Section 210 of the Energy Reorganization, Act provides in relevant
part:
No employer, including a Commission licensee, an applicant for a
Commission license or a contractor or a subcontractor of a Commission
licensee or applicant may discharge any employee or otherwise
discriminate against any employee with respect to his compensation,
terms, conditions, or privileges of employment, because the employee
(or any person acting pursuant to a request of the employee)--
(1) Commenced, caused to be commenced, or is about to commence
or cause to be commenced a proceeding under this chapter of
the Atomic Energy Act of 1954, as amended (42 USCA § 2011 et.
seq.], or a proceeding for the administration or enforcement
of any requirement imposed under this chapter or the Atomic
Energy Act of 1954, as amended ...
42 USC § 5851(a).
Hearing was conducted and this recommended decision is being
issued under 29 C.F.R. Part 24, Procedures for the Handling of
Discrimination Complaints under Federal Employee Protection Acts.
[Page 3]
III. THE PROCEDURAL BACKGROUND
After the filing of the initial complaint on October 27, 1989, the
case came in to this office. Hearing was scheduled for January 25,
1988, at which time Complainant failed to appear. After a Show Cause
Order and Response by Complainant's counsel, a recommended order
dismissing the complaint was issued. After appeal, the matter was
remanded by the Secretary of Labor for further proceedings.
At the conclusion of the January 26, 1989 hearing, it was
determined that briefs would be filed on April 11, 1989. Briefs have
been received from both parties, and have been thoughtfully considered
in the formulation of this recommended decision.
IV. STATEMENT OF FACTS AND CONCLUSIONS
A. CBI's subcontract with Philadelphia Electric Company at Peach Bottom Reactor 2 in
1984 and 1985
At the hearing, the parties stipulated that during the period of
March, 1984 through June, 1985, CBI had a contract with Philadelphia
Electric Company ("PECO") to replace the recirculation piping on
Reactor Unit 2 ("Unit 2") at the Peach Bottom Nuclear facility in
Delta, Pennsylvania, which is owned and operated by PECO. To help
perform this work, CBI in turn entered into a subcontract with GAPCO,
inc. to provide pipe welding and machining work on Unit 2 as the
general foreman for GAPCO on this job. Don Sordahl was the job
superintendent for GAPCO. Chuck Halfast was CBI's project manager for
the piping replacement work on Unit 2.
B. CBI's Observations of Complainant While He Worked For GAPCO on Unit 2.
Mr. Young began working for GAPCO on Unit 2 on May 7, 1984.
According to Chuck Halfast, he thereafter had an opportunity to
personally observe Mr. Young on the job in June and July of 1984.
Mr. Halfast testified that on one occasion while he was in the T.V.
monitoring room, he observed Mr. Young come up behind one of his
fellow craft workers, stick his leg between that employee's leg and
begin "humping" on the employee's leg. Mr. Halfast characterized Mr.
Young's actions on that occasion as "very unbecoming".
In addition to Mr. Halfast, Dean May, the Company's machining
engineer, had an opportunity to personally observe Mr. Young's work
habits and attitude toward his work. In particular, during training
[Page 4]
Mr. May testified that he observed Mr. Young straddle and begin
humping another man's leg. This was a different incident from the
humping incident observed by Mr. Halfast. According to Mr. May, this
left a "very strong impression" on him. in addition, Mr. May
testified that he observed Mr. Young in the fab shop telling jokes to
employees, and laughing and carrying on with workers rather than
working. Mr. May also had occasion to complain to GAPCO that craft
workers under Mr. Young's direction were taking extended breaks and
sitting idly rather than working. According to Mr. May, he found Mr.
Young's activities while working for GAPCO very unprofessional,
immature and even perverted.
In order to put Mr. Young's activities into perspective, Mr. May
testified that the work being performed by CBI and its subcontractor
GAPCO on Unit 2 involved removing old reactor piping that had been
contaminated with radiation and installing new piping. Because of
radiation exposure to employees, there had to be a great deal of
training of craft workers before any work was started. Indeed, the
equipment being used on the job was not common to the pipefitters
trade before this particular job. As a result, Mr. May stated that
training was serious business and not something to be treated
casually. While some amount of horseplay and popularity may be normal
on any industrial job, I do agree with Respondent's contention that
Mr. Young's behavior on this job site was wholly inappropriate in view
of the safety considerations inherent in work on a nuclear reactor.
Indeed, the Complainant seems to have been well aware of safety
considerations for this work. Mr. Young had extensive experience in
pipefitting, welding, and mechanical work in the nuclear field. After
his hiring as general foreman in May, 1987, after careful observations
on the job, he notified his superiors from immediate supervisor to job
superintendent Sordahl of his concerns about insufficient manpower and
the risk of excessive radiation to his men. He even submitted
sketches in support of his conclusion. In addition, he discussed
these safety complaints with safety radiation inspectors known as the
ALARA (as low as reasonably achievable) representatives at the job
site. When Mr. Sordahl advised that CBI had refused to approve this
hiring of additional men, Mr. Young discussed this matter with a Mr.
Hartinger, his union representative, who came to the job site to
express to management Mr. Young's safety and employee utilization
concers along with the sketch. When turned down by Sordahl, Hartinger
had a conference with Halfast who initially refused the suggestion for
additional employees, but when Hartinger suggested that he and
discuss this matter with the NRC, Halfast changed his mind and
[Page 5]
would reconsider. Within a week, the additional employees were
hired. There is no testimony from the employer questioning the
validity and the accuracy of Young's safety complaints.
C. Production Progress on the Day Shift on Unit 2
Mr. Young was the foreman in charge of pipefitters on the
day shift on Unit 2. Sometime in mid July of 1984, CBI officials
determined that work was not progressing according to schedule. As a
result, Chuck Halfast assigned Dean May to investigate the cause of
the problem and report back with his findings. Mr. Halfast, further
testified that the company then investigated the matter and
the problem to be the fact that GAPCO pipefitters on the day shift
work were not accomplishing what night shift workers were. To
substantiate this conclusion, the Company introduced evidence
there were twice as many pipefitter welders working on the day shift
under Mr. Young than there were on the night shift. (Resp. Ex. 1).
In addition; the Company introduced a letter it received from GAPCO
including a schedule of the number of set-ups and cuts credited to the
day and night shifts. (Resp. Ex. 2). A review of this document
indicates that it attributes 13 set-ups and 12 cuts to nights while
attributing only 5 set-ups and 7 cuts to days. Even after the
Department of Labor investigated the matter, it determined that there
was still a noticeable difference between the number of cuts and
set-ups taking place on days and nights.
Mr. Young attempted to rebut these allegations by showing that
there should be somewhat more production on the night shift than the
day shift for the following reasons: the night shift is not tied up
with paperwork, equipment hauling and training; there is no
supervisory personnel present to interrupt the flow of work (this is
substantiated by May's testimony that he never appeared at the night
shift). Mr. Young's analysis of this differential between day and
night shift was substantiated in part by the analysis of the
Department of Labor's investigator (Complainant's Exhibit 6) which
showed a very minimal disparity between the day and night shifts along
with an explanation for said disparities similar to that testified to
by Mr. Young.
Considering the excessive number of pipefitters working on the day
shift vs. the number on the night shift, and the variances in
production, I find that the Respondent had reasonable grounds to
believe that Mr. Young, as general foreman, bore at least a share of
the responsibility for this low production.
[Page 6]
D. CBI's Contract to Replace Piping on Unit 3 and the Complainant's Employment in
1987
CBI first returned to Peach Bottom on January 1, 1987 to begin
preplanning sessions for the Unit 3 replacement work. Sometime in May
or June of that year, CBI officials including Chuck Halfast, Dean May,
Dave Welchill and Perry Brosius, held a meeting to discuss personnel
staffing for the Unit 3 work, which included examining a list of names
of employees from Unit 2. According to Dean May, based on his
observations of Mr. Young while working for GAPCO, he expressed his
opinion during this meeting that Young was not suitable for employment
with CBI. Based on his observations of mr. Young, Mr. Halfast
concurred, concluding that Young was an undesirable employee that the
Company did not want on its payroll. According to Mr. Halfast, this
decision was not influenced by GAPCO or PECO. Rather, the ultimate
decision to refuse to consider Mr. Young for employment was made
solely by Mr. Halfast and was based on Company observations of Mr.
Young while he worked for GAPCO.
On October 12, 1987, Complainant was referred by Local 520 of the
Pipefitters Union to work as a pipefitter welder for CBI on Unit 3.
After arriving at the site, Mr. Young was given one weld test as part
of the hiring process. He passed this test on October 14, 1987. Mr.
Halfast did not learn that Mr. Young was on the jobsite until October
15, 1987, when he saw Mr. Young's file indicating that Young had
passed the first weld test. Mr. Halfast immediately informed his job
supervisor Perry Brosius to discharge Mr. Young, as Young was not
suitable for hire by CBI. According to Mr. Halfast, this decision was
not influenced by PECO or any other contractor.
On October 14, 1087, while in the middle of his second weld test,
Mr. Young was informed that he was being terminated. At this time,
Mr. Young was paid for the time that he had worked and given what is
known as a drag slip confirming that he was paid for his time. (Resp.
Ex. 4). At Mr. Young's insistence, Kelly Brawner, a CBI employee,
wrote the reason for Mr. Young's termination on the drag slip:
"Knowledge of past work experience, ineligible for CBI rehire" (Resp.
Ex. 4). Kelly Brawner wrote this reason after consulting with the job
superintendent, Perry Brosius.
E. Evidence Concerning CBI's Knowledge of Complainant's Protected Activities
At the hearing, the parties stipulated to the fact that Mr. Young
had brought or had pending before the Department of Labor several
proceedings against PECO and other contractors at the Peach Bottom
[Page 7]
facility in which he alleged or was alleging that adverse employment
actions had been taken against him on account of his protected
activities under the Energy Reorganization Act. In this regard,
counsel for CBI represented that the Company was not denying having
knowledge of Mr. Young's alleged protected activities when it
terminated him on October 15, 1987.
In testifying concerning his decision to terminate Mr. Young in
October of 1987; Mr. Halfast stated that neither PECO nor any other
contractor influenced his decision. Rather, his decision was based
solely on Company observations of Mr. Young while he worked for GAPCO
on Unit 2.
F. The Prevailing Law on Whistleblower Termination
The federal courts have developed a test referred to as the "dual
motive discharge test" first enunciated by the United States Supreme
Court in Mt. Healthy City School District v. Doyle , 429 U.S. 274, 97
S.Ct. 568 (1977). Under this test, once the employee has shown that a
protected activity played a role in the employer's decision, the
burden shifts to the employer to persuade the court that it would have
discharged the employee even if the protected activity had not
occurred. Mackowiak v. University Nuclear System, Inc. , 735 F. 2d
1159 (1984).
In enunciating the legal standard for dual motive discharge under
§ 5851, Mackowiak v. University Nuclear Systems, Inc. , 735 F.2d 1159
(1984) states:
"Mt. Healthy created a two-part test for 'dual motive'
cases. Under it, once the plaintiff has shown that the
protected activity 'played a role' in the employer's decision,
the burden shifts to the employer to persuade the court that
it would have discharged the plaintiff even if the protected
activity had not occurred."
* * * * *
In dual motive cases, the employer bears the risk
that 'the influence of legal and illegal motives cannot be
separated . . .'"
On brief, complainant alleges that he has established the
essential elements of his claim: (1) that the party charged with
[Page 8]
discrimination is an employer under the Act; (2) that the
complainant/employee was discharged; (3) that the discharge arose
because the employee participated in protected activity.
In a retaliatory discharge case such as the present one, "the
aggrieved employee may prevail only if he would not have been
discharged but for his participation in the statutorily protected
activity." Dunham v. Brock , 794 F.2d 1037 (5th Cir. 1986).
Put differently, where an employer proves that it would have
discharged an employee regardless of his protected activities, the
employer must prevail. Id. In Dunham , the plaintiff alleged that he
was terminated for engaging in protected activities under Section
210. The Administrative Law Judge and the Secretary of Labor, on
other hand, found that plaintiff had been insubordinate and that he
could have been terminated regardless of any protected activities. On
appeal, the Fifth Circuit affirmed the decision of the Secretary of
Labor finding substantial evidence to support the Secretary's
conclusions.
In the present case, I find the fact situation to be more nearly
analagous to that in the Dunham case than to the Mackowiak case.
The two witnesses for CBI testified -- without any contradiction
by Mr. Young -- that they observed Complainant "humping" the legs of
other employees on two separate occasions. (Tr. 90, 204). In
addition, Mr. May testified that he observed Mr. Young laughing and
joking with his men on several occasions when they should have been
working, and that several times he observed workers under Mr. Young's
direction taking extended breaks. Significantly, Mr. Young does not
deny engaging in any of this activity. Rather, as suggested during
the cross examination of Mr. May by Complainant's counsel,
Complainant's only retort in this regard is that Mr. Young's flippant
attitude and approach toward his work was somehow not significant
enough to warrant a determination that he was not eligible to work of
CBI. What Complainant completely ignores, however, is that the
company was working in the drywell of a nuclear reactor. Under such
circumstances, it could not afford to have in its employ a jokester
whose lighthearted approach to his work could endanger the safety of
fellow workers.
At the hearing, I had an opportunity to observe both of these
witnesses for CBI, and I find their testimony to be fully credible.
While their attitude towards Complainant's crude horseplay may have
[Page 9]
seemed overly proper and even prudish, the simple fact remains that it
is one thing to tolerate some joking among existing employees,
supervisory or not, but quite another to hire an individual in any
capacity who is known to have engaged in repeated instances of
unprofessional, immature and even obscene behavior on the job.
I have earlier found that the Respondent had reasonable grounds to
believe that the production under Mr. Young's direction at Unit 2 was
less than satisfactory. After investigation, it was concluded that
this was because day shift workers under Mr. Young's direction were
not pulling their share of the weight when compared to night shift
workers. In that Mr. Young was the general foreman responsible for
the pipefitter welders on days, the Company was justified,
particularly in light of Dean May's observations of how Young
"supervised" his employees, in determining that Young was not eligible
for hire.
As set forth earlier, it is the Complainant's belief that he
should prevail in this proceeding simply by showing (1) that the party
charged with discrimination is an employer under the Act; (2) that the
Complainant/Employee was discharged; (3) that the discharge arose
because the Employee participated in protested activity. Parts (1)
and (2) of his tripartite test are not in dispute and actually are
conceded. I believe that Complainant has over-simplified the
requirement in step (3).
While Mr. Young's reporting of what he believed to be safety
violations at Unit 2 in 1984 clearly elevated his status to that of
one engaging in protected activity within the meaning of the statute,
it overlooks the more stringent "but for" test enunciated in Dunham v.
Brock, supra . Here, I find that CBI's determination to discharge (or
not to permanently employ) Mr. Young in October 1987 on the basis of
his past horseplay, considered by it to be odious, when coupled with
the reduced production performance on the shift which he supervised to
have been justified, notwithstanding his history of engaging in
protected activity.
V. CONCLUSION
In view of my conclusion, a determination of the correct measure
of damages and the reasonableness of Complainant's attorney's fees is
unnecessary. I find that the Complainant would have been discharged
irrespective of his participation in statutorily protected activity.
The complaint should be dismissed.
[Page 10]
VI. RECOMMENDED ORDER
It is respectfully recommended to the Secretary of Labor that the
complaint be DISMISSED, and that the complaint be DENIED pursuant to
29 C.F.R. 24.6 (b)(4).
THOMAS W. MURRETT
Administrative Law
Judge
[ENDNOTES]
1 Neither at the hearing nor in the
Complainant's brief filed April
11, 1989 was any mention made of the Comprehensive Environmental
Response, Compensation and Liability Act, 42 U.S.C. § 9610.
Accordingly, that facet of Mr. Young's complaint will be considered to
have been abandoned.