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USDOL/OALJ Reporter
Crosier v. Portland General Electric Co., 91-ERA-2 (Sec'y Jan. 5, 1994)


DATE:  January 5, 1994
CASE NO. 91-ERA-2


IN THE MATTER OF

MICHAEL R. CROSIER,

          COMPLAINANT,

     v.

PORTLAND GENERAL ELECTRIC CO.,

          RESPONDENT.


BEFORE:  THE SECRETARY OF LABOR


                            DECISION AND ORDER

     Before me for review is the Recommended Decision and Order
(R.D. and O.) of the Administrative Law Judge (ALJ) in this case
arising under the employee protection provision of the Energy
Reorganization Act, as amended (ERA), 42 U.S.C. § 5851
(1988).  Complainant Michael Crosier alleges that Respondent
Portland General Electric Company (PGE) violated the ERA when it
denied him access to its Trojan Nuclear Power Plant.  The ALJ
found that Crosier did not establish a prima facie case of a
violation of the ERA.  R.D. and O. at 11.  In the alternative,
assuming that Crosier established a prima facie case, the ALJ
found that Crosier did not sustain the burden of proving that he
was discharged for a reason prohibited by the ERA.  R.D. and O. 
at 12.
     As explained below, although I do not agree fully with the
ALJ's legal analysis, I agree with his recommendation to dismiss
the complaint.  Based on a thorough review of the entire record,
I find that the ALJ's statement of facts, R.D. and O. at 3-8, is
supported by record evidence, and I adopt it.  Relevant facts are


[PAGE 2] included here to focus the discussion. 1. The facts As an independent contractor, Michael Crosier worked as a scheduler of outages, or shutdowns, at the Trojan nuclear plant in 1990. T. 11, 67. His supervisor was PGE employee Michael Lorden. T. 67. While working at Trojan, Crosier became possessive of the personal computer at which he worked and accused his coworkers of tampering with it. T. 76, RX 2 pp. 48, 51, 53, 56, 57, 58, 59. He often showed intense anger toward his coworkers, T. 69-70, RX 1, Wilson aff., and called them incompetent. T. 72, RX 2 p. 61. Crosier several times threatened his colleague, Theresa Wilson, with bodily harm. RX 1, Report of Wilson Interview at 2-3, Wilson Aff. at 3, 6, 8-10. Coworkers Ford, Giard, and Wilson reported to Lorden that they were frightened of Crosier's angry outbursts. T. 71. When Lorden learned of the coworkers' complaints and fears concerning Crosier, he spoke with Crosier, who responded that his coworkers were incompetent. T. 76-77. Pursuant to an established employee program, a co-worker telephoned a complaint about Crosier's aggressive behavior to Dick Magnusson of PGE's security management office. T. 82-83. Magnusson asked Lorden to observe Crosier's behavior and note the results on a standard form for evaluating aberrant or suspect employee behavior. T. 83; RX 7 p. 13. Lorden checked boxes on the form and did not make any judgments or comments. T. 84, 86. Pursuant to the form's instructions, the number of boxes he checked about Crosier's behavior led Lorden to notify the human resources department about Crosier. T. 87-89. The human resources department arranged for a licensed clinical psychologist, Larry Friedman, to interview Crosier. T. 89. When Crosier told Friedman that he had regular contacts with PGE senior executives, Friedman asked for names and details. T. 155. Crosier became vague and evasive and offered very little information. Id. Crosier bragged to Friedman about intimidating other people, T. 156, and showed that he was suspicious about the motivations of others. T. 158. Crosier did not mention to Friedman any health or safety concerns, or any intention of reporting such concerns to the Nuclear Regulatory Commission or any other regulatory agency. T. 159. Friedman believed that many of Crosier's claims were unreliable and decided to recommend to PGE management that it immediately deny Crosier access to Trojan's secured facility pending further investigation. T. 156-157. When Friedman informed Crosier of his recommendation, Crosier told Friedman that a few weeks earlier he inadvertently had carried a loaded .45 caliber pistol through the security checkpoint into the secured area at the Trojan plant and had showed the pistol to his
[PAGE 3] colleague, Bill Pike. T. 157. Crosier had not reported the pistol incident to the security department at the time it occurred. T. 158. In Friedman's written report to PGE, he questioned Crosier's trustworthiness and reliability and mentioned the claim about bringing a gun into the secured area. RX 6. Friedman also noted Crosier's claims that only he was qualified for his job and that his coworkers were incompetent. The report concluded: I believe that there is a significantly grandiose and paranoid character to this man's ideation, and I do not find his representation of "high-level" influence to be credible. Moreover, he has been accused by co-workers of being threatening and verbally abusive, and he acknowledged that he purposely engages in these behaviors to intimidate and manipulate others for whom he has "no respect". I believe that withdrawing unescorted access is the necessary and prudent thing to do at this time. RX 6. See also, T. 158-159. PGE immediately suspended Crosier's unescorted access to the plant, which had the effect of preventing him from working there as a contractor to PGE. Lorden testified that Crosier once expressed a safety concern about the number of hours employees worked in the scheduling department, but did not otherwise mention safety or any intent to contact a regulatory agency. T. 96-98. The NRC performed a special inspection concerning PGE's report of a firearm entering the plant's secured area and issued a notice of violation to PGE, which instituted corrective action. CX N-2. The NRC also informed PGE of a number of allegations concerning safety at Trojan. CX N-5. The documentary evidence Complainant submitted to show that he spoke with the NRC was dated after he was denied site access. CX N-2, N-4. After an investigation, the NRC determined that PGE had instituted adequate protective measures concerning the various charges. CX N-5. Based on the psychologist's observations and a subsequent investigation into Crosier's personal history, PGE permanently withdrew Crosier's authorization for unescorted access, which had the effect of preventing him permanently from working at the Trojan plant. RX 14. 2. Analysis Under the ERA's employee protection provision, an employer
[PAGE 4] may not discharge or discriminate against an employee because the employee: (1) commenced, caused to be commenced, or is about to commence a proceeding under [the ERA] or the Atomic Energy Act of 1954 . . . or a proceeding for the administration or enforcement of any requirement imposed under [the ERA] or the Atomic Energy Act of 1954 . . . ; (2) testified or is about to testify in any such proceeding or; (3) assisted or participated or is about to assist or participate in any manner in such a proceeding or in any other manner in such a proceeding or in any other action to carry out the purposes of [the ERA] or the Atomic Energy Act of 1954. . . . 42 U.S.C. § 5851(a) (1988). [1] There is no dispute that Crosier is a covered employee [2] and PGE is an employer covered by the provision. a. Prima facie case To make a prima facie case, a complainant must show that he engaged in protected activity, that the respondent subjected him to adverse action, and that the respondent was aware of the protected activity when it took the adverse action. Complainant also must raise the inference that the protected activity was the likely reason for the adverse action. Dartey v. Zack Co. of Chicago, Case No. 82-ERA-2, Sec. Ord., Apr. 25, 1983, slip op. at 8. Crosier's supervisor, Lorden, testified that Crosier once mentioned a concern relating to safety, that the schedulers worked too many hours. T. 96-97. [3] Internal complaints are protected under the ERA, Machowiak v. University Nuclear Systems, Inc., 735 F.2d 1159, 1163 (9th Cir. 1984), and an informal safety complaint to a supervisor may constitute protected activity. See, e.g., Nichols v. Bechtel Construction, Inc., Case No. 87-ERA-0044, Dec. and Order of Rem., Oct. 26, 1992, slip op. at 10 (employee's verbal questioning of foreman about safety procedures constituted protected activity), appeal dismissed, No. 92-5176 (11th Cir. Dec. 18, 1992); Dysert v. Westinghouse Electric Corp., Case No. 86-ERA-39, Final Dec. and Order, Oct. 30, 1991, slip op. at 1, 3 (employee's complaints to team leader protected). I find that here, as in Nichols and Dysert, the complainant's questioning his supervisor about an issue
[PAGE 5] related to safety constituted protected activity. In addition, during the interview with Dr. Friedman, Crosier stated that he had carried a gun through the security checkpoint and into the secured area of the Trojan plant a few weeks earlier. Crosier's statement revealed a deficiency in the plant's security. Friedman, who was interviewing Crosier on PGE's behalf, immediately notified the Trojan plant's security office about the gun allegation. In turn, PGE reported the gun incident to the NRC. The revelation of the security deficiency to Dr. Friedman constituted another internal complaint about safety. See, Larry v. Detroit Edison Co., Case No. 86-ERA-32, Dec. and Order, June 28, 1991, slip op. at 2-3, 6 (internal and external complaints about breech in computer security protected under ERA), aff'd, Detroit Edison Co. v. Secretary of Labor, No. 91-3737 (6th Cir. 1992). Crosier also contends that he was preparing reports of safety deficiencies at Trojan on the computer to which he was assigned and that PGE discovered the reports and destroyed the computer records of them. T. 172-173. There is record evidence that prior to the time he was discharged, Crosier complained about data being removed from the personal computer he used. See, e.g., RX 2 p. 51 (Report of interview of William Pike). Crosier did not testify in his own behalf, however, to establish that the purportedly removed data concerned safety deficiencies or concerns. Thus, his allegation was unsupported, R.D. and O. at 10. There is no dispute that the suspension, and ultimate removal, of authority for unescorted site access effectively discharged Crosier as a contract worker at Trojan. Thus, Crosier established that PGE took an adverse action against him. At the time PGE permanently removed Crosier's site access authority, Lorden was aware of Crosier's informal complaint about the number of hours the schedulers worked, and several PGE officials knew that Crosier had revealed that he once carried a gun into the plant's secured area. I therefore find that PGE was aware of Crosier's protected activity when it discharged him. The final element of a prima facie case is raising the inference that the employer took the adverse action because the employee engaged in protected activities. Temporal proximity between the protected activity and the adverse action may be sufficient to raise the inference that the protected activity caused the adverse action. Couty v. Dole, 886 F.2d 147, 148 (8th Cir. 1989); Thomas v. Arizona Public Service Co., Case No. 89-ERA-19, Final Dec. and Order, Sept. 17, 1993, slip op. at 19. PGE discharged Crosier within a month of learning about the gun incident and within at most three or four months of his complaint
[PAGE 6] to Lorden about the number of hours the schedulers worked. [4] I find that the temporal proximity between Crosier's protected activity and his discharge was sufficient to raise the inference of causation in this case. Therefore, I find that Crosier established a prima facie case of a violation of the employee protection provision. b. Respondent's burden of production When a complainant establishes a prima facie case, the burden shifts to the respondent to articulate legitimate, nondiscriminatory reasons for the adverse action. Dartey, slip op. at 8. I find that PGE met its burden of production when Lorden and Friedman testified about Crosier's aggressive and frightening behavior toward other employees. c. Complainant's burden of persuasion Crosier had the ultimate burden of persuading that the legitimate reasons articulated by PGE were a pretext for discrimination, either by showing that the unlawful reason more likely motivated his discharge or by showing that the proffered explanation is unworthy of credence. Dartey, slip op. at 8. At all times, Crosier had the burden of showing that the real reason for the adverse action was discriminatory. Thomas, slip op. at 20; St. Mary's Honor Center v. Hicks, 113 S.Ct. 2742, 125 L.Ed. 2d 407 (1993). When the employer's adverse action against the employee was motivated by both prohibited and legitimate reasons, the dual motive doctrine applies. Dartey, slip op. at 8-9; see Machowiak, 735 F.2d at 1163; Mt. Healthy City School District Board of Education v. Doyle, 429 U.S. 274, 287 (1977). In such a case, the employer has the burden to show by a preponderance of the evidence that it would have taken the same action concerning the employee even in the absence of the protected conduct. Dartey, slip op. at 9; Machowiak, 735 F.2d at 1164; Mt. Healthy, 429 U.S. at 287; Price Waterhouse v. Hopkins, 490 U.S. 228, 252 (1989) (plurality opinion). The employer bears the risk that the influence of legal and illegal motives cannot be separated. Machowiak, 735 F.2d at 1164; Guttman v. Passaic Valley Sewerage Comm'rs, Case No. 85-WPC-2, Final Dec. and Order, Mar. 13, 1992, slip op. at 19, affirmed sub nom. Passaic Valley Sewerage Comm'rs v. Martin, No. 92-3261 (3d Cir. Apr. 16, 1993). Crosier did not testify or present other witnesses to persuade that the reasons given for discharging him were not credible. The documentary and testimonial evidence overwhelmingly showed that Crosier's work place behavior was unacceptable. Lorden explained that after Harry Anderson complained to him on several occasions about Crosier's angry outbursts, he met with Crosier's other coworkers, Ford, Giard, and Wilson, to gather information about Crosier's behavior toward
[PAGE 7] them. T. 69, 71. Lorden learned that Crosier's outbursts also frightened the others. T. 71. When Lorden spoke with Crosier about the issue, Crosier called his coworkers "incompetents." T. 72. Theresa Wilson sent Lorden a lengthy note outlining Crosier's demeaning, intimidating and threatening behavior toward her. T. 77-78; RX 2 p. 66-68. Other documentary evidence revealed additional occasions on which Wilson felt threatened by Crosier, including his warning that when he has an enemy, he always "gets even," and his statememt that Wilson would not even see it coming when Crosier sought to get her. RX 1 (report of Wilson interview at p. 2); RX 1 (Wilson aff. at 6, 9-10). Likewise, Crosier again exhibited aggressive and threatening behavior during his interview with Dr. Friedman. T. 153-154. Crosier bragged about intimidating other people and said that he enjoyed doing it. T. 156. Friedman further found it disquieting that when Crosier discovered that he inadvertently had carried a loaded gun into the secured area, he did not immediately report it to security. T. 157-158. When asked for details about claimed "direct and regular contacts" with PGE executives, Crosier was vague and evasive. T. 154. Acting pursuant to PGE's established policies and programs concerning work place behavior, see RX 4 and RX 7, Friedman had ample reason to question Crosier's trustworthiness and reliability and to recommend denial of site access. [5] RX 6. On the basis of all the record evidence, I find that Crosier did not persuade that the reasons PGE gave for discharging him were a pretext or that the real reason for the discharge was his engaging in protected activities. See R.D. and O. at 12. Even assuming for the sake of argument that Crosier established that one of the motives for discharging him was his making safety complaints, I agree with the ALJ that PGE proved by a preponderance of the evidence that it would have discharged him for legitimate reasons concerning his work place behavior even if he had not engaged in protected activity. R.D. and O. at 11. Accordingly, the complaint is DISMISSED. SO ORDERED. ROBERT B. REICH Secretary of Labor Washington, D.C. [ENDNOTES] [1] Section 2902(b) of the Energy Policy Act of 1992, Pub. L. 102-486, 106 Stat. 2776, amended the employee protection provision for claims filed on of after the date of its enactment, October 24, 1992. See Section 1902(i) of Pub. L. 102-486. Crosier filed his complaint in 1990. [2] Independent contractors such as Crosier may be covered employees under the employee protection provisions of the ERA and analogous statutes. See, e.g., Royce v. Bechtel Power Corp., Case No. 83-ERA-3, ALJ's Recommended Dec., Mar. 24, 1983, slip op. at 3, 9, aff'd, Sec. Dec. and Final Ord., July 11, 1985 (temporary contract worker a covered employee) and Faulkner v. Olin Corp., Case No. 85-SWD-3, ALJ's Recommended Decision, Aug. 16, 1985, slip op. at 3, 9, aff'd, Sec. Final Ord., Nov. 18, 1985) (under Solid Waste Disposal Act). [3] Crosier did not state an intent to raise the issue of the number of work hours with the NRC or other regulatory bodies. T. 97-98. [4] Crosier began work at Trojan in April 1990 and told Dr. Friedman about the gun incident in July 1990. His authority for unescorted site access was suspended in July and permanently revoked in August of that year. [5] PGE has an established, written policy to "maintain a continuous behavioral observation program which is designed to [p]rovide prompt detection of aberrant behavior" and " [e]xclude an individual displaying such behavior from the protected, vital areas and restricted areas of the plant." RX 7 p. 3. It defines "aberrant behavior" as "[o]bserved behavior which has been determined to cast significant doubt on an individual's trustworthiness and reliability such that he is considered a security risk." Id. at p. 6.



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