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September 23, 2008         DOL Home > OALJ Home > Whistleblower Collection
USDOL/OALJ Reporter
Judd v. Helena Truck Lines, Inc., 91-STA-48 (Sec'y Apr. 7, 1993)





DATE:  April 7, 1993
CASE NO. 91-STA-48


IN THE MATTER OF

HERSEY JUDD,

          COMPLAINANT,

     v.

HELENA TRUCK LINES, INC.,

          RESPONDENT.


BEFORE:  THE SECRETARY OF LABOR


                            DECISION AND ORDER

     Before me for review is the December 24, 1992, [Recommended]
Decision and Order (R. D. and O.) of the Administrative Law Judge
(ALJ) in this case arising under Section 405, the employee
protection provision, of the Surface Transportation Assistance
Act of 1982 (STAA), 49 U.S.C. app. § 2305 (1988).  The ALJ
found that Complainant did not present sufficient evidence to
establish a prima facie case of a violation of the STAA and
recommended dismissal.  Although permitted by 29 C.F.R. §
1978.109(c), neither Complainant nor Respondent filed a brief
before me.  In reaching this decision, I have considered the
post-hearing briefs both parties filed before the ALJ.
     The findings of fact in the ALJ's R. D. and O. are supported
by substantial evidence, therefore are conclusive, 29 C.F.R. 
§ 1978.109(c)(3) (1992), and I adopt them.  Although I agree
with the outcome of the ALJ's decision, I will provide additional
legal analysis to explain the basis for my agreement.
     The parties stipulated that Complainant is an employee and
that Respondent is an employer within the meaning of the STAA. 
T. 14.  Section 405(b) of the STAA provides:

[PAGE 2] No person shall discharge, discipline, or in any manner discriminate against any employee with respect to the employee's compensation, terms, conditions, or privileges of employment for refusing to operate a vehicle when such operation constitutes a violation of any Federal rules, regulations, standards, or orders applicable to commercial motor vehicle safety or health . . . . 49 U.S.C. app. § 2305(b) (1988). Under the burden of proof in proceedings under the employee protection provision, in order to establish a prima facie case, the complainant must show by a preponderance of the evidence that he engaged in protected activity, that he was subjected to adverse action, and that Respondent was aware of the protected activity when it took the adverse action. Assistant Secretary and Zessin v. ASAP Express, Inc., Case No. 92-STA-0033, Dec. and Order, Jan. 19, 1993, slip op. at 6; Auman v. Inter Coastal Trucking, Case No. 91-STA-00032, Final Dec. and Order, July 24, 1992, slip op. at 2. Complainant must also present evidence sufficient to raise the inference that the protected activity was the likely reason for the adverse action. Id. Complainant alleged that Respondent routinely required him to drive in violation of the Federal regulations governing drivers' hours of service, 49 C.F.R. § 395.3(a) and (b). Complainant argued that he engaged in protected activity when he informed Respondent that he no longer would operate in violation of the hours of service regulations and requested that Respondent refrain from assigning him to dispatches that would require going over hours. Com. Br. at 3; CX 12. [1] The evidence established, however, that for personal reasons, Complainant routinely declined to use the most direct highway route from the point of dispatch to destination, and often exceeded the "practical" route miles by a significant amount. T. 208-213; CX 13, 19, 23, 24; RX 28-32. Using Complainant's driver logs, terminal manager Ezra Sharpe explained that driving the most practical route would have eliminated the over-hours violations Respondent incurred on several trips. T. 207-214. I find that Complainant did not establish by a preponderance of the evidence that he engaged in protected activity when he protested being "required" to drive in violation of the hours of service regulation. Even assuming, for the sake of argument, that Complainant established that he engaged in protected activity, the evidence revealed that Respondent did not take adverse action against him. Complainant claimed that after he refused to return a memorandum
[PAGE 3] on which terminal manager Sharpe had written notes, Sharpe said Complainant was fired. T. 61. Sharpe testified that he did not fire Complainant, T. 255, but rather, when Complainant asked if he was fired, Sharpe said no. T. 161. Mechanic Terry Cordell corroborated Sharpe's testimony. T. 177. All agree that Complainant never reported to work after the memorandum incident on August 8, 1990. The ALJ credited the testimony of Sharpe and Cordell over that of Complainant. R. D. and O. at 9. Ample evidence supports the ALJ's assessment of credibility. For example, Complainant maintained at the hearing that he informed Respondent promptly of a minor accident he had in June 1990. T. 26-28. [2] Yet Complainant caused his attorney to write a letter to Respondent on August 1, 1990, that stated that Complainant "has been one of your employees for three (3) years and has had no accidents." CX 12. Complainant's contradictory statements concerning whether he promptly reported the June 1990 accident to Respondent undermined his credibility. Thus, I find that the record shows that Complainant voluntarily quit his job. I find that Complainant did not establish by a preponderance of the evidence that Respondent took adverse action against him. In view of the failure to present sufficient evidence to establish either that he engaged in protected activity or suffered adverse action, Complainant did not establish a prima facie case of a violation of the STAA. [3] Accordingly, the complaint is DISMISSED. SO ORDERED. ROBERT B. REICH Secretary of Labor Washington, D.C. [ENDNOTES] [1] Complainant also complained through his attorney that Respondent did not maintain its vehicles adequately. CX 12. He did not argue, however, that his complaints about maintenance constituted protected activity. [2] Sharpe testified that Complainant did not report the June 1990 accident that month, but rather that Sharpe discovered evidence of the accident himself in late July. T. 230. Operations manager Wesley Kersey confirmed Sharpe's testimony. T. 267-268. [3] I disagree with Respondent's contention (Resp. Br. at 20- 23) that the complaint is moot because Complainant has too many moving violations in his driving record to allow reinstatement to his position as a truck driver. If Complainant succeeded in proving his case, he would be entitled to expunction of the voluntary resignation from his record. In view of the fact that the ALJ presided over a full evidentiary hearing and that I have made findings based on the record, I need not rule on Respondent's argument (Resp. Br. at 14-20) that under the doctrine of collateral estoppel, the rulings of Tennessee Department of Employment Security and the EEOC precluded relitigating the issue of whether Complainant was discharged or voluntarily resigned.



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