U. S. Department of Labor
Office of Administrative Law Judges
Heritage Plaza, Suite 530
111 Veterans Memorial Blvd.
Metairie, LA 70005
(504) 589-6201
Case No. 89-ERA-3
In the Matter of
RICHARD ADAMS
Claimant
against
COASTAL PRODUCTION
OPERATORS, INC.
Employer
APPEARANCES:
Peter Derbes, Esq.
P. O. Box 15466
New Orleans, Louisiana 70175
For the Claimant
Steve Ridley, Esq.
McCalla, Thompson, Pyburn & Ridley
Poydras Center, Suite 2200
650 Poydras Street
New Orleans, Louisiana 70130
For the Employer/Carrier
Before: BEN H. WALLEY
Administrative Law Judge
RECOMMENDED DECISION AND ORDER
This case arose from a complaint filed by Claimant, Richard
Adams, against his employer, Coastal Production Operators, Inc.,
(hereinafter referred to as "CPO" or "Employer"), under the
anti-discrimination section of the federal Water Pollution
Prevention and Control Act (WPPCA), 33 U.S.C. 1367(a). Claimant
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alleges he was terminated from his employment for photographing
and reporting a water pollution discharge in the Lake Washington
area, near Port Sulphur, Louisiana.
This case was initiated and investigated at the
administrative level, after a complaint was filed against CPO and
Intercoastal Oil Field Fluids of Houma, Louisiana, (hereafter
IOFF), a hazardous waste disposal company that chartered one of
CPO's boats and was the alleged water pollution violator in this
matter. After notice to the parties and investigation of
Claimant's allegations, the Administrator concluded Claimant, CPO
and IOFF were covered by the WPPCA, that Claimant had been
engaged in protected activity within the meaning of Section
1367(a), and both CPO and IOFF had discriminated against Claimant
for reporting a perceived violation of the WPPCA.
CPO subsequently sought to have these findings reviewed by
the Office of Administrative Law Judges (OALJ). IOFF elected not
to file a request for review and the determination by the
Administrator is final as against it. The matter, as concerns
CPO, was referred to the Office of Administrative Law Judges for
resolution. Pursuant thereto, notice of hearing was issued, a
formal hearing was scheduled, and held in Metairie, Louisiana,
wherein both sides appeared with counsel, offered evidence, and
had the benefit of cross examination of the witnesses.
At the outset of the hearing, the parties jointly offered
exhibits 1 through 6 (JX 1-6) which were accepted into evidence.
Employer then attempted to offer exhibits 1-5 (RX 1-5), of which
numbers 1 & 2 were accepted and 3-5 were withheld because of
Claimant's objections concerning specific omissions in them. I
therefore declined to accept them at that time, but Employer was
offered the opportunity to attempt to introduce them at the
appropriate time during the course of the hearing in order to
allow for an orderly disposition of each objection, however, no
such later effort at introduction was attempted.
The pertinent part of the WPPCA concerning employee
protection states that:
No person shall fire, or in any other
way discriminate against, or cause to be
fired or discriminated against, any
employee . . . by reason of the fact that
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such employee . . . has filed,
instituted, or caused to be filed or
instituted any proceeding under this
chapter, or has testified or is about to
testify in any proceeding resulting from
the administration or enforcement of the
provisions of this chapter. 33 U.S.C.
§ 1367(a); P.C. 92-500, § 507.
The case law is clear that even internal reporting of safety
violations has been considered to be protected activity under
similar employee protection statutes. Wilson V. Bechtel
Construction, Inc., 86-ERA-322 (1988). It is also clear that
this has been followed in other employee protection statutory
schemes. [id.]. I conclude that the same policies that would
serve to protect an employee from making an internal report of
safety violations would likewise be served to protect the
employee in this case, for photographing and complaining to IOFF
employees about a pollution violation. Therefore, any suggestion
that Claimant was not engaged in protected activity, for simply
taking photographs of the pollution, or that Employer did not
know Claimant was about to testify in "any proceeding" at the
moment of termination and therefore did not have the requisite
animus under the wording of the Act is a stingy interpretation of
Section 67 of the WPPCA.
The central issue in this matter is whether the Respondent,
CPO, terminated Claimant: for engaging in a protected activity,
or, as employee argues, for other lawful employment related
reasons. The question of animus is a factual one and cannot
easily be disposed of in this case.
At the outset it is the Claimant that bears the burden of
making out a prima facie case. This can be done by showing the
following: First, that the defendant is an employer (emphasis
provided), broadly defined under the Act as "any person"; Second,
that the defendant is subject to the Act, in this case there are
only a few very narrow exceptions to it, and it does not appear
that CPO fits among any of these; and Finally, that Claimant was
discharged because he engaged in a protected activity. MacKowiak
v. University Nuclear Systems, 735 F.2d 1159 (9th Cir. 1984).
If Claimant succeeds in making this initial showing, the
burden then shifts to the Employer (Respondent) to articulate and
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prove some legitimate, non-discriminatory reason for the
Claimant's termination. In short, Respondent must clearly set
forth, through the introduction of admissible evidence, the
reasons for the Claimant's rejection. The explanation must be
legally sufficient to justify a judgment for the defendant.
Texas Department of Community Affairs v. Burdine, 450 U.S. 248,
255, 101 S.Ct. 1089 (1981). If the Employer succeeds in making
the above showing, then the evidence is weighed on the record as
a whole pro and con. If, however, in the dual motive case, the
two theories for termination, one legal and one illegal, are
found to be inseparable, the Employer bears the risk of a verdict
against it. Mt. Healthy City School District Board of Education
v. Doyle, 429 U.S. 273, 97 S.Ct. 568 (1977).
Claimant testified he began working as a boat operator for
COP in 1986. (Tr. 19). His job, in this case, was to operate a
thirty five foot crew boat called the "Miss Judy." (Tr. 20).
This boat was working under a verbal charter agreement for IOFF,
a hazardous waste disposal company, which was retained by
Phillips Petroleum Company to clean up some old oil production
pits in the Lake Washington Area, near Port Sulphur, Louisiana.
(Tr. 21, 11, 75 & 78).
2On one occasion Claimant
worked ten straight days.
3The pit referred to in this case
was of a type that is
commonly associated with oil and gas exploration and production
operations. Mr. Johnson, the special projects engineer for IOFF,
referred to this particular pit as a production pit. It was not
clear if he was making a generic reference to these types of pits
or was specifically identifying the type of pit this was. The
distinction here is not one of semantics since the cleanup
regulations and the permitting process can vary sharply with what
is contained in them.
4Despite carrying the title of
engineer, it appears that Mr.
Johnson has never completed an engineering degree or
certification, and that this designation would only be of
occupational significance between him and his employer, IOFF.
(Tr. 107).
5Despite carrying the title of
engineer, it appears that Mr.
Johnson has never completed an engineering degree or
certification, and that this designation would only be of
occupational significance between him and his employer, IOFF.
(Tr. 107).
6The quarter boat was the base for
these operations. It is
what its name suggests--a vessel with sleeping quarters and
galley to house and feed the work crew.
7The evidence is unclear as to
what happened after this
point. Claimant, upon reaching the dock, was under the
impression that IOFF would keep the boat under contract, but they
did not want him. The testimony by Johnson indicated that he
verbally arranged with Claimant that he would remain until a
relief captain could take over. Mr. Johnson's testimony on this
point is somewhat equivocal as to whether or not an understanding
was actually reached with Claimant. Mr. Johnson's testimony
created doubts in my mind. It was my impression that little
thought was given by Johnson concerning Claimant's replacement
until later in the day, after Claimant had departed the work
site.
9This is especially true in the case
of Mr. Ponville, who was
present when the pumping operations began and when Claimant
initially objected about the discharge. Mr. Ponville, as the
foreman, rendered a detailed litney concerning Claimant's
deficiencies, yet could not remember the pollution incident with
any detail at all.