DATE: February 1, 1995
CASE NO. 92-STA-0008
IN THE MATTER OF
TERRY W. TANKERSLEY,
COMPLAINANT,
v.
TRIPLE CROWN SERVICES, INC., AND
NORTH AMERICAN VAN LINES, INC.,
RESPONDENTS.
BEFORE: THE SECRETARY OF LABOR
FINAL ORDER APPROVING SETTLEMENT
The parties have submitted a Settlement Agreement and
Release in this case arising under the employee protection
provision of the Surface Transportation Assistance Act of 1982
(STAA), 49 U.S.C.A. § 31105 (west 94). Upon review, I grant
their request that I approve the settlement and dismiss the case
with prejudice. 29 C.F.R. § 1978.111(d)(2) (1994). My
approval, however, is subject to the following limitations.
The agreement purports to settle a number of matters arising
under a variety of laws, including the STAA. See Exhibit
A at 8. Because my authority over the agreement is defined by
and limited under the STAA, my review here is limited to
determining whether the terms of this agreement constitute a
fair, adequate and reasonable settlement of Complainant's
allegations that Respondent violated the STAA. SeeDavis v. Kimstock, Inc., Case No. 90-STA-8, Sec. Order,
Nov. 30, 1990, slip op. at 2; Aurich v. Consolidated Edison
Co., Case No. 86-CAA-2, Sec. Order, Jul. 29, 1987, slip op.
at 1-2.
I note that Paragraph 3 of the agreement, at page 3, could
be construed as a waiver by Complainant of any causes of action
[PAGE 2]
he may have which arise in the future. Such a provision must be
interpreted as limited to a waiver of Complainant's right to sue
in the future on claims or causes of action arising out of facts
or any set of facts occurring before the date of the agreement.
SeeDavis, slip op. at 2; seealsoAlexander v. Gardner-Denver Co., 45 U.S. 36, 51-52 (1974);
Rogers v. General Electric Co., 781 F.2d 452, 454 (5th
Cir. 1986).
Paragraph 6, pages 4-5, is a confidentiality provision.
Items (A), (B), (C), (D) and (F) require Complainant to maintain
the confidentiality of facts relating to the agreement itself,
unless disclosure is required under compulsion of law. These
items do not bind the Secretary or otherwise conflict with the
Freedom of Information Act, 5 U.S.C. § 552 (1988), and are
approved. SeeWebb v. Quantum Resources, Inc.,
Case No. 93-ERA-42A, Sec. Order, June 29, 1994, slip op. at 2;
Anderson v. Waste Management of New Mexico, Case No. 88-
TSC-2, Sec. Order, Dec. 18, 1990, slip op. at 2. [1]
Item (E) of Paragraph 6, however, requires confidentiality
of "any other matters, however described, associated with any
claim relating . . . to this agreement." The paragraph further
provides that Complainant shall not criticize, belittle or
ridicule Respondent or any of their affiliated companies. To the
extent that these two provisions would restrict Complainant from
voluntarily communicating with, and providing information to, any
state or federal government agencies, they are void as against
public policy and unenforceable. Brown v. Holmes & Narver,
Inc., Case No. 90-ERA-26, Sec. Order, May 11, 1994, slip op.
at 3-4; Murray v. Protection Technology, Case No. 92-ERA-
27, Sec. Order, May 11, 1994, slip op. at 3; Corder v. Bechtel
Energy Corp., Case No. 88-ERA-9, Sec. Order, Feb. 9, 1994,
slip op. at 6-8.
Although the parties consider Paragraph 6 to be a material
part of the agreement, the parties also agreed, in Paragraph 8,
that if any part of the agreement is found unenforceable, then
the validity of the remaining agreement shall not be affected.
Paragraph 6, therefore, is severed from the remainder of the
agreement to the extent that it would prohibit Complainant from
communicating to government authorities. Brown, slip op.
at 4-5; Anderson, slip op. at 3; cf.Macktal v.
Secretary of Labor, 923 F.2d 1150, 1155-56 (5th Cir. 1991)
(Secretary may not eliminate "material terms" of proposed settlement
without consent of other two parties).
As construed and limited herein, I find the terms of the
agreement fair, adequate and reasonable and, therefore, approve
the parties' Settlement Agreement and Release.
Accordingly, this case IS DISMISSED with prejudice.
SO ORDERED.
[PAGE 3]
ROBERT B. REICH
Secretary of Labor
Washington, D.C.
[ENDNOTES]
[1] The terms of a settlement agreement are agency records
which are subject to the Freedom of Information Act, 5 U.S.C.
§ 552 (1988), and the procedures in 29 C.F.R. Part 70
(1993). Unless exempt, such records must be made available for
public inspection and copying. Debose v. Carolina Power &
Light Co., Case No. 92-ERA-14, Sec. Order, Feb. 7, 1994,
slip op. at 2-3, appeal dismissed, No. 94-1459 (4th Cir.
Jan. 10, 1995).