This proceeding arises under Section 210 of the Energy
Reorganization Act of 1974, as amended (ERA), 42 U.S.C. § 5851
(1988). Before me for review is a [Recommended] Decision and
Order (R.D. and O.) issued on October 17, 1986, by Administrative
Law Judge (ALJ) Glenn Robert Lawrence. In early 1986,
complainant Carolyn "Kate" Larry apprised the Nuclear Regulatory
Commission (NRC) that it had been provided false information
during an investigation of Respondent Detroit Edison Company's
Enrico Fermi II Nuclear Power Plant. During the preceding eight
months Complainant had raised safety concerns regarding the
subject of the investigation. Shortly after Detroit Edison
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personnel became aware of Complainant's communication with the
NRC, Respondent reassigned her to perform a less desirable job.
The ALJ determined that Complainant had been subject to
employment discrimination because of her protected activity and
that any legitimate reason proffered by Respondent for its action
was pretext. I agree.
FACTS
Complainant was hired by Respondent in June 1982 as a
Nuclear Security Officer (NSO). NSO personnel are uniformed
armed guards with onsite arrest powers. In January 1984,
Complainant was promoted to the staff position of Background
Investigator, and in September 1985, her title was changed to
Nuclear Security Specialist (NSS). See Plaintiff's Exh. 14. As
a Background Investigator/NSS, Complainant was responsible for
conducting security investigations of employees and prospective
employees and for ensuring plant compliance with nuclear safety
procedures and regulations.
Plaintiff's Exh. 10. Complainant was not apprised of the outcome
of a subsequent meeting in which Thompson's objections were
overridden.
As discussed supra, notice of an adverse job action that is
final, definitive, and unequivocal commences the limitations
period. "Final" and "definitive" notice denotes communication
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that is "decisive" or "conclusive," i.e., "leaving no further
chance for action, discussion, or change." "Unequivocal" notice
denotes communication that is "not ambiguous," i.e., free of
misleading possibilities. Webster's New World Dictionary (Third
College ed. 1988). Here, Supervisor Thompson, alone, notified
Complainant of the proposed job action. At the same time, he had
initiated a serious challenge to the proposal and held out the
possibility of reversal. The notice thus appears ambiguous and
inconclusive.
However, regardless whether the April 9 notice was adequate,
modification of the limitations period is in order as the result
of Respondent's Equal Employment Opportunity (EEO) scheme.
Respondent maintained a company EEO office in downtown Detroit
and employed Denise Gately O'Keefe as the EEO Specialist. T.
395-396. Notices posted at plant work locations and outside
the downtown office advised employees that "whistleblower"
discrimination complaints should be directed to the EEO office.
T. 605-607. See Plaintiff's Exhibit 15 (Respondent's "Position
Letter") in which Respondent attests: "The Michigan
[Whistleblowers Protection] Statute requires a 'Notice to
Employees' poster. Such poster states that whistleblower
concerns should be directed to the Company's EEO organization.").
See also T. 362-364. Ms. O'Keefe maintained an "open door
policy." Upon meeting with complaining employees, she explained
that she functioned as a mediator between employees and
management for purposes of complaint resolution. T. 609, 640.
In reality, Ms. O'Keefe was "responsible for representing the
company, preparing the company's position statement, and
representing the company at any fact finding or resolution
conferences that are conducted." T. 605 (O'Keefe). See T. 617,
637; Plaintiff's Exh. 15, pp. 10-11. Ms. O'Keefe did not
disclose her responsibility as company representative to
complaining employees. T. 638. She assured the employees,
however, that she expected to "give [their complaints] immediate
attention." T. 618.
Complainant consulted Ms. O'Keefe on April 10 at the
downtown office and thereafter at the Fermi II Plant. In
response to Complainant's inquiry, ms. O'Keefe assured
Complainant "that she [Complainant] was in the right place"
if she wished to pursue "a mediation process." T. 609.6
Ms. O'Keefe also made clear that should Complainant file a formal
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1 Complainant pointed out (1) that the
system was not
selfcontained at the Fermi II Plant in that four of its unprotected
telephone lines ran to Respondent's downtown facilities, (2) that
system "superusers" could gain access to accounts other than their
own, (3) that documents stored in the system during editing were
accessible for the period of storage, and (4) that the potential
existed for unsafe document disposal. T. 388; Plaintiff's Exh. 2A.
2 Complainant's prima facie case
requires a showing sufficient to
support an inference of unlawful discrimination. This burden is
not onerous. Texas Dept. of Community Affairs v. Burdine, 450 U.S.
248, 253 (1981). Direct evidence is not required for a finding of
causation. The presence or absence of retaliatory motive is
provable by circumstantial evidence, even in the event that
witnesses testify that they did not perceive such a motive. Ellis
Fischel State Cancer Hospital v. Marshall, 629 F.2d 563, 566 (8th
Cir. 1980), cert. denied, 450 U.S. 1040 (1981). Accord Mackowiak
v. University Nuclear Systems Inc., 735 F.2d 1159, 1162 (9th Cir.
1984).
3 Agge's observations about
Hastings are consistent with employee
SAFETEAM comments. See Joint Exh. 1. (Managed by a subsidiary of
Respondent, SAFETEAM interviews employees about their safety
concerns and issues recommendations for improvements. T. 111.)
4 The following circumstances
have precipitated estoppel: An
employer's "positive signals" regarding amical resolution, false
assurances by an employer that it intends to settle the claim, an
employer's failure to provide agreed upon information, and an
employer's misrepresentation as to reasons for its employment
action or misinformation as to employee rights. Dillman v.
Combustion Engineering, Inc., 784 F.2d 57, 61 (2d Cir. 1986); Meyer
v. Riegel Products Corp., 720 F.2d at 307; Cooper v. Bell, 628 F.2d
1208, 1214 (9th Cir. 1980); Bonham v. Dresser Industries, Inc., 569
F.2d 187, 193 (3d Cir. 1977), cert. denied, 439 U.S. 821 (1978);
Dartt v. Shell Oil Co., 539 F.2d 1256, 1262 (10th Cir. 1976), aff'd
per curiam by an equally divided court, 434 U.S. 99 (1977). "An
employer who misrepresents its intent to remedy an alleged unlawful
practice should expect that the aggrieved employee will delay
filing suit in reliance on the employer's promise that the practice
will be corrected." Coke v. General Adjustment Bureau, Inc., 616
F.2d 785 790 (5th Cir.), rehearing granted, 622 F.2d 1226 (1980),
decision on rehearing, 640 F.2d 584 (1981) (en banc).
5 The other employee who was
returned to uniform had engaged in
extensive criticism of Respondent during SAFETEAM interviews, and
he believed that his comments had been leaked to management. This
interpretation supports the ALJ's identification of animus in
Mr. Pianas testimony: "Mr. Hastings and I met and decided it was
a good time to enact our plan to get rid of any -- scratch that
please." R.D. and O. at 7; T. 723.
A: I told her about the [EEO] notice to
employees and I had a certain time limit
and that if this wasn't the right place to
be, please let me continue to the State or
the Federal --
Q: What did she say in response to that?
A: She said that I was in the right place.
T. 400.
7 Although Complainant
expressly raised the issue, Ms. O'Keefe
apparently declined to advise her of the correct interpretation.
8Cf. Hicks v. Colonial Motor
Freight Lines, Case No. 84-STA-20,
Sec. Dec., Dec. 10, 1985, slip op. at 11 (relatively short filing
period may militate in favor of equitable tolling).