. DOL on July 3, 1990 determined
that 5 of the 7
complaints were time barred and as to the balance 2 complaints
the investigation did not substantiate complainant's contentions
(ALJ 5). On July 6, 1990, complainant filed an appeal to this
office. The Case was heard in Knoxville, Tennessee from January
15, 1991 through January 18, 1991. The case has been briefed by
the respondent and a stipulation by the parties of
uncontrovereted facts was received by this office on July 12,
1991. Accordingly, the record has been closed as of that date.
Findings of Facts and Conclusions of Law
Issues
1. The first issue is whether the initial 5 items of the
complaint paraphrased below are timely under 29 C.F.R. 24.3 (b)
requiring that the complaint "shall be filed within 30 days after
the occurance of the alleged violation". The complaints filed
with DOL alleged that the employer violated the Act by actions
consisting of:
[Page 2]
(1) failure to provide complainant with adequate and/or accurate
computor job descriptions;
(2) failure to provide complainant with adequate and/or
sufficient service reviews;
(3) failure to provide complainant with an adequate commendation
for computor related work;
(4) failure to reclassify complainant from an SE-6 to an SC-3 or
M-5 position based on his performance of computor related duties,
(5) failure to properly compensate complainant for the computor
related work he performed;
(6) presentation to the complainant of an investigative report
prepared by Watts Bar Human resources office;
(7) Refusal to furnish complainant with a copy of technical
information report prepared by Wayne Asylinger concerning CAQR
WBN890556.
2. If issue 1, set out in the motion for summary judgment, is
found in complainant's favor then there are 7 issues to decide on
a substantive basis. If it is decided against complainant, then a
decision is required only on items 6 and 7.
3. At the hearing complainant also alleged that Mr. James A.
Thompson referred to him as a pipeline to the Nuclear Regulatory
commission and that one Gary B. Lubinski harassed him by placing
him under surveillance. As to these two items, the question has
been raised whether they are also time barred inasmuch as they
occurred more than 30 days from the hearing.
Motion for Partial Summary Judgment
On December 14, 1990, the respondent moved for partial
summary judgment, contending that the claimant was time barred
inasmuch as he knew of items (1) thru (5) (paragraph 1, supra)
more than 30 days prior to the time he filed his complaint. Oral
argument on the motion was heard on January 15, 1991. The
decision was reserved (Tr.24). The authority for the motion was
stated as 42 U.S.C. 5851 (b) (1) (1988) and 29 C.F.R. Sec. 24.3
(b) (1990) as well as 29 C.F.R. Sec. 18.41 (a) (1990) and Rule
[Page 3]
56, Fed. Rules of Civil Procedure. In opposition the complainant
does not deny that the five acts complained of occurred 30 days
prior to filing his complaint. Rather, he argues they are not
time barred a there was a continuous pattern and series of acts
of discrimination and retaliation against the plaintiff for his
involvement in reporting nuclear safety concerns. He places
principle reliance on Corbin v. Pan Am World Airways. Inc. , 432
F. Supp. 944 (1977). That case states that "Plaintiff's claims
of a repeated failure to promote and a denial of equal pay
involve ongoing aspects of the employer-employee relationship.
Viewing the allegations in the light most favorable to plaintiff,
discrimination occurs with the receipt of each paycheck..."
Accordingly, on the facts of this case, these acts may be
properly classified as acts of a continuing nature.....".
Other than the unsupported assertion of the complainant,
facts have not been presented that would permit one to conclude
that the discriminatory conduct of the respondent, if it in fact
exists, is of a continuous nature. Further, Corbin indicates
that there is a class of discrimination related actions that are
not of a continuous nature: job transfers and discontinuance of a
particular job assignments. This is clearly what happened in
this case. Here complainant was transferred and reassigned from
computor to largely non-computor functions in May, 1989 (Fogelman
affidavit, December 14, 1990). Complainant's denial that he was
not transferred in his affidavit in opposition, does not provide
the details of work he was doing and therefore is insufficient to
rebut the Fogelman affidavit. The five discrete acts complained
of were related to Complainant's employment in such computor
functions (ALJ3). These acts, as indicated, admittedly occurred
in excess of 30 days from the time of the filing of the
complaint. In accordance with Billings v. Tennessee Valley
Authority , No. 86-ERA 38 (June 28, 1990), petition for review
pending, No. 90-3633 (6th Cir.) They are time barred under the
regulation.
Last, it is noted that complainant raises an equitable
toling argument citing English v. Whitfield , 858 F. 2d 9571 962-
964 (4th Cir. 1988). As the Supreme Court indicated in Irwin v.
Veterans Admin. , 111 S.Ct. 453, 457-58, such an argument is not
available unless it can be shown that the complainant was
actively pursuing his judicial remedies and filed a defective
pleading or was tricked into allowing the filing deadline to
pass. No such occurences have been alleged in the instant case.
The motion for partial summary judgment is granted.
[Page 4]
There remains the issues as to (1) the propriety of the
presentation to the complainant of an Investigative report
prepared by Watts Bar human resource office and (2) the refusal
to furnish complainant with a copy of technical information
report prepared by Wayne Asylinger concerning CAQR WBN890556. In
addition, there are the questions of the "pipeline comment" and
the alleged Lubinski harassment.
Stipulation of Uncontroverted Facts
The parties stipulated and I find as follows:
1. Respondent Tennessee Valley Authority (TVA) is a Federal
agency created by the TVA Act of 1933, 16 U.S.C. . 831-831dd
(1988). TVA has five licensed nuclear units, two at Sequoyah
Nuclear Plant (Sequoyah) and three at Browns Ferry
Nuclear Plant. TVA also has four nuclear units under construction,
two at Watts Bar Nuclear Plant (WBN) and two at Bellefonte
Nuclear Plant.
2. Frederick J. Evans, Jr. (complainant), a TVA
employee in the Nuclear Construction organization of TVA's
Nuclear Power group, initiated this proceeding by a March 22,
1990, complaint claiming that TVA had discriminated against him
in violation of Section 210 of the Energy Reorganization Act of
1974, 42 U.S.C. 5851 (1988) (ERA). Complainant amended the
March 22 complaint on May 18, 1990.
3. Complainant has a 2-year associate degree in
mechanical engineering technology from Chattanooga State
Community College (tr. vol. 1, at 51). He does not have a BS
degree in any engineering discipline and does not claim to be
an engineer (tr. vol. 2, at 139). While in college he took
only one computer-related course. He does not have a B.S. or a
2-year degree in computer science (tr. vol. 2, at 140).
4. Complainant took a computer course in job control
language (JCL) at TVA during 1987 that lasted between 9 and 11
hours (tr. vol. 2, at 140-41; CX-7). Complainant took
another TVA JCL course beginning on January 11, 1988, which
lasted 12 1/2 hours (tr. vol. 1, at 57; tr. vol. 2, at 141-42;
CX-5) Complainant took two other TVA computer related training
courses: "Easytrieve +: Using It Effectively" in June 1989, and
"SAS: Using It Effectively" in July 1989 (tr.
[Page 5]
vol. 2, at 112-13, 144-45; CX-18, CX-19).
5. Complainant has been employed by TVA since 1976
(tr. vol. 1, at 52). Complainant transferred from Sequoyah to
WBN in July 1981 (RX-1). At the time of his transfer, complainant
was placed in an SE-6, Engineering Associate-Mechanical,
position (id .). Complainant holds that same position today.
6. Technical, nonprofessional positions, such as
engineering aides and computer technicians, are classified to
TVA's SE-wage schedule. Technical professional positions, such
as engineers and systems analysts, are classified to TVA's
SC-wage schedule. A BS degree in engineering is generally
required for a position on the SC schedule in Nuclear
Construction, while technical positions not requiring such
degrees are typically on the SE schedule (tr. Vol. 3, at 49-50).
7. To accommodate a medical restriction of indoor
work only, TVA assigned complainant some computer related
responsibilities in the early 1980s. On August 6, 1987,
complainant was appointed Records Accountability Programs (RAP)
Site Coordinator for WBN (RX-2). As RAP Site Coordinator,
complainant undertook and was required to perform the computer-
related duties described in RX-2. Complainant remained RAP Site
Coordinator for WBN until May 1989 (tr. vol. 1, at 86; tr. vol.
2, at 13-15, 173-75; tr. vol. 3, at 145-46).
8. During the summer of 1988, TVA undertook a
massive agency-wide reorganization and reduction-in-force (RIF),
which affected every TVA organization including complainant's
(tr. vol. 4, at 170). Complainant's organization, Nuclear
Construction, lost 50 percent of its personnel (id. ).
9. During the 1988 RIF, complainant's supervisor,
Harrell O. Simpson, was aware that complainant was likely to be
RIFed during the reorganization because of his relatively low
standing on the SE-6 Engineering Associate-Mechanical retention
register. To protect complainant from the RIF, Mr. Simpson
drafted a new position description in order to remove complainant
from that particular retention register. The draft Position
description (RX-3) included complainant's major responsibilities
as RAP Site Coordinator (tr. vol. 2, at 151; CX-8). The draft
position description was forwarded to the personnel office in
Knoxville for processing; however, it was apparently misplaced
and never officially issued by TVA. Consequently, complainant's
[Page 6]
original position description (RX-2) remains in effect (tr. vol.
1, at 116, 122-30; tr. vol. 4, at 173-74).
10. Complainant received a copy of the draft position
description (RX-3) in July 1988 while on loan to TVA's Sequoyah
Nuclear Plant (tr. vol. 2, at 151-53). Although complainant
disagreed with the proposed retention of his SE-6 classification
in the draft position description, he did not file a grievance
about it (tr. vol. 2, at 152-53). Nor did he invoke the provision
in the collective bargaining agreement in which he
could have challenged the proposed retention of his SE-6
classification (tr. vol. 2, at 153-54). Scott Shaffer
testified that under TVA's classification system the draft
position description would be properly classified as either an
Information Systems Specialist, SA-1, or as Programming
Technician, SE-4 (tr. vol. 4, at 148-49). Both are lesser
paying positions than complainant's present SE-6 position
(RX-24; tr. vol. 4, at 152-53).
11. During the 1988 RIF, complainant was not placed
on the final SE-6 Engineering Associate-Mechanical retention
register for his competitive area (RX-4; tr. vol. 1, at 127)
Most of the SE-6s on that retention register were RIFed,
including some SE-6s who had more service time and retention
standing than complainant (tr. vol. 1, at 127). Had complainant
been placed on that retention register, he would have been
RIFed effective September 30, 1988 (id .; Tr. vol. 4, at 171;
RX-4). As a result of the position description drafted by
Mr. Simpson, complainant was placed in a different competitive
level than other SE 6, Engineering Associate-Mechanical (tr. vol.
1, at 126-28)
12. Complainant came under James A. Thompson's
supervision in October 1988 until March 1990 (tr. vol. 3,
at 83-86, 103). During the 1988 reorganization, TVA announced
that it was mothballing WBN Unit Two. In the fall of 1988,
Mr. Thompson told complainant that TVA would not continue to
keep the RAP programs current with respect to Unit Two
(tr. vol. 2, at 173-74). However, complainant generated and
printed out reports pursuant to Mr. Thompson's instructions
when such reports were requested (id. ).
13. On May 11, 1989, Mr. Thompson informed complainant that
because WBN was moving from a construction to an operations mode,
TVA would not continue to support Nuclear Construction's computer
[Page 7]
program entitled Engineering, Construction, Monitoring and
Documentation (ECM&D) with respect to either WBN unit. As a
consequence complainant's remaining RAP Site Coordinator duties
were removed from him the latter part of 1989 (tr. vol 1, at 86;
tr. vol. 2, at 113-15, 173-75; tr. vol. 3, at 89, 145-46; tr.
vol. 4, at 37-38; CX-26).
14. The Employee Concerns Program (ECP) is a TVA
organization to which employees may identify nuclear safety
concerns if they feel uncomfortable with raising such issues
with their immediate supervisors. ECP has a provision for
employees to maintain their confidentiality (tr. vol. 2,
at 133).
15. Complainant reported concerns to TVA's
beginning in 1986 (tr. vol. 2, at 20-21). Between 1986 and
November 1989, complainant went to ECP about issues that arose
while he was on loan to the Electrical Engineering Unit and
before he was assigned to TVA's Corrective Action Program (CAP)
(tr. vol. 2, at 46).
16. On May 11, 1989, complanant expressed a concern
to TVA's ECP concerning the removal of his ECM&D duties
(tr. vol. 2, at 113-15; CX-26).
17. On May 22, 1989, complainant was assigned to maintain
the outstanding work items list (OWIL) (CX-12; RX-6).
Complainant's OWIL duties took 4b to 50 percent of his time and
this was primarily clerical data entry, (tr. vol. 2, at 175-77).
Mr. Thompson told complainant that he would try to find him
some other type of duties because he wanted complainant to
perform work commensurate with his position description (id .
at 176). In June 1989, complainant's OWIL duties were
transferred to TVA's Information Services organization
at 177-80).
18. Prior to June 1989, the provision of computer services
within TVA was the responsibility of each organization (tr. vol.
2, at 177; Hammon dep. at 5-6). In June of 1989 all of the
computer services within TVA were centralized by placing those
functions and all of the people who were officially performing
those functions in the newly formed Information Services (Hammon
dep. at 5-7). Thus all of the positions which officially had
computer-related duties were removed from Nuclear Construction at
[Page 8]
that time. Complainant was not placed in Information Services
because his official position description was for an Engineering
Associate-Mechanical and did not reflect that he had such
computer-related duties (tr. vol. 2,
at 177-78).
19. Cathy Hammon testified that since the creation of
Information Services in June 1989 there have been no computer-
related positions in Nuclear Construction (Hammon dep. at 31).
Thus, after the creation of Information Services in June 1989, it
was not possible to reclassify complainant's SE-6 engineering
aide position to a computer-related position because there was no
work of that type left in Nuclear Construction (Hammon dep. at
31). Ms. Hammon testified that, after June 1989, the only way
that complainant could have been placed into a computer-related
position was for him to apply and be selected on a vacant
position announcement in accordance with TVA's collective
bargaining agreement (Hammon dep. at 31-32). Complainant
applied on only one position in information Services. His
application for that position was submitted late and as a
consequence was not considered (Hammon 53 dep. at 8-12).
20. Complainant came under the direct supervision of
Gary B. Lubinski on a part-time basis in May 1989 and on a
full-time basis in the fall of 1989 in CAP at WBN (tr. vol. 2,
at 182-83). Since the fall of 1989, complainant has done no
work related to computer programming (tr. vol. 3, at 54).
Mr. Lubinski testified that he heard from people within TVA
that complainant was good with computers (tr. vol. 3, at 64).
21. A condition adverse to quality report (CAQR) is a
document used by TVA to self-report any discrepancies between
the plant as-built and as-designed or between the plant design
and the technical requirements imposed by TVA's licensing
commitments or NRC's regulations. The CAQR procedure was
adopted by TVA pursuant to 10 C.F.R. Pt. 50 app. B (1991).
Part A of a CAQR defines the problem, part B defines the
corrective action needed to fix the adverse condition, and
part C states when and how the corrective action was implemented
(tr. vol. 2, at 124). Complainant's primary duty in CAP was to
define the corrective action that was needed with respect to
already identified problems (tr. vol. 2, at 125).
22. During an inspection in August and September of
[Page 9]
1989, the Nuclear Regulatory Commission (NRC) identified use of
improper solder and TVA's failure to document the end use of
commercially purchased solder as a failure to comply with TVA's
own administrative procedures (RX-7). Complainant did not
identify either issue and does not claim to have informed the
NRC or TVA of the matter (tr. vol. 2, at 120-21). TVA
generated CAQR WBN 890412 (CAQR 412) as a result of the NRC's
identification of the issues (tr. vol. 2, at 122-23). CAQR 412
originally addressed two issues, the use of improper solder
and the traceability of the soldering material (tr. vol. 2,
at 25). Complainant's initial responsibility with respect
to CAQR 412 was defining the necessary corrective action
(tr. vol. 2, at 125-26).
23. Complainant admitted that since 1981 when he
began working at WBN there have been several thousand CAQRS
written by other TVA employees, thousands of employee concerns,
and numerous notices of violation from the NRC (tr. vol. 2,
at 155-56). Although some CAQRs have the potential to impede
the licensing of WBN and may require considerable work and
expense to resolve, CAQR 412 and CAQR WBN890556 (CAQR 556) have
not (tr. vol. 2, at 156-57).
24. on December 11, 1989, TVA prepared and submitted
a response to the NRC's notice of the violation related to the
use of solder (RX-7; RX-9). On February 12, 1990f TVA revised
its initial response to the NRC due to an error contained in
the December 11, 1989, response with respect to the timeframe
of the records that had been examined (RX-11). Complainant
does not claim to have identified the error (tr. vol. 2,
at 159-60).
25. In November 1989 james Thompson assigned David
Graham, who in turn assigned complainant, to remove the issue
of end use traceability from CAQR 412 and to write a new CAQR
(CAQR 556) to deal separately with that issue (tr. vol. 2,
at 27-28). Mr. Thompson said that he wanted to send the issue
in CAQR 556 to another organization to be handled because it
was their program (tr. 5 vol. 2, at 31). Mr. Thompson later
asked complainant to draft the CAQR so that it would cite the
specific procedures that were volated and to remove the more
general references to upper-tier documents (tr. vol. 2, at 40-42,
127-28). Complainant did not think that Mr. Thompson had
engaged in any improper actions with respect to any CAQRs
[Page 10]
or any regulatory requirements Prior to November 1989 Although
complainant now claims that he thought that Mr. Thompson's
direction to write a new CAQR, CAQR 556, was improper when
an existing CAQR addressed the problem, he did not bring this
issue to the attention of his supervisors at the time (tr. vol.
2, at 27, 45, 203).
26. CAQR 556 as written by complainant stated that
specified requisition forms for solder were not traceable
(tr. vol. 2, at 126-29). In November 1989 complainant signed the
closure of CAQR 556 upon being shown that there was no
traceability requirement with respect to the particular forms he
had identified (tr. vol. 2, at 128-30). Complainant now
claims that he felt pressure to sign the closure of CAQR 556
because he had no evidence to support keeping it open (tr. vol.
2, at 130). The same day that CAQR was closed, complainant went
to ECP and raised a concern about its closure, claiming that the
scope of the sample that he had written into the CAQR was too
narrow. However, he did not raise an allegation to ECP that he
had been pressured into closing the CAQR (tr. vol. 2, at 28, 31-
33).
27. On the day that CAQR 556 was closed, complainant
went to the NRC office at the site and raised his concern about
the closure of the CAQR with the NRC resident inspector.
However, when he returned from the NRC office, complainant
informed Mr. Thompson that the NRC had called him with a
question about CAQR 556. Mr. Thompson was quizzical about the
fact that the NRC knew of the closure of CAQR 556 earlier that
day and made a comment to the effect that it seemed as though
the NRC had a pipeline to Nuclear Construction (tr. vol. 2,
at 87-88, 92-93, 194-97).
28. In the fall of 1989, complainant also raised four
allegations of intimidation and harassment (I&H) to ECP. Those
four allegations were: (1) his position description did not
adequately describe his previous computer-related duties;
(2) he had not received a service review when he changed
supervisors in 1988 and 1989 and the annual service reviews he
had received did not reflect all of his computer-related
duties; (3) his position was improperly classified as an SE-6
rather than an SC-3 or SC 4 and thus inadequately compensated;
and (4) Mr. Thompson's accusation that complainant was a
"pipeline" to the NRC (RX-10; tr. vol. 3, at 243). During the
same time, complainant met with Dan Robertson from TVA's Human
[Page 11]
Resources organization and raised his concerns that his Position
description did not reflect his computer-related duties, that he
had received inadequate service reviews, and that his position
should be reclassified (tr. vol. 2, at 62-63).
29. As a result of complainant's ECP concerns about
I&H and the closure of CAQR 556, David W. Stewart was instructed
in December 1989 by TVA Vice President Richard Wilson to oversee
an investigation of whether that CAQR had been properly closed
and whether complainant had been sublected to I&H by TVA
management (tr. vol. 4, at 112-13). Wayne Aslinger, a Quality
Assurance specialist from another plant, was selected to conduct
the investigation about the closure of CAQR 556, and Keith
Fogleman, a Human Resources officer with experience in
investigating employee grievances, was selected to investigate
the allegations of I&H (tr. vol. 4, at 113).
30. During Mr. Fogleman's investigation, complainant
informed Mr. Fogleman that he wanted to work in a computer-
related position. When Mr. Fogleman learned of a vacancy in
Information Services in Chattanooga, he informed complainant
who refused to apply on the position because it was a lower
graded position than the one he held and because he would
forfeit the right to any project life severance pay he might
be entitled to if he was RIFed from his position in Nuclear
Construction (tr. vol. 2, at 64-65).
31. Mr. Stewart informed Nuclear Construction that
there was a concern about CAQR 556 and directed Nuclear
Construction to look into the matter also (tr. vol. 2,
at 134). Nuclear Construction formed a task force, headed
by Harrell O. Simpson, to look into the matter, but they were
not informed of the specific issue, that complainant had raised
the issue, or the results of Mr. Aslinger's investigation
(tr. vol. 2, at 134-35).
32. Mr. Aslinger completed his investigation about
the closure of CAQR 556 in early January 1990 and prepared a
report (RX-18; tr. vol. 3, at 217). Mr. Fogleman completed his
investigation of the alleged I&H on February 8, 1990, and also
prepared a report (RX-10). Complainant was given a copy of Mr.
Fogleman's investigative report on February 26, 1990, by his
supervisor, Paul Scanlan, who asked him to review it and
give him any comments (tr. vol. 2, at 74-75). Complainant told
[Page 12]
Mr. Scanlan that he had comments on the report but could not get
them done that day. Although Mr. Scanlan told him to take
more time, complainant never provided any comments (RX-15,
at 2; tr. vol. 2, at 86, 205).
33. As a result of the investigations by Mr. Aslinger and
Mr. Simpson's task force, TVA determined that CAQR 556 1 should
be reopened. Complainant was assigned to include the task force
information in the CAQR (tr. vol. 2, at 134-35). At
complainant's reguest, on April 19, 1990, Gerald Brantley
from ECP and Lynn Nolan, Mr. Thompson's supervisor, briefed
complainant on the results of the Aslinger investigation into
the closure of CAQR 556. They told him that the report
concluded that the CAQR should not have been closed but that the
report was confidential and could not be released to him
(tr. vol. 2, at 117-19). Mr. Simpson's task force, Mr. Thompson,
and Mr. Brantley were also denied access to the report.
Mr. Nolan was required to return the report after reading it
tr. vol. 2, at 137-38).
34. TVA's Office of Inspector General (OIG) is
statutorily authorized and reports directly to TVA's Board of
Directors and to Congress (Inspector General Act of 1978 § § 5,
8E, 5 U.S.C. app. at 1186, 1194 (1988)). The OIG investigated
and reported on the I&H allegations contained in complainant's
ERA complaint (RX-16). The OIG's report concluded that
complainant had not been subjected to I&H. The OIG's special
agent in charge of investigating complainant's allegations had 16
to 17 years experience as a special agent with the Federal Bureau
of Investigation (FBI) (Hickman dep. at 7). The investigation
was supervised by another former FBI special agent (Hickman dep.
at 4).
35. Prior to November 1989 I&H allegations were
investigated by TVA's Office of Inspector General (OIG) and/or
by ECP (Hammon dep. at 15-16, 38-39). In November 1989 Nuclear
Power changed its policy to provide for the investigation of
I&H concerns by line management to overcome misunderstandings,
to take corrective action, if necessary, with respect to
management, and to communicate back to the employee (Hammon dep.
at 20-21, 23, 38-39). That policy change was explained to
the NRC on December 12, 1989 (RX-20; RX-21). Mr. Fogleman's
investigation of complainant's I&H concerns was done pursuant to
that policy. I&H concerns raised by other employees during that
[Page 13]
time frame were similarly investigated by line management (Hammon
dep. at 24-25).
36. Complainant's most recent annual service review
Prior to his March 22, 1990, complainant in this matter was for the
period October 1, 1988, to October 1, 1989 (RX-8; tr. vol. 2, at
171-72). TVA management issued and discussed the service review
with complainant on November 14, 1989 (RX-8). Complainant
admitted that he received it before January 1990 (tr. vol. 2, at
171).
37. On May 2, 1988, complainant was assigned to serve
on the WBN records issue team as the Division of Nuclear
Construction representative (CX-11). Complainant was loaned to
Sequoyah during July and August of 1988 and when he returned to
WBN the records issue team had been dissolved (tr. vol. 1,
at 98).
38. On March 7, 1990, complainant was researching an
issue on cable inspections and learned that ECP had issued a
related report. Complainant informed Paul Scanlan of the
existence of the report. Later that day Mr. Thompson told
complainant that he would prefer for him to obtain the
information from RIMS, TVA s microfilmed files, rather than
ECP. Mr. Scanlan asked his secretary to obtain a copy of the
report from RIMS for complainant's use (tr. vol. 2, at 24,
36-39, 108-10, 192-93; CX-17, CX-29, Cx-30).
39. Complainant testified that he was not sure that
he sustained any adverse Personnel action at any time between
November of 1989 and March of 1990 (tr. vol. 2, at 199-200).
40. Interrogatory No. 3 of TVA's interrogatories to
complainant asked him to identify the nature, date, time, and
location of each alleged reported nuclear safety concern and
the identity of all persons to whom complainant reported such
concerns. Complainant's answers to interrogatories, which he
signed under oath, did not state that he had reported any
nuclear safety concerns to the NRC (tr. vol. 2, at 201-02).
41. The minimum educational requirement for an SC-3,
Systems Analyst, position is a "Bachelor's degree from an
accredited college or university in computer science or related
discipline that includes a specialty in computer science.
[Page 14]
Education or documented work experience and technical training
may be evaluated as synonymous attributes" (RX-22, at 10).
Presentation of The Watts Bar Human Resources Office Report
The complainant in his March 22, 1990 complaint alleges: "The
most recent act of discrimination which has occurred within
thirty (30) days prior to the filing of this complaint of
discrimination herein, as well as other acts of discrimination
within said thirty (30) day period, is the manner in which an
investigative report was given and presented to Mr. Evans by Paul
Scanlon, on February 26, 1990, at the TVA Watts Bar Nuclear
Plant. On that occasion, an investigative report which had
allegedly been in preparation for many months was given to Mr.
Evans, and he was instructed to examine the report and provide
Paul Scanlon with his written comments by the end of the work
day. Upon reading the report Mr. Evans claimed that it was
incomplete, inaccurate, and prejudiced against Mr. Evans in a
number of different specific areas. Mr. Evans further claimed
that the report as well as the manner in which it was presented
to him on Febrary 26, 1990, to be an adverse action against him
in violation of the Act. He contends that the report tends to
distort and erroneously state many of the concerns raised by Mr.
Evans over a considerable period of time and on a fairly regular
basis as early as November 18, 1986. (ALJ3)
The report covers 4 issues: (1) his position description did
not adequately describe his previous computer-related duties; (2)
he has not received a service review when he changed supervisors
in 1988 and 1989 and the annual service reviews he had received
did not reflect all of his computor related duties; (3) his
position was improperly classified as SE-6 rather than an SC-3 or
SC-4 and thus inadequately compensated; and (4) Mr. Thompson's
accusation that complainant was a "pipeline" to NRC (T28) (C1).
Items 1 through 3 have already been discussed in connection with
the motion for summary judgment and are time barred.
Assuming arguendo that the above items 1 through 3 are not
time barred, the parties fact stipulation incorporating portions
of the record as well as the record itself reflect that these
items are without merit: Complainant was not qualified for the
higher grade engineering position as he had not received his
engineering degree (S3, 6, 41). The testimony of what
complainant did when he was working at computor type functions
[Page 15]
did not demonstrate that he was performing at a level of an
engineer. True enough he had substantial experience as a
computor technician but the evidence does not permit one to
equate that experience to that of an engineer with a computor
specialty. Additionally, the record indicates that the computor
functions complainant worked at were either phased out or
reassigned to other organizational components (S12,13,18,19).
There has been no showing that complainant was either intimidated
or organizational changes were made with the intent of
discriminating against complainant (S39). Nor has it been shown
that his failure to received proper or any service reviews nor
the failure to finalize a new job description was in the nature
of I and H. Further,it is noted that the reclassification
instrument complainant feels he entitled to would not have
produced increased compensation for him and he would in fact
receive less pay than he presently receives if the new
description had been finalized (S10).
In summary, it is noted that complainant had computor skills
and would have preferred to be classified as an engineer and be
assigned to computor functions for TVA. However the failure of
TVA to accomplish complainant's preferences has not been shown to
be the result of any kind of animus or I & H steming from
complainant's protected activity. Rather, they originate from
the complainant's insufficient professional qualifications and
TVA's organization changes that do not appear, as indicated, to
have been undertaken with the complainant in mind.
The Pipeline Comment
The complainant filed complaints with the Nuclear Regulatory
Commission (NRC) in November 1989 to the effect that he was
caused to sign off prematurely by his supervisor Jim Thompson on
CAQR 556.
Complainant states:
"I told him I had come from the NRC office, and they asked me
about the solder issue. And I told them it was invalidated. And
he said, he thought about it, he says how they knew that or
something, like there was a pipeline to NRC." (Tr. vol. 2, 92).
Assuming for the purposes of argument that this statement
[Page 16]
was a response to complainant's protected activity, there has
been no showing in this records that the statement impacted
complainant in any manner. Complainant has not said that his job
was affected or that he was prevented from making complaints to
NRC or any other official organization by reason of the remark.
Further, respondent argues, and properly so, that the pipeline
remark occured more than thirty days prior to the filing of the
complaint and is therefore time barred.
The last question to be considered is the propriety of the
presentation to the complainant of the report. Complainant
appears to be arguing that the report was presented to him
replete with inaccuracies and he was given only a portion of the
day to correct the report. Claimant's contentions in this regard
must be balanced against the stipulation of the parties that
complainant was offered additional time to respond to the report
but failed to avail himself of it and never filed any response (S
32) Though the report makes a number of findings which disputes
the complainant's contentions, it does not question the
complainant's competency. The report states, " Management has
not developed a bad opinion of Mr. Evans because he has
identified problems. They spoke well of his work performance ....
Discussions with Mr. Evans reveal him to be an employee that is
interested in the future of Watts Bar and who has a great deal of
pride in the computor work he performed." Nor does it suggest
that the complainant be prevented from obtaining and holding a
suitable job at TVA (C1).
Complainant also argues that the investigative report (C1),
which discusses a number of time barred items has the effect of
reviving these items. There has been no authority cited for such
a proposition and it is considered that an employer should be
encouraged to take up time barred items in attempt to adjust
employee grievences without fear that its actions will revive
such claims.
Refusal to Disclose the Ayslinger report
As noted in the stipulation (S21-25), the NRC identified
that the TVA had misinformed it in an area relating to soldering
on nuclear equipment. The complainant was then assigned to a task
force to help write a corrective as related to CAQR 412 and 556.
In November 1989, the complainant closed out CAQR 556 indicating
there was no traceability requirement (S26). At the same time he
[Page 17]
filed a complaint with NRC and TVA's ECP about the improper
closure of CAQR 556 (S27) and the complainant's contentions that
he was subjected to I & H when he was compelled to close CAQR
556. TVA asked Wayne Aslinger to look into the contentions (S29).
Mr. Ayslinger's report was completed in January, 1990 (S32).
Among its conclusions was that CAQR 556 should be reoppened.
However, the complainant was not afforded a copy of the report
nor were several other TVA people (S33). Complainant contends
that he should have been shown the report in order for him to
complete his work (Tr. vol 2, 119). However, there has not been
any showing of any adverse personnel action flowing from the
refusal of TVA to disclose the report and complainant himself, as
to the period between November 1989 and March 1990, would appear
to confirm this (S39).
Alleged Harassment by Mr. Gary Lubinski
Complainant testified, in effect, that Mr. Gary Lubinski,
his supervisor from November 1989 through March of 1990, harassed
him by constantly giving him new things to do and monitoring his
absences from his duty station (Tr. vol. 2-47). The credible
evidence supports the view that Mr. Lubinski treated other
employees in the same fashion (Tr. vol. 3, p.17, 22). The
respondent argues that both the problems with Mr. Lubinski and
the pipeline comment items were not set out in any filed
complaint with DOL and they should therefore be ignored citing to
42 U.S.C. Sec. 5851 (b) (2) and (1). These sections require both
the written filing and the investigation by DOL of the specific
complaint. The point is well taken and cognizance of these two
items in this hearing would be appear to be barred by the statute
inasmuch there has been no filing with DOL specifying the
complainant's claims with respect to Mr. Lubinski or the pipeline
comment.
Upon consideration of the foregoing, it is recommended that
complaint be dismissed.
Recommended Order
It is therefore, ORDERED that the complaint of Frederick J. Evans
be dismissed with prejudice.
Glenn Robert Lawrence
Administrative Law Judge
[ENDNOTES]
1 Abbreviations:
ALJ: Administrative law judge exhibit
C = Complainant's exhibits
dep = Deposition
RX = Respondent's exhibits
S = Uncontroverted stipulation of fact
T = Transcript