the Claimant's claim that she has lead in her bones and other body parts.
17 The Claimant spent quite a
bit of time videotaping close-up shots of what was represented to be Ms. Burgess's vomit in a
wastecan, suggesting that Ms. Burgess was sick because of her lead exposure.
18 Ms. White sent the Claimant
a memorandum, dated March 19, 1997, indicating that two staff members had informed her that
the Claimant was videotaping a renovation area in the building, and that when Ms. White asked
the Claimant if she was videotaping, the Claimant stated that she would not answer. Ms. White
repeated her verbal order to cease her videotaping, and stated that her failure to comply with that
request would be considered an act of insubordination (CX 1).
19 The Claimant was apparently
referring to the HUD requirements for Class 2 dwellings, which provide that before such a
dwelling can be reoccupied, it must be inspected and cleared.
20 In fact, the record reflects
that the Claimant was being seen by Dr. Peck, but that she was resistant to his suggestion of
therapy or medication.
21 Although there are many
letters from Dr. Peck addressed to the Claimant's attorney, the record does not include any
addressed to Ms. Fields. There is a letter dated September 25, 1997, to the sick leave bank,
reflecting that the Claimant was overwhelmed with concerns about the environment, and did not
understand that she may have psychiatric problems that could be treated with therapy and
medication (CX 122).
22 Although both parties
apparently agreed that the Claimant suffered from a stress induced condition with respect to her
environmental concerns at Fairmount, the Court ultimately found that her condition was not
compensable under Maryland law (CX 301).
24 Ms. Wighton learned about
this, and asked Ms. Fields to verify whether the Claimant had reported for work on that day at
Southeast. It does not appear that she did.
25 The Claimant apparently
filed a grievance procedure over her transfer to Southeast.
26 The Claimant never provided
specifics on her claim; it appears that her only "proof" was the surreptitious
videotape footage she made the previous spring.
27 Letters from Dr. Peck to the
Claimant's attorney reflect that he considered psychiatric care for the Claimant to be essential,
but that she was resistant to medication. They do not mention anything about the Claimant
needing her own classroom until August 1998 (CX 122-126).
28 This videotape shows the
exterior and interior of Highlandtown, including ceilings with peeling paint, and the boy's
bathroom (CX 7B).
29 The "expert"
referred to was the Claimant; the specifics of the "hazards," or any supporting
documentation, are not in this record.
30 There is no such
documentation in this record. In addition, James Mosher was not one of the schools that had
been identified as having problems with lead in the water in the 1993 study of the System schools
(CX 281, p. 131).
31 Ms. Fields documented this
with a memorandum to the Claimant dated September 15, 1998 (CX 201). The Claimant
responded the next day, taking issue with what she viewed as Ms. Field's unprofessionalism,
inappropriate body language, and lack of cooperation in trying to resolve the matter, as well as
what she viewed to be unsubstantiated allegations in the September 15 memorandum regarding
the Claimant's duty to walk students to class (CX 202).
32 In fact, the decision to
change the starting time was made by the School Board, not by Ms. Fields (CX 281, p. 371).
33 At the Claimant's dismissal
hearing, Ms. Fields testified that the Claimant was absent six times between November 19, 1997
and June 1998; no latenesses were listed, because such records were not kept that school year
(CX 281, 367).
34 The record reflects that the
Claimant was "involved" during that time period in making complaints about the
alleged conditions at James Mosher, Highlandtown, and Farimount.
35 In contrast, at the Claimant's
dismissal hearing, Ms. Fields candidly discussed the results of the 1992-1993 System-wide study,
which showed that there were in fact lead problems at Southeast, which were addressed by
shutting off certain fountains, and providing bottled water stations for the students and staff.
This was no secret, and according to Ms. Fields, the report was posted on the bulletin board in
the office.
36 Ms. Fields had provided the
Claimant with a notice of "attendance reliability," showing five absences as of
January 26. The Claimant refused to sign the notice, stating that she wanted to check the
handbook and with the payroll clerk. Ms. Fields then instructed her secretary to hand deliver a
notice, which the Claimant again refused to sign.
37 According to Mr. Elam, this
fountain, which is in House 40, was supposed to be shut off, and he could not explain why it was
turned on (TR 670).
38 The report prepared on
February 11, 1999, indicated that a follow-up inspection would be performed one month later.
At that time, testing of the fountain in House 40, outside the main office (which had been shut
off) showed that there was 18.3 ppb in the first draw, and .5 ppb in the second draw (CX 281
[CEO 16]).
39 There is no evidence that the
Claimant ever shared this report with anyone, other than to represent that the
"expert" testing showed that there were 18 parts per billion in the water sample.
40 Indeed, it appears that the
Claimant did not share the results of her testing with anyone, including MOSH, the City Health
Department, or the SIT team.
41 At her dismissal hearing, the
Claimant testified that she thought these names and addresses were accessible to the teacher at
any time, and she did not see it as a violation. She did acknowledge that she did not ask Ms.
Fields for permission, because she knew Ms. Fields would not give it, nor did she ask her
supervisor, the head of the math department (CX 281, 264-265, 275).
42 This appears to be the
fountain in House 40, which was turned on by the Health Department for the follow-up testing in
March 1999, and which produced results almost identical to those obtained by the Claimant.
43 According to Ms. Fields, the
vice principal's role was as a witness, and she instructed the Claimant that he would not
participate in the meeting (CX 281, p. 77).
44 Ms. Fields noted that at the
time of the February 1999 incident, she had only requested that the Claimant be put on
suspension, not dismissed, until she could investigate. She stated that when the Claimant was
informed that she was suspended, she stood in the hallway erroneously claiming that she was
fired, and threw what Ms. Fields called a "hissy fit," referring to the "damn
water," while students and parents were leaving the building at dismissal. She felt that the
Claimant had not set a professional example (CX 281, 384).
45 She also stated in her
Incident Report, regarding the alleged incident of November 7, 1996, that she had lead deposits
in her bones and parts of her body, an allegation for which there is no support in the record.
46 This may be the same
fountain that both Mrs. Fields and Mr. Elam testified was supposed to be turned off as a result of
the 1992-1993 study. Mr. Elam testified that it was unaccountably on when the Health
Department checked in February 1999; apparently, it was shut off again at that time, and turned
on for testing by the Health Department in March 1999. The testing results obtained by the
Claimant were almost identical to the results obtained by the Health Department on this fountain,
both before and after flushing, suggesting that it is the same fountain.
47 The Claimant explained that,
although she was aware of rumors of lead in the water at Southeast from the time she started
working there, she kept quiet because she did not want to cause problems or be a nuisance. She
apparently did not recognize similar constraints about her activities in connection with
Fairmount, Highlandtown, and James Mosher, which occurred while she was working at
Southeast.
48 The record clearly
establishes that the System was aware of the Claimant's media, letter writing, and flier campaign.