Exhibits and Stipulations
The exhibits in this case consist of five Administrative Law
Judge's exhibits, 14 Complainant's exhibits and 13 Respondent's
exhibits. At the outset of the hearing, the parties agreed that
(1) the Respondent is subject to the Act; (2) the Complainant was
an employee under the jurisdiction of the Act; and (3) the
Complainant suffered an adverse action with respect to his
compensation, terms and conditions and/or privilege of employment
in that his job was terminated (Tr. 7, 8).
Issues
The following are the unresolved issues in this matter (Tr.
7, 8 and 695):
1. Timeliness of Complainant's complaints;
2. Whether the Complainant engaged in protected activity
under the Act;
3. Whether the Respondent knew or had knowledge that
Complainant engaged in protected activity; and
[Page 3]
4. Whether the action taken against the Complainant
(termination) was motivated, at least in part, by Complainant's
engagement in protected activity.
Findings of Fact
1. The Respondent is a utility company engaged in the
generation and distribution of electric power.
2. The Complainant applied for employment at Respondent's
Plant Vogtle on October 25, 1987, and in doing so failed to
reveal on his employment application that he had previously been
discharged from employment with the Respondent in 1979 for
excessive absenteeism.
3. The Complainant was hired as a utility man in the Building
and Grounds Department at Plant Vogtle and began work on
November 23, 1987. A utility man is an entry level position
responsible for cleaning and maintaining the area.
4. The Complainant was given orientation information
including safety procedures and by his signature acknowledged
that he understood the materials. He was also furnished a
quality concern package of information which outlined the fact
that employees are told how and in what manner safety and operation
concerns can be raised. These concerns can be raised
anonymously and the employees supervisors are not involved nor
are they informed about the concerns raised.
5. On December 19, 1987, the Building and Grounds
Department took over from the general contractor who had built the
facility, the Fire Watch Program. This program involved personal
inspections by employees on an hourly basis of designated
sections of the plant to physically inspect whether there was an
increase in heat, smoke or any signs of fire. This program was
in addition, of course, to the mechanical and computerized safety
devices which were also in place. The employees of Buildings and
Grounds were given a choice whether they wished to work
maintenance or to do fire watch. The Complainant chose fire
watch duties.
6. In the short interval that followed the Complainant's
assignment to the Fire Watch Program and prior to his being
terminated on January 19, 1988, Complainant missed three full
[Page 4]
days at work, all but 15 minutes of a fourth day and was late on
a fifth day.
7. As a new employee Complainant was considered to be on
"trial" for six months and the Respondent could, at its option
transfer, lay off or dismiss a "trial" employee (Respondent's
Exhibit 5).
8. The Complainant was terminated on January 15, 1988, for
absenteeism and not for any protected behavior under the Act.
9. The Complainant failed to file a timely complaint under
the Act.
Timeliness
The first issue to be considered is that of the timeliness
of the Complainant's complaint following his termination. This
was not initially an issue in the case, but was raised by the
Respondent at the conclusion of the Complainant's presentation of
evidence (Tr. 267). I allowed the Complainant to offer additional
evidence at that time, and after discussion I eventually
declined to rule on the issue from the bench (Tr. 298).
29 C.F.R. 24.3(b) provides that "any complaint shall be
filed within 30 days after the occurrence of the alleged
violation." Section 24.3(c) requires that the complaint be in writing.
At the hearing, the Complainant testified that on the day
following his termination, January 16, 1988, he was instructed by
the NRC to report the incident to the Department of Labor office
within 30 days (Tr. 277, 278). Complainant identified
Complainant's exhibit 11 as the letter he received from the NRC
following that conversation (Tr. 278). After receipt of Exhibit
11, Complainant testified that he "sat back" and waited seven
months, though he did attempt to call the Department of Labor on
"a countless number of times." (Tr. 279). He also testified that
on January 26, 1988, he discussed the matter with a Mr. Young at
the Department of Labor who told him it was a waste of the tax
payers money (Tr. 280). He stated that he then called the NRC
again and talked with a Mr. DeMiranda and based on that conversation
he sent two certified letters one to the NRC and the other
to the Department of Labor (Tr. 281). He identified the return
receipt (Complainant's exhibit 12) signed by Mr. DeMiranda and
[Page 5]
dated February 9, 1988, as the one which he mailed to the NRC
(Tr. 284), and he identified the undated return receipt
(Complainant's exhibit 13) as the one he mailed to the Department
of Labor (Tr. 285). He testified he sent both letters on the
same day, around January 26, 1988, that it was within 30 days of
his termination and that he set forth the facts that constituted
his complaint, but he did not have a copy of the letter (Tr. 284,
285, 286). Later in August, Complainant testified he called
Washington, Atlanta and Savannah and was assured a quick response
would be forthcoming and he was given an apology that Mr. Young
had not responded to his complaint (Tr. 288).
It has been held that the statutory period for filing a
complaint is not jurisdictional, but rather a statute of limitations
which is subject to waiver, estoppel and equitable tolling
and that raising the precise claim in the wrong government forum
may even toll the time period. However, based on the facts
presented to me in this instance, I find that the Complainant's
claim with the Department of Labor was untimely filed and that in
view of the clear written language contained in Complainant's
exhibit 11, that he can offer no excuse for his tardiness
sufficient to warrant a waiver or tolling of the time requirement
of 30 days as set out in 29 C.F.R. 24.3(b). In sum, I find the
Complainant failed to carry his burden of proving he filed a
written complaint within the time period prescribed by law. His
claim is barred by the statute of limitation.
Although the Complainant maintained at the hearing that he
filed something with the Department of Labor within 30 days of
his termination, there is no documentary evidence to substantiate
his allegations. The September 14, 1988, letter from the Employment
Standards Administration, Wage and Hour Division, Department
of Labor, clearly states that "your complaint was received on
March 3, 1988." (ALJ Exhibit 1). The only physical evidence the
Complainant offers to prove an earlier filing date is an undated
return receipt (Tr. 13) which he states was mailed at the same
time he mailed the materials to NRC and in response to which he
received the returned receipt identified as Complainant's exhibit
12. However, to accept this as true you first would have to
accept Complainant's testimony as entirely accurate and secondly
you would have to believe that though mailed on January 26, 1988,
it took until March 3, 1988, for the complaint to be received. I
am unwilling to do this.
[Page 6]
Throughout the trial Complainant demonstrated a tendency to
either embellish the facts about which he testified and/or
confused details. The Complainant went to great lengths to
explain that he was not allowed to make an erroneous entry (line
item) on his fire watch sheet, but yet everyone else who
testified about the subject said without fail that it was quite
permissible so long as the mistake was lined out and initialed
and dated. Complainant was not truthful on his employment
application concerning prior dismissals. Despite testimony to
the contrary, he alleged that he most frequently was assigned the
most difficult fire watch post. He confused the use of the line
item sheet. He demanded seniority despite the union contract to
the contrary. For these and other inconsistencies which occurred
throughout the hearing, I am not trustful of the Complainant's
memory as regards undocumented events. Rather, I prefer to rely
on the documentary evidence for clues and in doing so find that
while there was timely correspondence to the NRC, there is no
evidence that there was a timely filing with the Department of
Labor. Neither do I find the filing with NRC to be sufficient to
toll the statute because as evidenced by Complainant's exhibit
11, the Complainant was specifically instructed that he must take
action with the Department of Labor. Also, while I realize that
the mailing of the complaint and not the receipt of the complaint
is the test of timeliness, I find that the acknowledgment of a
March 3, 1988, receipt date by the Department of Labor in
Complainant's exhibit 11 is further indication that nothing was
mailed to the Department of Labor by certified mail as early as
January 26, 1989.
Other Issues
In a case such as this, the burden is on the Complainant to
prove by a preponderance of the evidence that retaliation for
protected activity was a motivating factor in his termination.
The matter of timeliness notwithstanding, in this instance based
upon a thorough review of the record, I conclude that the
Complainant has failed to establish a prima facie case of
discrimination or retaliation within the meaning of the Act.
The requirements for establishing a prima facie case are
that (1) the Complainant engaged in protected conducted; (2) the
Respondent was aware of such conduct; and (3) the Respondent took
some action adverse to the Complainant which was more likely than
not the result of the protected conduct. Because I find the
Complainant has failed in his burden to raise even an inference
[Page 7]
that protected activity was the likely reason for his termination
(Item 3) I find no need to explore Items 1 and 2.
The Complainant was employed as a "trial" employee on
November 23, 1987, and during the first six months of employment
was subject to dismissal at the discretion of the Employer
(Respondent's exhibit 5). From the time of his employment until
the date of his termination, the Complainant was obviously a
difficult employee who had excessive absenteeism, confused
instructions, was on occasion insubordinate, and remained
steadfast in his belief that he was entitled to greater seniority
than had been bestowed upon him. The termination which occurred
on January 15, 1988, smacks of nothing wore than, in the words of
the Department of Labor's investigative report; "the result of
absenteeism and overall job performance . . ." (Complainant's
exhibit 11). I find no indication from the record that there was
a dual motive in the termination.
As demonstrated by Complainant's exhibit 2 and testified to
by Elijah Dixon, superintendent of buildings and grounds, the
Complainant was late or absent on five occasions from January 2
until January 14, 1988 (Complainant's exhibit 2). W. C. Lyons,
quality concerns coordinator, undertook a sampling of 37 other
employees and found Complainant's absenteeism to be the worst.
Additionally, there was testimony of the Complainant's sleeping
in the cafeteria after hours and refusing to shovel ice or vacuum
when instructed to do so by a building and grounds foreman.
Also, the Complainant showed confusion throughout his testimony
that convinced me he really did not understand the instructions
he was to follow concerning fire watch. The testimony from other
witnesses was clear that a fire watch route sheet was furnished
to each shift, but it was only a check list and it was the
individuals responsibility to determine the correctness of the
identification of areas to be inspected by referral to a map.
Despite everyone elses understanding of this procedure,
Complainant did not seem to comprehend and in response to a
question I asked about the route sheet (Complainant's exhibit 10)
stated that if it was wrong "the whole thing is wrong regardless
of what the map says." (Tr. 261)
Mr. Dixon testified that with a union representative present
(Richard Hill) he called Complainant into his office for a
lengthy meeting on January 4, 1988, and went over his seniority
concerns as well as general procedures with him. That same day,
[Page 8]
Jones Gresham, buildings and grounds utility man, discovered two
errors on the Complainant's line item sheet, and he too met with
the Complainant. That night the Complainant went to the wrong
level and stayed beyond hours on the mistaken belief that he (1)
needed to wait on relief and (2) could not use the telephone. He
was discovered by a security guard. On January 5, 1988, another
meeting was called by Mr. Dixon to clarify the events of the
previous evening, but the Complainant refused to have Mr. Hill as
his union representative and another was furnished him. The
meeting lasted two hours and nothing was really resolved with the
Complainant. On January 9, 1988, Complainant was assigned to
buildings and grounds and refused to follow instructions
concerning task assignments. On January 14, 1988, Complainant
was absent from work and when he came in on January 15, 1988, he
was terminated by Mr. Dixon for excessive absenteeism. Mr. Dixon
testified in terminating the Complainant he did not know whether
he went to quality concern or NRC and that whether he did or did
not had no affect over his decision to discharge the
Complainant. Mr. Hill, the union steward, testified that he did
not think the Complainant was singled out and also testified that
he never saw a worse record and that he believed that termination
was warranted.
Not only does the evidence utterly fail to prove termination
because of protected behavior on the part of the Complainant, it
is obvious from the Complainant's own testimony that what he
believes to be the reason for his termination was concern over
his entitlement to greater seniority. Those who testified about
the subject, including Mr. Hill the union steward, stated that
under the terms of the union contract the Complainant had no
seniority because he was previously fired. Despite this,
however, the Complainant clearly revealed his thoughts on the matter
when he testified on cross examination that he had been gotten
"rid of" because they feared his "super seniority." (Tr.
221-224). His belief was reiterated in response to my
questioning (Tr. 263).
Conclusion
Regardless of the issue of timeliness and regardless of
whether the Fire Watch Program was even an activity covered under
the Act (several witnesses including Mr. Lyons, the Quality
Concerns Coordinator, testified it was not a NRC safety requirement
for plant operation), the record reveals to my satisfaction
[Page 9]
that the Complainant was terminated for absenteeism. Apparently,
it is the Complainant's belief that the Respondent was motivated
out of fear of his "super seniority." In either event, the
record supports a finding that it was not in retaliation for a
protected activity.
Recommended Decision
I recommend to the Secretary of Labor the complaint
herein be dismissed.
C. RICHARD AVERY
Administrative Law Judge
Dated: Jun 23 1989
Metairie, Louisiana
[ENDNOTES]
1 This matter was initially set for trial
October 20, 1988. By
telegram dated October 13, 1988, complainant requested a
continuance and waived any time requirements set out by law. The
case was reset for November 30, 1988, and again a continuance was
requested. The matter was finally heard in January, 1989, and at
the conclusion of that hearing the parties agreed that the time
requirements of 29 C.F.R. 24.6(a) would be expanded so that the
parties would have 45 days from receipt of the transcript to file
post-hearing briefs and I would have an additional 45 days
following receipt of the briefs for issuance of a Recommended
Decision. By Joint motion filed April 14, 1989, the parties
agreed to waive the time requirements of 29 C.F.R. 24 and
consented to an extension of time for post-hearing briefs until
May 15, 1989. Thereafter, because of an apparent confusion, the
date for submission of briefs was once more extended until May
31, 1989, at which time the Respondent filed its brief. No
post-hearing brief has been received from Complainant.