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Issue Date: 20 November 2003
CASE NO.: 2003-STA-21
IN THE MATTER OF
ALLEN R. MASON,
Complainant
v.
CB CONCRETE COMPANY,
Respondent
APPEARANCES:
John G. Platt, Esq.
On behalf of Complainant
Mark S. Sertic, Esq.
Robert S. Larsen, Esq.
On behalf of Respondent
Before: Clement J. Kennington
Administrative Law Judge
RECOMMENDED DECISION AND ORDER
This case arises under the employee protections provisions of the Surface Transportation Assistance Act (Act) of 1982, as amended and re-codified, 49 U.S.C.A. § 31105 and the implementing regulations at 29 C.F.R. § 18.1 et. seq., and 29 C.F.R. § 1978.100 et. seq., (2001). Under Section 31105(a) of the Act a person is prohibited from discharging, disciplining or discriminating against an employee regarding pay, terms, or privileges of employment because the employee has filed a complaint or begun a proceeding related to a violation of commercial motor vehicle safety regulations or refuses to operate a vehicle because to do so would violate a regulation, a standard, or order of the United States related to commercial motor vehicle safety, or health, or the employee has a reasonable apprehension of serious injury to the employee or public because of the vehicle's unsafe condition. Under Section 31105(a)(2) reasonable apprehension is defined as that which a reasonable employee in the circumstances then confronting said individual would conclude to be unsafe so as to establish a real danger of accident, injury, or serious impairment to health provided that employee sought but was unable to obtain correction of the unsafe condition.
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The Act, thus, protects employee complaints about vehicle safety-related issues ranging from voicing of concerns to one's employer to the filing of formal complaints related to commercial motor vehicle safety. 49 U.S.C.A.§ 31105 (a)(1); see Young v. Schlumberger Oil Field Servs. ARB No. 00-075, ALJ No. 2000-STA-28, slip op. at 3-8 (ARB Feb. 28, 2003). The Act also protects two categories of work refusals commonly referred to as "actual violation" and "reasonable apprehension." 49 U.S.C.A.§ 31105(a)(1)(B)(i), (ii); see Ass't Sec'y v. Consol. Freightways (Freeze) ARB No. 99-030, ALJ No. 98-STA-26. Slip. Op. at 5 (ARB Apr. 22, 1999). For an employee to be protected under the complaint clause, it is necessary that complainant be acting on a reasonable belief regarding the existence of a violation. See Clean Harbors Envtl. Servs. v. Herman 146, F.3d 12, 221 (1st Cir. 1998). For an employee to be protected under the actual violation category, the record must show that the employee's driving of a commercial vehicle would have violated a pertinent motor vehicle standard. 49 Document: 2003STA21_Decision_TR0000018381.WPD Created by: DQUINLAN on 11/20/2003U.S.C.A. § 31105 (a)(1) (B)(i); see Freeze, slip op. at 7. Under the reasonable apprehension category, an employee's refusal to drive is protected only if based on an objectively reasonable belief that operation of a motor vehicle would pose a risk of serious injury to the employee and public, and the employee has sought but been unable to obtain correction of the unsafe condition. 49 U.S.C. A. §31105 (a)(2). See Young, slip op at 8; Freeze, slip op. at 7.
1 Complainant, like other witnesses, are referred to by their last name.
2 Complainant's exhibits are referred to as CX-p. . Respondent's exhibits are referred to as RX-p.. The hearing transcript is referred to as Tr..
3 In its brief at pages 11 and 12, Mason contends that Respondent violated its collective bargaining, Ready Mix agreement with Teamsters Local 533 when it discharged him by failing to follow progressive discipline as outlined in Article 13, Section 2 of that agreement. The issue of whether Respondent allegedly violated this agreement is not before this Court. Rather, as noted above, the issues to be resolved deal with whether Respondent violated any provision of Act when it disciplined Mason. However, it should be noted that Article 13, Section 1 of that agreement provides that Respondent, can immediately discharge an employee without going through progressive discipline when the employee commits one of eleven major infractions including "abuse of equipment" which the Court finds Mason did. In order to provide the context in which Mason worked, Sections 13 and 14 are set forth infra at pages 5-7 of this decision.
4 In 1997, Granite Construction began a 5 year buy out of Respondent and has continued Respondent's operations to the present. (Tr. 10, 457).
5 Drivers frequently carried in their truck cab or tank a concentrated water reducer or superplasticizer which allowed them to increase the slump without hurting the concrete strength. (Tr. 169, 170).
6 The collective bargaining agreement known as Teamsters Transit Ready Mix Agreement (Ready Mix Agreement) applicable in this case was effective from November 15, 1997 through November 15, 2003. The union's full name is Teamsters, Chauffeurs, Warehousemen, Helpers and Professional, Clerical, Public and Miscellaneous Employees of Local Union No. 533 of Reno and Northern Nevada, affiliated with the I.B.T. & AFL-CIO.
7 Mason usually drove a booster mixer truck with a rear end discharge carrying about 10 cubic yards of concrete and used primarily on early morning pours. (Tr. 142-144).
8 Mason testified that the customer started cursing him and that when he radioed the dispatcher he merely repeated the customer's curse words. Further, and more important, Mason contends that he did not deliver the concrete because to deliver it to this residential customer would have blocked the street and created a safety problem by preventing ingress or egress by residents, ambulances, or emergency vehicles. (Tr. 210-212). Layton on the other hand, testified that there was no safety incident, and that even if Mason's truck was blocking a street it could easily have been moved. (Tr. 97, 98).
9 Mason testified that when absent in 2000 for medical reasons, other drivers had allowed concrete to build up on his truck safety hook up, and thus, he was not responsible for excess buildup. Mason returned from medical leave on September 15, 2000, and thereafter, consistently drove his truck through December 14, 2000 when he received the warning for equipment abuse. (Tr. 327-333). Mason further denied that concrete build up was truck abuse. (Tr. 344-345).
10 Mason testified that he called in and informed Respondent on all days he would be absent. (Tr.436).
11 A dispatcher receives customer orders and then assigned drivers to fill such by either radioing the dispatch to the driver for delivery that day or if the driver has already left for the day by leaving a telephone recording which the driver hears when calling the plant between 5 to 6 p.m. (Tr. 143, 144).
12 49 C.F.R. § 392.7 requires a driver to inspect and make sure his truck is in good working order before driving.
13 In his brief, Mason noted that on July 26, 2001 he was told at 4:45 p.m. to report for work at midnight which was only 7 1/4 hours later, and that as a result, was only allowed to sleep 3 2 hours.
14 The record shows only one other instance wherein a driver was disciplined for abuse of equipment. On October 16, 2000, Respondent terminated driver, Darrin Lambert for recklessness and abuse of equipment when he caused his mixer to flip over as he was exiting highway I-80, which in turn, caused another vehicle to swerve and hit a curb. (CX-93).