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September 23, 2008         DOL Home > OALJ Home > Whistleblower Collection
USDOL/OALJ Reporter
Ass't Sec'y & Park v. McLean Transporation Services, Inc., 91-STA-47 (Sec'y June 15, 1992)





DATE:  June 15, 1992
CASE NO. 91-STA-0047


IN THE MATTER OF

ASSISTANT SECRETARY OF LABOR
FOR OCCUPATIONAL SAFETY AND
HEALTH,

          PROSECUTING PARTY,

     AND

HELEN M. PARK,

          COMPLAINANT,

     v.

MCLEAN TRANSPORTATION SERVICES,
INC.,

          RESPONDENT.


BEFORE:  THE SECRETARY OF LABOR


                         FINAL DECISION AND ORDER

     Before me for review is the Recommended Decision and Order
(R.D. and O.) of the Administrative Law Judge (ALJ) issued on
March 26, 1992, in this case arising under the employee
protection provision of the Surface Transportation Assistance Act
of 1982, (STAA) 49 U.S.C. § 2305 (1988). [1]   The ALJ found
that Complainant established retaliatory adverse action in
violation of the STAA, and recommended the award of back pay with
interest, and that Respondent expunge Complainant's records and
post a 

[PAGE 2] notice to all its employees acknowledging its obligations under the STAA. As permitted under the regulations implementing the STAA, the Assistant Secretary has filed a brief in support of the ALJ's recommended decision. 29 C.F.R. § 1978.109(c)(2) (1991). Upon review of the entire record, I find that the ALJ's factual findings are fully supported by substantial evidence on the record as a whole. R.D. and O. at 1-14. These findings are, therefore, accepted as conclusive and adopted herein. See 29 C.F.R. § 1978.109(c)(3). While I do not agree totally with the ALJ's legal analysis, I agree with his conclusion that Respondent violated the STAA by demoting and discharging Complainant. Accordingly, I adopt and append the ALJ's R.D. and O. and O.C. as supplemented and modified in this order. The ALJ's conclusion that Complainant established a prima facie case of retaliatory demotion and discharge under the STAA is wholly consistent with applicable law. See Moon v. Transport Drivers, Inc., 836 F.2d 226, 229 (6th Cir. 1987); McGavock v. Elbar, Inc., Case No. 86-STA-5, Sec. Final Dec. and Order, July 9, 1986, slip op. at 10-11. Respondent concedes that Complainant was engaged in protected activity on November 13, 1989, when she reported to a Quality Assurance Evaluator that her assigned bus had an expired inspection sticker. Respondent further concedes that adverse action was taken against Complainant when she was demoted to a substitute bus driver on November 14, 1989, and later discharged on December 1, 1989. The causal link between Complainant's protected activity and the adverse action is established by Respondent's November 14 memorandum reprimanding and demoting Complainant for "divulging company information" by asking the Quality Assurance Evaluator about the expired inspection sticker. Govt. Ex. G-2. Additionally, Respondent's own testimony at the hearing indicated that Complainant was primarily discharged for this incident of divulging company information. Tr. at 280-281; R.D. and O. at 10. Next, the ALJ considered whether Respondent articulated legitimate, nondiscriminatory reasons for Complainant's discharge. I agree with the ALJ's findings that Respondent offered several nondiscriminatory reasons for the decision to terminate Complainant, [2] i.e. Complainant's conduct towards a gas station owner while filling the bus with gasoline; Complainant's conduct toward Mr. Green (Vice-President of Respondent, McLean Transportation) during a payroll dispute on October 31, 1989; an alleged negative reference obtained from Complainant's previous employer. The ALJ then proceeded to analyze this as a pretext case, where the burden shifts to Complainant to prove that the reasons proffered by Respondent are pretextual. R.D. and O. at 12-14. Because Respondent
[PAGE 3] acknowledges that Complainant's protected activity was a motivating factor in the decision to discharge her, the dual motive analysis should be applied. [3] The dual motive doctrine is implicated when it is found that the employer's adverse action against the employee was motivated by both prohibited and legitimate reasons, i.e., that the employer had dual motives. See generally Wilson v. Bolin Associates, Inc., 91-STA-4, Final Dec. and Order, Dec. 30, 1991, slip op. at 4; Palmer v. Western Truck Manpower, Case No. 85-STA-6, Sec. Dec. and Order on Remand, Jan. 16, 1987, slip op. at 9-10; McGavock at 12. In such a case, in order to avoid liability, the employer has the burden of showing by a preponderance of the evidence that it would have made the same decision as to the employee's discharge even in the absence of the protected conduct. See Price Waterhouse v. Hopkins, 490 U.S. 228, 250-58 (1989); Wilson at 4. Respondent, here, did not meet that burden. There is no evidence in the record to support a finding that Respondent would have demoted and/or discharged Complainant absent her reporting the expired inspection sticker to the Quality Assurance Evaluator. To the contrary, the evidence indicates that Respondent admittedly discharged Complainant primarily for violating the company policy on "Divulging Company Information," which was her protected activity. Tr. at 280-281. The evidence shows that prior to this protected activity Complainant was not given any verbal or written warning concerning the other alleged legitimate reasons for her termination, and that Complainant was not informed of these company policies until after the alleged violations occurred. Tr. at 269-271. Moreover, the evidence establishes that the reference check which revealed unfavorable comment about Complainant was initiated after and as a result of her protected activity. See Govt. Ex. G-2. Accordingly, I conclude that under the dual motive doctrine, Respondent has failed to avoid liability. Finally, I accept the ALJ's recommended relief, R.D. and O. at 14, with the exception that prejudgment interest on the back pay award should be calculated in accordance with 26 U.S.C. § 6621 (1988). [4] See Spinner v. Yellow Freight System, inc., Case No. 90-STA-17, Sec. Dec. and Order, May 6, 1992, slip op. at 28; Nidy v. Benton Enterprises, Case No. 90-STA-11, Sec. Dec. and Order, Nov. 19, 1991, slip op. at 17-18. Accordingly, I adopt and append the ALJ's recommended decision as supplemented and modified herein. SO ORDERED. LYNN MARTIN Secretary of Labor
[PAGE 4] Washington, D.C. [ENDNOTES] [1] The ALJ also issued an Order Correcting Recommended Decision and Order (O.C.), dated April 2, 1992. [2] It is undisputed that Complainant's demotion was based solely on her protected activity. Govt. Ex. G-2. [3] I note, however, that even under the pretext analysis, Complainant has established that Respondent's proffered reasons for her dismissal are pretextual. R.D. and O. at 12-14. Thus, on this particular record, Complainant would prevail under either the dual motive or the pretext analysis. [4] Complainant does not seek reinstatement.



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