U.S. DEPARTMENT OF LABOR Office of Administrative Law Judges
Suite 201
55 West Queens Way
Hampton, Virginia 23669
DATE: June 23, 1988
CASE NO. 87-ERA-28
IN THE MATTER OF
STEVEN L. BOHAN,
COMPLAINANT,
v.
TENNESSEE VALLEY AUTHORITY,
RESPONDENT.
Appearances:
Donald K. Vowell, Esq.
For the Complainant
Brent R. Marquand, Esq.
For the Respondent
BEFORE: Theodor P. von Brand
Administrative Law Judge
RECOMMENDED DECISION AND ORDER
I. Preliminary Statement
This proceeding involves a claim under the
Energy Reorganization Act of 1974, (hereinafter
"Act" or "ERA") 42 U.S.C. § 5841, as amended,
which prohibits a Nuclear Regulatory Commission
(NRC) licensee from discharging or otherwise
discriminating against an employee who has
engaged in activity protected under the Act.
On May 1, 1987, the Area Director of the
Employment Standards Administration, Wage and
[Page 2]
Hour Division, U.S. Department of Labor, found a
violation of the Act and ordered remedial measures.
Respondent, Tennessee Valley Authority,
filed an appeal from that decision, requesting a
hearing.
A formal hearing was held in Knoxville, Tennessee,
on November 3-5, 1987, at which all parties
were afforded full opportunity to present evidence
and argument as provided in the Act and the
applicable regulations.
The findings and conclusions which follow are
based upon a complete review of the entire
record in light of the arguments of the parties,
applicable statutory provisions, regulations, and
pertinent precedent.1
57. Mr. Collins is employed by TVA. Through
January 1987, he worked as the lead electrical
engineer within the Electrical Engineering Branch
of the Division of Engineering Design for the
Watts Bar Engineering Project. His immediate
supervisor was Bill Raughley, the Electrical
Engineering Branch Chief, while his administrative
supervisor was Jim Cohen, an assistant project
engineer. (Tr. 451-452).
58. Jimmy Collins has never met Complainant,
[Page 17]
but he is familiar with his name because of his
PIR's and because Mr. Bohan worked for Richard
Lawrence on some environmental qualification
work for the Watts Bar Engineering Project.
Complainant fell somewhere in the chain of command
below Mr. Collins while he worked on the Waits
Bar Project. (Tr. 452-453).
59. According to Mr. Collins,
a PIR is an acronym for Problem Identification
Report, which is within the DNE procedure
for processing potential adverse
conditions to quality. PIR is usually
initiated as a result of potential problem
or a problem that is not deemed to be
nuclear safety related. (Tr. 454)
PIR's are part of the Quality Assurance Program
at TVA. (Tr. 486-486).
60. Mr. Collins saw the PIR's initiated by
Complainant: "a PIR [No. GENEEB8603] that was
initiated by Mr. Bohan in July of 1986, which basically
was stating that TVA did not have adequate procedures
to control documents (CX 6 at 1); and "an additional
PIR [No. WBNEEB8654] that was initiated sometime
in the June time frame that basically said TVA
did not have adequate procedures for correcting
quality documents." (CX 6 at 2; Tr. 453-454).
61. Nuclear Engineering Procedure (NEP) 9.1
was in effect at the time Complainant initiated his
PIR's and provides the process by which problems
identified within the nuclear program would
be handled. NEP 9.1 provides for both PIR's and
SCR's. According to Mr. Collins, "[A]n SCR
[Significant Condition Report] is a condition that
involves nuclear safety and is considered to be
significant to the point that TVA would prepare an
engineering report, which would be prepared by
the line organizations to determine what impact
the condition had on nuclear safety, and if the
impact on nuclear safety was significant. Then it
[Page 18]
would be reported to the NRC on Waits Bar under
that time, under 10 CFR 50-55E." (Tr. 454-456).
Mr. Collins further testified that, "[a] PIR would
never go through the engineering report and
evaluation to determine if it was reportable to the
NRC." However, the NRC periodically audits the
tracking log used to keep up with PIR'S. Although
the initiator makes the initial determination whether
a condition is significant by choosing to write a
PIR or SCR, the branch chief or project engineer
actually decides the significance of a condition. A
PIR may be upgraded to an SCR by a reviewer. If
the condition affected nuclear safety as
determined by an engineering report, then it would be
reported to the NRC. (Tr. 459, 487, 491, 494-498).
NEP 9.1 also provides certain time limitations
for the handling of PIR'S, but those limitations
were not met in Mr. Bohan's case, because Mr.
Collins "was having some problems with the content
of the PIR's at the time, and so I had or was
having them reviewed by the on-project engineering
assurance representative as well as our nuclear
licensing staff within the branch." According to
Mr. Collins, the PIR's were not sufficiently specific.
(Tr. 457-458).
62. Under the procedures for PIR's established
by TVA, each PIR receives a unique number
which follows the document until it is closed out.
Those numbers are placed in a tracking log, which
is monitored by the engineering assurance
organization to ensure that no problem is ignored.
In addition, this log is subject to audit by the
NRC. (Tr. 458-459).
63. On September 16, 1986, Mr. Collins referred
Mr. Bohan's PIR's to Mr. Raughley for his evaluation.
Mr. Raughley in turn referred the PIR's to Mr.
Williams for his opinion. In response, Mr. Williams
sent a memo denying the validity of those PIR'S,
but suggesting a management review team. According
to Mr. Collins, Mr. Williams appeared to
be concerned about the untimeliness of the handling
[Page 19]
of the PIR's and the possibility of employee
concerns. (Tr. 465-469; CX 6 at 12-15).
64. Jimmy Collins received several memos from
Complainant requesting a status report on his
PIR'S. Although Mr. Collins initially intended to
issue the PIR'S, he later determined that they
were "not adequate for upper management to
process," because they were not specific enough.
He also disagreed with the conditions identified in
the PIR'S, stating:
In fact, we did have procedures to
control QA records. We did have procedures
to control corrections to documents. We
had policy memorandums that told us
specifically how to handle those type
things. (Tr. 469-470; CX 6 at 16-19)
65. In response to Mr. Bohan's last memo, Mr.
Collins indicated that the official response to his
PIR's should be completed by October 10, 1986.
cause "that was during the time frame that we
However, the official response was delayed because
"that was during the time frame that we had first
moved on site, and things were a little bit
hectic at that time." (Tr. 472-473; CX 6 at 20).
66. On October 24, 1986, Mr. Collins attended a
management review team meeting, where Complainant's
PIR's were discussed. According to Mr.
Collins, the meeting participants felt that the PIR's
were not descriptive enough and requested additional
information including specific examples. Mr.
Bohan refused to make any changes and indicated
that "he was ready to go to NRC if we don't
do something soon." Mr. Collins may have discussed
that with John Lyons, the assistant project
engineer for the Watts Bar Engineering Project, located
at Waits Bar. (Tr. 464, 475-479, 482-483; CX 6 at 8-9).
67. As a result of the management review team
meeting, Mr. Collins testified that the "engineering
assurance rep felt like we had probably been
[Page 20]
dealing with this thing long enough and that we
did not, in fact, have you know, a prescriptive of
procedure on how to correct quality documents as
we needed, and so we decided to go ahead and
process the PIR." PIR No. WBNEEB8654 was
issued on December 16, 1986, signed by H. B.
Bounds, the Watts Bar Project Engineer. PIR No.
GENEEB8603 was not issued. According to Mr.
Collins, "the PIR (8654) was found valid based on
the management review team's agreement that
there were inconsistent procedures. And, basically
there should be procedural requrements to control
correction of quality documents." (Tr. 499-
504, 519; CX 6 at 3).
68. Although Mr. Collins signed Complainant's
PIR No. WBNEEB8654, he testified that his signature
only indicated that he had reviewed the condition
as identified in the PIR and had started the
process to take corrective action or refer it to the
next level of management. He signed this PIR
after the management review team decided to
process it. (Tr. 470-471; CX 6 at 3).
69. PIR No. WBCEEB8654 was issued and distributed
as an official PIR within the system to be
processed. According to Mr. Collins, if a PIR is
issued, then it is considered valid. In Part B of the
PIR, the organization responsible for determining
corrective action makes its decision. The corrective
action is completed in Part C. For Complainant's
PIR No. WBNEEB8654, no corrective action was
proposed because it was determined that no procedures
were violated. Ultimately, this PIR too was held
invalid. (RX 7; Tr. 460-461).
70. On January 8, 1987, John Lyons, Assistant
Project Engineer on the Watts Bar Engineering
Project, issued a memo regarding PIR No.
GENEEB8603, officially closing it as a non-PIR
and noting that it was "invalid and should be
voided." (CX 6 at 10-11).
71. In Mr. Collins' opinion, Complainant's PIR's
[Page 21]
were insignificant compared with some of the
other problems TVA had. (Tr. 484-486).
72. Mr. Collins has initiated 15-20 PIR's or
SCR's over his career. No one has ever held that
fact against him. Mr. Collins testified that he did
not hold Mr. Bohan's PIR's against him and did
not know about the EC'S until January 1987. He
also was not aware that Complainant had gone to
the NRC. According to Mr. Collins, he did not
discuss Complainant or his PIR's with Bob Williams,
Rick Collins, or Charles Brush, and he played no
role in Complainant's termination. In December
1986, Mr. Collins was working at the Watts Bar
site. (Tr. 483-484).
E. Complainant's Supervisors at Sequoyah
Nuclear Plant
Charles Brush
73. Mr. Brush is an electrical engineer with TVA.
In December 1986, he was working as Principal
Engineer for the Electrical Design Section at
Sequoyah. He has been with TVA in the nuclear
program for 16 years. (Tr. 419, 445).
74. At Sequoyah, Mr. Brush worked directly for
Rick Collins. Complainant was assigned to Mr.
Brush's section on or about December 1, 1986. At
the time, Mr. Brush knew nothing about him, his
PIR's, or his EC's. He assigned Mr. Bohan to work
on a program to verity that all the safety-related
instruments were adequately mounted. (Tr. 420,
422).
75. At the hearing, Mr. Brush indicated that he
decided to put Mr. Bohan on the list of job shoppers
to be let go, based on his perception of his
personality. Mr. Brush testified, "I perceived him
after a very limited exposure to have a loud,
boisterous, domineering type personality and I was
concerned that this might lead to personality
conflicts with other people." Rick Collins had asked
[Page 22]
Mr. Brush to identify any poor performers or
potentially problematic employees among the job
shoppers because UE employees were coming
on-site and they were going to have a space
shortage. Mr. Brush based his decision upon his
observation of Complainant engaged in a heated
discussion with fellow employees regarding work
matters and some limited direct conversation with
him. (Tr. 420-426).
In particular, Mr. Brush recalled one incident
where Mr. Bohan approached him with a problem,
rather than his technical supervisor as he should
have. According to Mr. Brush, Complainant was
very excited and forceful, and Mr. Brush "really
had the feeling that he was trying to draw
attention to himself and maybe trying to impress me
with what a good job he was doing." Mr. Brush
further testified, "[t]he conversation, his manner,
his approach to me in this situation showed me
that he was perhaps a very pushy, domineering,
forceful, boisterous type personality." In addition,
according to Mr. Brush, the issue that Mr. Bohan
raised was not a problem. (Tr. 426-431, 443-445,
448).
Referring to that incident in his prior deposition
testimony, Mr. Brush testified as follows in
response to Complainant's counsel's questions:
Q. Was there anything unusual about that
conversation?
A. No.
Q. You just happen to remember that?
A. I just happen to remember that particular
conversation.
Q. Certainly nothing happened in that
conversation that would lead to his termination?
A. No.
A short recess was taken. Thereafter, Mr. Brush
testified in response to Respondent's counsel:
Q. Did the impression that you gained of him
[Page 23]
during that conversation contribute at all or did it
play a part in your decision to put him on the list
of people to be let go?
A. Yes, it did.
At the hearing, Mr. Brush indicated that he had
approached the question from two different
angles, i.e., from a technical perspective versus
his impression of Complainant's personality
through his delivery of the problem. (Tr. 432-435,
440-441).
76. Mr. Brush does not recall any conversation
with Mr. Bohan immediately following his termination.
(Tr. 437).
77. At the time of termination, Mr. Brush had
not been the results of Complainant's work. (Tr.
446).
78. Mr. Brush indicated that he discussed his
reasons for putting Complainant on the list when
he gave R to Rick Collins. He does not recall
discussing Complainant with Mr. Williams. (Tr. 422).
79. Although Mr. Brush has written CAQR's and
SCR's which have been reported to the NRC, they
have not been held against him, since that is part
of his job. (Tr. 423).
Richard Collins
80. Mr. Collins has been with TVA for 18 years;
he currently works as the Electrical Group Leader
at Sequoyah Nuclear Plant. Mr. Collins first met
Complainant on December 1, 1986; prior to that
meeting, he knew nothing about him. Mr. Bohan
was assigned to work for a principal engineer who
worked for Mr. Collins. (Tr. 290-291, 293, 359).
81. Mr. Collins has directed others to write
PIR's. To the best of his knowledge, no one at
TVA has ever held that against him, and he has
never held the submission of PIR's against others.
(Tr. 292-294).
[Page 24]
82. In the autumn of 1986, Sequoyah experienced
a severe resource shortage. As a result,
Mr. Collins requested additional manpower from
two Sources: (1) United Engineers; and (2) the
Electric Engineering Branch. He received notice
in early November that he could get approximately
12 job shoppers from the Watts Bar Plant. At that
time, Mr. Collins did not have room for the job
shoppers on-site, and there was a four-week
delay of the transfers. The job shoppers arrived at
Sequoyah on December 1, 1986. Within two or
three days, Mr. Collins heard that the contract
with UE had been signed and that twelve UE employees
would arrive within a few weeks. As a
result, he had too many employees for the space
available. Richard Collins and Bob Williams
inspected the area to be used and determined they
were short at least four spaces, including
furnishings. At that point, they decided to
release the temporaries who were marginal performers
or who did not fit in. On or about December 4, 1986,
Mr. Collins instructed his three principal engineers,
Charles Brush, Norm Black, and Ron Jenkins, to
review all their temporary employees and construct
a list of four employees for termination. On
December 8, 1986, Norm Black proposed the
dismissal of Mr. Higgins, while Mr. Brush submitted
the name of Mssrs. Bohan, Gowin, and Grierson
for termination. Mr. Collins agreed with their
selections. (Tr. 295-296, 300, 304-308).
83. Mr. Collins indicated that both he and Mr.
Brush had observed, during their limited contact
with Complainant, that he had a negative, surly
personality. They agreed that Mr. Bohan had a
problem with inconvenience which would probably
cause them real difficulty with the pressure
expected on their project. Their observations of
Complainant at work also led them to believe that
he was unhappy about being in Sequoyah, since
he seemed gruff and surly. (Tr. 308-314).
84. Once the list was drawn, Mr. Collins took it
[Page 25]
to Mr. Williams for his approval. Mr. Williams was
very busy. When he determined that this was the
list that the managers had drawn, Mr. Williams
instructed Mr. Collins to notify Lowell Fields so that
employees in question could be released. Mr.
Collins took the list and did as instructed. According
to Mr. Collins, prior to the termination, he and Mr.
Williams did not discuss the reasons for putting
Mr. Bohan on the list. (Tr. 314-315).
85. Mr. Collins testified that he did not know
about Complainant's PIR's, so they could not
have influenced his decision to terminate him. In
addition, since Mr. Collins had no opportunity to
observe the quality of Mr. Bohan's work, that also
played no role in the decision to terminate him.
(Tr. 315-316).
86. After being notified of his termination, Mr.
Bohan confronted Mr. Collins, who informed him
of the projected shortage of space. At that meeting,
according to Mr. Collins, Complainant was visibly
upset, gruff, and surly, but not abrasive,
vocal or boisterous. (Tr. 316-317, 370-373).
87. Mr. Collins testified that he did not speak
with anyone at Waits Bar or Knoxville about
Complainant prior to his termination. (Tr. 323-324).
88. The UE employees began arriving in mid-December
1986, and all twelve were in place by January 5,
1987. Although there remained some empty cubicles
in Mr. Collins' area, no furnishings were
available. Since then, more space has become
available due to the use of mobile office
units, the conversion of a shopping center to
office space, and the reduction of on-site
personnel by other organizations. (Tr. 344, 357, 391-
393).
89. Upon his arrival at Sequoyah, Mr. Bohan
attended training classes from Monday through
Thursday morning. Thereafter, he worked for Mr.
Brush. The following Monday, Mr. Collins and his
[Page 26]
principal engineers made up the list of job shoppers
to be terminated. (Tr. 357, 363-369).
90. According to Mr. Collins, Mr. Grierson was
terminated because he lost his temper over work
space and was insubordinate to a supervisor. Mr.
Higgins was released because his performance
was slow, uncertain, and did not meet the
requirements for senior level engineer. Mr. Gowin was
chosen for dismissal because he was not aggressive
in his work assignments and did not apply
himself. However, due to the intercession of the
Deputy Director of Nuclear Power, Mr. Gowin was
transferred back to Watts Bar rather than terminated.
(Tr. 367-369, 377).
91. The remainder of the job shoppers stayed
on, working six 10-hour days per week, with the
exception of those on the impassity project who
worked a large number of 12-hour days in a row.
According to Mr. Collins, the work was plentiful,
but there was a shortage of work space. (Tr.
388-390).
92. On August 21, 1987, as James Jackson prepared
to depart from Sequoyah, he asked Mr. Collins
whether he would recommend him for rehire
at TVA. Mr. Collins testified that he responded:
. . . rather than being evasive I told him
that, you know, I didn't have any problem
with his work record or with him, and that
I wouldn't have any problem recommending
him but that it probably wouldn't do
any good because of the DNE, Division
of Nuclear Engineering Policy and EEB
Policy with regard to job shoppers.
And, he says, you mean because of the
problems they cause. And, I said, yeah.
Sometimes they're more problems than
they are worth. And, he said, I understand
and that was it.
[Page 27]
Mr. Collins testified that he did not mention
anything about lawsuits in his conversation with Mr.
Jackson, but he presumed that Mr. Jackson referred
to "the threat of a lawsuit that day by a co-worker
of his that was being terminated the same
day he was, that had threatened to sue TVA over
one week's disputed pay." (Tr. 599-601).
93. In his statement to the Department of Labor
investigator, which Mr. Collins reviewed and
signed, he indicated the following:
Steve Bohan-he was unhappy about
being at Sequoyah. The others seemed
to accept what they had to do to stay on
the job-Brush was his section supervisor-He
thought Bohan did not have a good
attitude about being here. He had
been in Knoxville about a year-He was
talking about moving and getting a car to
Texas. Williams my supervisor indicated
he had met Bohan before and he did not
have a high regard for him-Williams
indicated that part of the way he felt about
Bohan was because of the way Bohan
reacted to not getting an SCR or PIR
accepted. That Bohan had thought it was
a problem and it was not.
Further, in his DOL statement, Mr. Collins added:
Williams was aware of the problem we
had had here with Grierson and supported
the decision on him. He had no comment
on Gowin and Higgins. (Tr. 602-606; L-,X 25)
94. At the hearing, Mr. Collins testified that he
was not aware of Mr. Bohan's PIR's or EC's until
after his termination and that he and Mr. Williams
did not discuss the PIR's until after Complainant's
termination. (Tr. 315, 604-605, 609).
Robert Carlton Williams, Jr.
[Page 28]
95. Mr. Williams is an electrical engineer for
TVA, working on its Sequoyah Nuclear Plant. Prior
to October 15, 1986, he was the principal nuclear
engineer in Knoxville. As principal nuclear engineer,
Mr. Williams was responsible for the licensing
interface with the NRC and anything related to
electrical engineering in TVA's quality assurance
program. His duties included reviewing PIR'S,
SCR's and CAQ's for the Chief Electrical Engineer.
Regulations require TVA to have quality assurance
procedures. (Tr. 649-651, 664, 71 1).
96. Mr. Williams first met Mr. Bohan when he
and Richard Lawrence came to his office to discuss
a draft PIR. Prior to that, Mr. Williams had
never heard of Mr. Bohan or his PIR'S. Mr. Williams
described his meeting with Mr. Bohan as
"just a professional discussion." Primarily,
according to Mr. Williams, he told Mr. Bohan that
it was incorrect to state that TVA did not have
procedures to govern quality work. Rather, TVA had
volumes of procedures, but they were very general.
Complainant "was looking for something very
specific that would give him a step by step
walk-through of how he did a particular task," so
he did not feel that TVA's general procedures were
adequate. Mr. Williams explained that "the decision to
make those procedures very general was a corporate
decision. And, part of the discussion we had
was the PIR's is not an appropriate place to really
challenge corporate policy." He then suggested
that the employee concern program would be a
more appropriate forum for Complainant's problem.
(Tr. 652-665, 709-71 1).
97. According to Mr. Williams, a PIR must cite a
specific example of a problem caused by a lack of
procedure. Also, for a problem to constitute a
condition adverse to quality, it must violate a legal,
regulatory or procedural requirement. As a result,
Mr. Williams informed Mr. Bohan that his concerns
were not valid PIR'S. (Tr. 654, 656).
98. Mr. Williams saw Complainant's PIR's again
[Page 30]
in late September 1986, when Branch Chief Bill
Raughley asked his opinion of them. After reviewing
the PIR's again, Mr. Williams returned them to
Mr. Raughley, stating that he still felt they were
not valid. (Tr. 657-660). In his memo to Mr.
Raughley dated September 17, 1986, Mr. Williams
wrote:
We need to talk about this one!
There is NO validity to either PIR or any
of the previous versions. . . .
something needs to be done with this
yesterday." The timeliness and violation
of the NEPs are going to be a much
bigger issue than the PIRs. I suggest a
management review team of yourself,
Coan (or Gandi), and P. Duncan review
these and write them off as non PIR'S.
The EA and NSRS have both extended
that opinion.
The CAQ process is not the proper forum
for disagreements with management
policy. The reason I suggest the review
team noted above is Mr. Bohan's problem-he
doesn't agree with DNE philosophy
on non prescriptive procedures-but
Coan/Gandi need to be aware because I
don't think there is any way we will get
out of an employee concern. We have
given Bohan basis is our lack of timeliness
and our non responses to his
memo's. [sic] This hasn't been handled
well-from that perspective. (CX 6 at 15)
(Emphasis in Original)
According to Mr. Williams, his major concern at
that time was not the PIR's themselves, but rather
the untimeliness of the corrective action program
handling their review. (Tr. 658-660, 678-679, 721 -
725).
[Page 30]
99. After his transfer to Sequoyah on October
15, 1986, Mr. Williams was no longer involved
with Complainant's PIR'S. Mr. Williams testified
that he did not know that Mr. Bohan had initiated
employee concerns or that he was ready to go to
the NRC. Subsequently while preparing for hearing,
Mr. Williams reviewed the reports related to
Complainant's employee concerns, and he noted
that the EC's were considered substantiated.
However, according to Mr. Williams, the decisions
regarding Complainant's EC's have no bearing on
his opinion of the PIR'S, because the EC program
is a "valid forum for his concern over the lack of
specifically in our procedures;" whereas, PIR's are
used strictly to document a specific problem with
nuclear safety-related systems. (Tr. 664,681-683).
100. Mr. Williams testified that he has initiated a
CAQ, and, to the best of his knowledge, it has not
been held against him. When asked whether he
held the fact that Mr. Bohan initiated any PIR's or
SCR's against him, Mr. Williams responded:
It wasn't uncommon at all from the position
I held I reviewed probably 700, 750 a
year which is about 2 or-for every
person in the electrical discipline. You
know it wasn't uncommon at all for a
person to initiate them and it wasn't
uncommon at all for them to be sent back
for either more specific writing or more
details of what the problem entailed.
From a management perspective we
probably sent back I guess 80 percent of
the ones that we saw. (Tr. 665-666)
101. Compared to the other CAQ'S, Mr. Bohan's
PIR was relatively insignificant and, had his PIR's
been valid, the cost of responding to his would
have been very minor. (Tr. 66-669, 723).
102. Mr. Williams listed the following reasons
for the delay in resolving Complainant's PIR'S:
[Page 31]
(a) a large number of conditions adverse
to quality were submitted in 1986, including
80 submitted simultaneously by Sequoyah
design base line;
(b) TVA was concentrating its efforts on
re-starting Sequoyah;
(c) PIR's are by definition less serious
and less urgent than SCR'S;
(d) Mr. Bohan's lack of specificity resulted
in the need to rewrite them; and
(e) Mr. Williams had opined twice that
they were invalid. (Tr. 659-666, 685-692,
726-728; RX 12)
103. After transferring to Sequoyah, Mr. Williams
discovered that he needed additional manpower
and requested it from the Branch Chief. although
Mr. Raughley attempted to get self-managed
sections of contract employees from United
Engineers, that contract was delayed by conflict of
interest problems. In the interim, he obtained the
job shoppers from Waits Bar, including Steve
Bohan, and assigned them to Sequoyah.
(Tr. 670-672).
104. Due to space shortages, there was a four-
to-six week delay of the transfer of the C&D job
shoppers. They arrived on-site on December 1,
1986. Shortly thereafter, the contract with United
Engineers was signed, and a few of their employees
were able to start immediately. Consequently,
Mr. Williams found that he was "less than four
desks and four seats short" to accommodate the
UE workers. (Tr. 671-673).
105. At that time, Mr. Williams instructed Rick
Collins, Charlie Brush, and Norm Black to pick
four job shoppers to release. Mr. Collins later
presented Mr. Williams with a list of four names.
[Page 32]
Since he had no objection to those names, Mr.
Williams told Mr. Collins to have Lowell Fields
contact C&D about the termination of those four
employees. According to Mr. Williams, his
discussion with Mr. Collins was limited to whether Mssrs.
Brush and Black agreed with the names on the
list, which they did. (Tr. 673-674).
106. According to Mr. Williams, job shoppers
were chosen to be terminated because they were
employed as temporary help during peak loads
and they had to be supervised by TVA managers.
The United Engineer employees brought their own
supervisors, and TVA hoped to keep them in
place for a long time. (Tr. 676).
107. The number of employees on-site at Sequoyah
continued to expand after Mr. Bohan's termination,
as space became available. (Tr. 678).
108. Mr. Williams discussed Complainant's termination
with him on three occasions during his last day
at Sequoyah. In their first conversation,
Mr. Williams told Mr. Bohan about the hiring of the
UE employees. Later, he told Complainant "that
from what [Mr. Williams] had been told it-he just
didn't seem to be very happy at Sequoyah, you
know, that he didn't seem to be happy with the
job he had, and it was based primarily just on the
attitude he had exhibited toward the job." (Tr.
702-704). Mr. Williams summarized their third
meeting as follows:
I didn't--did not tell Mr. Bohan that I
didn't like him. And, I did not tell him that
I hadn't liked him from the first time I met
him. I told him that based on the perception
that I had formed from his not liking
the general procedures and from his
statements that he wanted a very prescriptive
procedure that told him step by
step how to do his work that he would
appeared to have taken a large amount
of management's attention that we didn't
[Page 33]
have the time to give him.
And, that had I known that he was on
that list I would not have allowed him to
transfer. I did tell him that I wouldn't have
allowed him to transfer had I known he
was coming. (Tr. 704-705)
109. Mr. Williams formed his opinion of Mr.
Bohan from his contact with him over the PIR'S.
(Tr. 705-706).
110. Mr. Williams testified that he did not
complete the Contract Employee Release Forms on
Bohan or Grierson, which indicated that conduct
and inadequate performance resulted in their
termination and his unwillingness to recommend
them for rehire. (Tr. 707-708; CX 1 1 at 3 and 4).
111. On March 16, 1987, Mr. Williams met with
a Department of Labor investigator. He read and
signed a statement (Tr. 737), which included the
following:
Rick Collins (group leader), me and the
two section supervisors Norm Black and
Charles Brush made the decision [to terminate
Steve Bohan, David Grierson, Chuck Gowin, and
R. Higgins]. Bohan was in Brushes [sic] group,
so was [sic] Grierson and Gowin. Higgins was in
Blacks group. We had only had a few days to
see them working. They were all let go at
the same time.
I talked to C. Randal McIntosh and Richard
Lawrence-they both said Steve had
a rotten attitude toward his job--when
Steve was here he was surly and made
no bones about being here that he did
not want to be here. . . . The section
supervisors had little to judge by. I told
the supervisors we had to pick four
people-The decision was made primarily
on the basis of 3 days working. There
[Page 34]
were two people David Lindsey and Jim
Thomas that I did know. The rest of them
I did not know. I had not made inquiries
on the other three let go. I had an inkling
from the discussion on the CAQ's that
Bohan was looking for easy ways to get
the work done rather than go out and
dig. (CX 29)
112. At the hearing, Mr. Williams testified that
his opinion of Mr. Bohan had absolutely no bearing
on his termination, because the people who
actually made the decision had no knowledge of
his PIR'S. Mr. Williams explained that he said in
his DOL statement that he was responsible for the
decision because he was asked who "signed the
dotted line that made it happen." According to Mr.
Williams, Mssrs. Brush, Black, and Collins actually
chose the job shoppers to be released. (Tr. 672-
676, 742).
113. Mr. Williams indicated that he had spoken
with Mr. Lawrence about Complainant's attitude
while they were working on the PIR'S. He did not
recall when Mr. McIntosh agreed with his perception
of Complainant's attitude. (Tr. 744-745).
114. Mr. Williams testified that, to the best of
his recollection he did not discuss Complainant
with Rick Collins until after his termination. He
later testified that he did not discuss the reasons
for terminating the four job shoppers with Mssrs.
Brush or Collins until after their names were called
in for termination. (Tr. 674-676, 737, 751-752,
767-768).
F. TVA's Review of Complainant's Employee
Concerns
Michael Alexander
115. Mr. Alexander has been the TVA Employee
Concern Program Manager for the Knoxville
office since February 1986. The Employee Concern
[Page 35]
Program was established within the Office of
Nuclear Power to enable employees to raise their
concerns outside of their line management. The
concerns fall in nine basic categories ranging from
management and personnel issues through nuclear
safety-related issues. According to Mr. Alexander,
the program was created because "in the perception of
the regulator and in the mind of TVA upper management,
there had been a breakdown in communications
between line employees and line supervision,
which would allow for ready solution and
resolution of those kinds of problems within the line."
The program also provides for confidentiality
for the employee presenting the concern, even if
confidentiality is not requested. (Tr. 565-568).
116. Mr. Bohan met with Mr. Alexander in his
office on June 9, 1986. He wanted to file two Employee
Concerns: ECP-86-KX-066-01 and ECP-86-KX-066-02.
The former concern referred to the incomplete
nature of many records on RIMS; whereas, the
latter objected to the lack of a standard method
for correcting quality records. (Tr. 5U-569; CX 7).
117. Upon investigation, the Director of Nuclear
Quality Assurance responded to ECP-86-KX-
066-02 as follows:
[a] quality notice (QN) to the Nuclear
Quality Assurance Manual, Part 1, Section
2.17 has been drafted which will established
consistent quality assurance (QA) requirements
for all Office of Nuclear Power organizations
that generate or maintain QA records.
When issued, this QN will correct the
problems referred to in the subject
employee concern report.
That quality notice was issued on December 1,
1986. (Tr. 569-571; CX 7 at 28; RX 5).
118. Mr. Alexander determined that both concerns
were substantiated. (CX 7 at 18, 24). Although
Mr. Alexander was not aware that Complainant had
[Page 36]
previously filed PIR'S, there is no relationship
between his reports and those PIR'S. Mr. Alexander
explained that "[t]he PIR system is a system
that was established to report on regulatory
deficiencies requirements stated regulations.
The findings in my report are broader than that. I
did not investigate whether or not there were
violations of regulations per se. Our conclusion was
that the issue that had been raised by Mr. Bohan
was valid in that in a professional engineering
manner TVA's QA records procedures needed to
be revised." (Tr. 571-574).
119. Mr. Alexander did not disclose to Mr.
Bohan's supervisors that he had initiated employee
concerns. He also did not discuss Mr. Bohan
with his supervisors during his investigation. However,
Mr. Alexander discussed the substance of
Mr. Bohan's concerns, anonymously, with Jorge
Ferrer, Complainant's Group Leader. He did not
consider Complainant's concerns so unique to his
work so as to identify him as the source of Mr.
Alexander's investigation. (Tr. 574, 579, 582-583).
120. According to Mr. Alexander, one of Mr.
Bohan's Employee Concerns was classified as
safety related because it dealt with quality
assurance records, which are inherently safety related.
(Tr. 581-582).
G. Other Miscellaneous Contacts with
Complainant
Leona Kerley
121. Ms. Kerley is a Contract Specialist in the
Division of Nuclear Engineering for TVA. (Tr. 637).
122. Ms. Kerley has spoken to Mr. Bohan on
several occasions: when he first came to work for
TVA; and when he was transferred to Sequoyah.
(Tr. 638).
123. In November 1986, Ms. Kerley served as a
[Page 37]
contract administrator, processing temporaries.
She was notified of the job shoppers' transfer to
Sequoyah and arranged for the necessary drug
and psychological testing. During the period of
delays, Mr. Bohan telephoned Ms. Kerley almost
every day to determine when the transfer would
take effect. According to Ms. Kerley, Complainant
was often rude and abusive. Other job shoppers
also called her about the move, but most of them
were pretty nice about it. At the time, she did not
know what was going on either, so she tried to
find out who was making the decisions and that
was why some of the job shoppers kept calling
her. (Tr. 638, 461-646).
Patsy Gail Pye
124. Ms. Pye is employed by Consultants and
Designers of Atlanta. In November 1986, she was
working in the Atlanta office. (Tr. 401).
125. The first of November, Ms. Pye received a
telephone call from Leona Kerley, her contact at
TVA, notifying her that five of C&D employees
were being transferred to Sequoyah and that C&D
was to notify them of the move. Mr. Bohan was
one of the employees to be transferred.
126. Ms. Pye notified Mr. Bohan of the transfer.
He seemed very upset, as did the others, but they
understood that this was the purpose of job shoppers,
i.e., to go wherever the client needs them.
According to Ms. Pye, Complainant telephoned
her 2-3 times per day throughout the four-week
delay of the transfer due to unavailability of space.
His demeanor was often loud, rude and abrupt.
Ms. Pye also indicated that Complainant was unusual
because of the number of calls he was making,
although other contract employees also
complained to her. (Tr. 403-406).
127. Ms. Pye testified that she was aware that
there might be layoffs beginning December 1,
1986, based on her communications with Rick
[Page 38]
Collins. (Tr. 41 1).
128. Most recently, Ms. Pye has been employed
by C&D since August 1986. Prior to that, she was
employed by C&D on two other occasions as both
a contract employee and a sales recruiter. At the
time of the hearing, Ms. Pye was working onsite at
Sequoyah, in the D&E Drawing Unit. However, the
contract between C&D and TVA was due to expire
on November 5, 1987. (Tr. 412-413).
129. Ms. Pye testified that "[a]ny time you have
a contract with a company you always try to maintain
a good relations." (Tr. 414).
Carroll T Watson
130. Mr. Watson is employed in medical services
at TVA. He met Mr. Bohan in November, 1986,
when Complainant was sent to the medical
office for a drug screening test. (Tr. 521-522).
131. According to Mr. Watson, Mr. Bohan objected
to the language used in the drug screening
form. They discussed the form, and Complainant
signed it, under protest, after making several
changes. Mr. Watson described Mr. Bohan's demeanor
at that time as upset and loud. (Tr. 523-527; RX 11).
132. Mr. Bohan's drug test was negative. (Tr.
528).
IV. DISCUSSION
Complainant, Steven Bohan, currently resides in
Richland, Washington, where he works as a Quality
Assurance Electrical Engineer at a nuclear
waste storage facility for Westinghouse Hanford
Company. Prior to that, for almost one year, from
December 1985 to December 1986, Mr. Bohan
worked for TVA as an engineering associate,
under a contract for augmentation employees with
Consultants & Designers, Inc. Originally assigned
to the Waits Bar Program in Knoxville, Complainant
[Page 39]
later began working on the Sequoyah Nuclear
Plant re-start project. He was transferred on-site
on December 1, 1986, after several delays. On
December 11, 1986, he received notice of termination
in his paycheck envelope. (Findings 1, 3,
14, 15, 17). In this action, Complainant asserts
that his dismissal was due to two Problem identification
Reports that he filed with TVA while working in
Knoxville, which he contends constituted
protected activity under the Act. Consequently,
Mr. Bohan seeks compensation under the ERA for
lost wages, plus interest, from the date 3 of termination
until his re-employment on June 29, 1987,
and for the difference in his wages from June 29,
1987 until the remainder of the job shoppers were
let go on August 28, 1987,
Respondent denies any liability under the ERA,
asserting that (1) Complainant's PIR's do not
constitute protected activity under the statute;
and (2) in any event, his dismissal was unrelated
to those activities and was due solely to a shortage
of work space and furnishings at Sequoyah.
Thus, three issues are presented for resolution:
1. Whether Complainant engaged in activity protected
under the ERA;
2. If so, whether that protected activity resulted
in his termination of employment; and
3. If Complainant succeeds, what damages he
suffered.
A. Whether Complainant engaged in protected
activity?
1 The following citations to the
record are used herein:
CX-Complainant's Exhibit
RX-Respondent's Exhibit
ALJX-Administrative Law Judge's Exhibit
Tr.-Transcript of the Hearing
Findings refer to the numbered findings in this decision.
2 Since R. C. (Bob) Williams was
involved both in the review
of Complainant's PIR's and in his ultimate dismissal, his
testimony will be summarized in the next section.
3 Under the procedures established
for PIR'S, each PIR receives
a unique number which is associated with the document
until it is closed out. Those numbers are placed in a tracking
log, which is monitored by the engineering assurance
organization to ensure that every PIR is handled. The log
is also subject to audit by the Nuclear Regulatory Commission.
(Findings 61-62).
4 The DOL statements of Bob
Williams and Rick Collins were
accepted solely for the purpose of evaluating their credibility
regarding the discrimination issue. Since the DOL statements
were given only three months after Complainant's termination,
they are more contemporaneous to the events in question and,
therefore, more persuasive than the witnesses' subsequent
testimony at hearing. Based on the inconsistencies between
their testimony and their DOL statements with respect to
critical questions, Mr. Williams and Mr. Collins' credibility has been
impeached and Mr. Bohan's account of the sequence of
events and its basis is accepted.
5 During his deposition, Mr. Brush
had recalled one incident
where he felt Complainant had unnecessarily raised a problem
with him in a forceful manner. Originally, Mr. Brush testified
that that incident had no bearing on his decision to place Mr.
Born on the list of job shoppers to be let go. Subsequently,
after a recess and conference with Respondent's counsel, Mr.
Brush indicated that that incident had influenced his decision.
Mr. Brush's explanation of that inconsistency at hearing was
not persuasive, and his testimony regarding the basis for Complainant's
dismissal is not credible.
6 Complainant alleged that
accountability rosters were available
for the time frame involved to demonstrate the number of
individuals on-site at the time of his dismissal and thereafter.
Respondent indicated that it was unable to provide those rosters
because supervisors are not required to keep them over
any period of time. It is not clear from the testimony whether
such rosters continued to exist at the time of hearing: however,
in light of the conclusion that Respondent's legal and illegal
motives are inseparable in this case, it is unnecessary to probe
further the question surrounding the accountability rosters and
the actual number of employees at Sequoyah following Complainant's
dismissal. (Tr. 249-250, 277, 279, 754-756).
40 hours per week at $23.00 per hour=.............. $920.00 per week.
20 hours per week at $34.00 per hour=..............$680.00 per week.
,600.00 per week x 28 2/7 weeks
$45,257.14